$119 Billion is the total value of CREDIT SUISSE AG/'s 16791 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LHX | New | L3HARRIS TECHNOLOGIES INC | $67,285,000 | – | 322,485 | +100.0% | 0.06% | – |
| FIVE | New | FIVE BELOW INCcall | $66,001,000 | – | 523,400 | +100.0% | 0.06% | – |
| New | ILLUMINA INCnote 8/1 | $52,979,000 | – | 47,890,000 | +100.0% | 0.04% | – | |
| BX | New | BLACKSTONE GROUP INC | $52,555,000 | – | 1,076,086 | +100.0% | 0.04% | – |
| APO | New | APOLLO GLOBAL MGMT INC | $51,579,000 | – | 1,363,806 | +100.0% | 0.04% | – |
| LC | New | LENDINGCLUB CORP | $47,084,000 | – | 3,599,712 | +100.0% | 0.04% | – |
| XRT | New | SPDR SERIES TRUSTcall | $36,910,000 | – | 869,900 | +100.0% | 0.03% | – |
| QSR | New | RESTAURANT BRANDS INTL INCcall | $37,249,000 | – | 523,600 | +100.0% | 0.03% | – |
| BLUE | New | BLUEBIRD BIO INCput | $31,972,000 | – | 348,200 | +100.0% | 0.03% | – |
| ULTA | New | ULTA BEAUTY INCput | $24,915,000 | – | 99,400 | +100.0% | 0.02% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $23,644,000 | – | 200,000 | +100.0% | 0.02% | – |
| JWN | New | NORDSTROM INCput | $23,131,000 | – | 687,000 | +100.0% | 0.02% | – |
| New | INPHI CORPnote 0.750% 9/0 | $21,994,000 | – | 17,723,000 | +100.0% | 0.02% | – | |
| GWPH | New | GW PHARMACEUTICALS PLCads | $23,009,000 | – | 200,027 | +100.0% | 0.02% | – |
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $21,852,000 | – | 200,957 | +100.0% | 0.02% | – |
| UBER | New | UBER TECHNOLOGIES INCput | $21,521,000 | – | 706,300 | +100.0% | 0.02% | – |
| XRX | New | XEROX HOLDINGS CORP | $21,624,000 | – | 722,986 | +100.0% | 0.02% | – |
| WEX | New | WEX INCcall | $19,702,000 | – | 97,500 | +100.0% | 0.02% | – |
| TPR | New | TAPESTRY INCcall | $20,147,000 | – | 773,400 | +100.0% | 0.02% | – |
| DG | New | DOLLAR GEN CORP NEWput | $19,740,000 | – | 124,200 | +100.0% | 0.02% | – |
| CRI | New | CARTERS INCput | $19,464,000 | – | 213,400 | +100.0% | 0.02% | – |
| PFF | New | ISHARES TRpfd and incm sec | $18,871,000 | – | 502,829 | +100.0% | 0.02% | – |
| FICO | New | FAIR ISAAC CORPcall | $19,122,000 | – | 63,000 | +100.0% | 0.02% | – |
| New | WESTERN DIGITAL CORPnote 1.500% 2/0 | $15,225,000 | – | 15,900,000 | +100.0% | 0.01% | – | |
| NEE | New | NEXTERA ENERGY INCput | $15,704,000 | – | 67,400 | +100.0% | 0.01% | – |
| BYND | New | BEYOND MEAT INCcall | $15,977,000 | – | 107,500 | +100.0% | 0.01% | – |
| GL | New | GLOBE LIFE INC | $14,544,000 | – | 151,889 | +100.0% | 0.01% | – |
| NEEPRO | New | NEXTERA ENERGY INCunit 09/01/2022s | $14,039,000 | – | 280,000 | +100.0% | 0.01% | – |
| New | MOMO INCnote 1.250% 7/0 | $12,698,000 | – | 14,103,000 | +100.0% | 0.01% | – | |
| RL | New | RALPH LAUREN CORPcall | $12,984,000 | – | 136,000 | +100.0% | 0.01% | – |
| BG | New | BUNGE LIMITEDcall | $11,324,000 | – | 200,000 | +100.0% | 0.01% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $11,652,000 | – | 82,435 | +100.0% | 0.01% | – |
| XLV | New | SELECT SECTOR SPDR TRput | $10,482,000 | – | 116,300 | +100.0% | 0.01% | – |
| APTV | New | APTIV PLCcall | $10,184,000 | – | 116,500 | +100.0% | 0.01% | – |
| New | RTI INTL METALS INCnote 1.625%10/1 | $10,483,000 | – | 10,500,000 | +100.0% | 0.01% | – | |
| FISV | New | FISERV INCput | $10,400,000 | – | 100,400 | +100.0% | 0.01% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $10,125,000 | – | 770,516 | +100.0% | 0.01% | – |
| New | DISH NETWORK CORPnote 2.375% 3/1 | $10,557,000 | – | 12,014,000 | +100.0% | 0.01% | – | |
| XRT | New | SPDR SERIES TRUSTput | $10,608,000 | – | 250,000 | +100.0% | 0.01% | – |
| FITB | New | FIFTH THIRD BANCORPcall | $11,259,000 | – | 411,200 | +100.0% | 0.01% | – |
| New | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $9,995,000 | – | 9,030,000 | +100.0% | 0.01% | – | |
| New | SPLUNK INCnote 0.500% 9/1 | $9,649,000 | – | 8,980,000 | +100.0% | 0.01% | – | |
| AVEM | New | AMERICAN CENTY ETF TRavantis emgmkt | $9,489,000 | – | 193,881 | +100.0% | 0.01% | – |
| WRK | New | WESTROCK COput | $9,113,000 | – | 250,000 | +100.0% | 0.01% | – |
| BERY | New | BERRY GLOBAL GROUP INCcall | $10,061,000 | – | 256,200 | +100.0% | 0.01% | – |
| XLV | New | SELECT SECTOR SPDR TRcall | $9,013,000 | – | 100,000 | +100.0% | 0.01% | – |
| SVC | New | SERVICE PPTYS TR | $9,022,000 | – | 349,834 | +100.0% | 0.01% | – |
| PWR | New | QUANTA SVCS INCput | $9,639,000 | – | 255,000 | +100.0% | 0.01% | – |
