$123 Billion is the total value of CREDIT SUISSE AG/'s 17599 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SSN | Exit | SAMSON OIL & GAS LTDspon adr | $0 | – | -25,966 | -100.0% | 0.00% | – |
| IBP | Exit | INSTALLED BLDG PRODS INC | $0 | – | -20,193 | -100.0% | 0.00% | – |
| DBRT | Exit | DEUTSCHE BK AGright 06/24/2014 | $0 | – | -131,767 | -100.0% | 0.00% | – |
| BBX | Exit | BBX CAP CORPcl a par $0.01 | $0 | – | -16,236 | -100.0% | 0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -12,558 | -100.0% | 0.00% | – |
| WCIC | Exit | WCI CMNTYS INC | $0 | – | -24,634 | -100.0% | 0.00% | – |
| ESCA | Exit | ESCALADE INC | $0 | – | -12,090 | -100.0% | 0.00% | – |
| RENWS | Exit | RESOLUTE ENERGY CORPcall | $0 | – | -40,119 | -100.0% | 0.00% | – |
| N109SC | Exit | DEMAND MEDIA INC | $0 | – | -63,887 | -100.0% | 0.00% | – |
| NEON | Exit | NEONODE INC | $0 | – | -174,953 | -100.0% | 0.00% | – |
| SYX | Exit | SYSTEMAX INC | $0 | – | -11,347 | -100.0% | 0.00% | – |
| TGE | Exit | TGC INDS INC | $0 | – | -19,781 | -100.0% | 0.00% | – |
| HNR | Exit | HARVEST NATURAL RESOURCES IN | $0 | – | -79,524 | -100.0% | 0.00% | – |
| TBNK | Exit | TERRITORIAL BANCORP INC | $0 | – | -10,083 | -100.0% | 0.00% | – |
| BODY | Exit | BODY CENT CORP | $0 | – | -32,007 | -100.0% | 0.00% | – |
| KIORQ | Exit | KIOR INCcl a | $0 | – | -175,905 | -100.0% | 0.00% | – |
| LXPPRC | Exit | LEXINGTON REALTY TRUSTpfd conv ser c | $0 | – | -4,969 | -100.0% | 0.00% | – |
| DGAS | Exit | DELTA NAT GAS INC | $0 | – | -10,560 | -100.0% | 0.00% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -65,742 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC | $0 | – | -10,126 | -100.0% | 0.00% | – |
| SHLOQ | Exit | SHILOH INDS INC | $0 | – | -14,146 | -100.0% | 0.00% | – |
| HPJ | Exit | HIGHPOWER INTL INC | $0 | – | -15,382 | -100.0% | 0.00% | – |
| GMANQ | Exit | GORDMANS STORES INC | $0 | – | -15,305 | -100.0% | 0.00% | – |
| KBIO | Exit | KALOBIOS PHARMACEUTICALS INC | $0 | – | -14,664 | -100.0% | 0.00% | – |
| VRNG | Exit | VRINGO INC | $0 | – | -50,162 | -100.0% | 0.00% | – |
| AGQ | Exit | PROSHARES TR IIultra silver new | $0 | – | -4,513 | -100.0% | 0.00% | – |
| EQU | Exit | EQUAL ENERGY LTD | $0 | – | -26,258 | -100.0% | 0.00% | – |
| CPTA | Exit | CAPITALA FIN CORP | $0 | – | -19,339 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO INC | $0 | – | -13,923 | -100.0% | 0.00% | – |
| UNXLQ | Exit | UNI PIXEL INC | $0 | – | -18,848 | -100.0% | 0.00% | – |
| KNOW | Exit | DIREXION SHS ETF TRall cp insider | $0 | – | -3,684 | -100.0% | 0.00% | – |
| FTEK | Exit | FUEL TECH INC | $0 | – | -17,851 | -100.0% | 0.00% | – |
| QLD | Exit | PROSHARES TR | $0 | – | -2,606 | -100.0% | 0.00% | – |
| GULTU | Exit | GULF COAST ULTRA DEEP RTY TRroyalty tr unt | $0 | – | -11,435 | -100.0% | 0.00% | – |
| MEIP | Exit | MEI PHARMA INC | $0 | – | -54,984 | -100.0% | 0.00% | – |
| USMV | Exit | ISHARES TRusa min vol etf | $0 | – | -5,756 | -100.0% | 0.00% | – |
| Exit | PDL BIOPHARMA INCnote 3.750% 5/0 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| PCYO | Exit | PURECYCLE CORP | $0 | – | -26,150 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -14,325 | -100.0% | 0.00% | – |
| HTM | Exit | U S GEOTHERMAL INC | $0 | – | -48,964 | -100.0% | 0.00% | – |
| QTWO | Exit | Q2 HLDGS INC | $0 | – | -26,762 | -100.0% | 0.00% | – |
| CBEY | Exit | CBEYOND INC | $0 | – | -39,937 | -100.0% | 0.00% | – |
| BHB | Exit | BAR HBR BANKSHARES | $0 | – | -7,468 | -100.0% | 0.00% | – |
| PFSI | Exit | PENNYMAC FINL SVCS INCcl a | $0 | – | -11,810 | -100.0% | 0.00% | – |
| BIOL | Exit | BIOLASE INC | $0 | – | -44,317 | -100.0% | 0.00% | – |
| CUBI | Exit | CUSTOMERS BANCORP INC | $0 | – | -29,531 | -100.0% | 0.00% | – |
| ICLR | Exit | ICON PLC | $0 | – | -8,805 | -100.0% | 0.00% | – |
| IYY | Exit | ISHARESdow jones us etf | $0 | – | -3,345 | -100.0% | 0.00% | – |
| GA | Exit | GIANT INTERACTIVE GROUP INCadr | $0 | – | -42,955 | -100.0% | 0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDspon adr repstg | $0 | – | -160,000 | -100.0% | 0.00% | – |
| BAA | Exit | BANRO CORP | $0 | – | -10,769 | -100.0% | 0.00% | – |
| CEMP | Exit | CEMPRA INC | $0 | – | -16,763 | -100.0% | 0.00% | – |
| FC | Exit | FRANKLIN COVEY CO | $0 | – | -11,064 | -100.0% | 0.00% | – |
| BWEN | Exit | BROADWIND ENERGY INC | $0 | – | -39,281 | -100.0% | 0.00% | – |
| SAUC | Exit | DIVERSIFIED RSTRNT HLDGS INC | $0 | – | -13,871 | -100.0% | 0.00% | – |
| NBS | Exit | NEOSTEM INC | $0 | – | -21,907 | -100.0% | 0.00% | – |
| AEPI | Exit | AEP INDS INC | $0 | – | -6,802 | -100.0% | 0.00% | – |
| JRJC | Exit | CHINA FIN ONLINE CO LTDsponsored adr | $0 | – | -34,310 | -100.0% | 0.00% | – |
| TKMR | Exit | TEKMIRA PHARMACEUTICALS CORP | $0 | – | -33,688 | -100.0% | 0.00% | – |
| GRAM | Exit | GRANA Y MONTERO S A Asponsored adr | $0 | – | -15,778 | -100.0% | 0.00% | – |
| HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -40,779 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS INC | $0 | – | -28,814 | -100.0% | 0.00% | – |
| DRTX | Exit | DURATA THERAPEUTICS INC | $0 | – | -11,027 | -100.0% | 0.00% | – |
| WSBF | Exit | WATERSTONE FINL INC MD | $0 | – | -29,891 | -100.0% | 0.00% | – |
| STCK | Exit | STOCK BLDG SUPPLY HLDGS INC | $0 | – | -16,771 | -100.0% | 0.00% | – |
| SCM | Exit | STELLUS CAP INVT CORP | $0 | – | -17,384 | -100.0% | 0.00% | – |
| ANCX | Exit | ACCESS NATL CORP | $0 | – | -13,154 | -100.0% | 0.00% | – |
| WFD | Exit | WESTFIELD FINANCIAL INC NEW | $0 | – | -35,034 | -100.0% | 0.00% | – |
| MFG | Exit | MIZUHO FINL GROUP INCsponsored adr | $0 | – | -12,857 | -100.0% | 0.00% | – |
| FTGC | Exit | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $0 | – | -6,540 | -100.0% | 0.00% | – |
| HGTXU | Exit | HUGOTON RTY TR TEXunit ben int | $0 | – | -41,900 | -100.0% | 0.00% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -20,798 | -100.0% | 0.00% | – |
| MNGA | Exit | MAGNEGAS CORP | $0 | – | -11,722 | -100.0% | 0.00% | – |
| SNBC | Exit | SUN BANCORP INC | $0 | – | -50,173 | -100.0% | 0.00% | – |
| YDKN | Exit | YADKIN FINL CORP | $0 | – | -10,478 | -100.0% | 0.00% | – |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -14,219 | -100.0% | 0.00% | – |
| FCSC | Exit | FIBROCELL SCIENCE INC | $0 | – | -29,699 | -100.0% | 0.00% | – |
| BIOF | Exit | BIOFUEL ENERGY CORP | $0 | – | -56,518 | -100.0% | 0.00% | – |
| QQQE | Exit | DIREXION SHS ETF TRnas100 eql wgt | $0 | – | -3,543 | -100.0% | 0.00% | – |
| BOLT | Exit | BOLT TECHNOLOGY CORP | $0 | – | -14,103 | -100.0% | 0.00% | – |
| RYH | Exit | RYDEX ETF TRUSTgug s&p500eqwthc | $0 | – | -4,820 | -100.0% | 0.00% | – |
| SGA | Exit | SAGA COMMUNICATIONS INCcl a new | $0 | – | -6,157 | -100.0% | 0.00% | – |
| HQH | Exit | H & Q HEALTHCARE INVESTORSsh ben int | $0 | – | -15,854 | -100.0% | 0.00% | – |
| ABCB | Exit | AMERIS BANCORP | $0 | – | -9,669 | -100.0% | 0.00% | – |
| Exit | CAL DIVE INTL INC DELnote 5.000% 7/1 | $0 | – | -55,000 | -100.0% | 0.00% | – | |
| CHDX | Exit | CHINDEX INTERNATIONAL INC | $0 | – | -24,359 | -100.0% | 0.00% | – |
| ETAK | Exit | ELEPHANT TALK COMM CORP | $0 | – | -31,446 | -100.0% | 0.00% | – |
| GTXI | Exit | GTX INC DEL | $0 | – | -36,682 | -100.0% | 0.00% | – |
| ILCG | Exit | ISHARESmrngstr lg-cp gr | $0 | – | -3,158 | -100.0% | 0.00% | – |
| CSCD | Exit | CASCADE MICROTECH INC | $0 | – | -22,486 | -100.0% | 0.00% | – |
| CQH | Exit | CHENIERE ENERGY PTNRS LP HLD | $0 | – | -10,828 | -100.0% | 0.00% | – |
| WOOD | Exit | ISHARESgl timb fore etf | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ESGC | Exit | EROS INTL PLC | $0 | – | -16,120 | -100.0% | 0.00% | – |
| SPRT | Exit | SUPPORT COM INC | $0 | – | -122,511 | -100.0% | 0.00% | – |
| DDF | Exit | DELAWARE INVTS DIV & INCOME | $0 | – | -39,733 | -100.0% | 0.00% | – |
| BFIN | Exit | BANKFINANCIAL CORP | $0 | – | -14,109 | -100.0% | 0.00% | – |
| EVDY | Exit | EVERYDAY HEALTH INC | $0 | – | -24,994 | -100.0% | 0.00% | – |
| RELL | Exit | RICHARDSON ELECTRS LTD | $0 | – | -19,368 | -100.0% | 0.00% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -57,117 | -100.0% | 0.00% | – |
| AKG | Exit | ASANKO GOLD INC | $0 | – | -55,078 | -100.0% | 0.00% | – |
| EGLE | Exit | EAGLE BULK SHIPPING INC | $0 | – | -28,327 | -100.0% | 0.00% | – |
| Exit | MGIC INVT CORP WISnote 2.000% 4/0 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -12,720 | -100.0% | 0.00% | – |
| YONG | Exit | YONGYE INTL INC | $0 | – | -25,743 | -100.0% | 0.00% | – |
| Exit | MORGANS HOTEL GROUP COnote 2.375%10/1 | $0 | – | -444,000 | -100.0% | 0.00% | – | |
| SNAK | Exit | INVENTURE FOODS INC | $0 | – | -27,592 | -100.0% | 0.00% | – |
| HRTG | Exit | HERITAGE INS HLDGS INC | $0 | – | -23,841 | -100.0% | 0.00% | – |
| ISSC | Exit | INNOVATIVE SOLUTIONS & SUPPO | $0 | – | -22,867 | -100.0% | 0.00% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -11,744 | -100.0% | 0.00% | – |
| ZLCS | Exit | ZALICUS INC | $0 | – | -25,432 | -100.0% | 0.00% | – |
| NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -28,725 | -100.0% | 0.00% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -52,998 | -100.0% | 0.00% | – |
| DGRW | Exit | WISDOMTREE TRus divd grt fd | $0 | – | -10,290 | -100.0% | 0.00% | – |
| CSLT | Exit | CASTLIGHT HEALTH INCcl b | $0 | – | -12,782 | -100.0% | 0.00% | – |
| BTH | Exit | BLYTH INC | $0 | – | -48,114 | -100.0% | 0.00% | – |
| LINC | Exit | LINCOLN EDL SVCS CORP | $0 | – | -33,313 | -100.0% | 0.00% | – |
| CREG | Exit | CHINA RECYCLING ENERGY CORP | $0 | – | -18,903 | -100.0% | 0.00% | – |
| IFT | Exit | IMPERIAL HLDGS INC | $0 | – | -33,292 | -100.0% | 0.00% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEW | $0 | – | -15,658 | -100.0% | 0.00% | – |
