$312 Billion is the total value of NORTHERN TRUST CORP's 12591 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SANDISK CORPconv deb | $790,152,000 | +11.4% | 11,450,000 | 0.0% | 0.25% | +1.2% | ||
| ENERSYSconv deb | $597,455,000 | +14.0% | 7,210,000 | 0.0% | 0.19% | +3.8% | ||
| D R HORTON INCconv deb | $319,152,000 | 0.0% | 6,550,000 | 0.0% | 0.10% | -8.9% | ||
| CACI INTL INCconv deb | $17,412,000 | +5.0% | 13,000,000 | 0.0% | 0.01% | 0.0% | ||
| OEF | ISHARES | $15,404,000 | +10.0% | 187,061 | 0.0% | 0.01% | 0.0% | |
| LAM RESEARCH CORPconv deb | $14,778,000 | +1.1% | 12,150,000 | 0.0% | 0.01% | 0.0% | ||
| REGIS CORP MINNconv deb | $14,069,000 | -2.5% | 13,110,000 | 0.0% | 0.01% | 0.0% | ||
| NEWMONT MINING CORPconv deb | $11,067,000 | -7.5% | 10,850,000 | 0.0% | 0.00% | 0.0% | ||
| UISPRA | UNISYS CORPconv pfd | $11,674,000 | +28.9% | 130,746 | 0.0% | 0.00% | +33.3% | |
| HOLOGIC INCconv deb | $9,834,000 | +1.6% | 9,630,000 | 0.0% | 0.00% | 0.0% | ||
| VOLCANO CORPORATIONconv deb | $8,130,000 | -5.1% | 8,285,000 | 0.0% | 0.00% | 0.0% | ||
| COMTECH TELECOMMUNICATIONS Cconv deb | $8,805,000 | +3.3% | 8,375,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL CABLE CORP DEL NEWconv deb | $6,951,000 | -5.3% | 6,500,000 | 0.0% | 0.00% | -33.3% | ||
| INTEL CORPconv deb | $6,933,000 | +3.5% | 6,190,000 | 0.0% | 0.00% | 0.0% | ||
| PEABODY ENERGY CORPconv deb | $7,669,000 | -1.5% | 9,700,000 | 0.0% | 0.00% | -33.3% | ||
| SPMD | SPDR SERIES TRUST | $3,468,000 | -1.0% | 42,015 | 0.0% | 0.00% | 0.0% | |
| ALRPRB | ALERE INCconv pfd | $2,154,000 | +10.1% | 7,523 | 0.0% | 0.00% | 0.0% | |
| XPL | SOLITARIO EXPL & RTY CORP | $22,000 | 0.0% | 24,890 | 0.0% | 0.00% | – | |
| FPPPW | FIELDPOINT PETROLEUM CORPwt | $7,000 | -22.2% | 11,402 | 0.0% | 0.00% | – | |
| SOHO | SOTHERLY HOTELS INC | $100,000 | +25.0% | 16,831 | 0.0% | 0.00% | – | |
| FPPP | FIELDPOINT PETROLEUM CORP | $68,000 | -9.3% | 16,593 | 0.0% | 0.00% | – | |
| SONA | SOUTHERN NATL BANCORP OF VA | $104,000 | +4.0% | 10,370 | 0.0% | 0.00% | – | |
| BONE | BACTERIN INTL HLDGS INC | $20,000 | -23.1% | 39,278 | 0.0% | 0.00% | – | |
| EXA | EXA CORP | $193,000 | -14.6% | 14,589 | 0.0% | 0.00% | – | |
| ESP | ESPEY MFG & ELECTRS CORP | $370,000 | +14.6% | 11,324 | 0.0% | 0.00% | – | |
| WAVX | WAVE SYSTEMS CORP | $38,000 | -30.9% | 42,048 | 0.0% | 0.00% | – | |
| BGMD | BG MEDICINE INC | $18,000 | +12.5% | 17,638 | 0.0% | 0.00% | – | |
| FORD | FORWARD INDS INC N Y | $28,000 | -20.0% | 18,486 | 0.0% | 0.00% | – | |
| FESLQ | FORBES ENERGY SVCS LTD | $48,000 | -29.4% | 14,748 | 0.0% | 0.00% | – | |
| BAXSQ | BAXANO SURGICAL INC | $38,000 | -26.9% | 37,493 | 0.0% | 0.00% | – | |