| EWH | New | ISHARES INCput | $7,945,000 | – | 350,000 | +100.0% | 0.01% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INput | $7,811,000 | – | 102,500 | +100.0% | 0.01% | – |
| GPN | New | GLOBAL PMTS INCput | $8,189,000 | – | 51,500 | +100.0% | 0.01% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $8,594,000 | – | 10,378,000 | +100.0% | 0.01% | – | |
| TRIP | New | TRIPADVISOR INCcall | $8,123,000 | – | 210,000 | +100.0% | 0.01% | – |
| LULU | New | LULULEMON ATHLETICA INCput | $8,856,000 | – | 46,000 | +100.0% | 0.01% | – |
| EWH | New | ISHARES INCcall | $8,236,000 | – | 362,800 | +100.0% | 0.01% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INCput | $8,594,000 | – | 141,800 | +100.0% | 0.01% | – |
| New | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $8,403,000 | – | 8,000,000 | +100.0% | 0.01% | – | |
| VTHR | New | VANGUARD SCOTTSDALE FDSvng rus3000idx | $8,835,000 | – | 65,352 | +100.0% | 0.01% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $7,873,000 | – | 366,000 | +100.0% | 0.01% | – |
| RXN | New | REXNORD CORP NEWput | $6,589,000 | – | 243,600 | +100.0% | 0.01% | – |
| DDS | New | DILLARDS INCput | $6,611,000 | – | 100,000 | +100.0% | 0.01% | – |
| New | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $7,224,000 | – | 6,870,000 | +100.0% | 0.01% | – | |
| KSU | New | KANSAS CITY SOUTHERNcall | $6,651,000 | – | 50,000 | +100.0% | 0.01% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $7,480,000 | – | 1,000,000 | +100.0% | 0.01% | – |
| DOW | New | DOW INCput | $7,148,000 | – | 150,000 | +100.0% | 0.01% | – |
| DISCA | New | DISCOVERY INCcall | $6,650,000 | – | 249,700 | +100.0% | 0.01% | – |
| New | CARBONITE INCnote 2.500% 4/0 | $7,135,000 | – | 7,493,000 | +100.0% | 0.01% | – | |
| PCG | New | PG&E CORPput | $7,038,000 | – | 703,800 | +100.0% | 0.01% | – |
| TWLO | New | TWILIO INCcall | $6,598,000 | – | 60,000 | +100.0% | 0.01% | – |
| LVS | New | LAS VEGAS SANDS CORPcall | $5,776,000 | – | 100,000 | +100.0% | 0.01% | – |
| TCF | New | TCF FINANCIAL CORPORATION NE | $5,431,000 | – | 142,645 | +100.0% | 0.01% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcall | $5,370,000 | – | 89,100 | +100.0% | 0.01% | – |
| New | SPLUNK INCnote 1.125% 9/1 | $5,794,000 | – | 5,300,000 | +100.0% | 0.01% | – | |
| FEZ | New | SPDR INDEX SHS FDSput | $5,352,000 | – | 141,800 | +100.0% | 0.01% | – |
| FLOT | New | ISHARES TRfltg rate nt etf | $6,254,000 | – | 122,693 | +100.0% | 0.01% | – |
| ECL | New | ECOLAB INCput | $5,941,000 | – | 30,000 | +100.0% | 0.01% | – |
| RUN | New | SUNRUN INCcall | $5,600,000 | – | 335,200 | +100.0% | 0.01% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $5,607,000 | – | 96,156 | +100.0% | 0.01% | – |
| HEI | New | HEICO CORP NEWcall | $5,857,000 | – | 46,900 | +100.0% | 0.01% | – |
| MTZ | New | MASTEC INCcall | $5,519,000 | – | 85,000 | +100.0% | 0.01% | – |
| RVLV | New | REVOLVE GROUP INCput | $5,810,000 | – | 248,600 | +100.0% | 0.01% | – |
| CVS | New | CVS HEALTH CORPcall | $6,307,000 | – | 100,000 | +100.0% | 0.01% | – |
| COTY | New | COTY INCput | $4,730,000 | – | 450,000 | +100.0% | 0.00% | – |
| THO | New | THOR INDS INCput | $4,531,000 | – | 80,000 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HLDGS INCput | $4,295,000 | – | 126,700 | +100.0% | 0.00% | – |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $5,023,000 | – | 5,720,000 | +100.0% | 0.00% | – | |
| New | TTM TECHNOLOGIES INCnote 1.750%12/1 | $4,465,000 | – | 3,349,000 | +100.0% | 0.00% | – | |
| SHY | New | ISHARES TRput | $4,241,000 | – | 50,000 | +100.0% | 0.00% | – |
| TRP | New | TC ENERGY CORPcall | $5,179,000 | – | 100,000 | +100.0% | 0.00% | – |
| BERY | New | BERRY GLOBAL GROUP INCput | $5,019,000 | – | 127,800 | +100.0% | 0.00% | – |
| WW | New | WW INTL INC | $4,290,000 | – | 113,399 | +100.0% | 0.00% | – |
| ALGT | New | ALLEGIANT TRAVEL COcall | $5,223,000 | – | 34,900 | +100.0% | 0.00% | – |
| HLT | New | HILTON WORLDWIDE HLDGS INCcall | $4,656,000 | – | 50,000 | +100.0% | 0.00% | – |
| STSA | New | SATSUMA PHARMACEUTICALS INC | $4,632,000 | – | 308,584 | +100.0% | 0.00% | – |
| New | REPLIGEN CORPnote 0.375% 7/1 | $5,083,000 | – | 5,140,000 | +100.0% | 0.00% | – | |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $4,744,000 | – | 5,570,000 | +100.0% | 0.00% | – | |
| WAB | New | WABTEC CORPput | $4,240,000 | – | 59,000 | +100.0% | 0.00% | – |
| AEPPL | New | AMERICAN ELEC PWR CO INCunit 03/15/2022 | $3,468,000 | – | 62,962 | +100.0% | 0.00% | – |
