NORTHERN TRUST CORP - Q3 2023 holdings

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$516 Billion is the total value of NORTHERN TRUST CORP's 13573 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.3% .

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 Value Shares↓ Weighting
BIP  BROOKFIELD INFRAST PARTNERS$7,284,761
-19.5%
247,7810.0%0.00%
-50.0%
SSKN  STRATA SKIN SCIENCES INC$16,166
-37.4%
27,1700.0%0.00%–
STRM  STREAMLINE HEALTH SOLUTIONS$68,680
-23.8%
70,9870.0%0.00%–
 BTCS INC$13,165
-20.8%
14,0200.0%0.00%–
SUNW  SUNWORKS INC$31,077
-54.0%
59,7640.0%0.00%–
SDPI  SUPERIOR DRILLING PRODS INC$22,818
-35.0%
28,5260.0%0.00%–
 SURGEPAYS INCwt$67,341
-36.0%
14,3890.0%0.00%–
 CEA INDUSTRIES INC$11,081
+1.0%
14,7220.0%0.00%–
 SURROZEN INC$17,558
-10.9%
35,8330.0%0.00%–
SYNL  ASCENT INDUSTRIES CO$150,143
-2.4%
16,9270.0%0.00%–
 THERIVA BIOLOGICS INC$14,345
-46.1%
26,5990.0%0.00%–
TFFP  TFF PHARMACEUTICALS INC$17,233
-25.5%
49,2380.0%0.00%–
 AVALO THERAPEUTICS INC$1,308
-66.0%
10,8360.0%0.00%–
 TEAM INC$106,134
-16.3%
15,2710.0%0.00%–
TPST  TEMPEST THERAPEUTICS INC$4,130
-76.0%
13,5530.0%0.00%–
AEYE  AUDIOEYE INC$52,148
+1.2%
10,5350.0%0.00%–
AUUD  AUDDIA INC$5,719
-11.8%
15,7120.0%0.00%–
BCEL  ATRECA INC$15,442
-73.4%
59,1680.0%0.00%–
ATOS  ATOSSA THERAPEUTICS INC$158,084
-41.5%
214,6420.0%0.00%–
 THERAPEUTICSMD INC$49,803
-26.7%
16,4910.0%0.00%–
TOMZ  TOMI ENVIRONMENTAL SOLUTIONS$14,100
+33.9%
15,8350.0%0.00%–
 TONIX PHARMACEUTICALS HLDG C$8,886
-65.5%
16,3050.0%0.00%–
ASMB  ASSEMBLY BIOSCIENCES INC$95,682
-23.0%
108,1160.0%0.00%–
 TOUGHBUILT INDS INC$3,843
-34.7%
19,7060.0%0.00%–
ASXC  ASENSUS SURGICAL INC$118,294
-46.5%
438,1250.0%0.00%–
TCON  TRACON PHARMACEUTICALS INC$3,861
-38.8%
21,6910.0%0.00%–
 TREVENA INC$6,799
-31.6%
11,2760.0%0.00%–
ARMP  ARMATA PHARMACEUTICALS INC$58,140
+163.2%
19,3800.0%0.00%–
TPHS  TRINITY PL HLDGS INC$15,254
-32.4%
41,7930.0%0.00%–
 TROIKA MEDIA GROUP INC$14,059
-50.7%
12,7810.0%0.00%–
USAU  U S GOLD CORP$42,517
-30.1%
13,6710.0%0.00%–
 THE ARENA GROUP HOLDINGS INC$104,509
-6.5%
24,4180.0%0.00%–
AQST  AQUESTIVE THERAPEUTICS INC$100,215
-7.3%
65,5000.0%0.00%–
UBFO  UNITED SEC BANCSHARES CALIF$180,777
+11.7%
24,2980.0%0.00%–
UAMY  UNITED STATES ANTIMONY CORP$54,238
+17.2%
147,0260.0%0.00%–
 APPRECIATE HOLDINGS INC$2,020
-55.1%
12,5000.0%0.00%–
AMTI  APPLIED MOLECULAR TRANS INC$6,071
-39.1%
38,6660.0%0.00%–
 UPHEALTH INC$12,262
-47.9%
12,5150.0%0.00%–
UGRO  URBAN-GRO INC$18,688
+15.3%
13,7410.0%0.00%–
USIO  USIO INC$60,431
-5.9%
34,5320.0%0.00%–
