$312 Billion is the total value of WELLS FARGO & COMPANY/MN's 21244 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 34.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TESLA INCnote 1.500% 6/0 | $14,621,000 | +31.2% | 5,000,000 | 0.0% | 0.01% | +25.0% | ||
| WNRL | WESTERN REFNG LOGISTICS LPput | $7,897,000 | -2.1% | 844,600 | 0.0% | 0.00% | 0.0% | |
| CYAN | CYANOTECH CORP | $1,891,000 | -7.7% | 525,150 | 0.0% | 0.00% | 0.0% | |
| IGI LABORATORIES INCnote 3.750%12/1 | $4,298,000 | +7.6% | 4,000,000 | 0.0% | 0.00% | 0.0% | ||
| LINC | LINCOLN EDL SVCS CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| SCIU | GLOBAL X FDSscien beta us | $82,000 | +3.8% | 2,850 | 0.0% | 0.00% | – | |
| LQDT | LIQUIDITY SERVICES INC | $153,000 | -20.3% | 24,063 | 0.0% | 0.00% | – | |
| BRAQ | GLOBAL X FDSglb x braz con | $0 | – | 1 | 0.0% | 0.00% | – | |
| CHII | GLOBAL X FDSchina indl etf | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ASEA | GLOBAL X FDSgbl x ftse etf | $35,000 | +9.4% | 2,285 | 0.0% | 0.00% | – | |
| CHIX | GLOBAL X FDSchina finl etf | $2,000 | 0.0% | 109 | 0.0% | 0.00% | – | |
| LORL | LORAL SPACE & COMMUNICATNS I | $378,000 | +5.3% | 9,098 | 0.0% | 0.00% | – | |
| SOIL | GLOBAL X FDSglb x fertil | $8,000 | 0.0% | 850 | 0.0% | 0.00% | – | |
| GURU | GLOBAL X FDSglb x guru index | $551,000 | +4.4% | 20,501 | 0.0% | 0.00% | – | |
| MLPX | GLOBAL X FDSglb x mlp enrg i | $6,000 | 0.0% | 406 | 0.0% | 0.00% | – | |
| EMFM | GLOBAL X FDSglb x nxt emrg | $2,000 | 0.0% | 97 | 0.0% | 0.00% | – | |
| GSK | GLAXOSMITHKLINE PLCput | $373,000 | -51.6% | 786,000 | 0.0% | 0.00% | – | |
| MRVC | MRV COMMUNICATIONS INC | $1,000 | 0.0% | 120 | 0.0% | 0.00% | – | |
| MBVX | MABVAX THERAPEUTICS HLDGS IN | $0 | – | 3 | 0.0% | 0.00% | – | |
| GTNA | GRAY TELEVISION INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| GRPU | GRANITE REAL ESTATE INVT TRunit 99/99/9999 | $0 | – | 1 | 0.0% | 0.00% | – | |
| GIGM | GIGAMEDIA LTD | $47,000 | +2.2% | 15,000 | 0.0% | 0.00% | – | |
| LIBERTY INTERACTIVE LLCdeb 0.750% 3/3 | $1,409,000 | +2.7% | 884,000 | 0.0% | 0.00% | – | ||
| GOLDMAN SACHS GROUP INCmtnf 2/1 | $8,000 | +14.3% | 8,000 | 0.0% | 0.00% | – | ||
| GSCE | GOLDMAN SACHS GROUP INCsp enhcmd37etn | $15,000 | -11.8% | 759 | 0.0% | 0.00% | – | |
| QRTEB | LIBERTY INTERACTIVE CORP | $13,000 | +18.2% | 530 | 0.0% | 0.00% | – | |
| GSS | GOLDEN STAR RES LTD CDA | $8,000 | -27.3% | 13,000 | 0.0% | 0.00% | – | |
| GLBS | GLOBUS MARITIME LIMITED NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| LWAY | LIFEWAY FOODS INC | $67,000 | -14.1% | 7,198 | 0.0% | 0.00% | – | |
| SELF | GLOBAL SELF STORAGE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| LPTH | LIGHTPATH TECHNOLOGIES INCcl a new | $1,000 | 0.0% | 375 | 0.0% | 0.00% | – | |
| LITB | LIGHTINTHEBOX HLDG CO LTDsponsored adr | $7,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| CLI | MACK CALI RLTY CORPput | $5,000 | -91.5% | 70,000 | 0.0% | 0.00% | – | |
| GMOLQ | GENERAL MOLY INC | $0 | – | 500 | 0.0% | 0.00% | – | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $106,000 | +2.9% | 10,777 | 0.0% | 0.00% | – | |
| MLVF | MALVERN BANCORP INC | $13,000 | +8.3% | 550 | 0.0% | 0.00% | – | |
| GENC | GENCOR INDS INC | $200,000 | +8.7% | 12,325 | 0.0% | 0.00% | – | |
| EGAS | GAS NAT INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| GALT | GALECTIN THERAPEUTICS INC | $30,000 | +11.1% | 11,882 | 0.0% | 0.00% | – | |