| IBCA | Exit | INTERVEST BANCSHARES CORP | $0 | – | -35,438 | -100.0% | 0.00% | – |
| DXYN | Exit | DIXIE GROUP INCcl a | $0 | – | -31,103 | -100.0% | 0.00% | – |
| REMY | Exit | REMY INTL INC | $0 | – | -9,076 | -100.0% | 0.00% | – |
| LCUT | Exit | LIFETIME BRANDS INC | $0 | – | -13,108 | -100.0% | 0.00% | – |
| VITC | Exit | VITACOST COM INC | $0 | – | -48,748 | -100.0% | 0.00% | – |
| NPTN | Exit | NEOPHOTONICS CORP | $0 | – | -47,220 | -100.0% | 0.00% | – |
| SPIP | Exit | SPDR SERIES TRUSTbarclys tips etf | $0 | – | -4,195 | -100.0% | 0.00% | – |
| EGAN | Exit | EGAIN CORP | $0 | – | -39,904 | -100.0% | 0.00% | – |
| PENX | Exit | PENFORD CORP | $0 | – | -14,232 | -100.0% | 0.00% | – |
| AZC | Exit | AUGUSTA RES CORP | $0 | – | -27,135 | -100.0% | 0.00% | – |
| ZAZA | Exit | ZAZA ENERGY CORP | $0 | – | -55,569 | -100.0% | 0.00% | – |
| PALDF | Exit | NORTH AMERN PALLADIUM LTD | $0 | – | -50,698 | -100.0% | 0.00% | – |
| OMEX | Exit | ODYSSEY MARINE EXPLORATION I | $0 | – | -110,520 | -100.0% | 0.00% | – |
| OREX | Exit | OREXIGEN THERAPEUTICS INCput | $0 | – | -33,600 | -100.0% | 0.00% | – |
| EWD | Exit | ISHARESmsci sweden etf | $0 | – | -17,008 | -100.0% | 0.00% | – |
| MNTX | Exit | MANITEX INTL INC | $0 | – | -12,730 | -100.0% | 0.00% | – |
| HTBK | Exit | HERITAGE COMMERCE CORP | $0 | – | -11,603 | -100.0% | 0.00% | – |
| Exit | INTEROIL CORPnote 2.750%11/1 | $0 | – | -274,000 | -100.0% | 0.00% | – | |
| ENDRQ | Exit | ENDEAVOUR INTL CORP | $0 | – | -100,899 | -100.0% | 0.00% | – |
| HNRG | Exit | HALLADOR ENERGY COMPANY | $0 | – | -10,191 | -100.0% | 0.00% | – |
| ULH | Exit | UNIVERSAL TRUCKLOAD SVCS INC | $0 | – | -15,864 | -100.0% | 0.00% | – |
| USMO | Exit | USA MOBILITY INC | $0 | – | -35,524 | -100.0% | 0.00% | – |
| ATNY | Exit | API TECHNOLOGIES CORP | $0 | – | -43,069 | -100.0% | 0.00% | – |
| Exit | ARVINMERITOR INCfrnt 4.000% 2/1 | $0 | – | -283,000 | -100.0% | 0.00% | – | |
| XRA | Exit | EXETER RES CORP | $0 | – | -13,312 | -100.0% | 0.00% | – |
| ANAD | Exit | ANADIGICS INC | $0 | – | -123,507 | -100.0% | 0.00% | – |
| NIHDQ | Exit | NII HLDGS INCcl b new | $0 | – | -390,137 | -100.0% | 0.00% | – |
| STRT | Exit | STRATTEC SEC CORP | $0 | – | -8,065 | -100.0% | 0.00% | – |
| FFKT | Exit | FARMERS CAP BK CORP | $0 | – | -13,802 | -100.0% | 0.00% | – |
| USCR | Exit | U S CONCRETE INC | $0 | – | -14,077 | -100.0% | 0.00% | – |
| CTO | Exit | CONSOLIDATED TOMOKA LD CO | $0 | – | -4,802 | -100.0% | 0.00% | – |
| IRGTQ | Exit | IGNITE RESTAURANT GROUP INC | $0 | – | -14,854 | -100.0% | 0.00% | – |
| DWM | Exit | WISDOMTREE TRdefa fd | $0 | – | -3,748 | -100.0% | 0.00% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -9,242 | -100.0% | 0.00% | – |
| MCBC | Exit | MACATAWA BK CORP | $0 | – | -13,037 | -100.0% | 0.00% | – |
| Exit | GARRISON CAP INC | $0 | – | -15,449 | -100.0% | 0.00% | – | |
| PWV | Exit | POWERSHARES ETF TRUSTdynm lrg cp vl | $0 | – | -7,650 | -100.0% | 0.00% | – |
| TWMC | Exit | TRANS WORLD ENTMT CORP | $0 | – | -25,322 | -100.0% | 0.00% | – |
| SVLC | Exit | SILVERCREST MINES INC | $0 | – | -96,130 | -100.0% | 0.00% | – |
| CISG | Exit | CNINSURE INCsponsored adr | $0 | – | -12,792 | -100.0% | 0.00% | – |
| SCAI | Exit | SURGICAL CARE AFFILIATES INC | $0 | – | -17,869 | -100.0% | 0.00% | – |
| ELY | Exit | CALLAWAY GOLF COcall | $0 | – | -23,800 | -100.0% | 0.00% | – |
| ESSA | Exit | ESSA BANCORP INC | $0 | – | -14,865 | -100.0% | 0.00% | – |
| DRLCQ | Exit | DORAL FINL CORP | $0 | – | -14,678 | -100.0% | 0.00% | – |
| REI | Exit | RING ENERGY INC | $0 | – | -24,102 | -100.0% | 0.00% | – |
| Exit | OMNICARE INCnote 3.750%12/1 | $0 | – | -230,000 | -100.0% | 0.00% | – | |
| ZHNE | Exit | ZHONE TECHNOLOGIES INC NEW | $0 | – | -14,135 | -100.0% | 0.00% | – |
| IBTX | Exit | INDEPENDENT BK GROUP INC | $0 | – | -8,295 | -100.0% | 0.00% | – |
| FMD | Exit | FIRST MARBLEHEAD CORP | $0 | – | -13,648 | -100.0% | 0.00% | – |
| IMI | Exit | INTERMOLECULAR INC | $0 | – | -24,901 | -100.0% | 0.00% | – |
| BSET | Exit | BASSETT FURNITURE INDS INC | $0 | – | -22,823 | -100.0% | 0.00% | – |
| PROV | Exit | PROVIDENT FINL HLDGS INC | $0 | – | -23,688 | -100.0% | 0.00% | – |
| STON | Exit | STONEMOR PARTNERS L P | $0 | – | -9,444 | -100.0% | 0.00% | – |
| NC | Exit | NACCO INDS INCcl a | $0 | – | -6,139 | -100.0% | 0.00% | – |
| TEAR | Exit | TEARLAB CORP | $0 | – | -44,296 | -100.0% | 0.00% | – |
| RGLS | Exit | REGULUS THERAPEUTICS INC | $0 | – | -14,978 | -100.0% | 0.00% | – |
| ITOT | Exit | ISHAREScore s&p ttl stk | $0 | – | -2,251 | -100.0% | 0.00% | – |
| TISUQ | Exit | ORCHIDS PAPER PRODS CO DEL | $0 | – | -7,130 | -100.0% | 0.00% | – |
| STML | Exit | STEMLINE THERAPEUTICS INC | $0 | – | -10,557 | -100.0% | 0.00% | – |
| WTBA | Exit | WEST BANCORPORATION INCcap stk | $0 | – | -12,773 | -100.0% | 0.00% | – |
