$112 Billion is the total value of CREDIT SUISSE AG/'s 17765 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 100.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
PBPB | Exit | POTBELLY CORP | $0 | – | -18,243 | -100.0% | 0.00% | – |
MGEN | Exit | MIRAGEN THERAPEUTICS INC | $0 | – | -10,380 | -100.0% | 0.00% | – |
RVSB | Exit | RIVERVIEW BANCORP INC | $0 | – | -15,393 | -100.0% | 0.00% | – |
OOMA | Exit | OOMA INC | $0 | – | -33,484 | -100.0% | 0.00% | – |
VIVE | Exit | VIVEVE MED INC | $0 | – | -11,406 | -100.0% | 0.00% | – |
FNLC | Exit | FIRST BANCORP INC ME | $0 | – | -7,527 | -100.0% | 0.00% | – |
CCBG | Exit | CAPITAL CITY BK GROUP INC | $0 | – | -11,195 | -100.0% | 0.00% | – |
KVHI | Exit | KVH INDS INC | $0 | – | -10,483 | -100.0% | 0.00% | – |
EXFO | Exit | EXFO INC | $0 | – | -17,780 | -100.0% | 0.00% | – |
TRK | Exit | SPEEDWAY MOTORSPORTS INC | $0 | – | -10,856 | -100.0% | 0.00% | – |
ACRE | Exit | ARES COML REAL ESTATE CORP | $0 | – | -19,549 | -100.0% | 0.00% | – |
BMRC | Exit | BANK OF MARIN BANCORP | $0 | – | -4,039 | -100.0% | 0.00% | – |
ZNH | Exit | CHINA SOUTHN AIRLS LTDspon adr cl h | $0 | – | -6,217 | -100.0% | 0.00% | – |
FPXI | Exit | FIRST TR EXCHANGE TRADED FDintl ipo etf | $0 | – | -6,883 | -100.0% | 0.00% | – |
MCF | Exit | CONTANGO OIL & GAS COMPANY | $0 | – | -16,955 | -100.0% | 0.00% | – |
FBIO | Exit | FORTRESS BIOTECH INC | $0 | – | -22,513 | -100.0% | 0.00% | – |
VRAY | Exit | VIEWRAY INC | $0 | – | -20,439 | -100.0% | 0.00% | – |
AMBR | Exit | AMBER RD INC | $0 | – | -13,015 | -100.0% | 0.00% | – |
Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -345,000 | -100.0% | 0.00% | – | |
CRBN | Exit | ISHARES TRmsci lw crb tg | $0 | – | -2,404 | -100.0% | 0.00% | – |
BAA | Exit | BANRO CORP | $0 | – | -202,302 | -100.0% | 0.00% | – |
WFBI | Exit | WASHINGTONFIRST BANKSHARES I | $0 | – | -7,989 | -100.0% | 0.00% | – |
HZN | Exit | HORIZON GLOBAL CORP | $0 | – | -17,498 | -100.0% | 0.00% | – |
ZOES | Exit | ZOES KITCHEN INC | $0 | – | -23,541 | -100.0% | 0.00% | – |
NEOS | Exit | NEOS THERAPEUTICS INC | $0 | – | -17,643 | -100.0% | 0.00% | – |
LYTS | Exit | LSI INDS INC | $0 | – | -16,076 | -100.0% | 0.00% | – |
Exit | WHITING PETE CORP NEWnote 1.250% 4/0 | $0 | – | -333,000 | -100.0% | 0.00% | – | |
QTNA | Exit | QUANTENNA COMMUNICATIONS INC | $0 | – | -26,074 | -100.0% | 0.00% | – |
HBP | Exit | HUTTIG BLDG PRODS INC | $0 | – | -17,350 | -100.0% | 0.00% | – |
AST | Exit | ASTERIAS BIOTHERAPEUTICS INC | $0 | – | -17,613 | -100.0% | 0.00% | – |
CFMS | Exit | CONFORMIS INC | $0 | – | -32,143 | -100.0% | 0.00% | – |
CLPR | Exit | CLIPPER RLTY INC | $0 | – | -10,277 | -100.0% | 0.00% | – |
SONA | Exit | SOUTHERN NATL BANCORP OF VA | $0 | – | -14,190 | -100.0% | 0.00% | – |
OTIC | Exit | OTONOMY INC | $0 | – | -32,003 | -100.0% | 0.00% | – |
CVNA | Exit | CARVANA COcl a | $0 | – | -10,389 | -100.0% | 0.00% | – |
WEYS | Exit | WEYCO GROUP INC | $0 | – | -7,729 | -100.0% | 0.00% | – |
RYAM | Exit | RAYONIER ADVANCED MATLS INCput | $0 | – | -29,800 | -100.0% | 0.00% | – |
PERY | Exit | ELLIS PERRY INTL INC | $0 | – | -10,419 | -100.0% | 0.00% | – |
JNCE | Exit | JOUNCE THERAPEUTICS INC | $0 | – | -10,656 | -100.0% | 0.00% | – |
CLAR | Exit | CLARUS CORP NEW | $0 | – | -14,086 | -100.0% | 0.00% | – |
GEOS | Exit | GEOSPACE TECHNOLOGIES CORP | $0 | – | -13,722 | -100.0% | 0.00% | – |
CLSD | Exit | CLEARSIDE BIOMEDICAL INC | $0 | – | -15,232 | -100.0% | 0.00% | – |
PRMW | Exit | PRIMO WTR CORP | $0 | – | -17,056 | -100.0% | 0.00% | – |
CNAT | Exit | CONATUS PHARMACEUTICALS INC | $0 | – | -17,540 | -100.0% | 0.00% | – |
PLPM | Exit | PLANET PAYMENT INC | $0 | – | -28,399 | -100.0% | 0.00% | – |
TTGT | Exit | TECHTARGET INC | $0 | – | -12,874 | -100.0% | 0.00% | – |
HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -22,394 | -100.0% | 0.00% | – |
MCFT | Exit | MCBC HLDGS INC | $0 | – | -13,934 | -100.0% | 0.00% | – |
AGYS | Exit | AGILYSYS INC | $0 | – | -10,436 | -100.0% | 0.00% | – |
BSRR | Exit | SIERRA BANCORP | $0 | – | -14,095 | -100.0% | 0.00% | – |
Exit | NEW MTN FIN CORPnote 5.000% 6/1 | $0 | – | -476,000 | -100.0% | 0.00% | – | |
CVEO | Exit | CIVEO CORP CDA | $0 | – | -10,404 | -100.0% | 0.00% | – |
PJP | Exit | POWERSHARES ETF TRUSTdyn phrma port | $0 | – | -6,190 | -100.0% | 0.00% | – |
TBNK | Exit | TERRITORIAL BANCORP INC | $0 | – | -9,519 | -100.0% | 0.00% | – |
VOXX | Exit | VOXX INTL CORPcl a | $0 | – | -13,678 | -100.0% | 0.00% | – |
CNTY | Exit | CENTURY CASINOS INC | $0 | – | -14,766 | -100.0% | 0.00% | – |
MBRX | Exit | MOLECULIN BIOTECH INC | $0 | – | -12,085 | -100.0% | 0.00% | – |
PMBC | Exit | PACIFIC MERCANTILE BANCORP | $0 | – | -10,136 | -100.0% | 0.00% | – |
KIRK | Exit | KIRKLANDS INC | $0 | – | -18,679 | -100.0% | 0.00% | – |
SHLOQ | Exit | SHILOH INDS INC | $0 | – | -12,117 | -100.0% | 0.00% | – |
VEC | Exit | VECTRUS INC | $0 | – | -7,985 | -100.0% | 0.00% | – |
Exit | REDWOOD TR INCnote 4.750% 8/1 | $0 | – | -305,000 | -100.0% | 0.00% | – | |
MOFG | Exit | MIDWESTONE FINL GROUP INC NE | $0 | – | -10,914 | -100.0% | 0.00% | – |
WNEB | Exit | WESTERN NEW ENG BANCORP INC | $0 | – | -18,330 | -100.0% | 0.00% | – |
SNN | Exit | SMITH & NEPHEW PLCspdn adr new | $0 | – | -6,481 | -100.0% | 0.00% | – |
Exit | TCP CAP CORPnote 5.250%12/1 | $0 | – | -441,000 | -100.0% | 0.00% | – | |
KBWY | Exit | POWERSHARES ETF TRUST IIkbw yield reit | $0 | – | -10,408 | -100.0% | 0.00% | – |
AINV | Exit | APOLLO INVT CORP | $0 | – | -51,682 | -100.0% | 0.00% | – |
PCYO | Exit | PURECYCLE CORP | $0 | – | -11,260 | -100.0% | 0.00% | – |
IRL | Exit | NEW IRELAND FUND INC | $0 | – | -25,831 | -100.0% | 0.00% | – |
HCI | Exit | HCI GROUP INC | $0 | – | -11,655 | -100.0% | 0.00% | – |
COGT | Exit | COGINT INC | $0 | – | -13,732 | -100.0% | 0.00% | – |
PFSI | Exit | PENNYMAC FINL SVCS INCcl a | $0 | – | -10,671 | -100.0% | 0.00% | – |