| GFASY | GAFISA S Aunsponsored adr | $6,000 | -68.4% | 977 | 0.0% | 0.00% | – | |
| WVE | WAVE LIFE SCIENCES LTD | $124,000 | -32.2% | 6,651 | 0.0% | 0.00% | – | |
| GSIT | GSI TECHNOLOGY | $28,000 | -6.7% | 3,500 | 0.0% | 0.00% | – | |
| MXPT | MAXPOINT INTERACTIVE INC | $2,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| GVP | GSE SYS INC | $10,000 | -9.1% | 3,320 | 0.0% | 0.00% | – | |
| MNOV | MEDICINOVA INC | $105,000 | -12.5% | 19,951 | 0.0% | 0.00% | – | |
| FTEK | FUEL TECH INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FTR | FRONTIER COMMUNICATIONS CORPput | $519,000 | +36.6% | 193,000 | 0.0% | 0.00% | – | |
| MERITOR INCnote 7.875% 3/0 | $10,000 | -9.1% | 6,000 | 0.0% | 0.00% | – | ||
| MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $4,000 | -20.0% | 7,000 | 0.0% | 0.00% | – | ||
| FRD | FRIEDMAN INDS INC | $98,000 | -11.7% | 17,245 | 0.0% | 0.00% | – | |
| FEIM | FREQUENCY ELECTRS INC | $37,000 | -11.9% | 3,850 | 0.0% | 0.00% | – | |
| MVIS | MICROVISION INC DEL | $1,000 | 0.0% | 345 | 0.0% | 0.00% | – | |
| FSM | FORTUNA SILVER MINES INC | $4,000 | 0.0% | 783 | 0.0% | 0.00% | – | |
| FBIO | FORTRESS BIOTECH INC | $122,000 | +28.4% | 25,728 | 0.0% | 0.00% | – | |
| MICR | MICRON SOLUTIONS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FORTY | FORMULA SYS 1985 LTDsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| FOREST CITY ENTERPRISES INCnote 4.250% 8/1 | $667,000 | +4.9% | 563,000 | 0.0% | 0.00% | – | ||
| NERV | MINERVA NEUROSCIENCES INC | $139,000 | +9.4% | 15,717 | 0.0% | 0.00% | – | |
| MIND | MITCHAM INDS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MITL | MITEL NETWORKS CORP | $73,000 | +5.8% | 9,996 | 0.0% | 0.00% | – | |
| TILT | FLEXSHARES TRmornstar usmkt | $100,000 | +2.0% | 980 | 0.0% | 0.00% | – | |
| BDL | FLANIGANS ENTERPRISES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MOGB | MOOG INCcl b | $0 | – | 1 | 0.0% | 0.00% | – | |
| MLPY | MORGAN STANLEYcushng mlp etn | $23,000 | -8.0% | 3,215 | 0.0% | 0.00% | – | |
| FMK | FIRST TR EXCNGE TRD ALPHADEXmega cap alpha | $72,000 | +2.9% | 2,400 | 0.0% | 0.00% | – | |
| FCA | FIRST TR EXCH TRD ALPHA FD Ichina alphadex | $5,000 | +25.0% | 200 | 0.0% | 0.00% | – | |
| NTN | NTN BUZZTIME INC | $0 | – | 24 | 0.0% | 0.00% | – | |
| GRID | FIRST TR EXCH TRADED FD IInasdq cln edge | $20,000 | +5.3% | 450 | 0.0% | 0.00% | – | |
| FLM | FIRST TR EXCHANGE TRADED FDglobal engr etf | $5,000 | 0.0% | 96 | 0.0% | 0.00% | – | |
| NNVC | NANOVIRICIDES INC | $4,000 | 0.0% | 2,989 | 0.0% | 0.00% | – | |
| NSTG | NANOSTRING TECHNOLOGIES INC | $183,000 | -16.8% | 11,065 | 0.0% | 0.00% | – | |
| NATH | NATHANS FAMOUS INC NEW | $658,000 | +0.8% | 10,435 | 0.0% | 0.00% | – | |
| NAUH | NATIONAL AMERN UNIV HLDGS IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| FTRI | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $4,000 | -20.0% | 363 | 0.0% | 0.00% | – | |
| NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | – | ||
| NRC | NATIONAL RESH CORPcl a | $145,000 | +36.8% | 5,394 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NHTC | NATURAL HEALTH TRENDS CORP | $133,000 | -3.6% | 4,791 | 0.0% | 0.00% | – | |
| NGVC | NATURAL GROCERS BY VITAMIN C | $108,000 | -20.6% | 13,086 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $0 | – | 1 | 0.0% | 0.00% | – | |
| FSBK | FIRST SOUTH BANCORP INC VA | $10,000 | +42.9% | 607 | 0.0% | 0.00% | – | |