| AVUS | New | AMERICAN CENTY ETF TRus eqt etf | $3,009,000 | – | 60,000 | +100.0% | 0.00% | – |
| DOCU | New | DOCUSIGN INCput | $3,096,000 | – | 50,000 | +100.0% | 0.00% | – |
| DFS | New | DISCOVER FINL SVCScall | $4,055,000 | – | 50,000 | +100.0% | 0.00% | – |
| OKE | New | ONEOK INC NEWcall | $3,618,000 | – | 49,100 | +100.0% | 0.00% | – |
| New | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $3,271,000 | – | 3,500,000 | +100.0% | 0.00% | – | |
| DK | New | DELEK US HLDGS INC NEWcall | $3,790,000 | – | 104,400 | +100.0% | 0.00% | – |
| CVET | New | COVETRUS INCcall | $3,636,000 | – | 305,800 | +100.0% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INCput | $3,695,000 | – | 120,000 | +100.0% | 0.00% | – |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $3,012,000 | – | 20,337 | +100.0% | 0.00% | – |
| TV | New | GRUPO TELEVISA SAspon adr rep ord | $3,668,000 | – | 375,036 | +100.0% | 0.00% | – |
| GPORQ | New | GULFPORT ENERGY CORPput | $3,022,000 | – | 1,115,000 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCcall | $4,074,000 | – | 700,000 | +100.0% | 0.00% | – |
| ANET | New | ARISTA NETWORKS INCput | $3,703,000 | – | 15,500 | +100.0% | 0.00% | – |
| CZZ | New | COSAN LTDput | $3,232,000 | – | 216,900 | +100.0% | 0.00% | – |
| VALPQ | New | VALARIS PLC | $3,007,000 | – | 624,991 | +100.0% | 0.00% | – |
| ALRM | New | ALARM COM HLDGS INCput | $3,489,000 | – | 74,800 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES INC | $3,440,000 | – | 144,983 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUSTcall | $3,018,000 | – | 189,600 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INCcall | $3,803,000 | – | 75,000 | +100.0% | 0.00% | – |
| USO | New | UNITED STATES OIL FUND LPput | $3,402,000 | – | 300,000 | +100.0% | 0.00% | – |
| UAA | New | UNDER ARMOUR INCcall | $3,988,000 | – | 200,000 | +100.0% | 0.00% | – |
| M | New | MACYS INCcall | $3,108,000 | – | 200,000 | +100.0% | 0.00% | – |
| PEG | New | PUBLIC SVC ENTERPRISE GRP INcall | $3,104,000 | – | 50,000 | +100.0% | 0.00% | – |
| MPWR | New | MONOLITHIC PWR SYS INCcall | $3,299,000 | – | 21,200 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST INCcl a | $3,101,000 | – | 117,205 | +100.0% | 0.00% | – |
| BYND | New | BEYOND MEAT INCput | $3,433,000 | – | 23,100 | +100.0% | 0.00% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDcall | $3,798,000 | – | 152,100 | +100.0% | 0.00% | – |
| DHT | New | DHT HOLDINGS INCcall | $3,318,000 | – | 539,500 | +100.0% | 0.00% | – |
| WES | New | WESTERN MIDSTREAM PARTNERS Lcall | $3,734,000 | – | 150,000 | +100.0% | 0.00% | – |
| AVDV | New | AMERICAN CENTY ETF TRintl smcp vlu | $2,959,000 | – | 60,000 | +100.0% | 0.00% | – |
| LULU | New | LULULEMON ATHLETICA INCcall | $2,176,000 | – | 11,300 | +100.0% | 0.00% | – |
| TXT | New | TEXTRON INCcall | $2,497,000 | – | 51,000 | +100.0% | 0.00% | – |
| New | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $2,613,000 | – | 2,805,000 | +100.0% | 0.00% | – | |
| MSGN | New | MSG NETWORK INCput | $2,243,000 | – | 138,300 | +100.0% | 0.00% | – |
| AAWW | New | ATLAS AIR WORLDWIDE HLDGS INput | $2,725,000 | – | 108,000 | +100.0% | 0.00% | – |
| AVUV | New | AMERICAN CENTY ETF TRus sml cp valu | $2,004,000 | – | 40,000 | +100.0% | 0.00% | – |
| SLF | New | SUN LIFE FINL INCcall | $2,913,000 | – | 65,000 | +100.0% | 0.00% | – |
| AIZ | New | ASSURANT INCput | $2,491,000 | – | 19,800 | +100.0% | 0.00% | – |
| AFL | New | AFLAC INCput | $2,464,000 | – | 47,100 | +100.0% | 0.00% | – |
| HACK | New | ETF MANAGERS TRcall | $2,412,000 | – | 64,500 | +100.0% | 0.00% | – |
| BHF | New | BRIGHTHOUSE FINL INCcall | $2,339,000 | – | 57,800 | +100.0% | 0.00% | – |
| TD | New | TORONTO DOMINION BK ONTcall | $2,039,000 | – | 35,000 | +100.0% | 0.00% | – |
| AFYA | New | AFYA LTD | $2,814,000 | – | 109,764 | +100.0% | 0.00% | – |
| ARCC | New | ARES CAP CORPput | $1,864,000 | – | 100,000 | +100.0% | 0.00% | – |
| BNDX | New | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,353,000 | – | 40,000 | +100.0% | 0.00% | – |
| NET | New | CLOUDFLARE INC | $2,229,000 | – | 120,027 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCput | $2,037,000 | – | 350,000 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vput | $2,801,000 | – | 80,000 | +100.0% | 0.00% | – |
| BSX | New | BOSTON SCIENTIFIC CORPcall | $2,930,000 | – | 72,000 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST INCput | $2,507,000 | – | 94,800 | +100.0% | 0.00% | – |