VTVT  VTV THERAPEUTICS INC$24,099
-35.4%
50,4160.0%0.00%–
 VACASA INC$91,801
-32.0%
199,0900.0%0.00%–
 APPLIED DNA SCIENCES INC$19,110
-6.2%
15,7930.0%0.00%–
MOO  VANECK ETF TRUST$543,109
-3.7%
6,9010.0%0.00%–
ANVS  ANNOVIS BIO INC$96,608
-33.6%
10,1800.0%0.00%–
VDC  VANGUARD WORLD FDS$528,099
-6.1%
2,8910.0%0.00%–
AMPG  AMPLITECH GROUP INC$25,557
-12.6%
12,6520.0%0.00%–
AP  AMPCO-PITTSBURG CORP$74,798
-17.3%
28,4400.0%0.00%–
CFA  VICTORY PORTFOLIOS II$571,071
-4.2%
8,3870.0%0.00%–
VINC  VINCERX PHARMA INC$25,870
-22.3%
25,6140.0%0.00%–
VRPX  VIRPAX PHARMACEUTICALS INC$12,175
-25.9%
15,2210.0%0.00%–
VIRI  VIRIOS THERAPEUTICS INC$22,228
-33.0%
24,0350.0%0.00%–
 VIVANI MEDICAL INC$35,893
-15.7%
35,1890.0%0.00%–
VVOS  VIVOS THERAPEUTICS INC$5,697
-62.3%
29,6550.0%0.00%–
 VOLCON INC$16,239
-11.4%
32,1570.0%0.00%–
ALZN  ALZAMEND NEURO INC$24,595
-53.5%
103,7750.0%0.00%–
HOWL  WEREWOLF THERAPEUTICS INC$55,783
-29.8%
26,0670.0%0.00%–
APT  ALPHA PRO TECH LTD$86,006
+9.0%
19,8170.0%0.00%–
WWR  WESTWATER RES INC$63,599
-18.8%
95,2510.0%0.00%–
WYY  WIDEPOINT CORP$25,532
-7.5%
14,8440.0%0.00%–
 ALKALINE WTR CO INC$5,379
-76.3%
14,7370.0%0.00%–
DHS  WISDOMTREE TR$949,678
-1.9%
12,1660.0%0.00%–
DLN  WISDOMTREE TR$662,616
-3.3%
10,7760.0%0.00%–
EPI  WISDOMTREE TR$290,404
+5.6%
7,9000.0%0.00%–
WCLD  WISDOMTREE TR$711,120
-6.5%
24,0000.0%0.00%–
ALGS  ALIGOS THERAPEUTICS INC$29,395
-23.1%
39,3510.0%0.00%–
 WORKSPORT LTD$35,238
-13.9%
16,7800.0%0.00%–
 AKUMIN INC$11,628
-18.9%
79,6960.0%0.00%–
 XILIO THERAPEUTICS INC$37,554
-19.5%
17,7980.0%0.00%–
 XOS INC$36,145
+58.0%
105,1330.0%0.00%–
 AKILI INC$36,387
-50.5%
66,2900.0%0.00%–
CTIB  YUNHONG GREEN CTI LTD$38,915
+34.5%
14,6850.0%0.00%–
 AIRSPAN NETWORKS HOLDINGS IN$7,592
-9.8%
50,6150.0%0.00%–
ZDGE  ZEDGE INC$49,855
-2.2%
22,7650.0%0.00%–
 ZEROFOX HLDGS INC$47,556
-12.1%
54,0900.0%0.00%–
AIRG  AIRGAIN INC$61,106
-32.0%
16,6500.0%0.00%–
UAVS  AGEAGLE AERIAL SYS INC NEW$23,530
-27.0%
140,0600.0%0.00%–
AGE  AGEX THERAPEUTICS INC$21,443
-23.9%
31,5330.0%0.00%–
 AEYE INC$41,375
+16.5%
197,0230.0%0.00%–
 AETHLON MED INC$6,387
-37.3%
28,2880.0%0.00%–
BYSI  BEYONDSPRING INC$14,852
-32.2%
18,5650.0%0.00%–
ADN  ADVENT TECHNOLOGIES HOLDNG I$23,572
-33.5%
60,2550.0%0.00%–
BEP  BROOKFIELD RENEWABLE PARTNER$2,101,280
-26.3%
96,6550.0%0.00%
-100.0%
 MOLEKULE GROUP INC$3,974
-93.8%
27,4090.0%0.00%–
ACY  MEGA MATRIX CORP$23,749
-32.3%
27,0040.0%0.00%–
 ADTHEORENT HOLDING COMPANY$68,388
-7.9%
53,0140.0%0.00%–
 MARIADB PLC$11,370
-44.2%
23,6970.0%0.00%–