| NMPRG | NAVIOS MARITIME HLDGS INCspn adr rp pfd g | $141,000 | 0.0% | 8,911 | 0.0% | 0.00% | – | |
| NMPRH | NAVIOS MARITIME HLDGS INCspon adr pfd h | $31,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| NEPT | NEPTUNE TECHNOLOGIES BIORESO | $0 | – | 11 | 0.0% | 0.00% | – | |
| NFLX | NETFLIX INCput | $143,000 | +297.2% | 20,000 | 0.0% | 0.00% | – | |
| NETE | NET ELEMENT INC | $5,000 | -16.7% | 7,060 | 0.0% | 0.00% | – | |
| NQ | NQ MOBILE INCadr repstg cl a | $5,000 | -16.7% | 1,500 | 0.0% | 0.00% | – | |
| CUR | NEURALSTEM INC | $33,000 | +10.0% | 5,676 | 0.0% | 0.00% | – | |
| FCFP | FIRST CMNTY FINL PARTNERS IN | $120,000 | +0.8% | 9,311 | 0.0% | 0.00% | – | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $142,000 | +3.6% | 1,981 | 0.0% | 0.00% | – | |
| FACO | FIRST ACCEPTANCE CORP | $196,000 | -15.5% | 171,756 | 0.0% | 0.00% | – | |
| NEP | NEXTERA ENERGY PARTNERS LPput | $0 | – | 1,300 | 0.0% | 0.00% | – | |
| NXEOU | NEXEO SOLUTIONS INCunit 06/11/2019 | $63,000 | +8.6% | 7,500 | 0.0% | 0.00% | – | |
| FPPPW | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $0 | – | 500 | 0.0% | 0.00% | – | |
| NDLS | NOODLES & CO | $27,000 | -32.5% | 7,050 | 0.0% | 0.00% | – | |
| OSB | NORBORD INC | $10,000 | 0.0% | 340 | 0.0% | 0.00% | – | |
| NSC | NORFOLK SOUTHERN CORPcall | $16,000 | +23.1% | 10,700 | 0.0% | 0.00% | – | |
| NTIC | NORTHERN TECH INTL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| NRIM | NORTHRIM BANCORP INC | $211,000 | +1.0% | 6,956 | 0.0% | 0.00% | – | |
| AGMA | FEDERAL AGRIC MTG CORPcl a | $128,000 | +14.3% | 2,000 | 0.0% | 0.00% | – | |
| FANH | FANHUA INCsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| DAVE | FAMOUS DAVES AMER INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| EYEG | EYEGATE PHARMACEUTICALS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| XONE | EXONE CO | $193,000 | +12.2% | 16,864 | 0.0% | 0.00% | – | |
| EXFO | EXFO INC | $11,000 | -15.4% | 2,407 | 0.0% | 0.00% | – | |
| EXA | EXA CORP | $129,000 | +8.4% | 9,364 | 0.0% | 0.00% | – | |
| OIBRC | OI S Asponsored adr ne | $0 | – | 30 | 0.0% | 0.00% | – | |
| EVOK | EVOKE PHARMA INC | $13,000 | -18.8% | 5,000 | 0.0% | 0.00% | – | |
| EPM | EVOLUTION PETROLEUM CORP | $170,000 | +1.2% | 21,006 | 0.0% | 0.00% | – | |
| EVLV | EVINE LIVE INCcl a | $8,000 | -20.0% | 8,001 | 0.0% | 0.00% | – | |
| OVLY | OAK VALLEY BANCORP OAKDALE C | $219,000 | +5.3% | 15,770 | 0.0% | 0.00% | – | |
| OBLN | OBALON THERAPEUTICS INC | $66,000 | -7.0% | 6,669 | 0.0% | 0.00% | – | |
| ESPR | ESPERION THERAPEUTICS INC NE | $537,000 | +31.0% | 11,602 | 0.0% | 0.00% | – | |
| OMC | OMNICOM GROUP INCput | $4,000 | -85.2% | 30,000 | 0.0% | 0.00% | – | |
| EQS | EQUUS TOTAL RETURN INC | $0 | – | 22 | 0.0% | 0.00% | – | |
| TURN | 180 DEGREE CAP CORP | $0 | – | 121 | 0.0% | 0.00% | – | |
| OCX | ONCOCYTE CORPORATION | $0 | – | 99 | 0.0% | 0.00% | – | |
| EPZM | EPIZYME INC | $470,000 | -11.8% | 31,097 | 0.0% | 0.00% | – | |
| ONVI | ONVIA INC | $1,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $1,000 | 0.0% | 425 | 0.0% | 0.00% | – | |
| ENVESTNET INCnote 1.750%12/1 | $472,000 | +5.8% | 480,000 | 0.0% | 0.00% | – | ||
| OPHC | OPTIMUMBANK HOLDINGS INC | $4,000 | -20.0% | 1,500 | 0.0% | 0.00% | – | |
| ONP | ORIENT PAPER INC | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| OSTK | OVERSTOCK COM INC DEL | $146,000 | -5.2% | 8,980 | 0.0% | 0.00% | – | |