| MNST | New | MONSTER BEVERAGE CORP NEWcall | $2,322,000 | – | 40,000 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $1,999,000 | – | 2,000,000 | +100.0% | 0.00% | – | |
| FIS | New | FIDELITY NATL INFORMATION SVput | $2,695,000 | – | 20,300 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vcall | $2,801,000 | – | 80,000 | +100.0% | 0.00% | – |
| New | CREE INCnote 0.875% 9/0 | $2,464,000 | – | 2,250,000 | +100.0% | 0.00% | – | |
| DDOG | New | DATADOG INC | $1,984,000 | – | 58,507 | +100.0% | 0.00% | – |
| FTS | New | FORTIS INCcall | $2,540,000 | – | 60,000 | +100.0% | 0.00% | – |
| EPI | New | WISDOMTREE TRput | $2,385,000 | – | 100,000 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ COcall | $2,794,000 | – | 100,000 | +100.0% | 0.00% | – |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $2,326,000 | – | 44,056 | +100.0% | 0.00% | – |
| RIV | New | RIVERNORTH OPPRTUNITIES FD I | $2,715,000 | – | 157,000 | +100.0% | 0.00% | – |
| New | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $1,943,000 | – | 1,900,000 | +100.0% | 0.00% | – | |
| STLD | New | STEEL DYNAMICS INCcall | $2,339,000 | – | 78,500 | +100.0% | 0.00% | – |
| AVDE | New | AMERICAN CENTY ETF TRintl eqt etf | $2,489,000 | – | 50,000 | +100.0% | 0.00% | – |
| TELL | New | TELLURIAN INC NEWcall | $832,000 | – | 100,000 | +100.0% | 0.00% | – |
| AEM | New | AGNICO EAGLE MINES LTDcall | $1,169,000 | – | 21,800 | +100.0% | 0.00% | – |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $885,000 | – | 30,132 | +100.0% | 0.00% | – |
| AIZP | New | ASSURANT INC6.50% conv pfd d | $1,434,000 | – | 11,467 | +100.0% | 0.00% | – |
| BITA | New | BITAUTO HLDGS LTDsponsored ads | $1,562,000 | – | 104,286 | +100.0% | 0.00% | – |
| BSIG | New | BRIGHTSPHERE INVT GROUP INC | $703,000 | – | 70,982 | +100.0% | 0.00% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INCcall | $1,117,000 | – | 16,900 | +100.0% | 0.00% | – |
| CCJ | New | CAMECO CORPput | $1,330,000 | – | 140,000 | +100.0% | 0.00% | – |
| CC | New | CHEMOURS COput | $1,569,000 | – | 105,000 | +100.0% | 0.00% | – |
| CIEN | New | CIENA CORPcall | $1,569,000 | – | 40,000 | +100.0% | 0.00% | – |
| CIEN | New | CIENA CORPput | $1,569,000 | – | 40,000 | +100.0% | 0.00% | – |
| CS | New | CREDIT SUISSE GROUPsponsored adr | $1,213,000 | – | 99,318 | +100.0% | 0.00% | – |
| DHR | New | DANAHER CORPORATIONput | $1,040,000 | – | 7,200 | +100.0% | 0.00% | – |
| New | DERMIRA INCnote 3.000% 5/1 | $1,681,000 | – | 2,000,000 | +100.0% | 0.00% | – | |
| EDC | New | DIREXION SHS ETF TRdly emg mk bl 3x | $635,000 | – | 9,764 | +100.0% | 0.00% | – |
| EBAY | New | EBAY INCput | $1,559,000 | – | 40,000 | +100.0% | 0.00% | – |
| EIDX | New | EIDOS THERAPEUTICS INC | $651,000 | – | 18,109 | +100.0% | 0.00% | – |
| EIGR | New | EIGER BIOPHARMACEUTICALS INC | $1,390,000 | – | 135,597 | +100.0% | 0.00% | – |
| EFC | New | ELLINGTON FINANCIAL INC | $1,321,000 | – | 73,142 | +100.0% | 0.00% | – |
| ENB | New | ENBRIDGE INCcall | $1,052,000 | – | 30,000 | +100.0% | 0.00% | – |
| ETSY | New | ETSY INCput | $1,695,000 | – | 30,000 | +100.0% | 0.00% | – |
| EOLS | New | EVOLUS INC | $839,000 | – | 53,780 | +100.0% | 0.00% | – |
| FLIR | New | FLIR SYS INCput | $1,315,000 | – | 25,000 | +100.0% | 0.00% | – |
| FSLR | New | FIRST SOLAR INCcall | $1,160,000 | – | 20,000 | +100.0% | 0.00% | – |
| FSLR | New | FIRST SOLAR INCput | $1,160,000 | – | 20,000 | +100.0% | 0.00% | – |
| FMK | New | FIRST TR EXCNGE TRD ALPHADEXmega cap alpha | $655,000 | – | 18,139 | +100.0% | 0.00% | – |
| HYLS | New | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $724,000 | – | 15,000 | +100.0% | 0.00% | – |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $1,178,000 | – | 1,315,000 | +100.0% | 0.00% | – | |
| FOXA | New | FOX CORPput | $1,290,000 | – | 40,900 | +100.0% | 0.00% | – |
| GDI | New | GARDNER DENVER HLDGS INCcall | $849,000 | – | 30,000 | +100.0% | 0.00% | – |
| HCAT | New | HEALTH CATALYST INC | $1,694,000 | – | 53,528 | +100.0% | 0.00% | – |
| HUBB | New | HUBBELL INCcall | $1,603,000 | – | 12,200 | +100.0% | 0.00% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS INcall | $1,327,000 | – | 20,000 | +100.0% | 0.00% | – |
| RPG | New | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $1,427,000 | – | 12,053 | +100.0% | 0.00% | – |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,127,000 | – | 10,431 | +100.0% | 0.00% | – |