ACER  ACER THERAPEUTICS INC$18,118
-11.7%
22,2310.0%0.00%–
SIVR  ABRDN SILVER ETF TRUST$641,265
-2.7%
30,1630.0%0.00%–
ABIO  ARCA BIOPHARMA INC$42,174
-1.0%
20,9820.0%0.00%–
ASPS  ALTISOURCE PORTFOLIO SOLNS S$80,530
-30.0%
20,1830.0%0.00%–
 PERION NETWORK LTD$655,421
-0.1%
21,3980.0%0.00%–
 A K A BRANDS HLDG CORP$5,099
+1.2%
11,7240.0%0.00%–
PRQR  PROQR THRAPEUTICS N V$22,646
-19.8%
17,4200.0%0.00%–
SVA  SINOVAC BIOTECH LTD$0–13,7870.0%0.00%–
FORA  FORIAN INC$65,279
-9.0%
29,2720.0%0.00%–
FBIO  FORTRESS BIOTECH INC$43,606
-47.2%
150,2110.0%0.00%–
VRAR  GLIMPSE GROUP INC$25,340
-48.3%
13,7720.0%0.00%–
CATH  GLOBAL X FDS$534,035
-3.9%
10,2110.0%0.00%–
SELF  GLOBAL SELF STORAGE INC$105,515
-3.8%
21,7110.0%0.00%–
GTIM  GOOD TIMES RESTAURANTS INC$38,949
-12.4%
13,0700.0%0.00%–
GRPU  GRANITE REAL ESTATE INVT TR$554,692
-10.1%
10,4580.0%0.00%–
GEG  GREAT ELM GROUP INC$100,820
+4.4%
47,1120.0%0.00%–
FENY  FIDELITY COVINGTON TRUST$301,685
+12.4%
12,1110.0%0.00%–
 FAZE HOLDINGS INC$33,061
-66.4%
199,3980.0%0.00%–
 HCW BIOLOGICS INC$19,390
-12.4%
10,2050.0%0.00%–
FTHM  FATHOM HOLDINGS INC$62,591
-42.9%
15,3410.0%0.00%–
HRTH  HARTE HANKS INC$74,761
+18.8%
11,4840.0%0.00%–
HTBX  NIGHTHAWK BIOSCIENCES INC$24,673
-21.3%
46,8170.0%0.00%–
 HEARTBEAM INC$101,749
-10.8%
47,3250.0%0.00%–
 MICROMOBILITY.COM INC$604
-47.7%
10,2600.0%0.00%–
XGN  EXAGEN INC$39,785
-16.6%
16,4400.0%0.00%–
HCM  HUTCHMED CHINA LTD$362,516
+41.2%
21,4000.0%0.00%–
EQ  EQUILLIUM INC$26,015
-1.3%
35,1550.0%0.00%–
HYMC  HYCROFT MINING HOLDING CORP$82,175
+1.0%
275,3870.0%0.00%–
 HYPERFINE INC$181,860
-4.7%
88,7120.0%0.00%–
 ENVVENO MEDICAL CORPORATION$92,029
+75.0%
17,0740.0%0.00%–
ISPC  ISPECIMEN INC$8,559
-56.6%
13,8050.0%0.00%–
 IBIO INC$5,389
-50.2%
17,7570.0%0.00%–
 ENVIROTECH VEHICLES INC$20,025
-24.8%
12,6740.0%0.00%–
IMPL  IMPEL PHARMACEUTICALS INC$5,684
-66.1%
13,2180.0%0.00%–
ICD  INDEPENDENCE CONTRACT DRILLI$52,002
+9.9%
17,3340.0%0.00%–
ENSV  ENSERVCO CORP$7,209
+18.4%
18,9200.0%0.00%–
IGC  IGC PHARMA INC$25,641
+15.3%
71,3640.0%0.00%–
IAIC  WAVEDANCER INC$4,762
-15.3%
18,4220.0%0.00%–
 IN8BIO INC$44,988
-32.5%
43,2580.0%0.00%–
ENG  ENGLOBAL CORP$22,959
-10.1%
67,7860.0%0.00%–
INMB  INMUNE BIO INC$137,228
-25.4%
20,2700.0%0.00%–
 INSPIRATO INCORPORATED$22,101
-39.8%
37,4600.0%0.00%–
MSN  EMERSON RADIO CORP$11,324
-4.1%
20,0100.0%0.00%–
ELYS  ELYS GAME TECHNOLOGY CORP$13,229
+26.5%
27,4740.0%0.00%–
INTZ  INTRUSION INC$9,326
-71.4%
26,7230.0%0.00%–
INUV  INUVO INC$42,835
-3.6%
200,1650.0%0.00%–
SPHQ  INVESCO EXCHANGE TRADED FD T$687,600
-0.8%