EBTC | Exit | ENTERPRISE BANCORP INC MASS | $0 | – | -6,641 | -100.0% | 0.00% | – |
OSBC | Exit | OLD SECOND BANCORP INC ILL | $0 | – | -19,195 | -100.0% | 0.00% | – |
RLH | Exit | RED LION HOTELS CORP | $0 | – | -10,956 | -100.0% | 0.00% | – |
CRAI | Exit | CRA INTL INC | $0 | – | -9,029 | -100.0% | 0.00% | – |
CEMP | Exit | CEMPRA INC | $0 | – | -55,075 | -100.0% | 0.00% | – |
ICF | Exit | ISHARES TRcohen steer reit | $0 | – | -3,355 | -100.0% | 0.00% | – |
JCPNQ | Exit | PENNEY J C INCput | $0 | – | -108,000 | -100.0% | 0.00% | – |
HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -21,520 | -100.0% | 0.00% | – |
ARTNA | Exit | ARTESIAN RESOURCES CORPcl a | $0 | – | -6,950 | -100.0% | 0.00% | – |
Exit | COWEN INCnote 3.000% 3/1 | $0 | – | -465,000 | -100.0% | 0.00% | – | |
MFG | Exit | MIZUHO FINL GROUP INCsponsored adr | $0 | – | -100,088 | -100.0% | 0.00% | – |
AGFS | Exit | AGROFRESH SOLUTIONS | $0 | – | -18,259 | -100.0% | 0.00% | – |
IVAC | Exit | INTEVAC INC | $0 | – | -12,900 | -100.0% | 0.00% | – |
EMCI | Exit | EMC INS GROUP INC | $0 | – | -8,790 | -100.0% | 0.00% | – |
SBBP | Exit | STRONGBRIDGE BIOPHARMA PLC | $0 | – | -14,375 | -100.0% | 0.00% | – |
KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -16,965 | -100.0% | 0.00% | – |
WLDN | Exit | WILLDAN GROUP INC | $0 | – | -8,106 | -100.0% | 0.00% | – |
SYRS | Exit | SYROS PHARMACEUTICALS INC | $0 | – | -10,512 | -100.0% | 0.00% | – |
GMRE | Exit | GLOBAL MED REIT INC | $0 | – | -11,136 | -100.0% | 0.00% | – |
TCS | Exit | CONTAINER STORE GROUP INC | $0 | – | -12,060 | -100.0% | 0.00% | – |
SNBC | Exit | SUN BANCORP INC | $0 | – | -9,091 | -100.0% | 0.00% | – |
CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -11,952 | -100.0% | 0.00% | – |
GBL | Exit | GAMCO INVESTORS INC | $0 | – | -8,595 | -100.0% | 0.00% | – |
ARCX | Exit | ARC LOGISTICS PARTNERS LP | $0 | – | -10,940 | -100.0% | 0.00% | – |
SMBC | Exit | SOUTHERN MO BANCORP INC | $0 | – | -6,399 | -100.0% | 0.00% | – |
RT | Exit | RUBY TUESDAY INC | $0 | – | -45,883 | -100.0% | 0.00% | – |
OMP | Exit | OASIS MIDSTREAM PARTNERS LP | $0 | – | -11,287 | -100.0% | 0.00% | – |
ESGC | Exit | EROS INTL PLC | $0 | – | -17,943 | -100.0% | 0.00% | – |
BFIN | Exit | BANKFINANCIAL CORP | $0 | – | -10,740 | -100.0% | 0.00% | – |
LXU | Exit | LSB INDS INC | $0 | – | -16,301 | -100.0% | 0.00% | – |
EWP | Exit | ISHARES INCmsci span cp etf | $0 | – | -10,100 | -100.0% | 0.00% | – |
PZN | Exit | PZENA INVESTMENT MGMT INCclass a | $0 | – | -15,578 | -100.0% | 0.00% | – |
FMAO | Exit | FARMER & MERCHANTS BANCORP I | $0 | – | -5,986 | -100.0% | 0.00% | – |
EXA | Exit | EXA CORP | $0 | – | -9,064 | -100.0% | 0.00% | – |
RPD | Exit | RAPID7 INC | $0 | – | -18,701 | -100.0% | 0.00% | – |
AXGT | Exit | AXOVANT SCIENCES LTDput | $0 | – | -47,500 | -100.0% | 0.00% | – |
RTNB | Exit | ROOT9B HOLDINGS INC | $0 | – | -16,934 | -100.0% | 0.00% | – |
MODN | Exit | MODEL N INC | $0 | – | -15,748 | -100.0% | 0.00% | – |
MBTF | Exit | MBT FINL CORP | $0 | – | -12,183 | -100.0% | 0.00% | – |
TRIP | Exit | TRIPADVISOR INCcall | $0 | – | -10,600 | -100.0% | 0.00% | – |
QTNT | Exit | QUOTIENT LTD | $0 | – | -18,466 | -100.0% | 0.00% | – |
EMESQ | Exit | EMERGE ENERGY SVCS LPput | $0 | – | -35,000 | -100.0% | 0.00% | – |
AMSWA | Exit | AMERICAN SOFTWARE INCcl a | $0 | – | -18,002 | -100.0% | 0.00% | – |
RST | Exit | ROSETTA STONE INC | $0 | – | -11,272 | -100.0% | 0.00% | – |
Exit | HOVNANIAN K ENTERPRISES INCdebt 6.000%12/0 | $0 | – | -200,000 | -100.0% | 0.00% | – | |
CIO | Exit | CITY OFFICE REIT INC | $0 | – | -19,401 | -100.0% | 0.00% | – |
XES | Exit | SPDR SERIES TRUSToilgas equip | $0 | – | -12,861 | -100.0% | 0.00% | – |
KYOCY | Exit | KYOCERA CORPadr | $0 | – | -6,148 | -100.0% | 0.00% | – |
DMRC | Exit | DIGIMARC CORP NEW | $0 | – | -6,614 | -100.0% | 0.00% | – |
ENZY | Exit | ENZYMOTEC LTD | $0 | – | -16,096 | -100.0% | 0.00% | – |
OSPRU | Exit | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $0 | – | -11,000 | -100.0% | 0.00% | – |
ITIC | Exit | INVESTORS TITLE CO | $0 | – | -1,188 | -100.0% | 0.00% | – |
SMHI | Exit | SEACOR MARINE HLDGS INC | $0 | – | -26,032 | -100.0% | 0.00% | – |
TPHS | Exit | TRINITY PL HLDGS INC | $0 | – | -12,609 | -100.0% | 0.00% | – |
KURA | Exit | KURA ONCOLOGY INC | $0 | – | -12,761 | -100.0% | 0.00% | – |
ITI | Exit | ITERIS INC | $0 | – | -17,168 | -100.0% | 0.00% | – |
INAP | Exit | INTERNAP CORP | $0 | – | -55,483 | -100.0% | 0.00% | – |
Exit | PDL BIOPHARMA INCnote 4.000% 2/0 | $0 | – | -250,000 | -100.0% | 0.00% | – | |
NYMX | Exit | NYMOX PHARMACEUTICAL CORP | $0 | – | -19,951 | -100.0% | 0.00% | – |
FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -66,000 | -100.0% | 0.00% | – |
VYGR | Exit | VOYAGER THERAPEUTICS INC | $0 | – | -10,969 | -100.0% | 0.00% | – |
TREC | Exit | TRECORA RES | $0 | – | -12,869 | -100.0% | 0.00% | – |
EDGE | Exit | EDGE THERAPEUTICS INC | $0 | – | -13,575 | -100.0% | 0.00% | – |
Exit | HCI GROUP INCnote 3.875% 3/1 | $0 | – | -494,000 | -100.0% | 0.00% | – | |
RARX | Exit | RA PHARMACEUTICALS INC | $0 | – | -10,151 | -100.0% | 0.00% | – |
Exit | M/I HOMES INCnote 3.000% 3/0 | $0 | – | -469,000 | -100.0% | 0.00% | – | |
WAAS | Exit | AQUAVENTURE HLDGS LTD | $0 | – | -10,029 | -100.0% | 0.00% | – |
PMTS | Exit | CPI CARD GROUP INC | $0 | – | -13,607 | -100.0% | 0.00% | – |
ESTE | Exit | EARTHSTONE ENERGY INCcl a | $0 | – | -14,428 | -100.0% | 0.00% | – |
HNRG | Exit | HALLADOR ENERGY COMPANY | $0 | – | -13,317 | -100.0% | 0.00% | – |
AMRC | Exit | AMERESCO INCcl a | $0 | – | -12,356 | -100.0% | 0.00% | – |
SA | Exit | SEABRIDGE GOLD INCput | $0 | – | -34,000 | -100.0% | 0.00% | – |
JOUT | Exit | JOHNSON OUTDOORS INCcl a | $0 | – | -4,532 | -100.0% | 0.00% | – |
GXG | Exit | GLOBAL X FDSglbx msci colum | $0 | – | -30,970 | -100.0% | 0.00% | – |
