$138 Billion is the total value of CREDIT SUISSE AG/'s 16081 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PRQR | Exit | PROQR THRAPEUTICS N V | $0 | – | -18,390 | -100.0% | 0.00% | – |
| NXTG | Exit | FIRST TR EXCHANGE TRADED FDindxx nextg etf | $0 | – | -5,434 | -100.0% | 0.00% | – |
| TLRA | Exit | TELARIA INC | $0 | – | -14,719 | -100.0% | 0.00% | – |
| Exit | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $0 | – | -295,000 | -100.0% | 0.00% | – | |
| ASRT | Exit | ASSERTIO THERAPEUTICS INC | $0 | – | -39,342 | -100.0% | 0.00% | – |
| XXII | Exit | 22ND CENTY GROUP INC | $0 | – | -27,839 | -100.0% | 0.00% | – |
| UCO | Exit | PROSHARES TR IIulta blmbg 2017 | $0 | – | -18,678 | -100.0% | 0.00% | – |
| HSDT | Exit | HELIUS MED TECHNOLOGIES INC | $0 | – | -34,896 | -100.0% | 0.00% | – |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -14,183 | -100.0% | 0.00% | – |
| IPAC | Exit | ISHARES TRcore msci pac | $0 | – | -8,385 | -100.0% | 0.00% | – |
| ICON | Exit | ICONIX BRAND GROUP INC | $0 | – | -119,118 | -100.0% | 0.00% | – |
| OEC | Exit | ORION ENGINEERED CARBONS S A | $0 | – | -11,796 | -100.0% | 0.00% | – |
| ADMS | Exit | ADAMAS PHARMACEUTICALS INC | $0 | – | -20,995 | -100.0% | 0.00% | – |
| LEE | Exit | LEE ENTERPRISES INC | $0 | – | -13,387 | -100.0% | 0.00% | – |
| CALA | Exit | CALITHERA BIOSCIENCES INC | $0 | – | -11,672 | -100.0% | 0.00% | – |
| ASX | Exit | ASE TECHNOLOGY HOLDING CO LTsponsored ads | $0 | – | -59,327 | -100.0% | 0.00% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -58,655 | -100.0% | 0.00% | – |
| ICHR | Exit | ICHOR HOLDINGScall | $0 | – | -23,300 | -100.0% | 0.00% | – |
| IDEX | Exit | IDEANOMICS INC | $0 | – | -60,994 | -100.0% | 0.00% | – |
| AFI | Exit | ARMSTRONG FLOORING INC | $0 | – | -82,349 | -100.0% | 0.00% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGS | $0 | – | -13,449 | -100.0% | 0.00% | – |
| DS | Exit | DRIVE SHACK INC | $0 | – | -16,427 | -100.0% | 0.00% | – |
| DEO | Exit | DIAGEO P L Cspon adr new | $0 | – | -2,261 | -100.0% | 0.00% | – |
| NERV | Exit | MINERVA NEUROSCIENCES INC | $0 | – | -14,615 | -100.0% | 0.00% | – |
| SPOK | Exit | SPOK HLDGS INC | $0 | – | -13,608 | -100.0% | 0.00% | – |
| WLDN | Exit | WILLDAN GROUP INC | $0 | – | -5,728 | -100.0% | 0.00% | – |
| MNOV | Exit | MEDICINOVA INC | $0 | – | -43,405 | -100.0% | 0.00% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -4,497 | -100.0% | 0.00% | – |
| RTIX | Exit | RTI SURGICAL HOLDINGS INC | $0 | – | -14,378 | -100.0% | 0.00% | – |
| AMAL | Exit | AMALGAMATED BK NEW YORK N Yclass a | $0 | – | -17,511 | -100.0% | 0.00% | – |
| SOLY | Exit | SOLITON INC | $0 | – | -19,144 | -100.0% | 0.00% | – |
| OSTK | Exit | OVERSTOCK COM INC DEL | $0 | – | -30,939 | -100.0% | 0.00% | – |
| HUD | Exit | HUDSON LTD | $0 | – | -12,589 | -100.0% | 0.00% | – |
| FUTU | Exit | FUTU HLDGS LTDsponsored ads | $0 | – | -20,500 | -100.0% | 0.00% | – |
| WHG | Exit | WESTWOOD HLDGS GROUP INC | $0 | – | -8,184 | -100.0% | 0.00% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -19,844 | -100.0% | 0.00% | – |
| SDC | Exit | SMILEDIRECTCLUB INC | $0 | – | -26,954 | -100.0% | 0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INC | $0 | – | -38,306 | -100.0% | 0.00% | – |
| FNCL | Exit | FIDELITY COVINGTON TRmsci finls idx | $0 | – | -6,705 | -100.0% | 0.00% | – |
| NDLS | Exit | NOODLES & CO | $0 | – | -17,234 | -100.0% | 0.00% | – |
| TRXC | Exit | TRANSENTERIX INC | $0 | – | -113,695 | -100.0% | 0.00% | – |
| SRAX | Exit | SRAX INCcl a | $0 | – | -15,000 | -100.0% | 0.00% | – |
| DGLY | Exit | DIGITAL ALLY INC | $0 | – | -14,500 | -100.0% | 0.00% | – |
| DSKE | Exit | DASEKE INC | $0 | – | -41,950 | -100.0% | 0.00% | – |
| CMRX | Exit | CHIMERIX INC | $0 | – | -167,906 | -100.0% | 0.00% | – |
| MDCA | Exit | MDC PARTNERS INCcl a sub vtg | $0 | – | -12,490 | -100.0% | 0.00% | – |
| INWK | Exit | INNERWORKINGS INC | $0 | – | -10,950 | -100.0% | 0.00% | – |
| MRSN | Exit | MERSANA THERAPEUTICS INC | $0 | – | -10,868 | -100.0% | 0.00% | – |
| CNBKA | Exit | CENTURY BANCORP INC MASScl a non vtg | $0 | – | -2,833 | -100.0% | 0.00% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS INC | $0 | – | -19,058 | -100.0% | 0.00% | – |
| TYME | Exit | TYME TECHNOLOGIES INC | $0 | – | -12,282 | -100.0% | 0.00% | – |
| PING | Exit | PING IDENTITY HLDG CORP | $0 | – | -26,462 | -100.0% | 0.00% | – |