| OXLC | OXFORD LANE CAP CORP | $100,000 | -9.9% | 10,014 | 0.0% | 0.00% | – | |
| PFIN | P & F INDS INCcl a new | $0 | – | 1 | 0.0% | 0.00% | – | |
| ATEX | PDVWIRELESS INC | $166,000 | +6.4% | 7,119 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $0 | -100.0% | 45 | 0.0% | 0.00% | – | |
| UUUU | ENERGY FUELS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| ROYTL | PACIFIC COAST OIL TRunit ben int | $29,000 | -12.1% | 17,490 | 0.0% | 0.00% | – | |
| PMBC | PACIFIC MERCANTILE BANCORP | $226,000 | +16.5% | 25,720 | 0.0% | 0.00% | – | |
| PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $60,000 | +5.3% | 30,000 | 0.0% | 0.00% | – | ||
| PTN | PALATIN TECHNOLOGIES INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCcall | $1,000 | -94.4% | 40,000 | 0.0% | 0.00% | – | |
| PHX | PANHANDLE OIL AND GAS INCcl a | $278,000 | +20.3% | 12,049 | 0.0% | 0.00% | – | |
| PBNC | PARAGON COML CORP | $47,000 | -2.1% | 900 | 0.0% | 0.00% | – | |
| PZG | PARAMOUNT GOLD NEV CORP | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| PCYG | PARK CITY GROUP INC | $137,000 | -1.4% | 11,279 | 0.0% | 0.00% | – | |
| PRKR | PARKERVISION INC | $3,000 | -25.0% | 1,858 | 0.0% | 0.00% | – | |
| EMMS | EMMIS COMMUNICATIONS CORP | $14,000 | +16.7% | 5,000 | 0.0% | 0.00% | – | |
| PNBK | PATRIOT NATL BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MSN | EMERSON RADIO CORP | $6,000 | +20.0% | 4,000 | 0.0% | 0.00% | – | |
| PATI | PATRIOT TRANSN HLDG INC | $5,000 | -16.7% | 266 | 0.0% | 0.00% | – | |
| EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1 | $1,456,000 | +9.2% | 1,115,000 | 0.0% | 0.00% | – | ||
| EMAN | EMAGIN CORP | $0 | – | 220 | 0.0% | 0.00% | – | |
| PWOD | PENNS WOODS BANCORP INC | $129,000 | -5.1% | 3,132 | 0.0% | 0.00% | – | |
| PENNYMAC CORPnote 5.375% 5/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| PFBX | PEOPLES FINL CORP MISS | $12,000 | -14.3% | 929 | 0.0% | 0.00% | – | |
| ELSE | ELECTRO-SENSORS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PESI | PERMA-FIX ENVIRONMENTAL SVCS | $3,000 | +50.0% | 790 | 0.0% | 0.00% | – | |
| PTXTQ | PERNIX THERAPEUTICS HLDGS IN | $1,000 | 0.0% | 176 | 0.0% | 0.00% | – | |
| EDUC | EDUCATIONAL DEV CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| PFE | PFIZER INCput | $0 | – | 10 | 0.0% | 0.00% | – | |
| EDGE | EDGE THERAPEUTICS INC | $123,000 | +12.8% | 11,942 | 0.0% | 0.00% | – | |
| ECR | ECLIPSE RES CORP | $109,000 | +12.4% | 38,167 | 0.0% | 0.00% | – | |
| PMF | PIMCO MUNICIPAL INCOME FD | $157,000 | +4.0% | 11,479 | 0.0% | 0.00% | – | |
| EBAY | EBAY INCcall | $456,000 | +12.3% | 115,700 | 0.0% | 0.00% | – | |
| EIP | EATON VANCE PA MUN BD FD | $90,000 | +2.3% | 6,923 | 0.0% | 0.00% | – | |
| PXLW | PIXELWORKS INC | $4,000 | 0.0% | 851 | 0.0% | 0.00% | – | |
| ENX | EATON VANCE NEW YORK MUN BD | $309,000 | +1.0% | 24,796 | 0.0% | 0.00% | – | |
| PLG | PLATINUM GROUP METALS LTD | $5,000 | -44.4% | 5,550 | 0.0% | 0.00% | – | |
| PLBC | PLUMAS BANCORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| POLA | POLAR PWR INC | $5,000 | -37.5% | 1,000 | 0.0% | 0.00% | – | |
| PLM | POLYMET MINING CORP | $18,000 | -18.2% | 29,700 | 0.0% | 0.00% | – | |
| EVY | EATON VANCE NY MUNI INCOME Tsh ben int | $20,000 | +5.3% | 1,501 | 0.0% | 0.00% | – | |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $29,000 | +3.6% | 391 | 0.0% | 0.00% | – | |