| ANFI | Exit | AMIRA NATURE FOODS LTD | $0 | – | -15,912 | -100.0% | 0.00% | – |
| FLXS | Exit | FLEXSTEEL INDS INC | $0 | – | -6,802 | -100.0% | 0.00% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -33,800 | -100.0% | 0.00% | – |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -17,171 | -100.0% | 0.00% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -19,781 | -100.0% | 0.00% | – |
| SCVL | Exit | SHOE CARNIVAL INC | $0 | – | -11,744 | -100.0% | 0.00% | – |
| JMP | Exit | JMP GROUP INC | $0 | – | -28,731 | -100.0% | 0.00% | – |
| OXFD | Exit | OXFORD IMMUNOTEC GLOBAL PLC | $0 | – | -16,726 | -100.0% | 0.00% | – |
| MMYT | Exit | MAKEMYTRIP LIMITED MAURITIUS | $0 | – | -9,192 | -100.0% | 0.00% | – |
| EARN | Exit | ELLINGTON RESIDENTIAL MTG RE | $0 | – | -12,954 | -100.0% | 0.00% | – |
| GOOD | Exit | GLADSTONE COML CORP | $0 | – | -11,280 | -100.0% | 0.00% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -30,728 | -100.0% | 0.00% | – |
| ASC | Exit | ARDMORE SHIPPING CORP | $0 | – | -32,340 | -100.0% | 0.00% | – |
| SUNS | Exit | SOLAR SR CAP LTD | $0 | – | -25,482 | -100.0% | 0.00% | – |
| MAG | Exit | MAG SILVER CORP | $0 | – | -11,620 | -100.0% | 0.00% | – |
| TAN | Exit | CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $0 | – | -6,000 | -100.0% | 0.00% | – |
| VSPY | Exit | DIREXION SHS ETF TRs&p500 vol res | $0 | – | -3,500 | -100.0% | 0.00% | – |
| TDIV | Exit | FIRST TR EXCHANGE TRADED FDnasd tech div | $0 | – | -9,217 | -100.0% | 0.00% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -2,251 | -100.0% | 0.00% | – |
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| AVHOQ | Exit | AVIANCA HLDGS SAspon adr rep pfd | $0 | – | -14,100 | -100.0% | 0.00% | – |
| TMF | Exit | DIREXION SHS ETF TR20yr tres bull | $0 | – | -8,400 | -100.0% | 0.00% | – |
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| CWCO | Exit | CONSOLIDATED WATER CO INCord | $0 | – | -31,081 | -100.0% | 0.00% | – |
| LMNR | Exit | LIMONEIRA CO | $0 | – | -11,205 | -100.0% | 0.00% | – |
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| GAIA | Exit | GAIAM INCcl a | $0 | – | -13,852 | -100.0% | 0.00% | – |
| EELV | Exit | POWERSHARES ETF TR IIem mrk low vol | $0 | – | -10,611 | -100.0% | 0.00% | – |
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| ARTX | Exit | AROTECH CORP | $0 | – | -70,637 | -100.0% | 0.00% | – |
| SPNS | Exit | SAPIENS INTL CORP N V | $0 | – | -48,262 | -100.0% | 0.00% | – |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/08/2014 | $0 | – | -518,767 | -100.0% | 0.00% | – |
| HRZN | Exit | HORIZON TECHNOLOGY FIN CORP | $0 | – | -14,822 | -100.0% | 0.00% | – |
| CNXN | Exit | P C CONNECTION | $0 | – | -12,580 | -100.0% | 0.00% | – |
| PCTI | Exit | PC-TEL INC | $0 | – | -29,163 | -100.0% | 0.00% | – |
| FEZ | Exit | SPDR INDEX SHS FDScall | $0 | – | -5,700 | -100.0% | 0.00% | – |
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| IBND | Exit | SPDR SERIES TRUSTbrcly intl crp | $0 | – | -8,786 | -100.0% | 0.00% | – |
| CBPX | Exit | CONTINENTAL BLDG PRODS INC | $0 | – | -11,133 | -100.0% | 0.00% | – |
| FRF | Exit | FORTEGRA FINL CORP | $0 | – | -14,066 | -100.0% | 0.00% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -40,619 | -100.0% | 0.00% | – |
| CFP | Exit | CORNERSTONE PROGRESSIVE RTN | $0 | – | -36,400 | -100.0% | 0.00% | – |
| ALLT | Exit | ALLOT COMMUNICATIONS LTD | $0 | – | -11,567 | -100.0% | 0.00% | – |
| STB | Exit | STUDENT TRANSN INC | $0 | – | -22,199 | -100.0% | 0.00% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -10,427 | -100.0% | 0.00% | – |
| DRW | Exit | WISDOMTREE TRglb ex us rl est | $0 | – | -7,000 | -100.0% | 0.00% | – |
| USEG | Exit | U S ENERGY CORP WYO | $0 | – | -23,420 | -100.0% | 0.00% | – |
| LMIA | Exit | LMI AEROSPACE INC | $0 | – | -10,369 | -100.0% | 0.00% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INC | $0 | – | -13,150 | -100.0% | 0.00% | – |
| MONT | Exit | MONTAGE TECHNOLOGY GROUP LTD | $0 | – | -10,216 | -100.0% | 0.00% | – |
| ITCI | Exit | INTRA CELLULAR THERAPIES INC | $0 | – | -20,427 | -100.0% | 0.00% | – |
| MNTG | Exit | MTR GAMING GROUP INC | $0 | – | -91,867 | -100.0% | 0.00% | – |
| TSLX | Exit | TPG SPECIALTY LENDING INC | $0 | – | -21,240 | -100.0% | 0.00% | – |
| WTSLQ | Exit | WET SEAL INCcl a | $0 | – | -130,461 | -100.0% | 0.00% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN F | $0 | – | -10,369 | -100.0% | 0.00% | – |
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| RNN | Exit | REXAHN PHARMACEUTICALS INC | $0 | – | -11,736 | -100.0% | 0.00% | – |
| PMFG | Exit | PMFG INC | $0 | – | -28,349 | -100.0% | 0.00% | – |
| IMUC | Exit | IMMUNOCELLULAR THERAPEUTICS | $0 | – | -37,255 | -100.0% | 0.00% | – |
| HMIN | Exit | HOME INNS & HOTELS MGMT INCspon adr | $0 | – | -6,003 | -100.0% | 0.00% | – |