13,7410.0%0.00%–
CGW  INVESCO EXCH TRADED FD TR II$897,836
-9.5%
19,3000.0%0.00%–
 ELIEM THERAPEUTICS INC$29,409
-6.1%
11,1820.0%0.00%–
LEMB  ISHARES INCundefind$401,381
-5.9%
11,5240.0%0.00%–
 EKSO BIONICS HLDGS INC$18,295
-48.7%
24,9590.0%0.00%–
GOED  POLISHED COM INC$12,751
-82.5%
158,0050.0%0.00%–
EDUC  EDUCATIONAL DEV CORP$16,483
-10.9%
15,5500.0%0.00%–
EDSA  EDESA BIOTECH INC$14,245
-22.1%
22,5400.0%0.00%–
 EBET INC$472
-73.2%
14,9350.0%0.00%–
IYM  ISHARES TR$530,544
-5.1%
4,2000.0%0.00%–
DSI  ISHARES TR$310,660
-3.3%
3,8160.0%0.00%–
ISTB  ISHARES TRundefind$509,113
-0.6%
10,9770.0%0.00%–
SMLF  ISHARES TR$259,892
-3.5%
5,0240.0%0.00%–
CRBN  ISHARES TR$750,489
-3.9%
4,9950.0%0.00%–
IHAK  ISHARES TR$204,064
+1.8%
5,2990.0%0.00%–
ISUN  ISUN INC$3,307
-43.8%
14,7050.0%0.00%–
 IZEA WORLDWIDE INC$68,711
-9.9%
31,5190.0%0.00%–
 DSS INC$16,854
-48.7%
91,6490.0%0.00%–
 JASPER THERAPEUTICS INC$108,436
-48.9%
154,9090.0%0.00%–
JOAN  JOANN INC$17,925
-17.6%
24,8960.0%0.00%–
JUPW  SAFETY SHOT INC$41,930
+255.9%
28,0470.0%0.00%–
DLPN  DOLPHIN ENTMT INC$27,421
+4.7%
15,2340.0%0.00%–
 KAIVAL BRNDS INNOVATNS GRP I$13,408
-46.3%
31,7720.0%0.00%–
 KNIGHTSCOPE INC$37,582
+49.3%
47,3980.0%0.00%–
KNWN  KNOW LABS INC$19,722
-75.2%
78,8870.0%0.00%–
KOSS  KOSS CORP$47,297
-20.0%
15,9710.0%0.00%–
KBNT  KUBIENT INC$4,668
-45.5%
15,5850.0%0.00%–
KULR  KULR TECHNOLOGY GROUP INC$45,088
-43.9%
125,6270.0%0.00%–
LGLWS  LGL GROUP INCwt$3,3230.0%22,1550.0%0.00%–
LMFA  LM FDG AMER INC$7,237
-30.3%
14,8300.0%0.00%–
 DARIOHEALTH CORP$131,758
-18.2%
40,1700.0%0.00%–
DARE  DARE BIOSCIENCE INC$74,496
-49.3%
161,3160.0%0.00%–
LTRN  LANTERN PHARMA INC$42,942
-39.5%
12,5930.0%0.00%–
LNSR  LENSAR INC$85,921
-27.3%
27,8060.0%0.00%–
CTSO  CYTOSORBENTS CORP$141,028
-47.6%
75,0150.0%0.00%–
 LIGHTBRIDGE CORP$79,186
-22.9%
17,6360.0%0.00%–
 CYNGN INC$15,357
-62.5%
31,9940.0%0.00%–
CYTH  CYCLO THERAPEUTICS INC$23,562
-10.7%
16,5930.0%0.00%–
CYCC  CYCLACEL PHARMACEUTICALS INC$5,305
-39.8%
14,9570.0%0.00%–
LNKB  LINKBANCORP INC$146,426
+14.2%
21,3760.0%0.00%–
LGVN  LONGEVERON INC$24,858
-30.8%
10,6230.0%0.00%–
CPIX  CUMBERLAND PHARMACEUTICALS I$37,467
+28.6%
19,8240.0%0.00%–
 MEI PHARMA INC$73,956
+6.5%
10,5500.0%0.00%–
CRWS  CROWN CRAFTS INC$63,081
-6.0%
13,3930.0%0.00%–
CXDO  CREXENDO INC$35,324
+19.9%
16,7410.0%0.00%–
 MSP RECOVERY INC$10,121
-34.5%
47,1160.0%0.00%–
 COSMOS HEALTH INC$32,270
-47.5%
20,5540.0%0.00%–
CRVS  CORVUS PHARMACEUTICALS INC$94,925
-36.2%
65,0170.0%0.00%–
CRTX  QUINCE THERAPEUTICS INC$49,121
-25.6%