LPG | Exit | DORIAN LPG LTD | $0 | – | -15,515 | -100.0% | 0.00% | – |
RNET | Exit | RIGNET INC | $0 | – | -10,824 | -100.0% | 0.00% | – |
CRRTQ | Exit | CARBO CERAMICS INC | $0 | – | -34,496 | -100.0% | 0.00% | – |
TESO | Exit | TESCO CORP | $0 | – | -56,734 | -100.0% | 0.00% | – |
CRHM | Exit | CRH MEDICAL CORP | $0 | – | -54,425 | -100.0% | 0.00% | – |
DNN | Exit | DENISON MINES CORP | $0 | – | -329,383 | -100.0% | 0.00% | – |
FFKT | Exit | FARMERS CAP BK CORP | $0 | – | -5,435 | -100.0% | 0.00% | – |
VIA | Exit | VIACOM INC NEWcl a | $0 | – | -8,427 | -100.0% | 0.00% | – |
IMMR | Exit | IMMERSION CORP | $0 | – | -37,480 | -100.0% | 0.00% | – |
BELFB | Exit | BEL FUSE INCcl b | $0 | – | -6,928 | -100.0% | 0.00% | – |
PWOD | Exit | PENNS WOODS BANCORP INC | $0 | – | -6,363 | -100.0% | 0.00% | – |
VCYT | Exit | VERACYTE INC | $0 | – | -16,015 | -100.0% | 0.00% | – |
DJCO | Exit | DAILY JOURNAL CORP | $0 | – | -1,007 | -100.0% | 0.00% | – |
APPF | Exit | APPFOLIO INC | $0 | – | -5,464 | -100.0% | 0.00% | – |
VSLR | Exit | VIVINT SOLAR INC | $0 | – | -16,910 | -100.0% | 0.00% | – |
DSPG | Exit | DSP GROUP INC | $0 | – | -14,720 | -100.0% | 0.00% | – |
EWS | Exit | ISHARES INCmsci singpor etf | $0 | – | -15,529 | -100.0% | 0.00% | – |
TWIN | Exit | TWIN DISC INC | $0 | – | -10,237 | -100.0% | 0.00% | – |
HMTV | Exit | HEMISPHERE MEDIA GROUP INCcl a | $0 | – | -16,101 | -100.0% | 0.00% | – |
NVLNF | Exit | NOVELION THERAPEUTICS INC | $0 | – | -32,137 | -100.0% | 0.00% | – |
VLGEA | Exit | VILLAGE SUPER MKT INCcl a new | $0 | – | -8,781 | -100.0% | 0.00% | – |
AMNB | Exit | AMERICAN NATL BANKSHARES INC | $0 | – | -5,561 | -100.0% | 0.00% | – |
Exit | ACETO CORPnote 2.000%11/0 | $0 | – | -387,000 | -100.0% | 0.00% | – | |
Exit | SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1 | $0 | – | -460,000 | -100.0% | 0.00% | – | |
BSF | Exit | BEAR ST FINL INC | $0 | – | -13,661 | -100.0% | 0.00% | – |
BSET | Exit | BASSETT FURNITURE INDS INC | $0 | – | -7,027 | -100.0% | 0.00% | – |
CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -20,324 | -100.0% | 0.00% | – |
RUBI | Exit | RUBICON PROJ INC | $0 | – | -35,443 | -100.0% | 0.00% | – |
NC | Exit | NACCO INDS INCcl a | $0 | – | -5,090 | -100.0% | 0.00% | – |
BPI | Exit | BRIDGEPOINT ED INC | $0 | – | -19,312 | -100.0% | 0.00% | – |
EPM | Exit | EVOLUTION PETROLEUM CORP | $0 | – | -16,463 | -100.0% | 0.00% | – |
STML | Exit | STEMLINE THERAPEUTICS INC | $0 | – | -16,756 | -100.0% | 0.00% | – |
WTBA | Exit | WEST BANCORPORATION INCcap stk | $0 | – | -10,998 | -100.0% | 0.00% | – |
TIPT | Exit | TIPTREE INCcl a | $0 | – | -28,555 | -100.0% | 0.00% | – |
MMLP | Exit | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -11,015 | -100.0% | 0.00% | – |
FLXS | Exit | FLEXSTEEL INDS INC | $0 | – | -7,057 | -100.0% | 0.00% | – |
BBSI | Exit | BARRETT BUSINESS SERVICES IN | $0 | – | -6,368 | -100.0% | 0.00% | – |
PCSB | Exit | PCSB FINL CORP | $0 | – | -12,179 | -100.0% | 0.00% | – |
Exit | CSG SYS INTL INCnote 4.250% 3/1 | $0 | – | -319,000 | -100.0% | 0.00% | – | |
EQBK | Exit | EQUITY BANCSHARES INC | $0 | – | -12,323 | -100.0% | 0.00% | – |
CHMI | Exit | CHERRY HILL MTG INVT CORP | $0 | – | -10,462 | -100.0% | 0.00% | – |
OXFD | Exit | OXFORD IMMUNOTEC GLOBAL PLC | $0 | – | -14,898 | -100.0% | 0.00% | – |
QMCO | Exit | QUANTUM CORP | $0 | – | -19,524 | -100.0% | 0.00% | – |
NEWS | Exit | NEWSTAR FINANCIAL INC | $0 | – | -30,620 | -100.0% | 0.00% | – |
ENTL | Exit | ENTELLUS MED INC | $0 | – | -11,282 | -100.0% | 0.00% | – |
ESXB | Exit | COMMUNITY BANKERS TR CORP | $0 | – | -14,933 | -100.0% | 0.00% | – |
RUSHB | Exit | RUSH ENTERPRISES INCcl b | $0 | – | -4,665 | -100.0% | 0.00% | – |
SELB | Exit | SELECTA BIOSCIENCES INC | $0 | – | -11,279 | -100.0% | 0.00% | – |
III | Exit | INFORMATION SERVICES GROUP I | $0 | – | -21,781 | -100.0% | 0.00% | – |
AJX | Exit | GREAT AJAX CORP | $0 | – | -10,413 | -100.0% | 0.00% | – |
RDI | Exit | READING INTERNATIONAL INCcl a | $0 | – | -11,595 | -100.0% | 0.00% | – |
ASC | Exit | ARDMORE SHIPPING CORP | $0 | – | -18,254 | -100.0% | 0.00% | – |
WF | Exit | WOORI BKadr | $0 | – | -6,600 | -100.0% | 0.00% | – |
HTGM | Exit | HTG MOLECULAR DIAGNOSTICS IN | $0 | – | -10,169 | -100.0% | 0.00% | – |
RILY | Exit | B RILEY FINL INC | $0 | – | -15,551 | -100.0% | 0.00% | – |
NIHD | Exit | NII HLDGS INC | $0 | – | -199,175 | -100.0% | 0.00% | – |
MRT | Exit | MEDEQUITIES RLTY TR INC | $0 | – | -22,535 | -100.0% | 0.00% | – |
BOCH | Exit | BANK COMM HLDGS | $0 | – | -10,147 | -100.0% | 0.00% | – |
ZYNE | Exit | ZYNERBA PHARMACEUTICALS INC | $0 | – | -11,473 | -100.0% | 0.00% | – |
Exit | VERINT SYS INCnote 1.500% 6/0 | $0 | – | -345,000 | -100.0% | 0.00% | – | |
CCNE | Exit | CNB FINL CORP PA | $0 | – | -10,805 | -100.0% | 0.00% | – |
PFIS | Exit | PEOPLES FINL SVCS CORP | $0 | – | -5,239 | -100.0% | 0.00% | – |
AQMS | Exit | AQUA METALS INC | $0 | – | -10,784 | -100.0% | 0.00% | – |
XIN | Exit | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | -60,212 | -100.0% | 0.00% | – |
FMSA | Exit | FAIRMOUNT SANTROL HLDGS INCput | $0 | – | -90,000 | -100.0% | 0.00% | – |
VSAR | Exit | VERSARTIS INC | $0 | – | -34,018 | -100.0% | 0.00% | – |
TNAV | Exit | TELENAV INC | $0 | – | -23,080 | -100.0% | 0.00% | – |
IMDZ | Exit | IMMUNE DESIGN CORP | $0 | – | -11,241 | -100.0% | 0.00% | – |
LQDT | Exit | LIQUIDITY SERVICES INC | $0 | – | -20,658 | -100.0% | 0.00% | – |
ATEX | Exit | PDVWIRELESS INC | $0 | – | -8,096 | -100.0% | 0.00% | – |
HBCP | Exit | HOME BANCORP INC | $0 | – | -5,181 | -100.0% | 0.00% | – |
GNCA | Exit | GENOCEA BIOSCIENCES INC | $0 | – | -19,549 | -100.0% | 0.00% | – |
MLR | Exit | MILLER INDS INC TENN | $0 | – | -7,810 | -100.0% | 0.00% | – |
DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -29,533 | -100.0% | 0.00% | – |
ING | Exit | ING GROEP N Vsponsored adr | $0 | – | -12,380 | -100.0% | 0.00% | – |