| TAT | Exit | TRANSATLANTIC PETROLEUM LTD | $0 | – | -13,256 | -100.0% | 0.00% | – |
| LFVN | Exit | LIFEVANTAGE CORP | $0 | – | -164,344 | -100.0% | 0.00% | – |
| FU | Exit | FAB UNVL CORP | $0 | – | -172,896 | -100.0% | 0.00% | – |
| TRGT | Exit | TARGACEPT INC | $0 | – | -43,189 | -100.0% | 0.00% | – |
| Exit | RTI INTL METALS INCnote 3.000%12/0 | $0 | – | -450,000 | -100.0% | 0.00% | – | |
| DSCO | Exit | DISCOVERY LABORATORIES INC N | $0 | – | -31,977 | -100.0% | 0.00% | – |
| LUB | Exit | LUBYS INC | $0 | – | -40,167 | -100.0% | 0.00% | – |
| Exit | EVRYWARE GLOBAL INC | $0 | – | -20,386 | -100.0% | 0.00% | – | |
| GLPW | Exit | GLOBAL POWER EQUIPMENT GRP I | $0 | – | -17,021 | -100.0% | 0.00% | – |
| AGEN | Exit | AGENUS INC | $0 | – | -49,580 | -100.0% | 0.00% | – |
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| RGSE | Exit | REAL GOODS SOLAR INCcl a | $0 | – | -30,807 | -100.0% | 0.00% | – |
| WHF | Exit | WHITEHORSE FIN INC | $0 | – | -18,787 | -100.0% | 0.00% | – |
| FOXF | Exit | FOX FACTORY HLDG CORP | $0 | – | -10,185 | -100.0% | 0.00% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -23,840 | -100.0% | 0.00% | – |
| TRR | Exit | TRC COS INC | $0 | – | -23,605 | -100.0% | 0.00% | – |
| FISI | Exit | FINANCIAL INSTNS INC | $0 | – | -9,833 | -100.0% | 0.00% | – |
| GMOLQ | Exit | GENERAL MOLY INC | $0 | – | -79,036 | -100.0% | 0.00% | – |
| VICR | Exit | VICOR CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| NBG | Exit | NATIONAL BK GREECE S Aspn adr rep 1 sh | $0 | – | -74,430 | -100.0% | 0.00% | – |
| PLXT | Exit | PLX TECHNOLOGY INC | $0 | – | -36,238 | -100.0% | 0.00% | – |
| AMZGQ | Exit | AMERICAN EAGLE ENERGY CORP | $0 | – | -28,494 | -100.0% | 0.00% | – |
| GASS | Exit | STEALTHGAS INC | $0 | – | -106,163 | -100.0% | -0.00% | – |
| LPG | Exit | DORIAN LPG LTD | $0 | – | -43,958 | -100.0% | -0.00% | – |
| CPS | Exit | COOPER STD HLDGS INC | $0 | – | -11,583 | -100.0% | -0.00% | – |
| HITT | Exit | HITTITE MICROWAVE CORP | $0 | – | -12,392 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -51,911 | -100.0% | -0.00% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -9,800 | -100.0% | -0.00% | – |
| BX | Exit | BLACKSTONE GROUP L Pcall | $0 | – | -50,300 | -100.0% | -0.00% | – |
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| ICGE | Exit | ICG GROUP INC | $0 | – | -83,275 | -100.0% | -0.00% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS Sput | $0 | – | -8,000 | -100.0% | -0.00% | – |
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| Exit | NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1 | $0 | – | -984,000 | -100.0% | -0.00% | – | |
| ALD | Exit | WISDOMTREE TRasia lc dbt fd | $0 | – | -16,235 | -100.0% | -0.00% | – |
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| BKS | Exit | BARNES & NOBLE INCcall | $0 | – | -67,400 | -100.0% | -0.00% | – |
| IPAC | Exit | ISHARES TRcore msci pac | $0 | – | -12,200 | -100.0% | -0.00% | – |
| OILNF | Exit | BARCLAYS BK PLCipsp croil etn | $0 | – | -55,520 | -100.0% | -0.00% | – |
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| XCRA | Exit | XCERRA CORP | $0 | – | -71,399 | -100.0% | -0.00% | – |
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| MC | Exit | MOELIS & COcl a | $0 | – | -26,676 | -100.0% | -0.00% | – |
| OPK | Exit | OPKO HEALTH INCcall | $0 | – | -130,500 | -100.0% | -0.00% | – |
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| Exit | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $0 | – | -870,000 | -100.0% | -0.00% | – | |
| KCAP | Exit | KCAP FINL INC | $0 | – | -97,751 | -100.0% | -0.00% | – |
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| AMT | Exit | AMERICAN TOWER CORP NEWcall | $0 | – | -9,900 | -100.0% | -0.00% | – |
| MRK | Exit | MERCK & CO INC NEWcall | $0 | – | -26,100 | -100.0% | -0.00% | – |
| CLFD | Exit | CLEARFIELD INC | $0 | – | -41,486 | -100.0% | -0.00% | – |
| TXI | Exit | TEXAS INDS INC | $0 | – | -17,938 | -100.0% | -0.00% | – |
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| CXDC | Exit | CHINA XD PLASTICS CO LTD | $0 | – | -82,343 | -100.0% | -0.00% | – |
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| CZA | Exit | CLAYMORE EXCHANGE TRD FD TRgug midcap core | $0 | – | -17,851 | -100.0% | -0.00% | – |
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| ANF | Exit | ABERCROMBIE & FITCH COcall | $0 | – | -18,200 | -100.0% | -0.00% | – |
| IVAN | Exit | IVANHOE ENERGY INC | $0 | – | -1,655,861 | -100.0% | -0.00% | – |
| IJJ | Exit | ISHARESs&p mc 400vl etf | $0 | – | -4,949 | -100.0% | -0.00% | – |
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| Exit | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $0 | – | -2,275,000 | -100.0% | -0.00% | – | |
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| CIEN | Exit | CIENA CORPcall | $0 | – | -107,800 | -100.0% | -0.00% | – |
