$3.32 Billion is the total value of CONNING INC.'s 475 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SRLN | SSGA ACTIVE ETF TRblackstone senr | $50,671,000 | +0.2% | 1,107,795 | 0.0% | 1.52% | -5.0% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $49,573,000 | +13.4% | 104,135 | 0.0% | 1.49% | +7.4% | |
| PFF | ISHARES TRpfd and incm sec | $30,004,000 | -0.3% | 781,359 | 0.0% | 0.90% | -5.4% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $13,224,000 | +6.2% | 63,981 | 0.0% | 0.40% | +0.8% | |
| NOVELLUS SYS INCnote 2.625% 5/1 | $12,495,000 | +26.7% | 660,000 | 0.0% | 0.38% | +20.1% | ||
| PRICELINE GRP INCnote 0.900% 9/1 | $9,638,000 | +1.4% | 8,180,000 | 0.0% | 0.29% | -4.0% | ||
| SHYG | ISHARES TR0-5yr hi yl cp | $9,629,000 | +0.8% | 210,194 | 0.0% | 0.29% | -4.3% | |
| EURONET WORLDWIDE INCnote 0.750% 3/1 | $8,245,000 | +0.6% | 7,271,000 | 0.0% | 0.25% | -4.6% | ||
| AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $8,060,000 | -2.5% | 6,645,000 | 0.0% | 0.24% | -8.0% | ||
| ILLUMINA INCnote 0.500% 6/1 | $7,830,000 | +3.6% | 5,185,000 | 0.0% | 0.24% | -1.7% | ||
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $7,779,000 | +2.4% | 7,635,000 | 0.0% | 0.23% | -2.9% | ||
| WELLPOINT INCnote 2.750%10/1 | $7,289,000 | +13.4% | 1,435,000 | 0.0% | 0.22% | +7.4% | ||
| FORTIVE CORPnote 0.875% 2/1 | $7,053,000 | -0.7% | 6,920,000 | 0.0% | 0.21% | -5.8% | ||
| ANGL | VANECK VECTORS ETF TRfallen angel hg | $6,817,000 | -0.5% | 213,506 | 0.0% | 0.20% | -6.0% | |
| ON SEMICONDUCTOR CORPnote 1.625%10/1 | $6,290,000 | +22.0% | 3,050,000 | 0.0% | 0.19% | +15.2% | ||
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $5,655,000 | +0.8% | 5,525,000 | 0.0% | 0.17% | -4.5% | ||
| FTI CONSULTING INCnote 2.000% 8/1 | $5,099,000 | +14.7% | 3,500,000 | 0.0% | 0.15% | +8.5% | ||
| NWE | NORTHWESTERN CORP | $5,025,000 | +11.8% | 77,076 | 0.0% | 0.15% | +5.6% | |
| HEDJ | WISDOMTREE TReurope hedged eq | $4,861,000 | +9.8% | 66,805 | 0.0% | 0.15% | +3.5% | |
| ARES CAPITAL CORPnote 3.750% 2/0 | $4,844,000 | +0.5% | 4,700,000 | 0.0% | 0.15% | -4.6% | ||
| HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,724,000 | +0.3% | 4,520,000 | 0.0% | 0.14% | -4.7% | ||
| MERITOR INCnote 3.250%10/1 | $4,709,000 | -0.5% | 4,100,000 | 0.0% | 0.14% | -5.3% | ||
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,628,000 | +10.9% | 12 | 0.0% | 0.14% | +4.5% | |
| LUMENTUM HLDGS INCnote 0.500%12/1 | $4,418,000 | -4.5% | 3,800,000 | 0.0% | 0.13% | -9.5% | ||
| HOPE BANCORP INCnote 2.000% 5/1 | $4,264,000 | +3.9% | 4,450,000 | 0.0% | 0.13% | -1.5% | ||
| SPSB | SPDR SER TRportfolio short | $3,631,000 | -0.3% | 115,954 | 0.0% | 0.11% | -6.0% | |
| KNOWLES CORPnote 3.250%11/0 | $3,525,000 | +2.9% | 3,000,000 | 0.0% | 0.11% | -2.8% | ||
| KAMAN CORPnote 3.250% 5/0 | $3,291,000 | -6.3% | 3,050,000 | 0.0% | 0.10% | -10.8% | ||
| VERINT SYS INCnote 1.500% 6/0 | $3,269,000 | +4.5% | 2,900,000 | 0.0% | 0.10% | -1.0% | ||
| MDWT | MIDWEST HLDG INC | $2,999,000 | -6.8% | 60,000 | 0.0% | 0.09% | -11.8% | |
| VB | VANGUARD INDEX FDSsmall cp etf | $2,866,000 | +10.0% | 13,386 | 0.0% | 0.09% | +3.6% | |
| TIP | ISHARES TRtips bd etf | $2,859,000 | -1.7% | 22,783 | 0.0% | 0.09% | -6.5% | |
| IVW | ISHARES TRs&p 500 grwt etf | $2,802,000 | +2.0% | 43,036 | 0.0% | 0.08% | -3.4% | |
