$2.94 Billion is the total value of CONNING INC.'s 594 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $38,287,000 | +2.7% | 117,325 | 0.0% | 1.30% | -3.7% | |
| EEM | ISHARES TRmsci emg mkt etf | $12,672,000 | +8.3% | 282,805 | 0.0% | 0.43% | +1.4% | |
| DVY | ISHARES TRselect divid etf | $9,365,000 | +1.6% | 100,000 | 0.0% | 0.32% | -4.8% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $8,287,000 | +4.1% | 63,981 | 0.0% | 0.28% | -2.4% | |
| BGNE | BEIGENE LTDsponsored adr | $5,530,000 | +129.9% | 53,451 | 0.0% | 0.19% | +116.1% | |
| VDE | VANGUARD WORLD FDSenergy etf | $5,503,000 | +5.7% | 58,800 | 0.0% | 0.19% | -1.1% | |
| SFUN | FANG HLDGS LTDadr | $5,469,000 | +9.2% | 1,350,491 | 0.0% | 0.19% | +2.2% | |
| RED HAT INCnote 0.250%10/0 | $5,079,000 | +11.2% | 3,300,000 | 0.0% | 0.17% | +4.2% | ||
| VRX | VALEANT PHARMACEUTICALS INTL | $4,882,000 | -17.2% | 340,679 | 0.0% | 0.17% | -22.4% | |
| SDY | SPDR SERIES TRUSTs&p divid etf | $4,850,000 | +2.8% | 53,102 | 0.0% | 0.16% | -3.5% | |
| INTEL CORPsdcv 3.250% 8/0 | $4,573,000 | +11.4% | 2,485,000 | 0.0% | 0.16% | +4.7% | ||
| NWE | NORTHWESTERN CORP | $4,389,000 | -6.7% | 77,076 | 0.0% | 0.15% | -12.9% | |
| KANG | IKANG HEALTHCARE GROUP INCsponsored adr | $4,044,000 | +9.9% | 300,000 | 0.0% | 0.14% | +3.0% | |
| ANTHEM INCnote 2.750%10/1 | $4,030,000 | +1.0% | 1,550,000 | 0.0% | 0.14% | -5.5% | ||
| IWN | ISHARES TRrus 2000 val etf | $3,948,000 | +4.4% | 31,804 | 0.0% | 0.13% | -2.2% | |
| MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $3,708,000 | -4.4% | 3,500,000 | 0.0% | 0.13% | -10.6% | ||
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $3,577,000 | +0.3% | 2,720 | 0.0% | 0.12% | -5.4% | |
| OLD REP INTL CORPnote 3.750% 3/1 | $3,470,000 | +1.2% | 2,710,000 | 0.0% | 0.12% | -5.6% | ||
| NCLH | NORWEGIAN CRUISE LINE HLDGS | $3,363,000 | -0.4% | 62,214 | 0.0% | 0.11% | -7.3% | |
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $3,333,000 | -0.5% | 3,325,000 | 0.0% | 0.11% | -7.4% | ||
| BKF | ISHARES INCmsci bric indx | $2,910,000 | +14.5% | 67,841 | 0.0% | 0.10% | +7.6% | |
| COWN | COWEN INCcl a new | $2,858,000 | +9.5% | 160,547 | 0.0% | 0.10% | +2.1% | |
| ILLUMINA INCnote 6/1 | $2,803,000 | +4.0% | 2,650,000 | 0.0% | 0.10% | -3.1% | ||
| ALZA CORPsdcv 7/2 | $2,591,000 | -1.8% | 1,450,000 | 0.0% | 0.09% | -8.3% | ||
| BACPRL | BANK AMER CORP7.25%cnv pfd l | $2,473,000 | +3.1% | 1,900 | 0.0% | 0.08% | -3.4% | |
| ARNCPRB | ARCONIC INC5.375% pfd b 1 | $2,430,000 | +8.7% | 62,467 | 0.0% | 0.08% | +2.5% | |
| INTEL CORPsdcv 2.950%12/1 | $2,383,000 | +8.9% | 1,675,000 | 0.0% | 0.08% | +2.5% | ||
| PRICELINE GRP INCnote 0.350% 6/1 | $2,255,000 | -2.3% | 1,570,000 | 0.0% | 0.08% | -8.3% | ||
| TRINITY INDS INCnote 3.875% 6/0 | $2,221,000 | +7.0% | 1,650,000 | 0.0% | 0.08% | +1.3% | ||
| MICRON TECHNOLOGY INCnote 3.000%11/1 | $2,214,000 | +22.2% | 1,600,000 | 0.0% | 0.08% | +13.6% | ||
| AVGO | BROADCOM LTD | $2,127,000 | +4.1% | 8,771 | 0.0% | 0.07% | -2.7% | |
| ROYAL GOLD INCnote 2.875% 6/1 | $2,082,000 | +1.4% | 1,900,000 | 0.0% | 0.07% | -5.3% | ||
| PYPL | PAYPAL HLDGS INC | $2,030,000 | +19.3% | 31,710 | 0.0% | 0.07% | +11.3% | |
| SALESFORCE COM INCnote 0.250% 4/0 | $1,998,000 | +7.9% | 1,425,000 | 0.0% | 0.07% | +1.5% | ||