| PDP | New | INVESCO EXCHANGE TRADED FD Tdwa momentum | $1,204,000 | – | 19,774 | +100.0% | 0.00% | – |
| IYR | New | ISHARES TRput | $1,263,000 | – | 13,500 | +100.0% | 0.00% | – |
| KOS | New | KOSMOS ENERGY LTDcall | $780,000 | – | 125,000 | +100.0% | 0.00% | – |
| LKQ | New | LKQ CORPput | $1,573,000 | – | 50,000 | +100.0% | 0.00% | – |
| LCI | New | LANNET INC | $1,585,000 | – | 141,512 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORPput | $782,000 | – | 14,000 | +100.0% | 0.00% | – |
| LVGO | New | LIVONGO HEALTH INC | $764,000 | – | 43,823 | +100.0% | 0.00% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $860,000 | – | 225,000 | +100.0% | 0.00% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $1,448,000 | – | 33,522 | +100.0% | 0.00% | – |
| MDRIQ | New | MCDERMOTT INTL INCcall | $606,000 | – | 300,000 | +100.0% | 0.00% | – |
| MED | New | MEDIFAST INCput | $819,000 | – | 7,900 | +100.0% | 0.00% | – |
| MCC | New | MEDLEY CAP CORP | $1,036,000 | – | 400,000 | +100.0% | 0.00% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INCcall | $1,406,000 | – | 15,600 | +100.0% | 0.00% | – |
| NBL | New | NOBLE ENERGY INCcall | $606,000 | – | 27,000 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $1,146,000 | – | 1,169,000 | +100.0% | 0.00% | – | |
| OMC | New | OMNICOM GROUP INCcall | $1,339,000 | – | 17,100 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM GROUP INCput | $1,441,000 | – | 18,400 | +100.0% | 0.00% | – |
| New | PACIRA BIOSCIENCESnote 2.375% 4/0 | $870,000 | – | 885,000 | +100.0% | 0.00% | – | |
| PANW | New | PALO ALTO NETWORKS INCcall | $876,000 | – | 4,300 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST INCcall | $1,217,000 | – | 46,000 | +100.0% | 0.00% | – |
| ONLN | New | PROSHARES TRonline rtl etf | $668,000 | – | 19,800 | +100.0% | 0.00% | – |
| IPO | New | RENAISSANCE CAP GREENWICH FDipo etf | $1,597,000 | – | 56,700 | +100.0% | 0.00% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $622,000 | – | 10,396 | +100.0% | 0.00% | – |
| KBE | New | SPDR SERIES TRUSTput | $1,079,000 | – | 25,000 | +100.0% | 0.00% | – |
| SILK | New | SILK ROAD MEDICAL INC | $889,000 | – | 27,350 | +100.0% | 0.00% | – |
| SYK | New | STRYKER CORPcall | $1,514,000 | – | 7,000 | +100.0% | 0.00% | – |
| SUZ | New | SUZANO SAspon ads | $769,000 | – | 95,356 | +100.0% | 0.00% | – |
| SBEU | New | SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999 | $1,217,000 | – | 121,740 | +100.0% | 0.00% | – |
| TECK | New | TECK RESOURCES LTDcall | $1,066,000 | – | 65,700 | +100.0% | 0.00% | – |
| TDOC | New | TELADOC HEALTH INCcall | $1,287,000 | – | 19,000 | +100.0% | 0.00% | – |
| TTE | New | TOTAL S Asponsored ads | $1,398,000 | – | 26,895 | +100.0% | 0.00% | – |
| TW | New | TRADEWEB MKTS INCput | $769,000 | – | 20,800 | +100.0% | 0.00% | – |
| UI | New | UBIQUITI INC | $1,111,000 | – | 9,396 | +100.0% | 0.00% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $803,000 | – | 9,515 | +100.0% | 0.00% | – |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $811,000 | – | 10,000 | +100.0% | 0.00% | – |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $665,000 | – | 4,879 | +100.0% | 0.00% | – |
| New | WIX COM LTDnote 7/0 | $1,717,000 | – | 1,550,000 | +100.0% | 0.00% | – | |
| WDAY | New | WORKDAY INCput | $1,513,000 | – | 8,900 | +100.0% | 0.00% | – |
| YELP | New | YELP INCcall | $1,390,000 | – | 40,000 | +100.0% | 0.00% | – |
| YELP | New | YELP INCput | $1,390,000 | – | 40,000 | +100.0% | 0.00% | – |
| BORR | New | BORR DRILLING LTD | $665,000 | – | 129,491 | +100.0% | 0.00% | – |
| CPRI | New | CAPRI HOLDINGS LIMITEDcall | $1,728,000 | – | 52,100 | +100.0% | 0.00% | – |
| IGT | New | INTERNATIONAL GAME TECHNOLOGput | $1,196,000 | – | 84,200 | +100.0% | 0.00% | – |
| LIN | New | LINDE PLCcall | $639,000 | – | 3,300 | +100.0% | 0.00% | – |
| LIN | New | LINDE PLCput | $1,124,000 | – | 5,800 | +100.0% | 0.00% | – |
| IPOA | New | SOCIAL CAP HEDOSOPHIA HLDGScl a | $1,447,000 | – | 135,231 | +100.0% | 0.00% | – |
| BIOS | New | OPTION CARE HEALTH INC | $120,000 | – | 37,682 | +100.0% | 0.00% | – |
| SLDB | New | SOLID BIOSCIENCES INC | $114,000 | – | 11,001 | +100.0% | 0.00% | – |
| SDC | New | SMILEDIRECTCLUB INC | $375,000 | – | 26,954 | +100.0% | 0.00% | – |
| SNN | New | SMITH & NEPHEW PLCspdn adr new | $346,000 | – | 7,196 | +100.0% | 0.00% | – |
| SLP | New | SIMULATIONS PLUS INC | $538,000 | – | 15,519 | +100.0% | 0.00% | – |