| DHX | Exit | DHI GROUP INC | $0 | – | -12,639 | -100.0% | 0.00% | – |
| ZNOG | Exit | ZION OIL & GAS INC | $0 | – | -164,591 | -100.0% | 0.00% | – |
| SVXY | Exit | PROSHARES TR IIsht vix st trm | $0 | – | -5,355 | -100.0% | 0.00% | – |
| FTK | Exit | FLOTEK INDS INC DEL | $0 | – | -12,858 | -100.0% | 0.00% | – |
| VC | Exit | VISTEON CORPcall | $0 | – | -3,200 | -100.0% | 0.00% | – |
| ENZ | Exit | ENZO BIOCHEM INC | $0 | – | -13,672 | -100.0% | 0.00% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -29,987 | -100.0% | 0.00% | – |
| TGH | Exit | TEXTAINER GROUP HOLDINGS LTD | $0 | – | -11,852 | -100.0% | 0.00% | – |
| TNK | Exit | TEEKAY TANKERS LTDcl a | $0 | – | -39,895 | -100.0% | 0.00% | – |
| ACTG | Exit | ACACIA RESH CORP | $0 | – | -12,150 | -100.0% | 0.00% | – |
| MBII | Exit | MARRONE BIO INNOVATIONS INC | $0 | – | -12,398 | -100.0% | 0.00% | – |
| NBEV | Exit | NEW AGE BEVERAGES CORP | $0 | – | -17,989 | -100.0% | 0.00% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -3,419 | -100.0% | 0.00% | – |
| SCOR | Exit | COMSCORE INC | $0 | – | -32,687 | -100.0% | 0.00% | – |
| EWQ | Exit | ISHARES INCmsci france etf | $0 | – | -9,770 | -100.0% | 0.00% | – |
| EYPT | Exit | EYEPOINT PHARMACEUTICALS INC | $0 | – | -14,415 | -100.0% | 0.00% | – |
| XLC | Exit | SELECT SECTOR SPDR TR | $0 | – | -7,213 | -100.0% | 0.00% | – |
| PACDQ | Exit | PACIFIC DRILLING SA LUXEMBOU | $0 | – | -64,785 | -100.0% | 0.00% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -24,160 | -100.0% | 0.00% | – |
| CTSO | Exit | CYTOSORBENTS CORP | $0 | – | -10,620 | -100.0% | 0.00% | – |
| AFMD | Exit | AFFIMED N V | $0 | – | -14,381 | -100.0% | 0.00% | – |
| UWT | Exit | CITIGROUP GLOBAL MKTS HLDGS | $0 | – | -13,000 | -100.0% | 0.00% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -10,671 | -100.0% | 0.00% | – |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -10,648 | -100.0% | 0.00% | – |
| MEET | Exit | MEET GROUP INC | $0 | – | -17,723 | -100.0% | 0.00% | – |
| OSG | Exit | OVERSEAS SHIPHOLDING GROUP Icl a new | $0 | – | -15,837 | -100.0% | 0.00% | – |
| XELA | Exit | EXELA TECHNOLOGIES INC | $0 | – | -10,839 | -100.0% | 0.00% | – |
| BSMX | Exit | BANCO SANTANDER MEXICO S Asponsored ads b | $0 | – | -11,032 | -100.0% | 0.00% | – |
| FHLC | Exit | FIDELITY COVINGTON TRmsci hlth care i | $0 | – | -5,633 | -100.0% | 0.00% | – |
| UUUU | Exit | ENERGY FUELS INC | $0 | – | -22,973 | -100.0% | 0.00% | – |
| CNTTQ | Exit | CANNTRUST HLDGS INC | $0 | – | -68,690 | -100.0% | 0.00% | – |
| EQIX | Exit | EQUINIX INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| ADMA | Exit | ADMA BIOLOGICS INC | $0 | – | -12,162 | -100.0% | 0.00% | – |
| AXTI | Exit | AXT INC | $0 | – | -13,389 | -100.0% | 0.00% | – |
| NEWM | Exit | NEW MEDIA INVT GROUP INC | $0 | – | -65,712 | -100.0% | 0.00% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -20,122 | -100.0% | 0.00% | – |
| GORO | Exit | GOLD RESOURCE CORP | $0 | – | -15,195 | -100.0% | 0.00% | – |
| CFMS | Exit | CONFORMIS INC | $0 | – | -14,814 | -100.0% | 0.00% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -10,693 | -100.0% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -32,780 | -100.0% | 0.00% | – |
| DKL | Exit | DELEK LOGISTICS PARTNERS LP | $0 | – | -7,355 | -100.0% | 0.00% | – |
| Exit | TARENA INTL INCsponsored ads | $0 | – | -12,265 | -100.0% | 0.00% | – | |
| IVC | Exit | INVACARE CORP | $0 | – | -12,547 | -100.0% | 0.00% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -11,931 | -100.0% | 0.00% | – |
| TIGR | Exit | UP FINTECH HLDG LTDsponsored ads | $0 | – | -16,356 | -100.0% | 0.00% | – |
| ABEO | Exit | ABEONA THERAPEUTICS INC | $0 | – | -29,492 | -100.0% | 0.00% | – |
| FDD | Exit | FIRST TR STOXX EURO DIV FD | $0 | – | -10,597 | -100.0% | 0.00% | – |
| PIRS | Exit | PIERIS PHARMACEUTICALS INC | $0 | – | -18,989 | -100.0% | 0.00% | – |
| FSLY | Exit | FASTLY INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -36,157 | -100.0% | 0.00% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -50,940 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HOUSE RESORTS INC | $0 | – | -200,000 | -100.0% | 0.00% | – |
| DLTR | Exit | DOLLAR TREE INCcall | $0 | – | -2,900 | -100.0% | 0.00% | – |
| NLS | Exit | NAUTILUS INC | $0 | – | -37,289 | -100.0% | 0.00% | – |
| WTRH | Exit | WAITR HLDGS INC | $0 | – | -30,549 | -100.0% | 0.00% | – |