FYC | Exit | FIRST TR EXCNGE TRD ALPHADEXsml cp grw alp | $0 | – | -5,019 | -100.0% | 0.00% | – |
WINA | Exit | WINMARK CORP | $0 | – | -2,159 | -100.0% | 0.00% | – |
ADES | Exit | ADVANCED EMISSIONS SOLUTS IN | $0 | – | -14,380 | -100.0% | 0.00% | – |
WLBAQ | Exit | WESTMORELAND COAL CO | $0 | – | -15,152 | -100.0% | 0.00% | – |
CFFI | Exit | C & F FINL CORP | $0 | – | -3,910 | -100.0% | 0.00% | – |
MNKKQ | Exit | MALLINCKRODT PUB LTD COcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
CSS | Exit | CSS INDS INC | $0 | – | -10,777 | -100.0% | 0.00% | – |
TKF | Exit | TURKISH INVT FD INC | $0 | – | -47,252 | -100.0% | 0.00% | – |
RYI | Exit | RYERSON HLDG CORP | $0 | – | -14,539 | -100.0% | 0.00% | – |
AVHI | Exit | AV HOMES INC | $0 | – | -12,128 | -100.0% | 0.00% | – |
CULP | Exit | CULP INC | $0 | – | -7,046 | -100.0% | 0.00% | – |
TOO | Exit | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $0 | – | -19,900 | -100.0% | 0.00% | – |
HIFS | Exit | HINGHAM INSTN SVGS MASS | $0 | – | -1,415 | -100.0% | 0.00% | – |
CBOE | Exit | CBOE HLDGS INCput | $0 | – | -2,800 | -100.0% | 0.00% | – |
PBNC | Exit | PARAGON COML CORP | $0 | – | -3,852 | -100.0% | 0.00% | – |
Exit | GSV CAP CORPnote 5.250% 9/1 | $0 | – | -235,000 | -100.0% | 0.00% | – | |
BSTC | Exit | BIOSPECIFICS TECHNOLOGIES CO | $0 | – | -5,258 | -100.0% | 0.00% | – |
EHTH | Exit | EHEALTH INC | $0 | – | -12,940 | -100.0% | 0.00% | – |
IPAC | Exit | ISHARES TRcore msci pac | $0 | – | -4,626 | -100.0% | 0.00% | – |
BRG | Exit | BLUEROCK RESIDENTIAL GRW REI | $0 | – | -15,525 | -100.0% | 0.00% | – |
NEFF | Exit | NEFF CORP | $0 | – | -17,129 | -100.0% | 0.00% | – |
OKTA | Exit | OKTA INCcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
Exit | COMSTOCK RES INCnote 9.500% 6/1 | $0 | – | -476,880 | -100.0% | 0.00% | – | |
FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -9,297 | -100.0% | 0.00% | – |
Exit | DHT HOLDINGS INCdebt 4.500%10/0 | $0 | – | -340,000 | -100.0% | 0.00% | – | |
ERA | Exit | ERA GROUP INC | $0 | – | -14,644 | -100.0% | 0.00% | – |
Exit | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $0 | – | -475,000 | -100.0% | 0.00% | – | |
SPA | Exit | SPARTON CORP | $0 | – | -9,723 | -100.0% | 0.00% | – |
PNTPQ | Exit | PATRIOT NATL INC | $0 | – | -17,852 | -100.0% | 0.00% | – |
APVO | Exit | APTEVO THERAPEUTICS INC | $0 | – | -12,740 | -100.0% | 0.00% | – |
WATT | Exit | ENERGOUS CORP | $0 | – | -12,907 | -100.0% | 0.00% | – |
IX | Exit | ORIX CORPsponsored adr | $0 | – | -3,475 | -100.0% | 0.00% | – |
Exit | HELIX ENERGY SOLUTIONS GRP Inote 4.250% 5/0 | $0 | – | -355,000 | -100.0% | 0.00% | – | |
LMNR | Exit | LIMONEIRA CO | $0 | – | -8,764 | -100.0% | 0.00% | – |
CRMT | Exit | AMERICAS CAR MART INC | $0 | – | -5,421 | -100.0% | 0.00% | – |
KODK | Exit | EASTMAN KODAK CO | $0 | – | -18,681 | -100.0% | 0.00% | – |
VBIV | Exit | VBI VACCINES INC | $0 | – | -14,694 | -100.0% | 0.00% | – |
GEFB | Exit | GREIF INCcl b | $0 | – | -4,453 | -100.0% | 0.00% | – |
NDLS | Exit | NOODLES & CO | $0 | – | -10,072 | -100.0% | 0.00% | – |
Exit | TICC CAPITAL CORPdbcv 7.500%11/0 | $0 | – | -823,000 | -100.0% | -0.00% | – | |
WLL | Exit | WHITING PETE CORP NEWput | $0 | – | -138,900 | -100.0% | -0.00% | – |
FE | Exit | FIRSTENERGY CORPcall | $0 | – | -42,300 | -100.0% | -0.00% | – |
CPN | Exit | CALPINE CORPcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
CUNB | Exit | CU BANCORP CALIF | $0 | – | -20,516 | -100.0% | -0.00% | – |
PCBK | Exit | PACIFIC CONTINENTAL CORP | $0 | – | -26,587 | -100.0% | -0.00% | – |
Exit | COLONY CAP INCnote 5.000% 4/1 | $0 | – | -969,000 | -100.0% | -0.00% | – | |
EIX | Exit | EDISON INTLcall | $0 | – | -9,500 | -100.0% | -0.00% | – |
FMS | Exit | FRESENIUS MED CARE AG&CO KGAsponsored adr | $0 | – | -22,313 | -100.0% | -0.00% | – |
IEO | Exit | ISHARES TRus oil gs ex etf | $0 | – | -12,482 | -100.0% | -0.00% | – |
Exit | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $0 | – | -783,000 | -100.0% | -0.00% | – | |
EWQ | Exit | ISHARES INCmsci france etf | $0 | – | -20,426 | -100.0% | -0.00% | – |
Exit | GOGO INCnote 3.750% 3/0 | $0 | – | -590,000 | -100.0% | -0.00% | – | |
Exit | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $0 | – | -1,370,000 | -100.0% | -0.00% | – | |
FAN | Exit | FIRST TR EXCHANGE TRADED FDgbl wnd enrg etf | $0 | – | -50,000 | -100.0% | -0.00% | – |
FXU | Exit | FIRST TR EXCHANGE TRADED FDutilities alph | $0 | – | -45,054 | -100.0% | -0.00% | – |
Exit | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $0 | – | -805,000 | -100.0% | -0.00% | – | |
PVAC | Exit | PENN VA CORP NEW | $0 | – | -13,190 | -100.0% | -0.00% | – |
Exit | NEW YORK MTG TR INCnote 6.250% 1/1 | $0 | – | -713,000 | -100.0% | -0.00% | – | |
Exit | TPG SPECIALTY LENDING INCnote 4.500%12/1 | $0 | – | -601,000 | -100.0% | -0.00% | – | |
POST | Exit | POST HLDGS INCcall | $0 | – | -12,000 | -100.0% | -0.00% | – |
ENR | Exit | ENERGIZER HLDGS INC NEWput | $0 | – | -27,500 | -100.0% | -0.00% | – |
BACPRL | Exit | BANK AMER CORP7.25%cnv pfd l | $0 | – | -400 | -100.0% | -0.00% | – |
AMAT | Exit | APPLIED MATLS INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
USB | Exit | US BANCORP DELput | $0 | – | -20,000 | -100.0% | -0.00% | – |
Exit | QUIDEL CORPnote 3.250%12/1 | $0 | – | -806,000 | -100.0% | -0.00% | – | |
Exit | RESOURCE CAP CORPnote 6.000%12/0 | $0 | – | -550,000 | -100.0% | -0.00% | – | |
Exit | ENCORE CAP GROUP INCnote 2.875% 3/1 | $0 | – | -680,000 | -100.0% | -0.00% | – | |
Exit | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $0 | – | -1,160,000 | -100.0% | -0.00% | – | |
BKFS | Exit | BLACK KNIGHT FINL SVCS INCcl a | $0 | – | -21,386 | -100.0% | -0.00% | – |
Exit | PENNYMAC CORPnote 5.375% 5/0 | $0 | – | -1,101,000 | -100.0% | -0.00% | – | |
Exit | HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $0 | – | -702,000 | -100.0% | -0.00% | – | |