43,8580.0%0.00%–
MNTX  MANITEX INTL INC$112,080
-14.2%
24,0000.0%0.00%–
MRIN  MARIN SOFTWARE INC$10,792
-28.0%
25,3940.0%0.00%–
 MARKER THERAPEUTICS INC$49,400
+46.5%
10,8810.0%0.00%–
 CONTEXT THERAPEUTICS INC$56,201
-5.6%
37,2190.0%0.00%–
 GREENWAVE TECHNOLOGY SOLUTIO$12,330
-10.7%
18,1350.0%0.00%–
MTNB  MATINAS BIOPHARMA HLDGS INC$47,097
-63.9%
362,2830.0%0.00%–
LODE  COMSTOCK INC$53,830
-43.8%
131,3250.0%0.00%–
MKTY  SOLUNA HOLDINGS INC$4,071
+2.8%
19,4240.0%0.00%–
 MICROBOT MED INC$18,690
-48.9%
13,4460.0%0.00%–
MLSS  MILESTONE SCIENTIFIC INC$87,578
+5.7%
95,1930.0%0.00%–
MIND  MIND TECHNOLOGY INC$13,503
-16.6%
26,5290.0%0.00%–
MIRO  MIROMATRIX MED INC$31,046
-25.1%
23,6990.0%0.00%–
 MODIV INDUSTRIAL INC$186,811
+11.3%
11,1930.0%0.00%–
MBRX  MOLECULIN BIOTECH INC$22,912
-26.1%
53,5960.0%0.00%–
ECON  COLUMBIA ETF TR II$891,985
-3.0%
44,5000.0%0.00%–
 COGNITION THERAPEUTICS INC$44,240
-21.3%
30,7220.0%0.00%–
JVA  COFFEE HLDG CO INC$12,463
-37.4%
14,3240.0%0.00%–
 MOVELLA HOLDINGS INC$26,156
-74.8%
48,7720.0%0.00%–
DNAY  TELESIS BIO INC$16,574
-34.2%
15,9370.0%0.00%–
CODA  CODA OCTOPUS GROUP INC$66,898
-24.5%
10,7900.0%0.00%–
 COCRYSTAL PHARMA INC$22,828
-21.8%
12,2070.0%0.00%–
GRIL  SADOT GROUP INC$46,147
-41.3%
66,0180.0%0.00%–
 MYMD PHARMACEUTICALS INC$35,429
-60.5%
59,8460.0%0.00%–
NNBR  NN INC$156,787
-22.2%
84,2940.0%0.00%–
NRXP  NRX PHARMACEUTICALS INC$19,499
-46.2%
74,9960.0%0.00%–
 NANOVIRICIDES INC$24,782
+16.5%
18,4940.0%0.00%–
CLRO  CLEARONE INC$10,823
-8.2%
14,2480.0%0.00%–
NHTC  NATURAL HEALTH TRENDS CORP$84,297
-4.2%
15,9050.0%0.00%–
NAVB  NAVIDEA BIOPHARMACEUTICALS I$3,535
-2.5%
39,4140.0%0.00%–
 NEAR INTELLIGENCE INC$3,269
-82.5%
13,3470.0%0.00%–
NMRD  NEMAURA MED INC$8,422
-65.9%
26,7370.0%0.00%–
NEON  NEONODE INC$27,357
-80.2%
17,0980.0%0.00%–
 CLEAN ENERGY TECHNOLOGIES IN$20,718
+6.9%
11,0790.0%0.00%–
NTIP  NETWORK-1 TECHNOLOGIES INC$64,221
+1.3%
27,4450.0%0.00%–
NURO  NEUROMETRIX INC$7,923
-26.5%
11,0590.0%0.00%–
NMTC  NEUROONE MED TECHNOLOGIES CO$17,748
-25.8%
19,9330.0%0.00%–
NEXI  NEXIMMUNE INC$2,659
-25.5%
12,6680.0%0.00%–
NICK  NICHOLAS FINL INC BC$73,021
-4.4%
15,2760.0%0.00%–
 CINEVERSE CORP$15,288
-38.6%
13,0680.0%0.00%–
CDTX  CIDARA THERAPEUTICS INC$120,569
-16.6%
127,9650.0%0.00%–
 NUBURU INC$4,751
-48.5%
13,6510.0%0.00%–
NEA  NUVEEN AMT FREE QLTY MUN INCundefind$341,859
-11.4%
35,3160.0%0.00%–
CSSE  CHICKEN SOUP FOR THE SOUL EN$5,238
-70.9%
15,1850.0%0.00%–
OPTT  OCEAN PWR TECHNOLOGIES INC$41,112
-35.0%
105,4160.0%0.00%–
OMEX  ODYSSEY MARINE EXPL INC$93,137
+3.9%