| TH | Exit | TARGET HOSPITALITY CORP | $0 | – | -10,153 | -100.0% | 0.00% | – |
| UEC | Exit | URANIUM ENERGY CORPput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| Exit | SOLARCITY CORPnote 1.625%11/0 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -32,312 | -100.0% | 0.00% | – |
| MCHX | Exit | MARCHEX INCcl b | $0 | – | -11,719 | -100.0% | 0.00% | – |
| AABA | Exit | ALTABA INCcall | $0 | – | -13,400 | -100.0% | 0.00% | – |
| TOUR | Exit | TUNIU CORPsponsored ads a | $0 | – | -10,453 | -100.0% | 0.00% | – |
| FUTY | Exit | FIDELITY COVINGTON TRmsci utils index | $0 | – | -5,760 | -100.0% | 0.00% | – |
| ACOR | Exit | ACORDA THERAPEUTICS INC | $0 | – | -60,077 | -100.0% | 0.00% | – |
| TUSK | Exit | MAMMOTH ENERGY SVCS INC | $0 | – | -11,253 | -100.0% | 0.00% | – |
| CVEO | Exit | CIVEO CORP CDA | $0 | – | -54,517 | -100.0% | 0.00% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -10,982 | -100.0% | 0.00% | – |
| CZZ | Exit | COSAN LTDcall | $0 | – | -21,000 | -100.0% | 0.00% | – |
| CYCN | Exit | CYCLERION THERAPEUTICS INC | $0 | – | -13,810 | -100.0% | 0.00% | – |
| PSTV | Exit | PLUS THERAPEUTICS INC | $0 | – | -11,181 | -100.0% | 0.00% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INCcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| TNAV | Exit | TELENAV INC | $0 | – | -21,386 | -100.0% | 0.00% | – |
| GENN | Exit | GENESIS HEALTHCARE INC | $0 | – | -19,884 | -100.0% | 0.00% | – |
| CRK | Exit | COMSTOCK RES INC | $0 | – | -16,014 | -100.0% | 0.00% | – |
| FTEC | Exit | FIDELITY COVINGTON TRmsci info tech i | $0 | – | -3,837 | -100.0% | 0.00% | – |
| CHMA | Exit | CHIASMA INC | $0 | – | -10,983 | -100.0% | 0.00% | – |
| SALT | Exit | SCORPIO BULKERS INC | $0 | – | -15,593 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC | $0 | – | -30,847 | -100.0% | 0.00% | – |
| FRAC | Exit | KEANE GROUP INC | $0 | – | -33,640 | -100.0% | 0.00% | – |
| DERM | Exit | DERMIRA INCcall | $0 | – | -27,800 | -100.0% | 0.00% | – |
| AOSL | Exit | ALPHA & OMEGA SEMICONDUCTOR | $0 | – | -12,311 | -100.0% | 0.00% | – |
| CASI | Exit | CASI PHARMACEUTICALS INC | $0 | – | -11,868 | -100.0% | 0.00% | – |
| KLXE | Exit | KLX ENERGY SERVICS HOLDNGS I | $0 | – | -16,341 | -100.0% | 0.00% | – |
| TITN | Exit | TITAN MACHY INC | $0 | – | -23,945 | -100.0% | 0.00% | – |
| GNCIQ | Exit | GNC HLDGS INC | $0 | – | -18,763 | -100.0% | 0.00% | – |
| SCU | Exit | SCULPTOR CAP MGMT | $0 | – | -12,709 | -100.0% | 0.00% | – |
| PSN | Exit | PARSONS CORPORATIONput | $0 | – | -11,300 | -100.0% | 0.00% | – |
| EFV | Exit | ISHARES TReafe value etf | $0 | – | -4,319 | -100.0% | 0.00% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -8,009 | -100.0% | 0.00% | – |
| FRGI | Exit | FIESTA RESTAURANT GROUP INC | $0 | – | -17,817 | -100.0% | 0.00% | – |
| LKSDQ | Exit | LSC COMMUNICATIONS INC | $0 | – | -29,215 | -100.0% | 0.00% | – |
| PKOH | Exit | PARK OHIO HLDGS CORP | $0 | – | -7,500 | -100.0% | 0.00% | – |
| PPDF | Exit | PPDAI GROUP INCsponsored adr | $0 | – | -184,637 | -100.0% | 0.00% | – |
| MGTX | Exit | MEIRAGTX HOLDINGS PLC | $0 | – | -19,082 | -100.0% | 0.00% | – |
| GDI | Exit | GARDNER DENVER HLDGS INCput | $0 | – | -12,500 | -100.0% | 0.00% | – |
| CSTE | Exit | CAESARSTONE LTD | $0 | – | -12,583 | -100.0% | 0.00% | – |
| FIDU | Exit | FIDELITY COVINGTON TRmsci indl indx | $0 | – | -7,021 | -100.0% | 0.00% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -10,587 | -100.0% | 0.00% | – |
| ATEC | Exit | ALPHATEC HOLDINGS INC | $0 | – | -11,894 | -100.0% | 0.00% | – |
| PLG | Exit | PLATINUM GROUP METALS LTD | $0 | – | -28,805 | -100.0% | 0.00% | – |
| GPRE | Exit | GREEN PLAINS INCput | $0 | – | -15,300 | -100.0% | 0.00% | – |
| PD | Exit | PAGERDUTY INCcall | $0 | – | -20,800 | -100.0% | 0.00% | – |
| HDG | Exit | PROSHARES TRhd replication | $0 | – | -4,591 | -100.0% | 0.00% | – |
| MEIP | Exit | MEI PHARMA INC | $0 | – | -15,881 | -100.0% | 0.00% | – |
| CALX | Exit | CALIX INC | $0 | – | -11,487 | -100.0% | 0.00% | – |
| SB | Exit | SAFE BULKERS INC | $0 | – | -11,165 | -100.0% | 0.00% | – |
| SUP | Exit | SUPERIOR INDS INTL INC | $0 | – | -14,835 | -100.0% | 0.00% | – |
| AT | Exit | ATLANTIC PWR CORP | $0 | – | -25,418 | -100.0% | 0.00% | – |
| BE | Exit | BLOOM ENERGY CORPcall | $0 | – | -31,600 | -100.0% | 0.00% | – |
| SWTX | Exit | SPRINGWORKS THERAPEUTICS INC | $0 | – | -27,319 | -100.0% | 0.00% | – |