| PBIB | PORTER BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| DWAQ | POWERSHARES ETF TRUSTdynamic otc pt | $76,000 | +7.0% | 841 | 0.0% | 0.00% | – | |
| ECC | EAGLE PT CR CO LLC | $25,000 | 0.0% | 1,220 | 0.0% | 0.00% | – | |
| PFI | POWERSHARES ETF TRUSTfinl sect port | $64,000 | +3.2% | 2,020 | 0.0% | 0.00% | – | |
| IPAY | ETF MANAGERS TRpurefunds ise mo | $0 | – | 1 | 0.0% | 0.00% | – | |
| BBC | ETFIS SER TR I | $18,000 | +5.9% | 729 | 0.0% | 0.00% | – | |
| JETS | ETF SER SOLUTIONSus glb jets | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| ALFA | ETF SER SOLUTIONSalpclone alter | $201,000 | +4.1% | 5,075 | 0.0% | 0.00% | – | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $91,000 | 0.0% | 2,550 | 0.0% | 0.00% | – | |
| PGHY | POWERSHARES ETF TRUST IIglbl st hi yld | $24,000 | -4.0% | 1,000 | 0.0% | 0.00% | – | |
| KBWP | POWERSHARES ETF TRUST IIprp cas ins pt | $99,000 | +2.1% | 1,705 | 0.0% | 0.00% | – | |
| ECTM | ECA MARCELLUS TR I | $3,000 | 0.0% | 1,600 | 0.0% | 0.00% | – | |
| DX | DYNEX CAP INC | $334,000 | 0.0% | 47,066 | 0.0% | 0.00% | – | |
| DFT | DUPONT FABROS TECHNOLOGY INCput | $0 | -100.0% | 3,000 | 0.0% | 0.00% | – | |
| IDHQ | POWERSHARES ETF TR IIs&p int dev qlty | $95,000 | +6.7% | 4,260 | 0.0% | 0.00% | – | |
| PXR | POWERSHARES ETF TR IIemrg mkts infr | $36,000 | -2.7% | 1,050 | 0.0% | 0.00% | – | |
| USLB | POWERSHARES ETF TR IIrusel 1000 low | $16,000 | 0.0% | 560 | 0.0% | 0.00% | – | |
| IDLB | POWERSHARES ETF TR IIftse intl low | $33,000 | +6.5% | 1,200 | 0.0% | 0.00% | – | |
| EQAL | POWERSHARES ETF TR II1000 eq wht pt | $30,000 | +3.4% | 1,041 | 0.0% | 0.00% | – | |
| PRAN | PRANA BIOTECHNOLOGY LTDspon adr new | $2,000 | -33.3% | 833 | 0.0% | 0.00% | – | |
| PLPC | PREFORMED LINE PRODS CO | $111,000 | -10.5% | 2,396 | 0.0% | 0.00% | – | |
| DSS | DOCUMENT SEC SYS INC | $1,000 | -50.0% | 1,550 | 0.0% | 0.00% | – | |
| TROW | PRICE T ROWE GROUP INCput | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| DVCR | DIVERSICARE HEALTHCARE SVCS | $0 | – | 1 | 0.0% | 0.00% | – | |
| FAZ | DIREXION SHS ETF TRdaily finl bear | $0 | – | 1 | 0.0% | 0.00% | – | |
| UOP | PROSHARES TRultra oil & gas | $0 | – | 1 | 0.0% | 0.00% | – | |
| TECL | DIREXION SHS ETF TRdly tech bull 3x | $0 | – | 1 | 0.0% | 0.00% | – | |
| DDG | PROSHARES TR | $3,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| DDM | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| UPW | PROSHARES TR | $0 | – | 2 | 0.0% | 0.00% | – | |
| UXI | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| UCC | PROSHARES TR | $0 | – | 2 | 0.0% | 0.00% | – | |
| UGE | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| SAA | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| UWM | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| SMN | PROSHARES TRbasic mat new | $0 | – | 1 | 0.0% | 0.00% | – | |
| URE | PROSHARES TRult r/est new | $0 | – | 1 | 0.0% | 0.00% | – | |
| APPS | DIGITAL TURBINE INC | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| UPRO | PROSHARES TRultrpro s&p500 | $0 | – | 1 | 0.0% | 0.00% | – | |
| FXP | PROSHARES TRultsht ft ch 50 | $0 | – | 5 | 0.0% | 0.00% | – | |
| PLX | PROTALIX BIOTHERAPEUTICS INC | $84,000 | -38.7% | 100,700 | 0.0% | 0.00% | – | |
| DMRC | DIGIMARC CORP NEW | $260,000 | +47.7% | 6,486 | 0.0% | 0.00% | – | |