| LAM RESEARCH CORPnote 1.250% 5/1 | $1,982,000 | +30.8% | 645,000 | 0.0% | 0.07% | +21.8% | ||
| FEZ | SPDR INDEX SHS FDSeuro stoxx 50 | $1,921,000 | +3.8% | 62,464 | 0.0% | 0.06% | -3.0% | |
| TBT | PROSHARES TR | $1,822,000 | -0.8% | 51,200 | 0.0% | 0.06% | -7.5% | |
| GXP | GREAT PLAINS ENERGY INC | $1,667,000 | +3.5% | 55,000 | 0.0% | 0.06% | -1.7% | |
| IWB | ISHARES TRrus 1000 etf | $1,555,000 | +3.4% | 11,118 | 0.0% | 0.05% | -3.6% | |
| FDX | FEDEX CORP | $1,370,000 | +3.8% | 6,075 | 0.0% | 0.05% | -2.1% | |
| TWITTER INCnote 1.000% 9/1 | $1,283,000 | +0.4% | 1,400,000 | 0.0% | 0.04% | -4.3% | ||
| DOVA | DOVA PHARMACEUTICALS INC | $1,214,000 | +8.9% | 50,000 | 0.0% | 0.04% | +2.5% | |
| FTS | FORTIS INC | $1,149,000 | +1.7% | 32,134 | 0.0% | 0.04% | -4.9% | |
| POT | POTASH CORP SASK INC | $1,104,000 | +17.9% | 57,400 | 0.0% | 0.04% | +11.8% | |
| ILLUMINA INCnote 0.500% 6/1 | $1,053,000 | +6.7% | 925,000 | 0.0% | 0.04% | 0.0% | ||
| JFR | NUVEEN FLOATING RATE INCOME | $1,006,000 | -1.2% | 85,900 | 0.0% | 0.03% | -8.1% | |
| REGN | REGENERON PHARMACEUTICALS | $943,000 | -9.0% | 2,110 | 0.0% | 0.03% | -15.8% | |
| GBAB | GUGGENHEIM TAXABLE MUN MNGD | $869,000 | +0.2% | 38,119 | 0.0% | 0.03% | -3.2% | |
| HUM | HUMANA INC | $893,000 | +1.2% | 3,667 | 0.0% | 0.03% | -6.2% | |
| PFN | PIMCO INCOME STRATEGY FUND I | $863,000 | +2.5% | 80,666 | 0.0% | 0.03% | -6.5% | |
| EFG | ISHARES TReafe grwth etf | $813,000 | +4.6% | 10,507 | 0.0% | 0.03% | 0.0% | |
| EQIX | EQUINIX INC | $692,000 | +4.1% | 1,550 | 0.0% | 0.02% | 0.0% | |
| EFV | ISHARES TReafe value etf | $695,000 | +5.6% | 12,734 | 0.0% | 0.02% | 0.0% | |
| SHW | SHERWIN WILLIAMS CO | $689,000 | +1.9% | 1,925 | 0.0% | 0.02% | -8.0% | |
| ASR | GRUPO AEROPORTUARIO DEL SUREspon adr ser b | $657,000 | -9.3% | 3,441 | 0.0% | 0.02% | -15.4% | |
| BIP | BROOKFIELD INFRAST PARTNERSlp int unit | $660,000 | +5.4% | 15,309 | 0.0% | 0.02% | -4.3% | |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $609,000 | +5.4% | 14,749 | 0.0% | 0.02% | 0.0% | |
| EVV | EATON VANCE LTD DUR INCOME F | $590,000 | -0.5% | 42,079 | 0.0% | 0.02% | -9.1% | |
| NLY | ANNALY CAP MGMT INC | $574,000 | +1.2% | 47,071 | 0.0% | 0.02% | -4.8% | |
| HTD | HANCOCK JOHN TAX-ADV DIV INC | $559,000 | +1.1% | 21,600 | 0.0% | 0.02% | -5.0% | |
| STZ | CONSTELLATION BRANDS INCcl a | $545,000 | +2.8% | 2,735 | 0.0% | 0.02% | 0.0% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $549,000 | +7.9% | 2 | 0.0% | 0.02% | +5.6% | |
| COL | ROCKWELL COLLINS INC | $529,000 | +24.5% | 4,048 | 0.0% | 0.02% | +20.0% | |
| BPY | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $537,000 | -1.3% | 22,999 | 0.0% | 0.02% | -10.0% | |
| KKR | KKR & CO L P DEL | $519,000 | +9.3% | 25,523 | 0.0% | 0.02% | +5.9% | |
| LILA | LIBERTY GLOBAL PLC | $535,000 | +9.2% | 22,500 | 0.0% | 0.02% | 0.0% | |
| HCA | HCA HEALTHCARE INC | $501,000 | -8.7% | 6,300 | 0.0% | 0.02% | -15.0% | |
| OMAB | GRUPO AEROPORTUARIO CTR NORTspon adr | $462,000 | -8.0% | 10,409 | 0.0% | 0.02% | -11.1% | |
| ESV | ENSCO PLC | $481,000 | +15.9% | 80,520 | 0.0% | 0.02% | +6.7% | |
| CXO | CONCHO RES INC | $398,000 | +8.4% | 3,020 | 0.0% | 0.01% | +7.7% | |
| APO | APOLLO GLOBAL MGMT LLC | $392,000 | +14.0% | 13,014 | 0.0% | 0.01% | +8.3% | |