| IJS | ISHARES TRsp smcp600vl etf | $2,762,000 | +23.9% | 27,414 | 0.0% | 0.08% | +16.9% | |
| AEPPL | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $2,703,000 | -3.7% | 56,000 | 0.0% | 0.08% | -9.0% | |
| IJT | ISHARES TRs&p sml 600 gwt | $2,614,000 | +12.3% | 20,388 | 0.0% | 0.08% | +6.8% | |
| IWB | ISHARES TRrus 1000 etf | $2,489,000 | +5.7% | 11,118 | 0.0% | 0.08% | 0.0% | |
| SU | SUNCOR ENERGY INC NEW | $1,921,000 | +24.6% | 91,920 | 0.0% | 0.06% | +18.4% | |
| IGLB | ISHARES TR10+ yr invst grd | $1,905,000 | -8.7% | 28,569 | 0.0% | 0.06% | -13.6% | |
| XLE | SELECT SECTOR SPDR TRenergy | $1,619,000 | +29.4% | 33,000 | 0.0% | 0.05% | +22.5% | |
| EFG | ISHARES TReafe grwth etf | $1,056,000 | -0.4% | 10,507 | 0.0% | 0.03% | -5.9% | |
| ILLUMINA INCnote 8/1 | $943,000 | +6.1% | 790,000 | 0.0% | 0.03% | 0.0% | ||
| ICLN | ISHARES TRgl clean ene etf | $702,000 | -14.0% | 28,897 | 0.0% | 0.02% | -19.2% | |
| EFV | ISHARES TReafe value etf | $714,000 | +7.9% | 14,016 | 0.0% | 0.02% | 0.0% | |
| JFR | NUVEEN FLOATING RATE INCOME | $522,000 | +10.6% | 54,000 | 0.0% | 0.02% | +6.7% | |
| ET | ENERGY TRANSFER LP | $548,000 | +24.3% | 71,373 | 0.0% | 0.02% | +14.3% | |
| MPLX | MPLX LP | $422,000 | +18.5% | 16,452 | 0.0% | 0.01% | +18.2% | |
| EVV | EATON VANCE LTD DURATION INC | $405,000 | +0.7% | 32,079 | 0.0% | 0.01% | -7.7% | |
| RIO | RIO TINTO PLCsponsored adr | $403,000 | +3.3% | 5,185 | 0.0% | 0.01% | 0.0% | |
| NTES | NETEASE INCsponsored ads | $369,000 | +7.9% | 3,575 | 0.0% | 0.01% | 0.0% | |
| XLRE | SELECT SECTOR SPDR TRrl est sel sec | $336,000 | +8.0% | 8,500 | 0.0% | 0.01% | 0.0% | |
| HTD | HANCOCK JOHN TAX-ADVANTAGED | $264,000 | +11.4% | 11,250 | 0.0% | 0.01% | 0.0% | |
| NVO | NOVO-NORDISK A Sadr | $281,000 | -3.4% | 4,173 | 0.0% | 0.01% | -11.1% | |
| GSG | ISHARES S&P GSCI COMMODITY-unit ben int | $268,000 | +13.6% | 19,178 | 0.0% | 0.01% | +14.3% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $234,000 | +12.5% | 10,640 | 0.0% | 0.01% | 0.0% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $211,000 | +2.4% | 4,859 | 0.0% | 0.01% | -14.3% | |
| NUV | NUVEEN MUN VALUE FD INC | $176,000 | +0.6% | 15,800 | 0.0% | 0.01% | -16.7% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $171,000 | +11.0% | 18,747 | 0.0% | 0.01% | 0.0% | |
| PFN | PIMCO INCOME STRATEGY FD II | $140,000 | +2.9% | 13,666 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.7% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.9% |
| PFIZER INC | 42 | Q3 2023 | 1.9% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.8% |
| PEPSICO INC | 42 | Q3 2023 | 1.7% |
| COCA COLA CO | 42 | Q3 2023 | 1.6% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| INTEL CORP | 42 | Q3 2023 | 1.9% |
| CISCO SYS INC | 42 | Q3 2023 | 1.8% |
View CONNING INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SS&C TECHNOLOGIES INC | February 14, 2000 | 373,680 | 2.3% |
| TELEBANC FINANCIAL CORP | February 14, 2000 | 1,506,228 | 4.5% |
View CONNING INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-27 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-31 |
| 13F-HR | 2022-07-20 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-01-27 |
View CONNING INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.