| SGK | Exit | SCHAWK INCcl a | $0 | – | -92,663 | -100.0% | -0.00% | – |
| PPG | Exit | PPG INDS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWARcall | $0 | – | -125,000 | -100.0% | -0.00% | – |
| KKR | Exit | KKR & CO L P DELput | $0 | – | -76,600 | -100.0% | -0.00% | – |
| MDLZ | Exit | MONDELEZ INTL INCcall | $0 | – | -72,300 | -100.0% | -0.00% | – |
| ITMN | Exit | INTERMUNE INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| TWO | Exit | TWO HBRS INVT CORPcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTDput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| JDST | Exit | DIREXION SHS ETF TRdly jr gmnr bear | $0 | – | -250,000 | -100.0% | -0.00% | – |
| NEE | Exit | NEXTERA ENERGY INCcall | $0 | – | -22,900 | -100.0% | -0.00% | – |
| HQL | Exit | H & Q LIFE SCIENCES INVSsh ben int | $0 | – | -94,101 | -100.0% | -0.00% | – |
| AAMC | Exit | ALTISOURCE ASSET MGMT CORP | $0 | – | -2,883 | -100.0% | -0.00% | – |
| BIDU | Exit | BAIDU INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| LMT | Exit | LOCKHEED MARTIN CORPcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| CHKLQ | Exit | CHESAPEAKE ENERGY CORPpfd conv | $0 | – | -21,961 | -100.0% | -0.00% | – |
| BDBD | Exit | BOULDER BRANDS INC | $0 | – | -142,249 | -100.0% | -0.00% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -79,729 | -100.0% | -0.00% | – |
| KIPO | Exit | KEATING CAPITAL INC | $0 | – | -340,201 | -100.0% | -0.00% | – |
| Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -2,100,000 | -100.0% | -0.00% | – | |
| Exit | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $0 | – | -2,456,000 | -100.0% | -0.00% | – | |
| WAT | Exit | WATERS CORPput | $0 | – | -18,000 | -100.0% | -0.00% | – |
| ARCB | Exit | ARCBEST CORP | $0 | – | -58,587 | -100.0% | -0.00% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcall | $0 | – | -25,200 | -100.0% | -0.00% | – |
| USLV | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -45,000 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX CORPput | $0 | – | -16,700 | -100.0% | -0.00% | – |
| Exit | INTERMUNE INCnote 2.500% 9/1 | $0 | – | -2,473,000 | -100.0% | -0.00% | – | |
| QLD | Exit | PROSHARES TRput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| NEM | Exit | NEWMONT MINING CORPput | $0 | – | -125,000 | -100.0% | -0.00% | – |
| ISS | Exit | ISOFTSTONE HLDGS LTDsponsored ads | $0 | – | -564,663 | -100.0% | -0.00% | – |
| OIBRC | Exit | OI S.A.sponsored adr | $0 | – | -3,155,965 | -100.0% | -0.00% | – |
| LOGI | Exit | LOGITECH INTL S Acall | $0 | – | -284,400 | -100.0% | -0.00% | – |
| YELP | Exit | YELP INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| IYW | Exit | ISHARESu.s. tech etf | $0 | – | -34,031 | -100.0% | -0.00% | – |
| IYG | Exit | ISHARESu.s. fin svc etf | $0 | – | -43,744 | -100.0% | -0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD COcall | $0 | – | -39,200 | -100.0% | -0.00% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -173,243 | -100.0% | -0.00% | – |
| PX | Exit | PRAXAIR INCput | $0 | – | -28,000 | -100.0% | -0.00% | – |
| Exit | OMNICOM GROUP INCnote 7/3 | $0 | – | -2,900,000 | -100.0% | -0.00% | – | |
| TEX | Exit | TEREX CORP NEWput | $0 | – | -93,700 | -100.0% | -0.00% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COcall | $0 | – | -74,900 | -100.0% | -0.00% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INCput | $0 | – | -57,900 | -100.0% | -0.00% | – |
| RRC | Exit | RANGE RES CORPput | $0 | – | -59,000 | -100.0% | -0.00% | – |
| VC | Exit | VISTEON CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| JCI | Exit | JOHNSON CTLS INCcall | $0 | – | -107,200 | -100.0% | -0.00% | – |
| FCX | Exit | FREEPORT-MCMORAN COPPER & GOput | $0 | – | -125,000 | -100.0% | -0.00% | – |
| IYM | Exit | ISHARESu.s. bas mtl etf | $0 | – | -49,652 | -100.0% | -0.00% | – |
| XEC | Exit | CIMAREX ENERGY COcall | $0 | – | -33,800 | -100.0% | -0.00% | – |
| PCYC | Exit | PHARMACYCLICS INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| Exit | WEB COM GROUP INCnote 1.000% 8/1 | $0 | – | -4,330,000 | -100.0% | -0.00% | – | |
| Exit | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $0 | – | -3,554,000 | -100.0% | -0.00% | – | |
| NEEPRP | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -82,991 | -100.0% | -0.00% | – |
| Exit | BROADSOFT INCnote 1.500% 7/0 | $0 | – | -5,433,000 | -100.0% | -0.01% | – | |
| MS | Exit | MORGAN STANLEYcall | $0 | – | -173,700 | -100.0% | -0.01% | – |
| YNDX | Exit | YANDEX N Vcall | $0 | – | -180,000 | -100.0% | -0.01% | – |
| 6699SC | Exit | ISHARESmsci uk etf | $0 | – | -273,562 | -100.0% | -0.01% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -1,490,700 | -100.0% | -0.01% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -3,465,573 | -100.0% | -0.01% | – |