| SBGL | New | SIBANYE STILLWATERsponsored adr | $139,000 | – | 25,863 | +100.0% | 0.00% | – |
| SWTX | New | SPRINGWORKS THERAPEUTICS INC | $592,000 | – | 27,319 | +100.0% | 0.00% | – |
| SCU | New | SCULPTOR CAP MGMT | $248,000 | – | 12,709 | +100.0% | 0.00% | – |
| SRRK | New | SCHOLAR ROCK HLDG CORP | $124,000 | – | 13,881 | +100.0% | 0.00% | – |
| SRAX | New | SRAX INCcl a | $35,000 | – | 15,000 | +100.0% | 0.00% | – |
| REV | New | REVLON INCcl a new | $372,000 | – | 15,851 | +100.0% | 0.00% | – |
| RPAY | New | REPAY HLDGS CORP | $267,000 | – | 20,000 | +100.0% | 0.00% | – |
| REGI | New | RENEWABLE ENERGY GROUP INCcall | $563,000 | – | 37,500 | +100.0% | 0.00% | – |
| SNDL | New | SUNDIAL GROWERS INC | $285,000 | – | 59,500 | +100.0% | 0.00% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $84,000 | – | 12,647 | +100.0% | 0.00% | – |
| HYHG | New | PROSHARES TRhgh yld int rate | $506,000 | – | 7,837 | +100.0% | 0.00% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $57,000 | – | 10,671 | +100.0% | 0.00% | – |
| HDG | New | PROSHARES TRhd replication | $208,000 | – | 4,591 | +100.0% | 0.00% | – |
| POWL | New | POWELL INDS INC | $228,000 | – | 5,829 | +100.0% | 0.00% | – |
| PSTV | New | PLUS THERAPEUTICS INC | $38,000 | – | 11,181 | +100.0% | 0.00% | – |
| PING | New | PING IDENTITY HLDG CORP | $456,000 | – | 26,462 | +100.0% | 0.00% | – |
| PIRS | New | PIERIS PHARMACEUTICALS INC | $64,000 | – | 18,989 | +100.0% | 0.00% | – |
| PIRRQ | New | PIER 1 IMPORTS INC | $221,000 | – | 22,739 | +100.0% | 0.00% | – |
| PTON | New | PELOTON INTERACTIVE INC | $246,000 | – | 9,789 | +100.0% | 0.00% | – |
| PSN | New | PARSONS CORPORATIONput | $373,000 | – | 11,300 | +100.0% | 0.00% | – |
| TH | New | TARGET HOSPITALITY CORP | $69,000 | – | 10,153 | +100.0% | 0.00% | – |
| PKOH | New | PARK OHIO HLDGS CORP | $223,000 | – | 7,500 | +100.0% | 0.00% | – |
| PKE | New | PARK AEROSPACE CORP | $232,000 | – | 13,273 | +100.0% | 0.00% | – |
| PD | New | PAGERDUTY INCcall | $588,000 | – | 20,800 | +100.0% | 0.00% | – |
| PUYI | New | PUYI INCads | $81,000 | – | 12,400 | +100.0% | 0.00% | – |
| TLRA | New | TELARIA INC | $101,000 | – | 14,719 | +100.0% | 0.00% | – |
| TNAV | New | TELENAV INC | $102,000 | – | 21,386 | +100.0% | 0.00% | – |
| ORAN | New | ORANGEsponsored adr | $293,000 | – | 18,799 | +100.0% | 0.00% | – |
| OPTN | New | OPTINOSE INC | $108,000 | – | 15,487 | +100.0% | 0.00% | – |
| OLBK | New | OLD LINE BANCSHARES INC | $303,000 | – | 10,409 | +100.0% | 0.00% | – |
| ODT | New | ODONATE THERAPEUTICS INC | $327,000 | – | 12,565 | +100.0% | 0.00% | – |
| MRSN | New | MERSANA THERAPEUTICS INC | $17,000 | – | 10,868 | +100.0% | 0.00% | – |
| MFAC | New | MEGALITH FINL ACQUISITION CO | $183,000 | – | 18,050 | +100.0% | 0.00% | – |
| MCHX | New | MARCHEX INCcl b | $37,000 | – | 11,719 | +100.0% | 0.00% | – |
| TWST | New | TWIST BIOSCIENCE CORP | $303,000 | – | 12,696 | +100.0% | 0.00% | – |
| LYFT | New | LYFT INCcall | $408,000 | – | 10,000 | +100.0% | 0.00% | – |
| LDL | New | LYDALL INC DEL | $261,000 | – | 10,520 | +100.0% | 0.00% | – |
| LCTX | New | LINEAGE CELL THERAPEUTICS IN | $27,000 | – | 27,342 | +100.0% | 0.00% | – |
| New | LENDINGTREE INC NEWnote 0.625% 6/0 | $400,000 | – | 250,000 | +100.0% | 0.00% | – | |
| LEE | New | LEE ENTERPRISES INC | $27,000 | – | 13,387 | +100.0% | 0.00% | – |
| LAIX | New | LAIX INCads | $129,000 | – | 29,905 | +100.0% | 0.00% | – |
| UMC | New | UNITED MICROELECTRONICS CORPspon adr new | $267,000 | – | 127,815 | +100.0% | 0.00% | – |
| UAE | New | ISHARES TRmsci uae etf | $339,000 | – | 25,000 | +100.0% | 0.00% | – |
| IEUR | New | ISHARES TRcore msci euro | $494,000 | – | 10,801 | +100.0% | 0.00% | – |
| IPAC | New | ISHARES TRcore msci pac | $471,000 | – | 8,385 | +100.0% | 0.00% | – |
| EFNL | New | ISHARES TRmsci finland etf | $502,000 | – | 13,794 | +100.0% | 0.00% | – |
| SCZ | New | ISHARES TReafe sml cp etf | $257,000 | – | 4,497 | +100.0% | 0.00% | – |
| EWQ | New | ISHARES INCmsci france etf | $294,000 | – | 9,770 | +100.0% | 0.00% | – |
| IVC | New | INVACARE CORP | $94,000 | – | 12,547 | +100.0% | 0.00% | – |
| UBX | New | UNITY BIOTECHNOLOGY INC | $91,000 | – | 14,899 | +100.0% | 0.00% | – |
| TIGR | New | UP FINTECH HLDG LTDsponsored ads | $69,000 | – | 16,356 | +100.0% | 0.00% | – |
| New | INTELSAT S Anote 4.500% 6/1 | $220,000 | – | 150,000 | +100.0% | 0.00% | – | |
| INSG | New | INSEEGO CORP | $102,000 | – | 21,262 | +100.0% | 0.00% | – |