| SVBL | SILVER BULL RES INC | $21,000 | 0.0% | 59,423 | 0.0% | 0.00% | – | |
| WGA | WELLS GARDNER ELECTRS CORP | $30,000 | +3.4% | 17,025 | 0.0% | 0.00% | – | |
| EOD | WELLS FARGO ADV GLB DIV OPP | $292,000 | +0.3% | 40,253 | 0.0% | 0.00% | – | |
| JJGTF | BARCLAYS BANK PLC | $332,000 | -5.9% | 7,700 | 0.0% | 0.00% | – | |
| ENMD | ENTREMED INC | $30,000 | -6.2% | 17,770 | 0.0% | 0.00% | – | |
| SUMR | SUMMER INFANT INC | $51,000 | -34.6% | 28,079 | 0.0% | 0.00% | – | |
| CEW | WISDOMTREE TRundefind | $66,000 | 0.0% | 326,737 | 0.0% | 0.00% | – | |
| EMMS | EMMIS COMMUNICATIONS CORP | $123,000 | 0.0% | 45,763 | 0.0% | 0.00% | – | |
| DHS | WISDOMTREE TR | $310,000 | +6.2% | 5,622 | 0.0% | 0.00% | – | |
| ETAK | ELEPHANT TALK COMM CORP | $157,000 | +82.6% | 127,663 | 0.0% | 0.00% | – | |
| SGC | SUPERIOR UNIFORM GP INC | $222,000 | +24.0% | 14,389 | 0.0% | 0.00% | – | |
| SYMX | SYNTHESIS ENERGY SYS INC | $31,000 | -20.5% | 52,773 | 0.0% | 0.00% | – | |
| DMF | DREYFUS MUN INCOME INCundefind | $1,000 | 0.0% | 14,800 | 0.0% | 0.00% | – | |
| LEO | DREYFUS STRATEGIC MUNS INCundefind | $1,000 | 0.0% | 12,406 | 0.0% | 0.00% | – | |
| WMGIZ | WRIGHT MED GROUP INC | $6,000 | 0.0% | 19,125 | 0.0% | 0.00% | – | |
| OPTT | OCEAN PWR TECHNOLOGIES INC | $22,000 | +15.8% | 11,259 | 0.0% | 0.00% | – | |
| DSS | DOCUMENT SEC SYS INC | $59,000 | +84.4% | 28,420 | 0.0% | 0.00% | – | |
| TGC | TENGASCO INC | $17,000 | -5.6% | 41,972 | 0.0% | 0.00% | – | |
| DARA | DARA BIOSCIENCES INC | $18,000 | +5.9% | 34,210 | 0.0% | 0.00% | – | |
| ASTI | ASCENT SOLAR TECHNOLOGIES IN | $43,000 | -20.4% | 61,791 | 0.0% | 0.00% | – | |
| ZNOG | ZION OIL & GAS INC | $71,000 | -16.5% | 49,948 | 0.0% | 0.00% | – | |
| SRV | CUSHING MLP TOTAL RETURN FD | $100,000 | 0.0% | 12,500 | 0.0% | 0.00% | – | |
| NIM | NUVEEN SELECT MAT MUN FDundefind | $2,000 | 0.0% | 24,100 | 0.0% | 0.00% | – | |
| KOOL | THERMOGENESIS CORP | $23,000 | -4.2% | 22,549 | 0.0% | 0.00% | – | |
| NAUH | NATIONAL AMERN UNIV HLDGS IN | $49,000 | +2.1% | 14,093 | 0.0% | 0.00% | – | |
| TLR | TIMBERLINE RES CORP | $10,000 | -16.7% | 59,931 | 0.0% | 0.00% | – | |
| NLST | NETLIST INC | $42,000 | -10.6% | 55,835 | 0.0% | 0.00% | – | |
| COVR | COVER-ALL TECHNOLOGIES INC | $21,000 | +10.5% | 14,898 | 0.0% | 0.00% | – | |
| NMA | NUVEEN MUN ADVANTAGE FD INCundefind | $2,000 | 0.0% | 17,970 | 0.0% | 0.00% | – | |
| COSIQ | COSI INC | $51,000 | -27.1% | 30,223 | 0.0% | 0.00% | – | |
| GF | NEW GERMANY FD INC | $217,000 | -3.1% | 10,900 | 0.0% | 0.00% | – | |
| LODE | COMSTOCK MNG INC | $123,000 | -3.1% | 70,312 | 0.0% | 0.00% | – | |