| SD | Exit | SANDRIDGE ENERGY INC | $0 | – | -30,267 | -100.0% | 0.00% | – |
| CCJ | Exit | CAMECO CORPcall | $0 | – | -46,700 | -100.0% | 0.00% | – |
| AVDL | Exit | AVADEL PHARMACEUTICALS PLCsponsored adr | $0 | – | -20,804 | -100.0% | 0.00% | – |
| CVIAQ | Exit | COVIA HLDGS CORP | $0 | – | -21,158 | -100.0% | 0.00% | – |
| UAE | Exit | ISHARES TRmsci uae etf | $0 | – | -25,000 | -100.0% | 0.00% | – |
| REV | Exit | REVLON INCcl a new | $0 | – | -15,851 | -100.0% | 0.00% | – |
| TEUM | Exit | PARETEUM CORP | $0 | – | -25,422 | -100.0% | 0.00% | – |
| LCTX | Exit | LINEAGE CELL THERAPEUTICS IN | $0 | – | -27,342 | -100.0% | 0.00% | – |
| FIT | Exit | FITBIT INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| WPX | Exit | WPX ENERGY INCcall | $0 | – | -27,000 | -100.0% | 0.00% | – |
| CDMO | Exit | AVID BIOSERVICES INC | $0 | – | -12,444 | -100.0% | 0.00% | – |
| NINE | Exit | NINE ENERGY SVC INC | $0 | – | -10,942 | -100.0% | 0.00% | – |
| OLBK | Exit | OLD LINE BANCSHARES INC | $0 | – | -10,409 | -100.0% | 0.00% | – |
| FPRX | Exit | FIVE PRIME THERAPEUTICS INC | $0 | – | -24,513 | -100.0% | 0.00% | – |
| CPRI | Exit | CAPRI HOLDINGS LIMITEDcall | $0 | – | -52,100 | -100.0% | -0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTDcall | $0 | – | -125,000 | -100.0% | -0.00% | – |
| RTEC | Exit | RUDOLPH TECHNOLOGIES INC | $0 | – | -29,730 | -100.0% | -0.00% | – |
| IPOA | Exit | SOCIAL CAP HEDOSOPHIA HLDGScl a | $0 | – | -135,231 | -100.0% | -0.00% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ELP | Exit | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $0 | – | -54,704 | -100.0% | -0.00% | – |
| AABA | Exit | ALTABA INCput | $0 | – | -39,800 | -100.0% | -0.00% | – |
| ECOL | Exit | US ECOLOGY INC | $0 | – | -16,870 | -100.0% | -0.00% | – |
| LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -43,823 | -100.0% | -0.00% | – |
| OMC | Exit | OMNICOM GROUP INCcall | $0 | – | -17,100 | -100.0% | -0.00% | – |
| HYMB | Exit | SPDR SERIES TRUSTnuv hghyld mun | $0 | – | -10,000 | -100.0% | -0.00% | – |
| TTE | Exit | TOTAL S Asponsored ads | $0 | – | -26,895 | -100.0% | -0.00% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INCcall | $0 | – | -16,900 | -100.0% | -0.00% | – |
| WF | Exit | WOORI FINANCIAL GROUP INCsponsored ads | $0 | – | -27,062 | -100.0% | -0.00% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND COput | $0 | – | -21,200 | -100.0% | -0.00% | – |
| Exit | ZILLOW GROUP INCnote 2.000%12/0 | $0 | – | -800,000 | -100.0% | -0.00% | – | |
| AIZP | Exit | ASSURANT INC6.50% conv pfd d | $0 | – | -11,467 | -100.0% | -0.00% | – |
| HBI | Exit | HANESBRANDS INCput | $0 | – | -90,000 | -100.0% | -0.00% | – |
| TW | Exit | TRADEWEB MKTS INCput | $0 | – | -20,800 | -100.0% | -0.00% | – |
| MCRN | Exit | MILACRON HLDGS CORP | $0 | – | -68,919 | -100.0% | -0.00% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INCcall | $0 | – | -6,800 | -100.0% | -0.00% | – |
| CS | Exit | CREDIT SUISSE GROUPsponsored adr | $0 | – | -99,318 | -100.0% | -0.00% | – |
| ALK | Exit | ALASKA AIR GROUP INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| HUBB | Exit | HUBBELL INCcall | $0 | – | -12,200 | -100.0% | -0.00% | – |
| ONLN | Exit | PROSHARES TRonline rtl etf | $0 | – | -19,800 | -100.0% | -0.00% | – |
| FLIR | Exit | FLIR SYS INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| GHDX | Exit | GENOMIC HEALTH INC | $0 | – | -18,435 | -100.0% | -0.00% | – |
| KSA | Exit | ISHARES TRmsci saudi arbia | $0 | – | -56,593 | -100.0% | -0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES S Asponsored adr | $0 | – | -182,706 | -100.0% | -0.00% | – |
| ENB | Exit | ENBRIDGE INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| ORLY | Exit | O REILLY AUTOMOTIVE INC NEWput | $0 | – | -3,400 | -100.0% | -0.00% | – |
| OMC | Exit | OMNICOM GROUP INCput | $0 | – | -18,400 | -100.0% | -0.00% | – |
| NANO | Exit | NANOMETRICS INC | $0 | – | -26,108 | -100.0% | -0.00% | – |
| Exit | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $0 | – | -1,315,000 | -100.0% | -0.00% | – | |
| CC | Exit | CHEMOURS COcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| GDI | Exit | GARDNER DENVER HLDGS INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| IAT | Exit | ISHARES TRus regnl bks etf | $0 | – | -21,886 | -100.0% | -0.00% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -400,000 | -100.0% | -0.00% | – |