LDR | Exit | LANDAUER INC | $0 | – | -10,697 | -100.0% | -0.00% | – |
DEO | Exit | DIAGEO P L Cspon adr new | $0 | – | -5,213 | -100.0% | -0.00% | – |
SNC | Exit | STATE NATL COS INC | $0 | – | -44,896 | -100.0% | -0.00% | – |
XHS | Exit | SPDR SERIES TRUSThlth care svcs | $0 | – | -16,509 | -100.0% | -0.00% | – |
GSM | Exit | FERROGLOBE PLC | $0 | – | -67,714 | -100.0% | -0.00% | – |
POT | Exit | POTASH CORP SASK INCcall | $0 | – | -27,500 | -100.0% | -0.00% | – |
GDXJ | Exit | VANECK VECTORS ETF TRcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
OFG | Exit | OFG BANCORPput | $0 | – | -157,900 | -100.0% | -0.00% | – |
HBAN | Exit | HUNTINGTON BANCSHARES INCcall | $0 | – | -44,400 | -100.0% | -0.00% | – |
Exit | NEURODERM LTD | $0 | – | -24,860 | -100.0% | -0.00% | – | |
IEZ | Exit | ISHARES TRus oil eq&sv etf | $0 | – | -38,899 | -100.0% | -0.00% | – |
AMC | Exit | AMC ENTMT HLDGS INCcall | $0 | – | -97,500 | -100.0% | -0.00% | – |
Exit | RTW HLDGS INCnote 5.625%11/1 | $0 | – | -832,000 | -100.0% | -0.00% | – | |
MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -43,718 | -100.0% | -0.00% | – |
XPH | Exit | SPDR SERIES TRUSTs&p pharmac | $0 | – | -35,520 | -100.0% | -0.00% | – |
FOR | Exit | FORESTAR GROUP INC | $0 | – | -70,232 | -100.0% | -0.00% | – |
Exit | HOLOGIC INCdebt 2.000% 3/0 | $0 | – | -550,000 | -100.0% | -0.00% | – | |
FLR | Exit | FLUOR CORP NEWcall | $0 | – | -20,500 | -100.0% | -0.00% | – |
Exit | TITAN MACHY INCnote 3.750% 5/0 | $0 | – | -766,000 | -100.0% | -0.00% | – | |
CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -85,925 | -100.0% | -0.00% | – |
LB | Exit | L BRANDS INCcall | $0 | – | -19,300 | -100.0% | -0.00% | – |
PRFZ | Exit | POWERSHARES ETF TRUSTftse us1500 sm | $0 | – | -10,651 | -100.0% | -0.00% | – |
DCMYY | Exit | NTT DOCOMO INCspons adr | $0 | – | -32,181 | -100.0% | -0.00% | – |
OME | Exit | OMEGA PROTEIN CORP | $0 | – | -52,295 | -100.0% | -0.00% | – |
CBF | Exit | CAPITAL BK FINL CORP | $0 | – | -17,074 | -100.0% | -0.00% | – |
CACQ | Exit | CAESARS ACQUISITION COcl a | $0 | – | -63,933 | -100.0% | -0.00% | – |
SECO | Exit | SECOO HLDG LTDadr | $0 | – | -86,082 | -100.0% | -0.00% | – |
Exit | YANDEX NVnote 1.125%12/1 | $0 | – | -656,000 | -100.0% | -0.00% | – | |
IGT | Exit | INTERNATIONAL GAME TECHNOLOGcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
Exit | TUTOR PERINI CORPnote 2.875% 6/1 | $0 | – | -995,000 | -100.0% | -0.00% | – | |
GLBL | Exit | TERRAFORM GLOBAL INCcl a | $0 | – | -195,109 | -100.0% | -0.00% | – |
TGTX | Exit | TG THERAPEUTICS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
FXG | Exit | FIRST TR EXCHANGE TRADED FDconsumr staple | $0 | – | -19,467 | -100.0% | -0.00% | – |
ANGI | Exit | ANGIES LIST INC | $0 | – | -48,641 | -100.0% | -0.00% | – |
LN | Exit | LINE CORPsponsored adr | $0 | – | -31,316 | -100.0% | -0.00% | – |
SAN | Exit | BANCO SANTANDER SAadr | $0 | – | -131,002 | -100.0% | -0.00% | – |
VDC | Exit | VANGUARD WORLD FDSconsum stp etf | $0 | – | -5,620 | -100.0% | -0.00% | – |
Exit | ENCORE CAP GROUP INCnote 3.000% 7/0 | $0 | – | -1,300,000 | -100.0% | -0.00% | – | |
BKR | Exit | BAKER HUGHES A GE COput | $0 | – | -37,500 | -100.0% | -0.00% | – |
MUB | Exit | ISHARES TRnational mun etf | $0 | – | -13,185 | -100.0% | -0.00% | – |
Exit | CHART INDS INCnote 2.000% 8/0 | $0 | – | -936,000 | -100.0% | -0.00% | – | |
RL | Exit | RALPH LAUREN CORPcall | $0 | – | -16,000 | -100.0% | -0.00% | – |
IYZ | Exit | ISHARES TR | $0 | – | -24,013 | -100.0% | -0.00% | – |
DKL | Exit | DELEK LOGISTICS PARTNERS LPput | $0 | – | -49,000 | -100.0% | -0.00% | – |
Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -755,000 | -100.0% | -0.00% | – | |
Exit | VECTOR GROUP LTDfrnt 4/1 | $0 | – | -885,000 | -100.0% | -0.00% | – | |
LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -60,654 | -100.0% | -0.00% | – |
Exit | MARRIOTT VACATIONS WRLDWDE Cnote 1.500% 9/1 | $0 | – | -1,145,000 | -100.0% | -0.00% | – | |
OKSB | Exit | SOUTHWEST BANCORP INC OKLA | $0 | – | -22,454 | -100.0% | -0.00% | – |
KMIPRA | Exit | KINDER MORGAN INC DELpfd ser a | $0 | – | -20,900 | -100.0% | -0.00% | – |
IYE | Exit | ISHARES TRu.s. energy etf | $0 | – | -31,587 | -100.0% | -0.00% | – |
Exit | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $0 | – | -1,077,000 | -100.0% | -0.00% | – | |
DDD | Exit | 3-D SYS CORP DELput | $0 | – | -85,000 | -100.0% | -0.00% | – |
REM | Exit | ISHARES TRmtg rel etf new | $0 | – | -13,399 | -100.0% | -0.00% | – |
WPXP | Exit | WPX ENERGY INCpfd ser a cv | $0 | – | -20,700 | -100.0% | -0.00% | – |
HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -18,300 | -100.0% | -0.00% | – |
Exit | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $0 | – | -661,000 | -100.0% | -0.00% | – | |
Exit | HURON CONSULTING GROUP INCnote 1.250%10/0 | $0 | – | -832,000 | -100.0% | -0.00% | – | |
Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -1,410,000 | -100.0% | -0.00% | – | |
Exit | NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $0 | – | -685,000 | -100.0% | -0.00% | – | |
Exit | PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $0 | – | -600,000 | -100.0% | -0.00% | – | |
Exit | WALTER INVT MGMT CORPnote 4.500%11/0 | $0 | – | -3,040,000 | -100.0% | -0.00% | – | |
VYM | Exit | VANGUARD WHITEHALL FDS INChigh div yld | $0 | – | -7,189 | -100.0% | -0.00% | – |
Exit | GREEN PLAINS INCnote 4.125% 9/0 | $0 | – | -775,000 | -100.0% | -0.00% | – | |
PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -90,000 | -100.0% | -0.00% | – |
SONS | Exit | SONUS NETWORKS INC | $0 | – | -78,319 | -100.0% | -0.00% | – |
FRTA | Exit | FORTERRA INC | $0 | – | -152,929 | -100.0% | -0.00% | – |
Exit | FXCM INCnote 2.250% 6/1 | $0 | – | -3,211,000 | -100.0% | -0.00% | – | |
ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -176,091 | -100.0% | -0.00% | – |
SCLN | Exit | SCICLONE PHARMACEUTICALS INC | $0 | – | -130,424 | -100.0% | -0.00% | – |