24,9030.0%0.00%–
CTHR  CHARLES & COLVARD LTD$27,615
-40.1%
48,2610.0%0.00%–
ONTX  ONCONOVA THERAPEUTICS INC$21,899
-39.7%
30,7830.0%0.00%–
ONCT  ONCTERNAL THERAPEUTICS INC$25,412
-13.0%
84,7060.0%0.00%–
OSS  ONE STOP SYS INC$51,597
-35.5%
27,8900.0%0.00%–
 CISO GLOBAL INC$10,726
-21.3%
76,6120.0%0.00%–
ORGS  ORGENESIS INC$25,561
-55.4%
41,2270.0%0.00%–
ONVO  ORGANOVO HLDGS INC$18,340
-26.0%
14,6720.0%0.00%–
OESX  ORION ENERGY SYS INC$70,437
-22.7%
55,9030.0%0.00%–
 CELULARITY INC$30,705
-58.3%
138,2480.0%0.00%–
CVM  CEL-SCI CORP$97,794
-48.1%
78,2350.0%0.00%–
PTLC  PACER FDS TR$439,280
-3.2%
10,9930.0%0.00%–
CBIO  CATALYST BIOSCIENCES INC$41,677
+37.2%
86,4120.0%0.00%–
 CASTELLUM INC$10,595
-54.0%
46,0250.0%0.00%–
CASA  CASA SYS INC$51,969
-30.5%
61,3200.0%0.00%–
 PERASO INC$2,639
-62.1%
14,0770.0%0.00%–
 CAPSTONE GREEN ENERGY CORP$19,544
-40.9%
27,5660.0%0.00%–
PIRS  PIERIS PHARMACEUTICALS INC$41,067
+80.1%
137,8090.0%0.00%–
 PINEAPPLE ENERGY INC$8,576
-38.0%
10,0890.0%0.00%–
 CANDEL THERAPEUTICS INC$18,048
-27.0%
19,6170.0%0.00%–
DTIL  PRECISION BIOSCIENCES INC$53,563
-35.1%
156,9380.0%0.00%–
SQFT  PRESIDIO PPTY TR INC$12,485
-11.8%
15,6850.0%0.00%–
PCSA  PROCESSA PHARMACEUTICALS INC$3,853
-49.7%
15,4010.0%0.00%–
 BIORA THERAPEUTICS INC$24,534
-43.6%
11,3060.0%0.00%–
TARA  PROTARA THERAPEUTICS INC$34,380
-30.1%
20,5870.0%0.00%–
CPSH  CPS TECHNOLOGIES CORP$52,773
-0.7%
18,9830.0%0.00%–
CVU  CPI AEROSTRUCTURES INC$45,828
-14.1%
13,7210.0%0.00%–
QUBT  QUANTUM COMPUTING INC$52,425
-8.5%
48,5420.0%0.00%–
QD  QUDIAN INC$21,934
+6.0%
10,3460.0%0.00%–
QMCO  QUANTUM CORP$123,853
-43.5%
203,0380.0%0.00%–
CBFV  CB FINL SVCS INC$217,552
+3.4%
10,1660.0%0.00%–
 RANI THERAPEUTICS HLDGS INC$42,241
-47.2%
19,4210.0%0.00%–
BFI  BURGERFI INTERNATIONAL INC$26,863
-26.1%
23,1580.0%0.00%–
BTG  B2GOLD CORP$257,210
-19.0%
89,0000.0%0.00%–
BSQR  BSQUARE CORP$35,240
-10.0%
30,1200.0%0.00%–
 THE REAL GOOD FOOD COMPANY I$41,255
-3.5%
12,3150.0%0.00%–
RCAT  RED CAT HLDGS INC$52,044
-18.6%
53,7090.0%0.00%–
RGS  REGIS CORP MINN$50,442
-36.7%
71,7530.0%0.00%–
 REGULUS THERAPEUTICS INC$24,630
-6.8%
17,9780.0%0.00%–
BYFC  BROADWAY FINL CORP DEL$62,724
+1.0%
64,0110.0%0.00%–
 REMARK HLDGS INC$8,007
-49.1%
16,0600.0%0.00%–
 BRILLIANT EARTH GROUP INC$57,445
-24.0%
19,4730.0%0.00%–
REFR  RESEARCH FRONTIERS INC$61,860
-32.5%
57,2780.0%0.00%–
RSSS  RESEARCH SOLUTIONS INC$80,238
+22.5%
32,0950.0%0.00%–
BLIN  BRIDGELINE DIGITAL INC$9,597
-29.6%
11,5510.0%0.00%–
BCLI  BRAINSTORM CELL THERAPEUTICS$10,963
-90.3%
54,7880.0%0.00%–