| IPO | Exit | RENAISSANCE CAP GREENWICH FDipo etf | $0 | – | -56,700 | -100.0% | -0.00% | – |
| SYK | Exit | STRYKER CORPcall | $0 | – | -7,000 | -100.0% | -0.00% | – |
| ISCA | Exit | INTERNATIONAL SPEEDWAY CORPcl a | $0 | – | -25,447 | -100.0% | -0.00% | – |
| Exit | PACIRA BIOSCIENCESnote 2.375% 4/0 | $0 | – | -885,000 | -100.0% | -0.00% | – | |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INC | $0 | – | -55,652 | -100.0% | -0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INC | $0 | – | -48,145 | -100.0% | -0.00% | – |
| EBAY | Exit | EBAY INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| ORIT | Exit | ORITANI FINL CORP DEL | $0 | – | -39,240 | -100.0% | -0.00% | – |
| PINS | Exit | PINTEREST INCcall | $0 | – | -46,000 | -100.0% | -0.00% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -9,515 | -100.0% | -0.00% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCcall | $0 | – | -15,600 | -100.0% | -0.00% | – |
| GEO | Exit | GEO GROUP INC NEWput | $0 | – | -75,100 | -100.0% | -0.00% | – |
| LKQ | Exit | LKQ CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| LIT | Exit | GLOBAL X FDSlithium btry etf | $0 | – | -27,731 | -100.0% | -0.00% | – |
| PTEN | Exit | PATTERSON UTI ENERGY INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| CBLK | Exit | CARBON BLACK INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| AUOTY | Exit | AU OPTRONICS CORPsponsored adr | $0 | – | -504,516 | -100.0% | -0.00% | – |
| FOXA | Exit | FOX CORPput | $0 | – | -40,900 | -100.0% | -0.00% | – |
| EZU | Exit | ISHARES INCmsci eurzone etf | $0 | – | -20,061 | -100.0% | -0.00% | – |
| ETSY | Exit | ETSY INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| Exit | DERMIRA INCnote 3.000% 5/1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| CCJ | Exit | CAMECO CORPput | $0 | – | -140,000 | -100.0% | -0.00% | – |
| Exit | INTERDIGITAL INCnote 1.500% 3/0 | $0 | – | -1,538,000 | -100.0% | -0.00% | – | |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -225,000 | -100.0% | -0.00% | – |
| CTWS | Exit | CONNECTICUT WTR SVC INC | $0 | – | -12,846 | -100.0% | -0.00% | – |
| VTEB | Exit | VANGUARD MUN BD FD INCtax exempt bd | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -2,500,000 | -100.0% | -0.00% | – | |
| LTXB | Exit | LEGACY TEX FINL GROUP INC | $0 | – | -41,710 | -100.0% | -0.00% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORPcall | $0 | – | -72,000 | -100.0% | -0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCcall | $0 | – | -78,500 | -100.0% | -0.00% | – |
| DFODQ | Exit | DEAN FOODS CO NEW | $0 | – | -2,160,763 | -100.0% | -0.00% | – |
| AVDV | Exit | AMERICAN CENTY ETF TRintl smcp vlu | $0 | – | -60,000 | -100.0% | -0.00% | – |
| TPGH | Exit | TPG PACE HLDGS CORPcl a | $0 | – | -175,000 | -100.0% | -0.00% | – |
| UBNK | Exit | UNITED FINL BANCORP INC NEW | $0 | – | -139,940 | -100.0% | -0.00% | – |
| TD | Exit | TORONTO DOMINION BK ONTcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| PWV | Exit | INVESCO EXCHANGE TRADED FD Tdynmc lrg valu | $0 | – | -57,473 | -100.0% | -0.00% | – |
| Exit | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $0 | – | -2,805,000 | -100.0% | -0.00% | – | |
| RIV | Exit | RIVERNORTH OPPRTUNITIES FD I | $0 | – | -157,000 | -100.0% | -0.00% | – |
| BHC | Exit | BAUSCH HEALTH COS INCput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| AAWW | Exit | ATLAS AIR WORLDWIDE HLDGS INput | $0 | – | -108,000 | -100.0% | -0.00% | – |
| BJRI | Exit | BJS RESTAURANTS INCput | $0 | – | -48,600 | -100.0% | -0.00% | – |
| AVDE | Exit | AMERICAN CENTY ETF TRintl eqt etf | $0 | – | -50,000 | -100.0% | -0.00% | – |
| TXT | Exit | TEXTRON INCcall | $0 | – | -51,000 | -100.0% | -0.00% | – |
| RTN | Exit | RAYTHEON COcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| AVUV | Exit | AMERICAN CENTY ETF TRus sml cp valu | $0 | – | -40,000 | -100.0% | -0.00% | – |
| CMPR | Exit | CIMPRESS N V | $0 | – | -15,794 | -100.0% | -0.00% | – |
| DAC | Exit | DANAOS CORPORATION | $0 | – | -296,493 | -100.0% | -0.00% | – |
| AIZ | Exit | ASSURANT INCput | $0 | – | -19,800 | -100.0% | -0.00% | – |
| MSGN | Exit | MSG NETWORK INCput | $0 | – | -138,300 | -100.0% | -0.00% | – |
| TSCO | Exit | TRACTOR SUPPLY COcall | $0 | – | -20,500 | -100.0% | -0.00% | – |