| DFBG | DIFFERENTIAL BRANDS GROUP IN | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| QADB | QAD INCcl b | $0 | – | 9 | 0.0% | 0.00% | – | |
| SZOXF | DEUTSCHE BK AG LONDON BRHdb crud oil shr | $7,000 | 0.0% | 79 | 0.0% | 0.00% | – | |
| DGP | DEUTSCHE BK AG LDN BRHdb gold dbl lng | $0 | – | 1 | 0.0% | 0.00% | – | |
| DGZ | DEUTSCHE BK AG LDN BRHdb gold short | $2,000 | 0.0% | 133 | 0.0% | 0.00% | – | |
| DDP | DEUTSCHE BK AG LDN BRH | $0 | – | 1 | 0.0% | 0.00% | – | |
| DEPO | DEPOMED INCput | $158,000 | +25.4% | 40,000 | 0.0% | 0.00% | – | |
| DCTH | DELCATH SYS INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| RAMBUS INC DELnote 1.125% 8/1 | $199,000 | -13.1% | 183,000 | 0.0% | 0.00% | – | ||
| RAVE | RAVE RESTAURANT GROUP INC | $1,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| DXR | DAXOR CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| RNWK | REALNETWORKS INC | $68,000 | -10.5% | 15,759 | 0.0% | 0.00% | – | |
| DSKE | DASEKE INC | $67,000 | +9.8% | 6,000 | 0.0% | 0.00% | – | |
| DRIO | DARIOHEALTH CORP | $0 | – | 12 | 0.0% | 0.00% | – | |
| REPH | RECRO PHARMA INC | $121,000 | -19.3% | 17,200 | 0.0% | 0.00% | – | |
| DLHC | DLH HLDGS CORP | $119,000 | 0.0% | 22,000 | 0.0% | 0.00% | – | |
| RLH | RED LION HOTELS CORP | $86,000 | +3.6% | 11,695 | 0.0% | 0.00% | – | |
| RDHL | REDHILL BIOPHARMA LTDsponsored ads | $24,000 | -11.1% | 2,866 | 0.0% | 0.00% | – | |
| DZSI | DASAN ZHONE SOLUTIONS INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| DBKO | DBX ETF TRst korea hd fd | $59,000 | +11.3% | 2,000 | 0.0% | 0.00% | – | |
| REIS | REIS INC | $133,000 | +18.8% | 6,255 | 0.0% | 0.00% | – | |
| RVNU | DBX ETF TRinfrstr rev fd | $135,000 | +1.5% | 5,082 | 0.0% | 0.00% | – | |
| RNVA | RENNOVA HEALTH INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| RENN | RENREN INCspon adr a new | $3,000 | 0.0% | 449 | 0.0% | 0.00% | – | |
| RPRX | REPROS THERAPEUTICS INC | $3,000 | -62.5% | 6,400 | 0.0% | 0.00% | – | |
| REFR | RESEARCH FRONTIERS INC | $25,000 | -7.4% | 19,501 | 0.0% | 0.00% | – | |
| RESOURCE CAP CORPnote 6.000%12/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| CYBE | CYBEROPTICS CORP | $31,000 | -20.5% | 1,500 | 0.0% | 0.00% | – | |
| RELL | RICHARDSON ELECTRS LTD | $0 | – | 1 | 0.0% | 0.00% | – | |
| RNET | RIGNET INC | $165,000 | -25.3% | 10,302 | 0.0% | 0.00% | – | |
| RTTR | RITTER PHARMACEUTICALS INC | $6,000 | -62.5% | 11,000 | 0.0% | 0.00% | – | |
| FXS | CURRENCYSHARES SWEDISH KRONAswedish krona | $0 | – | 1 | 0.0% | 0.00% | – | |
| CMLSQ | CUMULUS MEDIA INCcl a new | $1,000 | – | 1,376 | 0.0% | 0.00% | – | |
| ROVI CORPnote 0.500% 3/0 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| RBPAA | ROYAL BANCSHARES PA INCcl a | $11,000 | +10.0% | 2,504 | 0.0% | 0.00% | – | |
| GLDI | CREDIT SUISSE NASSAU BRH | $22,000 | 0.0% | 2,339 | 0.0% | 0.00% | – | |
| SLVO | CREDIT SUISSE NASSAU BRHx link silver sh | $37,000 | -9.8% | 4,457 | 0.0% | 0.00% | – | |
| ICBK | COUNTY BANCORP INC | $69,000 | -16.9% | 2,855 | 0.0% | 0.00% | – | |
| COSTCO COMPANIES INCnote 8/1 | $4,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SBFG | SB FINL GROUP INC | $11,000 | 0.0% | 673 | 0.0% | 0.00% | – | |
| CRF | CORNERSTONE TOTAL RTRN FD IN | $6,000 | 0.0% | 363 | 0.0% | 0.00% | – | |
| CRMD | CORMEDIX INC | $1,000 | -80.0% | 3,312 | 0.0% | 0.00% | – | |
| CORI | CORIUM INTL INC | $22,000 | +69.2% | 3,000 | 0.0% | 0.00% | – | |