| PRICELINE GRP INCnote 0.900% 9/1 | $392,000 | +0.8% | 340,000 | 0.0% | 0.01% | -7.1% | ||
| ESS | ESSEX PPTY TR INC | $366,000 | -1.1% | 1,440 | 0.0% | 0.01% | -7.7% | |
| WAT | WATERS CORP | $357,000 | -2.2% | 1,988 | 0.0% | 0.01% | -7.7% | |
| DOV | DOVER CORP | $334,000 | +14.0% | 3,653 | 0.0% | 0.01% | 0.0% | |
| CHD | CHURCH & DWIGHT INC | $317,000 | -6.5% | 6,540 | 0.0% | 0.01% | -8.3% | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $296,000 | +1.4% | 19,255 | 0.0% | 0.01% | -9.1% | |
| RFP | RESOLUTE FST PRODS INC | $301,000 | +14.9% | 59,564 | 0.0% | 0.01% | 0.0% | |
| MLM | MARTIN MARIETTA MATLS INC | $291,000 | -7.3% | 1,410 | 0.0% | 0.01% | -9.1% | |
| EFX | EQUIFAX INC | $296,000 | -22.9% | 2,793 | 0.0% | 0.01% | -28.6% | |
| DVMT | DELL TECHNOLOGIES INC | $307,000 | +26.3% | 3,970 | 0.0% | 0.01% | +11.1% | |
| WYND | WYNDHAM WORLDWIDE CORP | $306,000 | +4.8% | 2,907 | 0.0% | 0.01% | -9.1% | |
| AWK | AMERICAN WTR WKS CO INC NEW | $301,000 | +3.8% | 3,720 | 0.0% | 0.01% | -9.1% | |
| TDG | TRANSDIGM GROUP INC | $251,000 | -4.6% | 980 | 0.0% | 0.01% | -10.0% | |
| LUMN | CENTURYLINK INC | $264,000 | -20.7% | 13,944 | 0.0% | 0.01% | -25.0% | |
| FMC | F M C CORP | $274,000 | +22.3% | 3,068 | 0.0% | 0.01% | +12.5% | |
| GPN | GLOBAL PMTS INC | $262,000 | +5.2% | 2,760 | 0.0% | 0.01% | 0.0% | |
| TAP | MOLSON COORS BREWING COcl b | $233,000 | -5.3% | 2,851 | 0.0% | 0.01% | -11.1% | |
| VRSK | VERISK ANALYTICS INC | $240,000 | -1.2% | 2,880 | 0.0% | 0.01% | -11.1% | |
| ULTA | ULTA BEAUTY INC | $233,000 | -21.3% | 1,030 | 0.0% | 0.01% | -27.3% | |
| FRT | FEDERAL REALTY INVT TRsh ben int new | $228,000 | -1.7% | 1,838 | 0.0% | 0.01% | 0.0% | |
| CPB | CAMPBELL SOUP CO | $232,000 | -10.4% | 4,957 | 0.0% | 0.01% | -11.1% | |
| MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $218,000 | -3.1% | 225,000 | 0.0% | 0.01% | -12.5% | ||
| MTD | METTLER TOLEDO INTERNATIONAL | $219,000 | +6.3% | 350 | 0.0% | 0.01% | 0.0% | |
| NUV | NUVEEN MUN VALUE FD INC | $219,000 | +2.8% | 21,400 | 0.0% | 0.01% | -12.5% | |
| MUFG | MITSUBISHI UFJ FINL GROUP INsponsored adr | $134,000 | -5.0% | 20,850 | 0.0% | 0.01% | 0.0% | |
| NOK | NOKIA CORPsponsored adr | $74,000 | -3.9% | 12,421 | 0.0% | 0.00% | 0.0% | |
| ASX | ADVANCED SEMICONDUCTOR ENGRsponsored adr | $88,000 | -1.1% | 14,177 | 0.0% | 0.00% | 0.0% | |
| NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.7% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.9% |
| PFIZER INC | 42 | Q3 2023 | 1.9% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.8% |
| PEPSICO INC | 42 | Q3 2023 | 1.7% |
| COCA COLA CO | 42 | Q3 2023 | 1.6% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| INTEL CORP | 42 | Q3 2023 | 1.9% |
| CISCO SYS INC | 42 | Q3 2023 | 1.8% |
View CONNING INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SS&C TECHNOLOGIES INC | February 14, 2000 | 373,680 | 2.3% |
| TELEBANC FINANCIAL CORP | February 14, 2000 | 1,506,228 | 4.5% |
View CONNING INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-27 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-31 |
| 13F-HR | 2022-07-20 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-01-27 |
View CONNING INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.