BOOT | Exit | BOOT BARN HLDGS INC | $0 | – | -64,410 | -100.0% | -0.00% | – |
PSTB | Exit | PARK STERLING CORP | $0 | – | -75,334 | -100.0% | -0.00% | – |
FNFV | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -88,314 | -100.0% | -0.00% | – |
ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -108,119 | -100.0% | -0.00% | – |
TMUSP | Exit | T MOBILE US INCconv pfd ser a | $0 | – | -10,000 | -100.0% | -0.00% | – |
Exit | THERAVANCE INCnote 2.125% 1/1 | $0 | – | -1,805,000 | -100.0% | -0.00% | – | |
NTNX | Exit | NUTANIX INCput | $0 | – | -75,000 | -100.0% | -0.00% | – |
CO | Exit | CHINA CORD BLOOD CORP | $0 | – | -168,677 | -100.0% | -0.00% | – |
DDC | Exit | DOMINION DIAMOND CORP | $0 | – | -111,319 | -100.0% | -0.00% | – |
PQG | Exit | PQ GROUP HLDGS INC | $0 | – | -113,925 | -100.0% | -0.00% | – |
VLO | Exit | VALERO ENERGY CORP NEWcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
ASHS | Exit | DBX ETF TRhrv china smcp | $0 | – | -50,000 | -100.0% | -0.00% | – |
BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -19,574 | -100.0% | -0.00% | – |
Exit | RADIUS HEALTH INCnote 3.000% 9/0 | $0 | – | -2,380,000 | -100.0% | -0.00% | – | |
HESM | Exit | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $0 | – | -100,000 | -100.0% | -0.00% | – |
CVE | Exit | CENOVUS ENERGY INCput | $0 | – | -181,100 | -100.0% | -0.00% | – |
EWZS | Exit | ISHARESbrazil sm-cp etf | $0 | – | -150,000 | -100.0% | -0.00% | – |
VTHR | Exit | VANGUARD SCOTTSDALE FDSvng rus3000idx | $0 | – | -16,154 | -100.0% | -0.00% | – |
RATE | Exit | BANKRATE INC DEL | $0 | – | -148,233 | -100.0% | -0.00% | – |
ADM | Exit | ARCHER DANIELS MIDLAND COcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
MTW | Exit | MANITOWOC INC | $0 | – | -180,973 | -100.0% | -0.00% | – |
PF | Exit | PINNACLE FOODS INC DELcall | $0 | – | -27,600 | -100.0% | -0.00% | – |
NSC | Exit | NORFOLK SOUTHERN CORPcall | $0 | – | -13,600 | -100.0% | -0.00% | – |
PHG | Exit | KONINKLIJKE PHILIPS N Vny reg sh new | $0 | – | -40,068 | -100.0% | -0.00% | – |
UNG | Exit | UNITED STATES NATL GAS FUNDcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
FGL | Exit | FIDELITY & GTY LIFE | $0 | – | -53,714 | -100.0% | -0.00% | – |
IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -15,819 | -100.0% | -0.00% | – |
Exit | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $0 | – | -2,085,000 | -100.0% | -0.00% | – | |
Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $0 | – | -2,210,000 | -100.0% | -0.00% | – | |
DVY | Exit | ISHARES TRselect divid etf | $0 | – | -24,057 | -100.0% | -0.00% | – |
PMC | Exit | PHARMERICA CORP | $0 | – | -61,820 | -100.0% | -0.00% | – |
WLL | Exit | WHITING PETE CORP NEW | $0 | – | -381,198 | -100.0% | -0.00% | – |
EPPRC | Exit | EL PASO ENERGY CAP TR Ipfd cv tr secs | $0 | – | -46,970 | -100.0% | -0.00% | – |
Exit | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $0 | – | -1,825,000 | -100.0% | -0.00% | – | |
UAL | Exit | UNITED CONTL HLDGS INCput | $0 | – | -41,000 | -100.0% | -0.00% | – |
MIDD | Exit | MIDDLEBY CORPcall | $0 | – | -18,100 | -100.0% | -0.00% | – |
Exit | LAM RESEARCH CORPnote 1.250% 5/1 | $0 | – | -701,000 | -100.0% | -0.00% | – | |
NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -145,028 | -100.0% | -0.00% | – |
ABCO | Exit | ADVISORY BRD CO | $0 | – | -45,918 | -100.0% | -0.00% | – |
ERX | Exit | DIREXION SHS ETF TRdly enrgy bull3x | $0 | – | -80,919 | -100.0% | -0.00% | – |
QRVO | Exit | QORVO INCput | $0 | – | -25,700 | -100.0% | -0.00% | – |
FYT | Exit | FIRST TR EXCNGE TRD ALPHADEXsml cap val al | $0 | – | -61,958 | -100.0% | -0.00% | – |
Exit | HOLOGIC INCfrnt 12/1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
CIEN | Exit | CIENA CORPcall | $0 | – | -114,100 | -100.0% | -0.00% | – |
TRXC | Exit | TRANSENTERIX INC | $0 | – | -1,200,667 | -100.0% | -0.00% | – |
AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -14,483 | -100.0% | -0.00% | – |
FPE | Exit | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $0 | – | -86,360 | -100.0% | -0.00% | – |
FDX | Exit | FEDEX CORPcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
CF | Exit | CF INDS HLDGS INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -34,312 | -100.0% | -0.00% | – |
FYX | Exit | FIRST TR SML CP CORE ALPHA F | $0 | – | -58,639 | -100.0% | -0.00% | – |
CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -227,614 | -100.0% | -0.00% | – |
PPC | Exit | PILGRIMS PRIDE CORP NEWput | $0 | – | -105,900 | -100.0% | -0.00% | – |
CNX | Exit | CONSOL ENERGY INC | $0 | – | -172,106 | -100.0% | -0.00% | – |
SCSS | Exit | SELECT COMFORT CORP | $0 | – | -85,402 | -100.0% | -0.00% | – |
IRBT | Exit | IROBOT CORPput | $0 | – | -40,000 | -100.0% | -0.00% | – |
DGI | Exit | DIGITALGLOBE INC | $0 | – | -83,465 | -100.0% | -0.00% | – |
EWP | Exit | ISHARES INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
AEG | Exit | AEGON N Vny registry sh | $0 | – | -450,000 | -100.0% | -0.00% | – |
EWP | Exit | ISHARES INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
WNRL | Exit | WESTERN REFNG LOGISTICS LP | $0 | – | -139,424 | -100.0% | -0.00% | – |
NWPRCCL | Exit | NATIONAL WESTMINSTER BK PLCspon adr c | $0 | – | -131,139 | -100.0% | -0.00% | – |
FAZ | Exit | DIREXION SHS ETF TRdaily finl bear | $0 | – | -200,000 | -100.0% | -0.00% | – |
IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -25,146 | -100.0% | -0.00% | – |
WLL | Exit | WHITING PETE CORP NEWcall | $0 | – | -500,000 | -100.0% | -0.00% | – |
CHTR | Exit | CHARTER COMMUNICATIONS INC Ncall | $0 | – | -7,400 | -100.0% | -0.00% | – |
FBT | Exit | FIRST TR EXCHANGE TRADED FDny arca biotech | $0 | – | -24,885 | -100.0% | -0.00% | – |
Exit | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $0 | – | -3,120,000 | -100.0% | -0.00% | – | |
BTUPR | Exit | PEABODY ENERGY CORP NEW8.5% pfd conv a | $0 | – | -48,330 | -100.0% | -0.00% | – |