| ANF | Exit | ABERCROMBIE & FITCH COput | $0 | – | -150,000 | -100.0% | -0.01% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INCcall | $0 | – | -174,600 | -100.0% | -0.01% | – |
| JOSB | Exit | JOS A BANK CLOTHIERS INCput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| ASH | Exit | ASHLAND INC NEWcall | $0 | – | -57,700 | -100.0% | -0.01% | – |
| NGPC | Exit | NGP CAP RES CO | $0 | – | -1,053,687 | -100.0% | -0.01% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| YNDX | Exit | YANDEX N Vput | $0 | – | -200,000 | -100.0% | -0.01% | – |
| AGU | Exit | AGRIUM INCcall | $0 | – | -76,000 | -100.0% | -0.01% | – |
| QRTEA | Exit | LIBERTY INTERACTIVE CORPcall | $0 | – | -249,700 | -100.0% | -0.01% | – |
| JOSB | Exit | JOS A BANK CLOTHIERS INCcall | $0 | – | -110,400 | -100.0% | -0.01% | – |
| IYJ | Exit | ISHARESu.s. inds etf | $0 | – | -75,731 | -100.0% | -0.01% | – |
| MYL | Exit | MYLAN INCput | $0 | – | -130,800 | -100.0% | -0.01% | – |
| ITMN | Exit | INTERMUNE INC | $0 | – | -201,804 | -100.0% | -0.01% | – |
| DHI | Exit | D R HORTON INCput | $0 | – | -370,000 | -100.0% | -0.01% | – |
| TAP | Exit | MOLSON COORS BREWING COcall | $0 | – | -115,400 | -100.0% | -0.01% | – |
| USB | Exit | US BANCORP DELcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| SPWR | Exit | SUNPOWER CORPcall | $0 | – | -195,700 | -100.0% | -0.01% | – |
| RS | Exit | RELIANCE STEEL & ALUMINUM COcall | $0 | – | -111,500 | -100.0% | -0.01% | – |
| IEV | Exit | ISHARESeurope etf | $0 | – | -165,610 | -100.0% | -0.01% | – |
| CTXS | Exit | CITRIX SYS INCcall | $0 | – | -136,800 | -100.0% | -0.01% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCput | $0 | – | -163,500 | -100.0% | -0.01% | – |
| CAT | Exit | CATERPILLAR INC DELcall | $0 | – | -90,400 | -100.0% | -0.01% | – |
| CLX | Exit | CLOROX CO DELcall | $0 | – | -104,600 | -100.0% | -0.01% | – |
| HES | Exit | HESS CORPcall | $0 | – | -102,500 | -100.0% | -0.01% | – |
| FFIV | Exit | F5 NETWORKS INCcall | $0 | – | -87,100 | -100.0% | -0.01% | – |
| TAYC | Exit | TAYLOR CAP GROUP INC | $0 | – | -469,453 | -100.0% | -0.01% | – |
| COST | Exit | COSTCO WHSL CORP NEWput | $0 | – | -80,000 | -100.0% | -0.01% | – |
| CME | Exit | CME GROUP INCcall | $0 | – | -131,100 | -100.0% | -0.01% | – |
| CVA | Exit | COVANTA HLDG CORPcall | $0 | – | -500,000 | -100.0% | -0.01% | – |
| MOS | Exit | MOSAIC CO NEWcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| AGO | Exit | ASSURED GUARANTY LTDput | $0 | – | -423,500 | -100.0% | -0.01% | – |
| IRM | Exit | IRON MTN INCcall | $0 | – | -319,400 | -100.0% | -0.01% | – |
| IYF | Exit | ISHARESu.s. finls etf | $0 | – | -135,743 | -100.0% | -0.01% | – |
| ZBH | Exit | ZIMMER HLDGS INCcall | $0 | – | -108,900 | -100.0% | -0.01% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -125,200 | -100.0% | -0.01% | – |
| OPEN | Exit | OPENTABLE INC | $0 | – | -112,291 | -100.0% | -0.01% | – |
| AMAT | Exit | APPLIED MATLS INCput | $0 | – | -554,900 | -100.0% | -0.01% | – |
| ALTR | Exit | ALTERA CORPcall | $0 | – | -336,700 | -100.0% | -0.01% | – |
| NDZ | Exit | NORDION INC | $0 | – | -1,059,374 | -100.0% | -0.01% | – |
| CPB | Exit | CAMPBELL SOUP COcall | $0 | – | -282,500 | -100.0% | -0.01% | – |
| XLB | Exit | SELECT SECTOR SPDR TRput | $0 | – | -277,200 | -100.0% | -0.01% | – |
| RIG | Exit | TRANSOCEAN LTDcall | $0 | – | -297,600 | -100.0% | -0.01% | – |
| UAA | Exit | UNDER ARMOUR INCput | $0 | – | -240,000 | -100.0% | -0.01% | – |
| NEM | Exit | NEWMONT MINING CORPcall | $0 | – | -552,000 | -100.0% | -0.01% | – |
| ESC | Exit | EMERITUS CORP | $0 | – | -448,831 | -100.0% | -0.01% | – |
| SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -125,000 | -100.0% | -0.01% | – |
| LLY | Exit | LILLY ELI & COput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| COF | Exit | CAPITAL ONE FINL CORPcall | $0 | – | -200,300 | -100.0% | -0.01% | – |
| 3106SC | Exit | SUSSER HLDGS CORP | $0 | – | -210,752 | -100.0% | -0.01% | – |
| VIS | Exit | VANGUARD WORLD FDSindustrial etf | $0 | – | -163,276 | -100.0% | -0.01% | – |
| ADT | Exit | THE ADT CORPORATIONcall | $0 | – | -523,600 | -100.0% | -0.02% | – |
| FIO | Exit | FUSION-IO INC | $0 | – | -1,621,654 | -100.0% | -0.02% | – |
| TXN | Exit | TEXAS INSTRS INCcall | $0 | – | -400,000 | -100.0% | -0.02% | – |
| POT | Exit | POTASH CORP SASK INCcall | $0 | – | -500,000 | -100.0% | -0.02% | – |
| TMUS | Exit | T-MOBILE US INCput | $0 | – | -600,000 | -100.0% | -0.02% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRcall | $0 | – | -500,000 | -100.0% | -0.02% | – |
| LOGI | Exit | LOGITECH INTL S Aput | $0 | – | -1,589,700 | -100.0% | -0.02% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -2,033,206 | -100.0% | -0.02% | – |
| IYR | Exit | ISHARESput | $0 | – | -300,000 | -100.0% | -0.02% | – |
| EWY | Exit | ISHARESput | $0 | – | -350,000 | -100.0% | -0.02% | – |