| INWK | New | INNERWORKINGS INC | $48,000 | – | 10,950 | +100.0% | 0.00% | – |
| IEA | New | INFRA AND ENERGY ALTRNTIVE I | $408,000 | – | 87,658 | +100.0% | 0.00% | – |
| PI | New | IMPINJ INC | $420,000 | – | 13,632 | +100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE Ccall | $546,000 | – | 36,000 | +100.0% | 0.00% | – |
| HCCI | New | HERITAGE CRYSTAL CLEAN INC | $231,000 | – | 8,736 | +100.0% | 0.00% | – |
| MGC | New | VANGUARD WORLD FDmega cap index | $528,000 | – | 5,120 | +100.0% | 0.00% | – |
| HHR | New | HEADHUNTER GROUP PLCsponsored ads | $425,000 | – | 22,054 | +100.0% | 0.00% | – |
| HMY | New | HARMONY GOLD MNG LTDsponsored adr | $71,000 | – | 24,825 | +100.0% | 0.00% | – |
| HONE | New | HARBORONE BANCORP INC NEW | $225,000 | – | 22,380 | +100.0% | 0.00% | – |
| HCHC | New | HC2 HLDGS INC | $25,000 | – | 10,648 | +100.0% | 0.00% | – |
| GFI | New | GOLD FIELDS LTD NEWsponsored adr | $355,000 | – | 72,270 | +100.0% | 0.00% | – |
| GDI | New | GARDNER DENVER HLDGS INCput | $354,000 | – | 12,500 | +100.0% | 0.00% | – |
| FRTA | New | FORTERRA INC | $172,000 | – | 23,892 | +100.0% | 0.00% | – |
| FLY | New | FLY LEASING LTDsponsored adr | $294,000 | – | 14,315 | +100.0% | 0.00% | – |
| VC | New | VISTEON CORPcall | $264,000 | – | 3,200 | +100.0% | 0.00% | – |
| VST | New | VISTRA ENERGY CORPput | $313,000 | – | 11,700 | +100.0% | 0.00% | – |
| FTK | New | FLOTEK INDS INC DEL | $28,000 | – | 12,858 | +100.0% | 0.00% | – |
| FIT | New | FITBIT INCput | $191,000 | – | 50,000 | +100.0% | 0.00% | – |
| FKU | New | FIRST TR EXCH TRD ALPHA FD Iunit king alph | $377,000 | – | 10,587 | +100.0% | 0.00% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $222,000 | – | 5,567 | +100.0% | 0.00% | – |
| FKO | New | FIRST TR EXCH TRD ALPHA FD Isth korea alph | $503,000 | – | 25,531 | +100.0% | 0.00% | – |
| FFR | New | FIRST TR FTSE EPRA/NAREIT DE | $232,000 | – | 4,674 | +100.0% | 0.00% | – |
| FTEC | New | FIDELITY COVINGTON TRmsci info tech i | $245,000 | – | 3,837 | +100.0% | 0.00% | – |
| FIDU | New | FIDELITY COVINGTON TRmsci indl indx | $280,000 | – | 7,021 | +100.0% | 0.00% | – |
| FHLC | New | FIDELITY COVINGTON TRmsci hlth care i | $244,000 | – | 5,633 | +100.0% | 0.00% | – |
| FDIS | New | FIDELITY COVINGTON TRmsci consm dis | $453,000 | – | 9,894 | +100.0% | 0.00% | – |
| FSLY | New | FASTLY INCput | $360,000 | – | 15,000 | +100.0% | 0.00% | – |
| SFUN | New | FANG HLDGS LTDadr new | $53,000 | – | 23,877 | +100.0% | 0.00% | – |
| New | FTI CONSULTING INCnote 2.000% 8/1 | $304,000 | – | 250,000 | +100.0% | 0.00% | – | |
| EQIX | New | EQUINIX INCcall | $288,000 | – | 500 | +100.0% | 0.00% | – |
| New | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $304,000 | – | 295,000 | +100.0% | 0.00% | – | |
| DLTR | New | DOLLAR TREE INCcall | $331,000 | – | 2,900 | +100.0% | 0.00% | – |
| DGLY | New | DIGITAL ALLY INC | $19,000 | – | 14,500 | +100.0% | 0.00% | – |
| DERM | New | DERMIRA INCcall | $178,000 | – | 27,800 | +100.0% | 0.00% | – |
| DCPH | New | DECIPHERA PHARMACEUTICALS IN | $486,000 | – | 14,307 | +100.0% | 0.00% | – |
| WPX | New | WPX ENERGY INCcall | $286,000 | – | 27,000 | +100.0% | 0.00% | – |
| New | WRIGHT MED GROUP N Vnote 2.250%11/1 | $350,000 | – | 300,000 | +100.0% | 0.00% | – | |
| CURO | New | CURO GROUP HLDGS CORP | $182,000 | – | 13,753 | +100.0% | 0.00% | – |
| YMAB | New | Y MABS THERAPEUTICS INC | $246,000 | – | 9,415 | +100.0% | 0.00% | – |
| ROAD | New | CONSTRUCTION PARTNERS INC | $239,000 | – | 15,371 | +100.0% | 0.00% | – |
| CAG | New | CONAGRA BRANDS INCput | $307,000 | – | 10,000 | +100.0% | 0.00% | – |
| SID | New | COMPANHIA SIDERURGICA NACIONsponsored adr | $115,000 | – | 36,405 | +100.0% | 0.00% | – |
| ZYME | New | ZYMEWORKS INC | $419,000 | – | 16,898 | +100.0% | 0.00% | – |
| ZYXI | New | ZYNEX INC | $147,000 | – | 15,521 | +100.0% | 0.00% | – |
| UWT | New | CITIGROUP GLOBAL MKTS HLDGS | $135,000 | – | 13,000 | +100.0% | 0.00% | – |
| CMRX | New | CHIMERIX INC | $394,000 | – | 167,906 | +100.0% | 0.00% | – |
| CHMA | New | CHIASMA INC | $54,000 | – | 10,983 | +100.0% | 0.00% | – |
| CHK | New | CHESAPEAKE ENERGY CORPcall | $141,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | CHEGG INCnote 0.250% 5/1 | $384,000 | – | 300,000 | +100.0% | 0.00% | – | |
| CNBKA | New | CENTURY BANCORP INC MASScl a non vtg | $248,000 | – | 2,833 | +100.0% | 0.00% | – |
| CASI | New | CASI PHARMACEUTICALS INC | $39,000 | – | 11,868 | +100.0% | 0.00% | – |