| SORL | SORL AUTO PTS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CRBP | CORBUS PHARMACEUTICALS HLDGS | $17,000 | -22.7% | 2,700 | 0.0% | 0.00% | – | |
| WDIV | SPDR INDEX SHS FDSs&p glbdiv etf | $43,000 | +2.4% | 650 | 0.0% | 0.00% | – | |
| SPGM | SPDR INDEX SHS FDSmsci acwi etf | $8,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| IPN | SPDR INDEX SHS FDSintl inds etf | $16,000 | +6.7% | 455 | 0.0% | 0.00% | – | |
| IPW | SPDR INDEX SHS FDSintl enrgy etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| IPS | SPDR INDEX SHS FDSconsm spls etf | $24,000 | +9.1% | 515 | 0.0% | 0.00% | – | |
| IPD | SPDR INDEX SHS FDSs&p intl cons | $16,000 | +6.7% | 395 | 0.0% | 0.00% | – | |
| CPSS | CONSUMER PORTFOLIO SVCS INC | $2,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| STZ | CONSTELLATION BRANDS INCcall | $446,000 | +141.1% | 10,000 | 0.0% | 0.00% | – | |
| XTL | SPDR SERIES TRUST | $36,000 | 0.0% | 505 | 0.0% | 0.00% | – | |
| XHE | SPDR SERIES TRUSThlth cr equip | $158,000 | +9.0% | 2,581 | 0.0% | 0.00% | – | |
| XSW | SPDR SERIES TRUST | $86,000 | +6.2% | 1,374 | 0.0% | 0.00% | – | |
| JCS | COMMUNICATIONS SYS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| TCFC | COMMUNITY FINL CORP MD | $0 | – | 1 | 0.0% | 0.00% | – | |
| KBE | SPDR SERIES TRUSTput | $191,000 | -17.3% | 100,000 | 0.0% | 0.00% | – | |
| SPTM | SPDR SERIES TRUSTrussell 3000 etf | $428,000 | +2.4% | 2,368 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $0 | – | 3,026 | 0.0% | 0.00% | – | |
| SPMD | SPDR SERIES TRUSTspdr s&p 1000 et | $12,000 | +9.1% | 126 | 0.0% | 0.00% | – | |
| DIA | SPDR DOW JONES INDL AVRG ETFcall | $1,428,000 | +35.5% | 200,000 | 0.0% | 0.00% | – | |
| CMAWS | COMERICA INC*w exp 11/14/201 | $20,000 | +11.1% | 450 | 0.0% | 0.00% | – | |
| SCIN | COLUMBIA ETF TR IIindia sml cp etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| SPSM | SPDR SER TRspdr russel 2000 | $36,000 | +2.9% | 429 | 0.0% | 0.00% | – | |
| INXX | COLUMBIA ETF TR IIindia infrsr etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| HILO | COLUMBIA ETF TR IIem quality etf | $6,000 | 0.0% | 443 | 0.0% | 0.00% | – | |
| SGA | SAGA COMMUNICATIONS INCcl a new | $145,000 | -9.9% | 3,163 | 0.0% | 0.00% | – | |
| GMMB | COLUMBIA ETF TRintrm mubd etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| SAL | SALISBURY BANCORP INC | $364,000 | +5.8% | 8,871 | 0.0% | 0.00% | – | |
| SDTTU | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $8,000 | +14.3% | 5,301 | 0.0% | 0.00% | – | |
| CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $134,000 | +22.9% | 93,000 | 0.0% | 0.00% | – | ||
| CLRO | CLEARONE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLSD | CLEARSIDE BIOMEDICAL INC | $152,000 | +14.3% | 16,739 | 0.0% | 0.00% | – | |
| SPNE | SEASPINE HLDGS CORP | $4,000 | +100.0% | 342 | 0.0% | 0.00% | – | |
| EYES | SECOND SIGHT MED PRODS INC | $1,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| XLB | SELECT SECTOR SPDR TRcall | $650,000 | +10.9% | 100,000 | 0.0% | 0.00% | – | |
| TAO | CLAYMORE EXCHANGE TRD FD TRgugg chn rl est | $8,000 | +14.3% | 307 | 0.0% | 0.00% | – | |
| WREI | CLAYMORE EXCHANGE TRD FD TRwlshr us reit | $224,000 | +0.9% | 4,767 | 0.0% | 0.00% | – | |
| SLCT | SELECT BANCORP INC NEW | $610,000 | +11.7% | 49,909 | 0.0% | 0.00% | – | |
| WMCR | CLAYMORE EXCHANGE TRD FD TRwilshire mcro cp | $0 | – | 1 | 0.0% | 0.00% | – | |
| SMICY | SEMICONDUCTOR MFG INTL CORPsponsored adr | $8,000 | -11.1% | 1,400 | 0.0% | 0.00% | – | |