| ESV | Exit | ENSCO PLCcall | $0 | – | -427,100 | -100.0% | -0.02% | – |
| VMW | Exit | VMWARE INCcall | $0 | – | -238,700 | -100.0% | -0.02% | – |
| UNS | Exit | UNS ENERGY CORP | $0 | – | -397,414 | -100.0% | -0.02% | – |
| MCRS | Exit | MICROS SYS INC | $0 | – | -365,799 | -100.0% | -0.02% | – |
| NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -5,296,391 | -100.0% | -0.02% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -202,800 | -100.0% | -0.02% | – |
| ADBE | Exit | ADOBE SYS INCput | $0 | – | -436,100 | -100.0% | -0.03% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLcall | $0 | – | -251,700 | -100.0% | -0.03% | – |
| FDO | Exit | FAMILY DLR STORES INCcall | $0 | – | -475,000 | -100.0% | -0.03% | – |
| 3101SC | Exit | COMMONWEALTH REIT | $0 | – | -1,380,130 | -100.0% | -0.03% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORPput | $0 | – | -1,197,800 | -100.0% | -0.03% | – |
| MLU | Exit | METLIFE INCunit 99/99/9999 | $0 | – | -1,166,000 | -100.0% | -0.03% | – |
| HPQ | Exit | HEWLETT PACKARD COcall | $0 | – | -1,246,600 | -100.0% | -0.03% | – |
| CMI | Exit | CUMMINS INCcall | $0 | – | -297,600 | -100.0% | -0.04% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INC | $0 | – | -521,392 | -100.0% | -0.04% | – |
| ADBE | Exit | ADOBE SYS INCcall | $0 | – | -673,000 | -100.0% | -0.04% | – |
| ORCL | Exit | ORACLE CORPput | $0 | – | -1,238,800 | -100.0% | -0.04% | – |
| PPL | Exit | PPL CORPcall | $0 | – | -1,408,100 | -100.0% | -0.04% | – |
| 1338PS | Exit | UBS AGcall | $0 | – | -2,855,500 | -100.0% | -0.04% | – |
| C | Exit | CITIGROUP INCput | $0 | – | -1,243,100 | -100.0% | -0.05% | – |
| PDH | Exit | PETROLOGISTICS LPunit ltd pth int | $0 | – | -4,559,189 | -100.0% | -0.05% | – |
| KIE | Exit | SPDR SERIES TRUSTs&p ins etf | $0 | – | -1,214,116 | -100.0% | -0.06% | – |
| C | Exit | CITIGROUP INCcall | $0 | – | -1,652,900 | -100.0% | -0.06% | – |
| CBS | Exit | CBS CORP NEWcall | $0 | – | -1,435,600 | -100.0% | -0.07% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -1,431,848 | -100.0% | -0.07% | – |
| SMH | Exit | MARKET VECTORS ETF TRcall | $0 | – | -1,851,400 | -100.0% | -0.08% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -980,081 | -100.0% | -0.08% | – |
| XLY | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -1,600,000 | -100.0% | -0.09% | – |
| GEO | Exit | GEO GROUP INC | $0 | – | -3,719,572 | -100.0% | -0.11% | – |
| 1338PS | Exit | UBS AGput | $0 | – | -15,993,000 | -100.0% | -0.24% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -7,442,522 | -100.0% | -0.35% | – |
| C | Exit | CITIGROUP INC | $0 | – | -11,276,684 | -100.0% | -0.44% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- CREDIT SUISSE ASSET MANAGEMENT LLC/NY #3
- CREDIT SUISSE INTERNATIONAL #4
- MultiConcept Fund Management S.A. #5
- Credit Suisse Fund Management S.A. #6
- Credit Suisse Management LLC #7
- CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A. #8
- Credit Suisse Securities (Canada), Inc. #9
- Credit Suisse Life (Bermuda) Ltd. #10
- CREDIT SUISSE SECURITIES (EUROPE) LTD #11
- Credit Suisse Funds AG #12
- CREDIT SUISSE SECURITIES (USA) LLC #13
- CREDIT SUISSE CAPITAL LLC/ #14
- Credit Suisse (Monaco) S.A.M. #15
- Credit Suisse (Italy) S.p.a. #16
- Credit Suisse (France) #17
- Credit Suisse Life & Pension AG #18
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 9.8% |
| APPLE INC | 43 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 43 | Q3 2023 | 4.8% |
| UNITEDHEALTH GROUP INC | 43 | Q3 2023 | 2.1% |
| SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 2.9% |
| AMAZON COM INC | 43 | Q3 2023 | 2.4% |
| JOHNSON & JOHNSON | 43 | Q3 2023 | 1.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 43 | Q3 2023 | 0.9% |
| VISA INC | 43 | Q3 2023 | 1.0% |
View CREDIT SUISSE AG/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blink Charging Co. | February 02, 2023 | 2,964,878 | 5.8% |
| Empire State Realty Trust, Inc. | February 02, 2023 | 10,256,566 | 6.4% |
| Evelo Biosciences, Inc. | February 02, 2023 | 3,678,388 | 3.4% |
| TransMedics Group, Inc. | February 02, 2023 | 1,037,297 | 3.2% |
| Zymeworks Inc. | February 02, 2023 | 2,439,095 | 3.9% |
| Addex Therapeutics Ltd. | February 14, 2022 | 1,876,604 | 5.0% |
| Axonics, Inc. | February 14, 2022 | 2,273,198 | 4.9% |
| Discovery, Inc. | February 14, 2022 | 403,704 | 0.2% |
| Gaotu Techedu Inc. | February 14, 2022 | 1,451,839 | 1.5% |
| GoHealth, Inc. | February 14, 2022 | 28,571 | 0.0% |
View CREDIT SUISSE AG/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| SBSE/A | 2024-03-20 |
| 13F-HR | 2024-02-08 |
| SBSE/A | 2023-12-15 |
| 13F-HR | 2023-11-13 |
| SBSE/A | 2023-08-29 |
| 13F-HR | 2023-08-11 |
| SBSE/A | 2023-08-02 |
| SBSE/A | 2023-07-12 |
| 40-APP | 2023-06-07 |
View CREDIT SUISSE AG/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.