| RNP | COHEN & STEERS REIT & PFD IN | $881,000 | +1.3% | 56,089 | 0.0% | 0.00% | – | |
| BEP | BROOKFIELD RENEWABLE ENRGY P | $642,000 | -2.0% | 24,551 | 0.0% | 0.00% | – | |
| NTN | NTN BUZZTIME INC | $21,000 | +75.0% | 34,487 | 0.0% | 0.00% | – | |
| CBLI | CLEVELAND BIOLABS INC | $85,000 | -24.8% | 72,158 | 0.0% | 0.00% | – | |
| CDTI | CLEAN DIESEL TECHNOLOGIES IN | $21,000 | +5.0% | 14,407 | 0.0% | 0.00% | – | |
| CGW | CLAYMORE EXCHANGE TRD FD TR | $531,000 | +7.7% | 19,200 | 0.0% | 0.00% | – | |
| USAT | USA TECHNOLOGIES INC | $94,000 | +11.9% | 51,892 | 0.0% | 0.00% | – | |
| NRK | NUVEEN NY AMT-FREE MUN INCOMundefind | $2,000 | 0.0% | 17,331 | 0.0% | 0.00% | – | |
| HTM | U S GEOTHERMAL INC | $32,000 | -15.8% | 83,893 | 0.0% | 0.00% | – | |
| COOL | MAJESCO ENTERTAINMENT CO | $48,000 | +9.1% | 81,039 | 0.0% | 0.00% | – | |
| MPET | MAGELLAN PETE CORP | $124,000 | +0.8% | 119,805 | 0.0% | 0.00% | – | |
| NAD | NUVEEN DIVID ADVANTAGE MUN Fundefind | $3,000 | -25.0% | 27,175 | 0.0% | 0.00% | – | |
| MELA | MELA SCIENCES INC | $48,000 | -11.1% | 73,826 | 0.0% | 0.00% | – | |
| LUNA | LUNA INNOVATIONS | $18,000 | +5.9% | 12,788 | 0.0% | 0.00% | – | |
| LEI | LUCAS ENERGY INC | $41,000 | -22.6% | 42,507 | 0.0% | 0.00% | – | |
| LOCMQ | LOCAL CORP | $70,000 | -18.6% | 44,306 | 0.0% | 0.00% | – | |
| CERE | CERES INC | $25,000 | -7.4% | 18,150 | 0.0% | 0.00% | – | |
| PTN | PALATIN TECHNOLOGIES INC | $35,000 | +6.1% | 46,730 | 0.0% | 0.00% | – | |
| NZF | NUVEEN DIV ADV MUNI FD 3undefind | $3,000 | 0.0% | 28,230 | 0.0% | 0.00% | – | |
| CEF | CENTRAL FD CDA LTD | $133,000 | -9.5% | 10,000 | 0.0% | 0.00% | – | |
| LTBR | LIGHTBRIDGE CORP | $18,000 | -18.2% | 12,408 | 0.0% | 0.00% | – | |
| LACO | LAKES ENTMNT INC | $101,000 | -3.8% | 25,557 | 0.0% | 0.00% | – | |
| ADGE | AMERICAN DG ENERGY INC | $28,000 | +7.7% | 16,453 | 0.0% | 0.00% | – | |
| GNSS | LRAD CORP | $89,000 | +29.0% | 47,797 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $55,000 | +41.0% | 28,129 | 0.0% | 0.00% | – | |
| APF | MORGAN STANLEY ASIA PAC FD I | $391,000 | -1.0% | 23,600 | 0.0% | 0.00% | – | |
| LGLPW | LGL GROUP INCwt | $1,000 | 0.0% | 18,330 | 0.0% | 0.00% | – | |
| UNTKQ | UNITEK GLOBAL SVCS INC | $31,000 | +47.6% | 18,295 | 0.0% | 0.00% | – | |
| PCK | PIMCO CALIF MUN INCOME FD IIundefind | $2,000 | 0.0% | 18,000 | 0.0% | 0.00% | – | |
| PHK | PIMCO HIGH INCOME FDundefind | $2,000 | 0.0% | 16,550 | 0.0% | 0.00% | – | |
| PZC | PIMCO CALIF MUN INCOME FD IIundefind | $2,000 | 0.0% | 18,200 | 0.0% | 0.00% | – | |
| PDI | PIMCO DYNAMIC INCOME FDundefind | $3,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | |
| PZZI | PIZZA INN HOLDINGS INC | $90,000 | +3.4% | 11,167 | 0.0% | 0.00% | – | |
| UPI | UROPLASTY INC | $82,000 | -17.2% | 29,903 | 0.0% | 0.00% | – | |
| JOEZ | JOES JEANS INC | $104,000 | +3.0% | 94,316 | 0.0% | 0.00% | – | |
| CRDC | CARDICA INC | $41,000 | -25.5% | 41,937 | 0.0% | 0.00% | – | |
| ACG | ALLIANCEBERNSTEIN INCOME FUNundefind | $1,000 | 0.0% | 19,506 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $24,000 | -22.6% | 47,026 | 0.0% | 0.00% | – | |
| PSTR | POSTROCK ENERGY CORP | $14,000 | -6.7% | 11,757 | 0.0% | 0.00% | – | |
| IHI | ISHARES | $298,000 | +9.6% | 3,215 | 0.0% | 0.00% | – | |
| PIO | POWERSHARES GLOBAL ETF TRUST | $383,000 | +9.4% | 16,570 | 0.0% | 0.00% | – | |
| ABCD | CAMBIUM LEARNING GRP INC | $22,000 | +10.0% | 13,226 | 0.0% | 0.00% | – | |
| PRXI | PREMIER EXIBITIONS INC | $83,000 | -23.9% | 71,500 | 0.0% | 0.00% | – | |
| PRSS | CAFEPRESS INC | $99,000 | +4.2% | 15,640 | 0.0% | 0.00% | – | |
| EIS | ISHARES | $288,000 | +4.3% | 5,948 | 0.0% | 0.00% | – | |
| RLOGQ | RAND LOGISTICS INC | $112,000 | +17.9% | 19,494 | 0.0% | 0.00% | – | |
| IDN | INTELLICHECK MOBILISA INC | $8,000 | -11.1% | 15,677 | 0.0% | 0.00% | – | |
| IFON | INFOSONICS CORP | $32,000 | +220.0% | 21,133 | 0.0% | 0.00% | – | |
| III | INFORMATION SERVICES GROUP I | $236,000 | +2.2% | 55,800 | 0.0% | 0.00% | – | |
| TAT | TRANSATLANTIC PETROLEUM LTD | $91,000 | +1.1% | 107,724 | 0.0% | 0.00% | – | |
| FRBK | REPUBLIC FIRST BANCORP INC | $73,000 | -7.6% | 24,556 | 0.0% | 0.00% | – | |
| INVE | IDENTIVE GROUP INC | $56,000 | -21.1% | 98,348 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $9,000 | -25.0% | 28,009 | 0.0% | 0.00% | – | |
| VRML | VERMILLION INC | $84,000 | -7.7% | 35,711 | 0.0% | 0.00% | – | |
| RNN | REXAHN PHARMACEUTICALS INC | $47,000 | +11.9% | 92,575 | 0.0% | 0.00% | – | |
| HDSN | HUDSON TECHNOLOGIES INC | $112,000 | +83.6% | 30,245 | 0.0% | 0.00% | – | |
| HUSA | HOUSTON AMERN ENERGY CORP | $7,000 | -22.2% | 30,494 | 0.0% | 0.00% | – | |
| RPI | ROBERTS REALTY INVS | $21,000 | +5.0% | 23,445 | 0.0% | 0.00% | – | |
| MGN | MINES MGMT INC | $22,000 | +4.8% | 36,904 | 0.0% | 0.00% | – | |
| HH | HOOPER HOLMES INC | $80,000 | +12.7% | 150,646 | 0.0% | 0.00% | – | |
| RBPAA | ROYAL BANCSHARES PA INC | $27,000 | +3.8% | 19,469 | 0.0% | 0.00% | – | |
| VSCI | VISION-SCIENCES INC DEL | $20,000 | 0.0% | 19,912 | 0.0% | 0.00% | – | |
| TCHI | ROYAL BK OF SCOTLAND PLCpfd | $410,000 | +4.3% | 14,000 | 0.0% | 0.00% | – | |
| BLIN | BRIDGELINE DIGITAL INC | $14,000 | 0.0% | 12,774 | 0.0% | 0.00% | – | |
| API | ADVANCED PHOTONIX INC | $27,000 | +28.6% | 38,166 | 0.0% | 0.00% | – | |
| NUO | NUVEEN OHIO QUALITY INCOME Mundefind | $3,000 | 0.0% | 20,672 | 0.0% | 0.00% | – | |