| CZZ | New | COSAN LTDcall | $313,000 | – | 21,000 | +100.0% | 0.00% | – |
| CSIQ | New | CANADIAN SOLAR INC | $200,000 | – | 10,587 | +100.0% | 0.00% | – |
| CCJ | New | CAMECO CORPcall | $444,000 | – | 46,700 | +100.0% | 0.00% | – |
| ESGC | New | EROS INTL PLC | $32,000 | – | 16,880 | +100.0% | 0.00% | – |
| CALX | New | CALIX INC | $73,000 | – | 11,487 | +100.0% | 0.00% | – |
| ICHR | New | ICHOR HOLDINGScall | $563,000 | – | 23,300 | +100.0% | 0.00% | – |
| CECE | New | CECO ENVIRONMENTAL CORP | $76,000 | – | 10,982 | +100.0% | 0.00% | – |
| KNSA | New | KINIKSA PHARMACEUTICALS LTD | $153,000 | – | 18,011 | +100.0% | 0.00% | – |
| BE | New | BLOOM ENERGY CORPcall | $103,000 | – | 31,600 | +100.0% | 0.00% | – |
| MGTX | New | MEIRAGTX HOLDINGS PLC | $305,000 | – | 19,082 | +100.0% | 0.00% | – |
| RILY | New | B RILEY FINL INC | $232,000 | – | 9,847 | +100.0% | 0.00% | – |
| BBL | New | BHP GROUP PLCsponsored adr | $440,000 | – | 10,270 | +100.0% | 0.00% | – |
| AVRO | New | AVROBIO INC | $221,000 | – | 15,644 | +100.0% | 0.00% | – |
| WTRE | New | WATFORD HOLDINGS LTD | $256,000 | – | 9,506 | +100.0% | 0.00% | – |
| ASND | New | ASCENDIS PHARMA A Ssponsored adr | $402,000 | – | 4,177 | +100.0% | 0.00% | – |
| ARVN | New | ARVINAS INC | $278,000 | – | 12,938 | +100.0% | 0.00% | – |
| ATEX | New | ANTERIX INC | $254,000 | – | 7,030 | +100.0% | 0.00% | – |
| AMRS | New | AMYRIS INC | $130,000 | – | 27,224 | +100.0% | 0.00% | – |
| OEC | New | ORION ENGINEERED CARBONS S A | $197,000 | – | 11,796 | +100.0% | 0.00% | – |
| New | ALTUS MIDSTREAM COcl a | $40,000 | – | 14,100 | +100.0% | 0.00% | – | |
| AFMD | New | AFFIMED N V | $42,000 | – | 14,381 | +100.0% | 0.00% | – |
| ATEC | New | ALPHATEC HOLDINGS INC | $60,000 | – | 11,894 | +100.0% | 0.00% | – |
| ALEC | New | ALECTOR INC | $397,000 | – | 27,614 | +100.0% | 0.00% | – |
| ADMS | New | ADAMAS PHARMACEUTICALS INC | $107,000 | – | 20,995 | +100.0% | 0.00% | – |
| AXTI | New | AXT INC | $47,000 | – | 13,389 | +100.0% | 0.00% | – |
| ASX | New | ASE TECHNOLOGY HOLDING CO LTsponsored ads | $265,000 | – | 59,327 | +100.0% | 0.00% | – |
| OSW | New | ONESPAWORLD HOLDINGS LIMITED | $163,000 | – | 10,476 | +100.0% | 0.00% | – |
| CMRE | New | COSTAMARE INC | $72,000 | – | 11,801 | +100.0% | 0.00% | – |
| ADMA | New | ADMA BIOLOGICS INC | $54,000 | – | 12,162 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- CREDIT SUISSE ASSET MANAGEMENT LLC/NY #3
- CREDIT SUISSE INTERNATIONAL #4
- MultiConcept Fund Management S.A. #5
- Credit Suisse Fund Management S.A. #6
- Credit Suisse Management LLC #7
- CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A. #8
- Credit Suisse Securities (Canada), Inc. #9
- CREDIT SUISSE SECURITIES (EUROPE) LTD #10
- Credit Suisse Funds AG #11
- CREDIT SUISSE SECURITIES (USA) LLC #12
- CREDIT SUISSE CAPITAL LLC/ #13
- Credit Suisse (Italy) S.p.a. #14
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 45 | Q1 2024 | 4.1% |
| MICROSOFT CORP | 45 | Q1 2024 | 5.5% |
| UNITEDHEALTH GROUP INC | 45 | Q1 2024 | 2.1% |
| AMAZON COM INC | 45 | Q1 2024 | 2.4% |
| SPDR S&P 500 ETF Trust | 45 | Q1 2024 | 2.9% |
| JOHNSON & JOHNSON | 45 | Q1 2024 | 1.3% |
| JPMORGAN CHASE & CO | 45 | Q1 2024 | 1.2% |
| META PLATFORMS INC | 45 | Q1 2024 | 1.4% |
| VISA INC | 45 | Q1 2024 | 1.1% |
| PROCTER & GAMBLE CO | 45 | Q1 2024 | 0.9% |
View CREDIT SUISSE AG/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blink Charging Co. | February 02, 2023 | 2,964,878 | 5.8% |
| Empire State Realty Trust, Inc. | February 02, 2023 | 10,256,566 | 6.4% |
| Evelo Biosciences, Inc. | February 02, 2023 | 3,678,388 | 3.4% |
| TransMedics Group, Inc. | February 02, 2023 | 1,037,297 | 3.2% |
| Zymeworks Inc. | February 02, 2023 | 2,439,095 | 3.9% |
| Addex Therapeutics Ltd. | February 14, 2022 | 1,876,604 | 5.0% |
| Axonics, Inc. | February 14, 2022 | 2,273,198 | 4.9% |
| Discovery, Inc. | February 14, 2022 | 403,704 | 0.2% |
| Gaotu Techedu Inc. | February 14, 2022 | 1,451,839 | 1.5% |
| GoHealth, Inc. | February 14, 2022 | 28,571 | 0.0% |
View CREDIT SUISSE AG/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| SBSE/A | 2024-03-20 |
| 13F-HR | 2024-02-08 |
| SBSE/A | 2023-12-15 |
| 13F-HR | 2023-11-13 |
| SBSE/A | 2023-08-29 |
| 13F-HR | 2023-08-11 |
| SBSE/A | 2023-08-02 |
| SBSE/A | 2023-07-12 |
| 40-APP | 2023-06-07 |
View CREDIT SUISSE AG/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.