| BNDX | Exit | VANGUARD CHARLOTTE FDSintl bd idx etf | $0 | – | -40,000 | -100.0% | -0.00% | – |
| PHG | Exit | KONINKLIJKE PHILIPS N Vny reg sh new | $0 | – | -43,283 | -100.0% | -0.00% | – |
| ZNGA | Exit | ZYNGA INCput | $0 | – | -350,000 | -100.0% | -0.00% | – |
| TYPE | Exit | MONOTYPE IMAGING HOLDINGS IN | $0 | – | -114,198 | -100.0% | -0.00% | – |
| BRID | Exit | BRIDGFORD FOODS CORP | $0 | – | -74,088 | -100.0% | -0.00% | – |
| CLR | Exit | CONTINENTAL RESOURCES INCput | $0 | – | -120,000 | -100.0% | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUSTcall | $0 | – | -189,600 | -100.0% | -0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORPput | $0 | – | -1,115,000 | -100.0% | -0.00% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GRP INcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| AEPPL | Exit | AMERICAN ELEC PWR CO INCunit 03/15/2022 | $0 | – | -62,962 | -100.0% | -0.00% | – |
| WES | Exit | WESTERN MIDSTREAM PARTNERS Lcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| UAA | Exit | UNDER ARMOUR INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| CVET | Exit | COVETRUS INCcall | $0 | – | -305,800 | -100.0% | -0.00% | – |
| MPWR | Exit | MONOLITHIC PWR SYS INCcall | $0 | – | -21,200 | -100.0% | -0.00% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -32,500 | -100.0% | -0.00% | – |
| ILF | Exit | ISHARES TRlatn amer 40 etf | $0 | – | -114,505 | -100.0% | -0.00% | – |
| USO | Exit | UNITED STATES OIL FUND LPput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| DHT | Exit | DHT HOLDINGS INCcall | $0 | – | -539,500 | -100.0% | -0.00% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -394,718 | -100.0% | -0.00% | – |
| BYND | Exit | BEYOND MEAT INCput | $0 | – | -23,100 | -100.0% | -0.00% | – |
| DK | Exit | DELEK US HLDGS INC NEWcall | $0 | – | -104,400 | -100.0% | -0.00% | – |
| CZZ | Exit | COSAN LTDput | $0 | – | -216,900 | -100.0% | -0.00% | – |
| HESM | Exit | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $0 | – | -165,230 | -100.0% | -0.00% | – |
| BID | Exit | SOTHEBYS | $0 | – | -68,852 | -100.0% | -0.00% | – |
| AN | Exit | AUTONATION INCcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| AVUS | Exit | AMERICAN CENTY ETF TRus eqt etf | $0 | – | -60,000 | -100.0% | -0.00% | – |
| SLAB | Exit | SILICON LABORATORIES INCcall | $0 | – | -35,900 | -100.0% | -0.00% | – |
| CVRS | Exit | CORINDUS VASCULAR ROBOTICS I | $0 | – | -963,954 | -100.0% | -0.00% | – |
| NCI | Exit | NAVIGANT CONSULTING INC | $0 | – | -157,180 | -100.0% | -0.00% | – |
| WEX | Exit | WEX INCput | $0 | – | -25,900 | -100.0% | -0.00% | – |
| SHY | Exit | ISHARES TRput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| PSDO | Exit | PRESIDIO INC | $0 | – | -247,513 | -100.0% | -0.00% | – |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -5,720,000 | -100.0% | -0.00% | – | |
| Exit | VIAVI SOLUTIONS INCnote 1.750% 6/0 | $0 | – | -3,705,000 | -100.0% | -0.00% | – | |
| IYG | Exit | ISHARES TRu.s. fin svc etf | $0 | – | -33,537 | -100.0% | -0.00% | – |
| DVN | Exit | DEVON ENERGY CORP NEWcall | $0 | – | -220,000 | -100.0% | -0.00% | – |
| WAB | Exit | WABTEC CORPput | $0 | – | -59,000 | -100.0% | -0.00% | – |
| THO | Exit | THOR INDS INCput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INCput | $0 | – | -126,700 | -100.0% | -0.00% | – |
| Exit | TTM TECHNOLOGIES INCnote 1.750%12/1 | $0 | – | -3,349,000 | -100.0% | -0.00% | – | |
| VIIX | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -460,571 | -100.0% | -0.00% | – |
| LVS | Exit | LAS VEGAS SANDS CORPcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| RVLV | Exit | REVOLVE GROUP INCput | $0 | – | -248,600 | -100.0% | -0.01% | – |
| SMH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| RUN | Exit | SUNRUN INCcall | $0 | – | -335,200 | -100.0% | -0.01% | – |
| FEZ | Exit | SPDR INDEX SHS FDSput | $0 | – | -141,800 | -100.0% | -0.01% | – |
| CJ | Exit | C&J ENERGY SVCS INC NEW | $0 | – | -558,122 | -100.0% | -0.01% | – |
| Exit | SEA LTDnote 2.250% 7/0 | $0 | – | -3,700,000 | -100.0% | -0.01% | – | |
| SEMG | Exit | SEMGROUP CORPcl a | $0 | – | -364,308 | -100.0% | -0.01% | – |
| HEI | Exit | HEICO CORP NEWcall | $0 | – | -46,900 | -100.0% | -0.01% | – |
| CSTM | Exit | CONSTELLIUM SEcl a | $0 | – | -489,625 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INCcall | $0 | – | -82,200 | -100.0% | -0.01% | – |