 BOXLIGHT CORP$25,493
-14.0%
13,3470.0%0.00%–
BOLT  BOLT BIOTHERAPEUTICS INC$32,429
-18.8%
31,1820.0%0.00%–
 SAB BIOTHERAPEUTICS INC$28,020
-24.1%
44,4760.0%0.00%–
SBFG  SB FINL GROUP INC$164,673
+7.0%
12,1980.0%0.00%–
 SAFE & GREEN HOLDINGS CORP$10,452
-36.8%
17,4200.0%0.00%–
 BLACKSTONE SECD LENDING FD$265,9670.0%9,7210.0%0.00%–
HYMB  SPDR SER TRundefind$313,185
-4.8%
13,1480.0%0.00%–
KRE  SPDR SER TR$317,034
+2.3%
7,5900.0%0.00%–
SANW  S&W SEED CO$36,458
-8.2%
32,5520.0%0.00%–
MIY  BLACKROCK MUNIYIELD MICH QUundefind$144,958
-10.1%
14,5980.0%0.00%–
SFE  SAFEGUARD SCIENTIFICS INC$32,005
-39.4%
32,0050.0%0.00%–
MUC  BLACKROCK MUNIHLDNGS CALI QLundefind$124,280
-11.9%
13,0000.0%0.00%–
SALM  SALEM MEDIA GROUP INC$11,037
-38.4%
18,7060.0%0.00%–
SAND  SANDSTORM GOLD LTD$56,172
-9.0%
12,0540.0%0.00%–
SCHK  SCHWAB STRATEGIC TR$255,854
-3.5%
6,1950.0%0.00%–
 SCIENCE 37 HOLDINGS INC$41,137
+88.2%
102,8420.0%0.00%–
BSGM  BIOSIG TECHNOLOGIES INC$54,244
-60.9%
110,8590.0%0.00%–
BMRA  BIOMERICA INC$17,915
-36.7%
20,8260.0%0.00%–
BCDA  BIOCARDIA INC$8,265
-83.9%
19,2260.0%0.00%–
BKYI  BIO-KEY INTL INC$5,792
-28.2%
10,7270.0%0.00%–
BPTH  BIO-PATH HLDGS INC$6,553
-79.2%
17,7110.0%0.00%–
SLS  SELLAS LIFE SCIENCES GROUP I$64,550
+4.5%
39,3600.0%0.00%–
 GENEDX HOLDINGS CORP$119,145
-38.9%
32,7320.0%0.00%–
 SENTI BIOSCIENCES INC$15,218
-34.1%
36,8480.0%0.00%–
SNSE  SENSEI BIOTHERAPEUTICS INC$20,839
-29.8%
26,0490.0%0.00%–
 SERA PROGNOSTICS INC$50,575
-43.6%
27,1910.0%0.00%–
 BETTER THERAPEUTICS INC$6,113
-66.1%
16,7030.0%0.00%–
BTTR  BETTER CHOICE CO INC$4,284
-40.9%
34,5450.0%0.00%–
 SHIFT TECHNOLOGIES INC$31,042
-26.3%
19,4010.0%0.00%–
 SIDUS SPACE INC$4,655
-21.0%
32,5520.0%0.00%–
 SIENTRA INC$40,964
-5.1%
14,7350.0%0.00%–
SIF  SIFCO INDS INC$43,501
+49.2%
11,8530.0%0.00%–
OMIC  SINGULAR GENOMICS SYSTEMS IN$30,618
-54.1%
80,3630.0%0.00%–
BBGI  BEASLEY BROADCAST GROUP INC$19,979
-14.6%
22,9300.0%0.00%–
BODY  THE BEACHBODY COMPANY INC$66,818
-29.5%
226,5000.0%0.00%–
SDC  SMILEDIRECTCLUB INC$86,196
-21.7%
207,7020.0%0.00%–
 SOBR SAFE INC$20,336
-35.3%
18,4870.0%0.00%–
BNED  BARNES & NOBLE ED INC$78,149
-13.5%
71,6960.0%0.00%–
 SOLID BIOSCIENCES INC$28,814
-51.9%
11,4340.0%0.00%–
 SONENDO INC$49,331
-45.2%
66,1450.0%0.00%–
SOTK  SONO TEK CORP$59,712
-3.4%
11,4390.0%0.00%–
 BARFRESH FOOD GROUP INC$19,969
+27.3%
10,4550.0%0.00%–
SOHO  SOTHERLY HOTELS INC$50,329
-10.6%
29,7810.0%0.00%–
SBEV  SPLASH BEVERAGE GROUP INC$29,355
-47.3%
49,7540.0%0.00%–
STRR  STAR EQUITY HOLDINGS INC$16,205
-6.7%
16,5360.0%0.00%–