| HEB | HEMISPHERX BIOPHARMA INC | $65,000 | +14.0% | 242,576 | 0.0% | 0.00% | – | |
| KBE | SPDR SERIES TRUST | $310,000 | +10.3% | 9,355 | 0.0% | 0.00% | – | |
| MSTX | MAST THERAPEUTICS INC | $40,000 | +5.3% | 86,723 | 0.0% | 0.00% | – | |
| MEET | MEETME INC | $76,000 | 0.0% | 41,746 | 0.0% | 0.00% | – | |
| GRHHQ | GREENHUNTER RES INC | $19,000 | +5.6% | 16,458 | 0.0% | 0.00% | – | |
| MNOV | MEDICINOVA INC | $29,000 | -17.1% | 13,713 | 0.0% | 0.00% | – | |
| SARA | SARATOGA RES INC TEX | $22,000 | -52.2% | 19,362 | 0.0% | 0.00% | – | |
| CKSW | CLICKSOFTWARE TECHNOLOGIES L | $627,000 | +23.2% | 83,550 | 0.0% | 0.00% | – | |
| GHI | GLOBAL HIGH INCOME FUND INCundefind | $1,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | |
| GIGA | GIGA TRONICS INC | $11,000 | -26.7% | 12,006 | 0.0% | 0.00% | – | |
| GEVO | GEVO INC | $53,000 | -25.4% | 37,050 | 0.0% | 0.00% | – | |
| BAF | BLACKROCK MUNI INCOME INV QLundefind | $1,000 | -50.0% | 12,200 | 0.0% | 0.00% | – | |
| GNVC | GENVEC INC | $57,000 | +78.1% | 24,873 | 0.0% | 0.00% | – | |
| BKN | BLACKROCK INVT QUALITY MUN Tundefind | $3,000 | 0.0% | 22,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 6.1% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 5.2% |
| AMAZON COM INC | 42 | Q3 2023 | 3.5% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 1.4% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.4% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.6% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.2% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW COM | 42 | Q3 2023 | 1.4% |
View NORTHERN TRUST CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SIMMONS FIRST NATIONAL CORP | February 13, 2023 | 5,716,983 | 4.5% |
| Kontoor Brands, Inc. | April 09, 2021 | 941,545 | 1.6% |
| ILLINOIS TOOL WORKS INC | February 12, 2021 | 15,562,357 | 4.9% |
| NORTHERN TRUST CORP | February 12, 2021 | 9,638,884 | 4.6% |
| CARNIVAL CORP | October 10, 2017 | 25,244,871 | 4.7% |
| Gogo Inc. | February 13, 2017 | 692,979 | 0.8% |
| CENTERPOINT ENERGY INC | December 08, 2016 | 20,448,381 | 4.8% |
| Global Ship Lease, Inc. | June 15, 2016 | 320 | 0.0% |
| PRINCIPAL FINANCIAL GROUP INC | February 17, 2009 | 12,079,159 | 4.7% |
| FANSTEEL INC | March 11, 2008 | 2,101 | 0.1% |
View NORTHERN TRUST CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-05-31 |
| 4 | 2024-05-31 |
| 8-K | 2024-05-29 |
| 4 | 2024-05-17 |
| 13F-HR | 2024-05-14 |
| 144 | 2024-05-14 |
| 4 | 2024-05-03 |
| 4 | 2024-05-02 |
| 144 | 2024-05-01 |
| 4 | 2024-04-25 |
View NORTHERN TRUST CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.