| DGLDF | Exit | CREDIT SUISSE NASSAU BRH3x invers gold | $0 | – | -193,000 | -100.0% | -0.01% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -50,774 | -100.0% | -0.01% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -122,693 | -100.0% | -0.01% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcall | $0 | – | -89,100 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INCput | $0 | – | -90,900 | -100.0% | -0.01% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -60,000 | -100.0% | -0.01% | – |
| GCI | Exit | GANNETT CO INC | $0 | – | -498,043 | -100.0% | -0.01% | – |
| NBRPRA | Exit | NABORS INDUSTRIES LTD6% pfd cnv sr a | $0 | – | -342,544 | -100.0% | -0.01% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $0 | – | -8,002,000 | -100.0% | -0.01% | – | |
| VIAB | Exit | VIACOM INC NEWcall | $0 | – | -275,000 | -100.0% | -0.01% | – |
| SPHQ | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $0 | – | -225,829 | -100.0% | -0.01% | – |
| DISCA | Exit | DISCOVERY INCcall | $0 | – | -249,700 | -100.0% | -0.01% | – |
| RXN | Exit | REXNORD CORP NEWput | $0 | – | -243,600 | -100.0% | -0.01% | – |
| DDS | Exit | DILLARDS INCput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| Exit | CARBONITE INCnote 2.500% 4/0 | $0 | – | -7,493,000 | -100.0% | -0.01% | – | |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -120,763 | -100.0% | -0.01% | – |
| Exit | DYCOM INDS INCnote 0.750% 9/1 | $0 | – | -8,700,000 | -100.0% | -0.01% | – | |
| HIG | Exit | HARTFORD FINL SVCS GROUP INCput | $0 | – | -141,800 | -100.0% | -0.01% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -366,000 | -100.0% | -0.01% | – |
| CBM | Exit | CAMBREX CORP | $0 | – | -130,265 | -100.0% | -0.01% | – |
| KMX | Exit | CARMAX INCput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| GPN | Exit | GLOBAL PMTS INCput | $0 | – | -51,500 | -100.0% | -0.01% | – |
| EWH | Exit | ISHARES INCcall | $0 | – | -362,800 | -100.0% | -0.01% | – |
| SHG | Exit | SHINHAN FINANCIAL GROUP CO Lspn adr restrd | $0 | – | -224,857 | -100.0% | -0.01% | – |
| EWH | Exit | ISHARES INCput | $0 | – | -350,000 | -100.0% | -0.01% | – |
| Exit | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $0 | – | -9,030,000 | -100.0% | -0.01% | – | |
| EPP | Exit | ISHARES INCmsci pac jp etf | $0 | – | -211,766 | -100.0% | -0.01% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -579,706 | -100.0% | -0.01% | – |
| XLV | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| NOC | Exit | NORTHROP GRUMMAN CORPcall | $0 | – | -24,300 | -100.0% | -0.01% | – |
| CBLK | Exit | CARBON BLACK INC | $0 | – | -359,577 | -100.0% | -0.01% | – |
| WRK | Exit | WESTROCK COput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| Exit | RTI INTL METALS INCnote 1.625%10/1 | $0 | – | -10,500,000 | -100.0% | -0.01% | – | |
| FISV | Exit | FISERV INCput | $0 | – | -100,400 | -100.0% | -0.01% | – |
| Exit | DISH NETWORK CORPnote 2.375% 3/1 | $0 | – | -12,014,000 | -100.0% | -0.01% | – | |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -1,254,924 | -100.0% | -0.01% | – |
| APTV | Exit | APTIV PLCcall | $0 | – | -116,500 | -100.0% | -0.01% | – |
| FITB | Exit | FIFTH THIRD BANCORPcall | $0 | – | -411,200 | -100.0% | -0.01% | – |
| VIAB | Exit | VIACOM INC NEWput | $0 | – | -451,300 | -100.0% | -0.01% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -82,435 | -100.0% | -0.01% | – |
| DVA | Exit | DAVITA INCcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| DVA | Exit | DAVITA INCput | $0 | – | -200,000 | -100.0% | -0.01% | – |
| BG | Exit | BUNGE LIMITEDcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| RL | Exit | RALPH LAUREN CORPcall | $0 | – | -136,000 | -100.0% | -0.01% | – |
| Exit | ANTHEM INCnote 2.750%10/1 | $0 | – | -3,971,000 | -100.0% | -0.01% | – | |
| ONCE | Exit | SPARK THERAPEUTICS INC | $0 | – | -143,737 | -100.0% | -0.01% | – |
| IRBT | Exit | IROBOT CORPput | $0 | – | -290,000 | -100.0% | -0.02% | – |
| FICO | Exit | FAIR ISAAC CORPcall | $0 | – | -63,000 | -100.0% | -0.02% | – |
| CRI | Exit | CARTERS INCput | $0 | – | -213,400 | -100.0% | -0.02% | – |
| HUM | Exit | HUMANA INCput | $0 | – | -80,000 | -100.0% | -0.02% | – |
| XLY | Exit | SELECT SECTOR SPDR TRput | $0 | – | -168,000 | -100.0% | -0.02% | – |
| TPR | Exit | TAPESTRY INCcall | $0 | – | -773,400 | -100.0% | -0.02% | – |
| DG | Exit | DOLLAR GEN CORP NEWput | $0 | – | -124,200 | -100.0% | -0.02% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS INC | $0 | – | -221,798 | -100.0% | -0.02% | – |