SCX  STARRETT L S CO$139,503
+2.9%
12,9770.0%0.00%–
SRT  STARTEK INC$49,332
+11.3%
15,1790.0%0.00%–
BGSF  BGSF INC$171,251
+0.8%
17,8200.0%0.00%–
 STRAN & COMPANY INC$17,344
-17.1%
13,8610.0%0.00%–
GTBP  GT BIOPHARMA INC$7,799
-22.7%
32,3470.0%0.00%–
GANX  GAIN THERAPEUTICS INC$43,549
-26.8%
13,2770.0%0.00%–
GALT  GALECTIN THERAPEUTICS INC$195,771
+33.3%
101,9640.0%0.00%–
GLTO  GALECTO INC$14,786
-71.4%
20,5510.0%0.00%–
GRTX  GALERA THERAPEUTICS INC$12,087
-94.4%
69,0290.0%0.00%–
FGBI  FIRST GTY BANCSHARES INC$122,793
-2.2%
11,1630.0%0.00%–
GNPX  GENPREX INC$32,327
-58.4%
81,8610.0%0.00%–
GOVX  GEOVAX LABS INC$17,586
-6.5%
34,2140.0%0.00%–
 GETAROUND INC$16,169
-0.3%
46,3290.0%0.00%–
FPAY  FLEXSHOPPER INC$24,685
-18.4%
23,6220.0%0.00%–
 FOXO TECHNOLOGIES INC$1,953
-65.9%
18,4930.0%0.00%–
FKWL  FRANKLIN WIRELESS CORP$47,616
-14.2%
14,8800.0%0.00%–
 FREELINE THERAPEUTICS HLDGS$67,334
+66.7%
15,6590.0%0.00%–
FREQ  FREQUENCY THERAPEUTICS INC$22,190
+6.9%
59,9720.0%0.00%–
FTEK  FUEL TECH INC$47,089
-10.9%
39,9060.0%0.00%–
GVP  GSE SYS INC$7,019
-43.9%
34,7320.0%0.00%–
GSIT  GSI TECHNOLOGY INC$85,677
-51.0%
31,6150.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC42Q3 20236.1%
MICROSOFT CORP COM42Q3 20235.2%
AMAZON COM INC42Q3 20233.5%
EXXON MOBIL CORP COM42Q3 20232.3%
JOHNSON & JOHNSON COM42Q3 20231.4%
JPMORGAN CHASE & CO COM42Q3 20231.4%
META PLATFORMS INC42Q3 20231.6%
BERKSHIRE HATHAWAY INC DEL42Q3 20231.2%
PROCTER & GAMBLE CO42Q3 20231.2%
CHEVRON CORP NEW COM42Q3 20231.4%

View NORTHERN TRUST CORP's complete holdings history.

Latest significant ownerships (13-D/G)
NORTHERN TRUST CORP Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
SIMMONS FIRST NATIONAL CORPFebruary 13, 20235,716,9834.5%
Kontoor Brands, Inc.April 09, 2021941,5451.6%
ILLINOIS TOOL WORKS INCFebruary 12, 202115,562,3574.9%
NORTHERN TRUST CORPFebruary 12, 20219,638,8844.6%
CARNIVAL CORPOctober 10, 201725,244,8714.7%
Gogo Inc.February 13, 2017692,9790.8%
CENTERPOINT ENERGY INCDecember 08, 201620,448,3814.8%
Global Ship Lease, Inc.June 15, 20163200.0%
PRINCIPAL FINANCIAL GROUP INCFebruary 17, 200912,079,1594.7%
FANSTEEL INCMarch 11, 20082,1010.1%

View NORTHERN TRUST CORP's complete significant-ownership history.

Latest filings
TypeFiled
42024-05-03
42024-05-02
1442024-05-01
42024-04-25
10-Q2024-04-23
8-K2024-04-19
42024-04-18
42024-04-18
42024-04-18
42024-04-18

View NORTHERN TRUST CORP's complete filings history.

All filings

View complete filings history.

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