VVUS | Exit | VIVUS INC | $0 | – | -3,802,620 | -100.0% | -0.00% | – |
BRKB | Exit | BERKSHIRE HATHAWAY INC DELcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
Exit | LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $0 | – | -2,771,000 | -100.0% | -0.00% | – | |
PAGP | Exit | PLAINS GP HLDGS L Pcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
DUK | Exit | DUKE ENERGY CORP NEWcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
TWO | Exit | TWO HBRS INVT CORP | $0 | – | -387,260 | -100.0% | -0.00% | – |
TLND | Exit | TALEND S Aads | $0 | – | -98,318 | -100.0% | -0.00% | – |
RYT | Exit | RYDEX ETF TRUSTgug s&p500eqwtte | $0 | – | -32,063 | -100.0% | -0.00% | – |
Exit | NEVRO CORPnote 1.750% 6/0 | $0 | – | -3,030,000 | -100.0% | -0.00% | – | |
RTN | Exit | RAYTHEON COput | $0 | – | -20,000 | -100.0% | -0.00% | – |
Exit | DEUTSCHE BANK A Gnote 7.500%12/3 | $0 | – | -4,400,000 | -100.0% | -0.00% | – | |
RL | Exit | RALPH LAUREN CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
CMA | Exit | COMERICA INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
OMC | Exit | OMNICOM GROUP INCcall | $0 | – | -61,800 | -100.0% | -0.00% | – |
ADM | Exit | ARCHER DANIELS MIDLAND COput | $0 | – | -105,000 | -100.0% | -0.00% | – |
VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -35,076 | -100.0% | -0.00% | – |
BXS | Exit | BANCORPSOUTH INC | $0 | – | -116,299 | -100.0% | -0.00% | – |
CMA | Exit | COMERICA INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
HCI | Exit | HCI GROUP INCput | $0 | – | -117,500 | -100.0% | -0.00% | – |
HUN | Exit | HUNTSMAN CORPput | $0 | – | -150,600 | -100.0% | -0.00% | – |
DYN | Exit | DYNEGY INC NEW DELcall | $0 | – | -400,000 | -100.0% | -0.00% | – |
Exit | BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $0 | – | -4,055,000 | -100.0% | -0.00% | – | |
NOC | Exit | NORTHROP GRUMMAN CORPcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
SYMX | Exit | SYNTHESIS ENERGY SYS INC | $0 | – | -7,020,079 | -100.0% | -0.00% | – |
FUN | Exit | CEDAR FAIR L Pdepositry unit | $0 | – | -57,766 | -100.0% | -0.00% | – |
VWR | Exit | VWR CORP | $0 | – | -113,807 | -100.0% | -0.00% | – |
Exit | SOLARCITY CORPnote 1.625%11/0 | $0 | – | -5,723,000 | -100.0% | -0.01% | – | |
COMM | Exit | COMMSCOPE HLDG CO INCcall | $0 | – | -140,200 | -100.0% | -0.01% | – |
ESRX | Exit | EXPRESS SCRIPTS HLDG COcall | $0 | – | -85,000 | -100.0% | -0.01% | – |
PEP | Exit | PEPSICO INCcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
MUFG | Exit | MITSUBISHI UFJ FINL GROUP INsponsored adr | $0 | – | -737,566 | -100.0% | -0.01% | – |
Exit | IMPAX LABORATORIES INCnote 2.000% 6/1 | $0 | – | -6,061,000 | -100.0% | -0.01% | – | |
PFF | Exit | ISHARES TRs&p us pfd stk | $0 | – | -137,935 | -100.0% | -0.01% | – |
OUT | Exit | OUTFRONT MEDIA INCcall | $0 | – | -187,000 | -100.0% | -0.01% | – |
ADSK | Exit | AUTODESK INCput | $0 | – | -50,000 | -100.0% | -0.01% | – |
WSTC | Exit | WEST CORP | $0 | – | -197,269 | -100.0% | -0.01% | – |
TSCO | Exit | TRACTOR SUPPLY COcall | $0 | – | -82,900 | -100.0% | -0.01% | – |
ASHR | Exit | DBX ETF TRcall | $0 | – | -182,300 | -100.0% | -0.01% | – |
RWR | Exit | SPDR SERIES TRUSTdj reit etf | $0 | – | -53,679 | -100.0% | -0.01% | – |
MIK | Exit | MICHAELS COS INCput | $0 | – | -240,000 | -100.0% | -0.01% | – |
RCL | Exit | ROYAL CARIBBEAN CRUISES LTDcall | $0 | – | -47,500 | -100.0% | -0.01% | – |
IHF | Exit | ISHARES TRus hlthcr pr etf | $0 | – | -31,411 | -100.0% | -0.01% | – |
IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -38,182 | -100.0% | -0.01% | – |
TRGP | Exit | TARGA RES CORPput | $0 | – | -120,400 | -100.0% | -0.01% | – |
DDS | Exit | DILLARDS INCput | $0 | – | -112,500 | -100.0% | -0.01% | – |
SFE | Exit | SAFEGUARD SCIENTIFICS INC | $0 | – | -484,791 | -100.0% | -0.01% | – |
PAA | Exit | PLAINS ALL AMERN PIPELINE Lput | $0 | – | -281,300 | -100.0% | -0.01% | – |
BIIB | Exit | BIOGEN INCcall | $0 | – | -20,500 | -100.0% | -0.01% | – |
IJT | Exit | ISHARES TRs&p sml 600 gwt | $0 | – | -39,523 | -100.0% | -0.01% | – |
Exit | SHUTTERFLY INCnote 0.250% 5/1 | $0 | – | -6,067,000 | -100.0% | -0.01% | – | |
IHE | Exit | ISHARES TRu.s. pharma etf | $0 | – | -38,844 | -100.0% | -0.01% | – |
CBS | Exit | CBS CORP NEWcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
DDS | Exit | DILLARDS INCcall | $0 | – | -112,500 | -100.0% | -0.01% | – |
RIC | Exit | RICHMONT MINES INC | $0 | – | -630,924 | -100.0% | -0.01% | – |
WMT | Exit | WAL-MART STORES INCcall | $0 | – | -95,000 | -100.0% | -0.01% | – |
MOH | Exit | MOLINA HEALTHCARE INCcall | $0 | – | -105,000 | -100.0% | -0.01% | – |
PAGP | Exit | PLAINS GP HLDGS L Pput | $0 | – | -325,000 | -100.0% | -0.01% | – |
Exit | MEDICINES COnote 2.500% 1/1 | $0 | – | -5,640,000 | -100.0% | -0.01% | – | |
URI | Exit | UNITED RENTALS INCput | $0 | – | -50,000 | -100.0% | -0.01% | – |
BG | Exit | BUNGE LIMITEDcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
MRO | Exit | MARATHON OIL CORPcall | $0 | – | -507,100 | -100.0% | -0.01% | – |
Exit | LIBERTY INTERACTIVE LLCdeb 1.750% 9/3 | $0 | – | -6,770,000 | -100.0% | -0.01% | – | |
PRXL | Exit | PAREXEL INTL CORP | $0 | – | -97,830 | -100.0% | -0.01% | – |
EMB | Exit | ISHARES TRput | $0 | – | -70,000 | -100.0% | -0.01% | – |
DXJ | Exit | WISDOMTREE TRput | $0 | – | -150,000 | -100.0% | -0.01% | – |
NLSN | Exit | NIELSEN HLDGS PLCput | $0 | – | -198,000 | -100.0% | -0.01% | – |
NEEPRQ | Exit | NEXTERA ENERGY INCunit 08/31/2018 | $0 | – | -140,781 | -100.0% | -0.01% | – |
GRA | Exit | GRACE W R & CO DEL NEWcall | $0 | – | -130,000 | -100.0% | -0.01% | – |
VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -61,062 | -100.0% | -0.01% | – |
PANW | Exit | PALO ALTO NETWORKS INCput | $0 | – | -71,500 | -100.0% | -0.01% | – |
HON | Exit | HONEYWELL INTL INCcall | $0 | – | -75,000 | -100.0% | -0.01% | – |
Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -10,109,000 | -100.0% | -0.01% | – | |
AF | Exit | ASTORIA FINL CORP | $0 | – | -480,996 | -100.0% | -0.01% | – |
SPVU | Exit | POWERSHARES ETF TRUST IIs&p500 enh value | $0 | – | -350,000 | -100.0% | -0.01% | – |
VOT | Exit | VANGUARD INDEX FDSmcap gr idxvip | $0 | – | -96,723 | -100.0% | -0.01% | – |
URI | Exit | UNITED RENTALS INCcall | $0 | – | -85,000 | -100.0% | -0.01% | – |
WYNN | Exit | WYNN RESORTS LTDcall | $0 | – | -83,100 | -100.0% | -0.01% | – |
Exit | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $0 | – | -10,639,000 | -100.0% | -0.01% | – | |
EGN | Exit | ENERGEN CORPcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
SFM | Exit | SPROUTS FMRS MKT INCcall | $0 | – | -750,000 | -100.0% | -0.01% | – |
KITE | Exit | KITE PHARMA INC | $0 | – | -77,253 | -100.0% | -0.01% | – |
RICE | Exit | RICE ENERGY INC | $0 | – | -491,278 | -100.0% | -0.01% | – |
UL | Exit | UNILEVER PLCspon adr new | $0 | – | -260,603 | -100.0% | -0.02% | – |
SFR | Exit | STARWOOD WAYPOINT HOMES | $0 | – | -428,319 | -100.0% | -0.02% | – |
ALR | Exit | ALERE INC | $0 | – | -298,542 | -100.0% | -0.02% | – |
URBN | Exit | URBAN OUTFITTERS INCput | $0 | – | -630,000 | -100.0% | -0.02% | – |
YNDX | Exit | YANDEX N Vput | $0 | – | -510,500 | -100.0% | -0.02% | – |
Q | Exit | QUINTILES IMS HOLDINGS INC | $0 | – | -169,160 | -100.0% | -0.02% | – |
Exit | CEMEX SAB DE CVnote 3.720% 3/1 | $0 | – | -14,645,000 | -100.0% | -0.02% | – | |
PGR | Exit | PROGRESSIVE CORP OHIOcall | $0 | – | -370,000 | -100.0% | -0.02% | – |
FPO | Exit | FIRST POTOMAC RLTY TR | $0 | – | -1,595,866 | -100.0% | -0.02% | – |
PKY | Exit | PARKWAY INC | $0 | – | -796,091 | -100.0% | -0.02% | – |
MO | Exit | ALTRIA GROUP INCput | $0 | – | -297,600 | -100.0% | -0.02% | – |
RCL | Exit | ROYAL CARIBBEAN CRUISES LTDput | $0 | – | -165,000 | -100.0% | -0.02% | – |
FFIV | Exit | F5 NETWORKS INCput | $0 | – | -164,600 | -100.0% | -0.02% | – |
LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -399,203 | -100.0% | -0.02% | – |
Exit | RYLAND GROUP INCnote 1.625% 5/1 | $0 | – | -17,985,000 | -100.0% | -0.02% | – | |
Exit | STARWOOD PPTY TR INCnote 4.550% 3/0 | $0 | – | -20,641,000 | -100.0% | -0.02% | – | |
EWJ | Exit | ISHARES INCcall | $0 | – | -400,000 | -100.0% | -0.02% | – |
WMB | Exit | WILLIAMS COS INC DELcall | $0 | – | -778,900 | -100.0% | -0.02% | – |
INDA | Exit | ISHARES TRmsci india etf | $0 | – | -788,469 | -100.0% | -0.02% | – |
CBS | Exit | CBS CORP NEWput | $0 | – | -445,000 | -100.0% | -0.02% | – |
OMC | Exit | OMNICOM GROUP INCput | $0 | – | -400,000 | -100.0% | -0.03% | – |
LQD | Exit | ISHARES TRcall | $0 | – | -250,000 | -100.0% | -0.03% | – |
TERP | Exit | TERRAFORM PWR INC | $0 | – | -2,476,069 | -100.0% | -0.03% | – |
COH | Exit | COACH INC | $0 | – | -815,059 | -100.0% | -0.03% | – |
PEP | Exit | PEPSICO INCput | $0 | – | -353,300 | -100.0% | -0.04% | – |
3106PS | Exit | DELPHI AUTOMOTIVE PLC | $0 | – | -404,835 | -100.0% | -0.04% | – |
BCR | Exit | BARD C R INC | $0 | – | -129,483 | -100.0% | -0.04% | – |
BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -3,541,506 | -100.0% | -0.04% | – |
GRUB | Exit | GRUBHUB INCcall | $0 | – | -946,100 | -100.0% | -0.05% | – |
Exit | INTEL CORPsdcv 2.950%12/1 | $0 | – | -40,805,000 | -100.0% | -0.06% | – | |
IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -1,200,122 | -100.0% | -0.06% | – |
GIMO | Exit | GIGAMON INC | $0 | – | -1,640,518 | -100.0% | -0.07% | – |
FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -10,901,261 | -100.0% | -0.08% | – |
BLK | Exit | BLACKROCK INCcall | $0 | – | -324,900 | -100.0% | -0.14% | – |
UGAZ | Exit | CREDIT SUISSE AG NASSAU BRHvel sh 3x lg nat | $0 | – | -12,973,222 | -100.0% | -0.15% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- CREDIT SUISSE ASSET MANAGEMENT LLC/NY #3
- CREDIT SUISSE INTERNATIONAL #4
- MultiConcept Fund Management S.A. #5
- Credit Suisse Fund Management S.A. #6
- Credit Suisse Management LLC #7
- CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A. #8
- Credit Suisse Securities (Canada), Inc. #9
- CREDIT SUISSE SECURITIES (EUROPE) LTD #10
- Credit Suisse Funds AG #11
- CREDIT SUISSE SECURITIES (USA) LLC #12
- CREDIT SUISSE CAPITAL LLC/ #13
- Credit Suisse (Italy) S.p.a. #14
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2018-03-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 9.8% |
APPLE INC | 43 | Q3 2023 | 4.1% |
MICROSOFT CORP | 43 | Q3 2023 | 4.8% |
UNITEDHEALTH GROUP INC | 43 | Q3 2023 | 2.1% |
SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 2.9% |
AMAZON COM INC | 43 | Q3 2023 | 2.4% |
JOHNSON & JOHNSON | 43 | Q3 2023 | 1.3% |
JPMORGAN CHASE & CO | 43 | Q3 2023 | 1.2% |
META PLATFORMS INC | 43 | Q3 2023 | 0.9% |
VISA INC | 43 | Q3 2023 | 1.0% |
View CREDIT SUISSE AG/'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Blink Charging Co. | February 02, 2023 | 2,964,878 | 5.8% |
Empire State Realty Trust, Inc. | February 02, 2023 | 10,256,566 | 6.4% |
Evelo Biosciences, Inc. | February 02, 2023 | 3,678,388 | 3.4% |
TransMedics Group, Inc. | February 02, 2023 | 1,037,297 | 3.2% |
Zymeworks Inc. | February 02, 2023 | 2,439,095 | 3.9% |
Addex Therapeutics Ltd. | February 14, 2022 | 1,876,604 | 5.0% |
Axonics, Inc. | February 14, 2022 | 2,273,198 | 4.9% |
Discovery, Inc. | February 14, 2022 | 403,704 | 0.2% |
Gaotu Techedu Inc. | February 14, 2022 | 1,451,839 | 1.5% |
GoHealth, Inc. | February 14, 2022 | 28,571 | 0.0% |
View CREDIT SUISSE AG/'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-05-10 |
SBSE/A | 2024-03-20 |
13F-HR | 2024-02-08 |
SBSE/A | 2023-12-15 |
13F-HR | 2023-11-13 |
SBSE/A | 2023-08-29 |
13F-HR | 2023-08-11 |
SBSE/A | 2023-08-02 |
SBSE/A | 2023-07-12 |
40-APP | 2023-06-07 |
View CREDIT SUISSE AG/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.