| VSM | Exit | VERSUM MATLS INC | $0 | – | -378,280 | -100.0% | -0.02% | – |
| LMT | Exit | LOCKHEED MARTIN CORPcall | $0 | – | -53,900 | -100.0% | -0.02% | – |
| Exit | INPHI CORPnote 0.750% 9/0 | $0 | – | -17,723,000 | -100.0% | -0.02% | – | |
| XHB | Exit | SPDR SERIES TRUSTcall | $0 | – | -510,000 | -100.0% | -0.02% | – |
| GWR | Exit | GENESEE & WYO INCcl a | $0 | – | -213,859 | -100.0% | -0.02% | – |
| JWN | Exit | NORDSTROM INCput | $0 | – | -687,000 | -100.0% | -0.02% | – |
| DRI | Exit | DARDEN RESTAURANTS INCcall | $0 | – | -200,000 | -100.0% | -0.02% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWARput | $0 | – | -197,300 | -100.0% | -0.02% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -1,242,736 | -100.0% | -0.02% | – |
| BLUE | Exit | BLUEBIRD BIO INCput | $0 | – | -348,200 | -100.0% | -0.03% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -820,737 | -100.0% | -0.03% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -515,421 | -100.0% | -0.03% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCcall | $0 | – | -523,600 | -100.0% | -0.03% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -304,125 | -100.0% | -0.03% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -1,879,159 | -100.0% | -0.04% | – |
| UGAZ | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -3,044,747 | -100.0% | -0.04% | – |
| HCP | Exit | HCP INC | $0 | – | -1,295,329 | -100.0% | -0.04% | – |
| YY | Exit | YY INCsponsored ads a | $0 | – | -817,094 | -100.0% | -0.04% | – |
| BBT | Exit | BB&T CORP | $0 | – | -884,705 | -100.0% | -0.04% | – |
| AABA | Exit | ALTABA INC | $0 | – | -2,482,845 | -100.0% | -0.04% | – |
| FIVE | Exit | FIVE BELOW INCcall | $0 | – | -523,400 | -100.0% | -0.06% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -489,400 | -100.0% | -0.07% | – |
| CTRP | Exit | CTRIP COM INTL LTDsponsored ads | $0 | – | -3,108,771 | -100.0% | -0.08% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -733,200 | -100.0% | -0.10% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -6,148,092 | -100.0% | -0.21% | – |
| TVIX | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -24,168,024 | -100.0% | -0.28% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -6,893,749 | -100.0% | -0.58% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- CREDIT SUISSE ASSET MANAGEMENT LLC/NY #3
- CREDIT SUISSE INTERNATIONAL #4
- MultiConcept Fund Management S.A. #5
- Credit Suisse Fund Management S.A. #6
- Credit Suisse Management LLC #7
- CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A. #8
- Credit Suisse Securities (Canada), Inc. #9
- CREDIT SUISSE SECURITIES (EUROPE) LTD #10
- Credit Suisse Funds AG #11
- CREDIT SUISSE SECURITIES (USA) LLC #12
- CREDIT SUISSE CAPITAL LLC/ #13
- Credit Suisse (Italy) S.p.a. #14
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 9.8% |
| APPLE INC | 43 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 43 | Q3 2023 | 4.8% |
| UNITEDHEALTH GROUP INC | 43 | Q3 2023 | 2.1% |
| SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 2.9% |
| AMAZON COM INC | 43 | Q3 2023 | 2.4% |
| JOHNSON & JOHNSON | 43 | Q3 2023 | 1.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 43 | Q3 2023 | 0.9% |
| VISA INC | 43 | Q3 2023 | 1.0% |
View CREDIT SUISSE AG/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blink Charging Co. | February 02, 2023 | 2,964,878 | 5.8% |
| Empire State Realty Trust, Inc. | February 02, 2023 | 10,256,566 | 6.4% |
| Evelo Biosciences, Inc. | February 02, 2023 | 3,678,388 | 3.4% |
| TransMedics Group, Inc. | February 02, 2023 | 1,037,297 | 3.2% |
| Zymeworks Inc. | February 02, 2023 | 2,439,095 | 3.9% |
| Addex Therapeutics Ltd. | February 14, 2022 | 1,876,604 | 5.0% |
| Axonics, Inc. | February 14, 2022 | 2,273,198 | 4.9% |
| Discovery, Inc. | February 14, 2022 | 403,704 | 0.2% |
| Gaotu Techedu Inc. | February 14, 2022 | 1,451,839 | 1.5% |
| GoHealth, Inc. | February 14, 2022 | 28,571 | 0.0% |
View CREDIT SUISSE AG/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| SBSE/A | 2024-03-20 |
| 13F-HR | 2024-02-08 |
| SBSE/A | 2023-12-15 |
| 13F-HR | 2023-11-13 |
| SBSE/A | 2023-08-29 |
| 13F-HR | 2023-08-11 |
| SBSE/A | 2023-08-02 |
| SBSE/A | 2023-07-12 |
| 40-APP | 2023-06-07 |
View CREDIT SUISSE AG/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.