| SQNS | SEQUANS COMMUNICATIONS S Asponsored ads | $2,000 | 0.0% | 602 | 0.0% | 0.00% | – | |
| SERVICESOURCE INTL INCnote 1.500% 8/0 | $32,000 | 0.0% | 38,000 | 0.0% | 0.00% | – | ||
| SVBI | SEVERN BANCORP ANNAPOLIS MD | $0 | – | 1 | 0.0% | 0.00% | – | |
| CIA | CITIZENS INCcl a | $220,000 | -0.9% | 29,830 | 0.0% | 0.00% | – | |
| CZFC | CITIZENS FIRST CORP | $17,000 | +21.4% | 772 | 0.0% | 0.00% | – | |
| SHPG | SHIRE PLCcall | $106,000 | -38.0% | 8,900 | 0.0% | 0.00% | – | |
| SHPG | SHIRE PLCput | $388,000 | +8.7% | 8,900 | 0.0% | 0.00% | – | |
| C | CITIGROUP INCput | $25,000 | -87.2% | 75,000 | 0.0% | 0.00% | – | |
| CWSA | CITIGROUP INC*w exp 01/04/201 | $0 | – | 2,038 | 0.0% | 0.00% | – | |
| SIEB | SIEBERT FINL CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| SRRA | SIERRA ONCOLOGY INC | $11,000 | -21.4% | 9,162 | 0.0% | 0.00% | – | |
| SIF | SIFCO INDS INC | $12,000 | -20.0% | 1,801 | 0.0% | 0.00% | – | |
| SIGM | SIGMA DESIGNS INC | $127,000 | -6.6% | 21,699 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $14,000 | +27.3% | 2,200 | 0.0% | 0.00% | – | |
| SAMG | SILVERCREST ASSET MGMT GROUPcl a | $369,000 | +1.1% | 27,419 | 0.0% | 0.00% | – | |
| SINO | SINO GLOBAL SHIPPING AMER LT | $0 | – | 100 | 0.0% | 0.00% | – | |
| SITOQ | SITO MOBILE LTD | $10,000 | +42.9% | 2,630 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| BORNY | CHINA NEW BORUN CORPadr | $0 | – | 2 | 0.0% | 0.00% | – | |
| CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $3,000 | +50.0% | 3,000 | 0.0% | 0.00% | – | ||
| SNOA | SONOMA PHARMACEUTICALS INC | $7,000 | 0.0% | 1,014 | 0.0% | 0.00% | – | |
| SPHS | SOPHIRIS BIO INC | $4,000 | -20.0% | 1,800 | 0.0% | 0.00% | – | |
| SXEEQ | SOUTHCROSS ENERGY PARTNERS L | $1,000 | 0.0% | 388 | 0.0% | 0.00% | – | |
| SPA | SPARTON CORP | $146,000 | +5.0% | 6,622 | 0.0% | 0.00% | – | |
| ANY | SPHERE 3D CORP NEW | $1,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | – | ||
| CNBKA | CENTURY BANCORP INC MASScl a non vtg | $146,000 | +5.0% | 2,296 | 0.0% | 0.00% | – | |
| SQ | SQUARE INCcall | $58,000 | +205.3% | 7,500 | 0.0% | 0.00% | – | |
| SQ | SQUARE INCput | $0 | -100.0% | 7,500 | 0.0% | 0.00% | – | |
| EBRB | CENTRAIS ELETRICAS BRASILEIRspon adr pfd b | $0 | – | 7 | 0.0% | 0.00% | – | |
| STN | STANTEC INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| SCX | STARRETT L S COcl a | $17,000 | -19.0% | 2,001 | 0.0% | 0.00% | – | |
| SRT | STARTEK INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLRB | CELLECTAR BIOSCIENCES INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| STARWOOD PPTY TR INCnote 3.750%10/1 | $75,000 | -1.3% | 75,000 | 0.0% | 0.00% | – | ||
| CELG | CELGENE CORPcall | $709,000 | +8.2% | 30,000 | 0.0% | 0.00% | – | |
| STML | STEMLINE THERAPEUTICS INC | $126,000 | +7.7% | 13,647 | 0.0% | 0.00% | – | |
| CASI | CASI PHARMACEUTICALS INC | $0 | – | 68 | 0.0% | 0.00% | – | |
| CARV | CARVER BANCORP INC | $3,000 | -25.0% | 1,000 | 0.0% | 0.00% | – | |
| SMMF | SUMMIT FINANCIAL GROUP INC | $241,000 | +1.7% | 10,979 | 0.0% | 0.00% | – | |
| CRTN | CARTESIAN INC | $10,000 | -9.1% | 12,841 | 0.0% | 0.00% | – | |
| STIWSB | SUNTRUST BKS INC*w exp 11/14/201 | $25,000 | +4.2% | 1,800 | 0.0% | 0.00% | – | |
| STIWSA | SUNTRUST BKS INC*w exp 12/31/201 | $600,000 | +6.8% | 26,000 | 0.0% | 0.00% | – | |
| SUNW | SUNWORKS INC | $3,000 | 0.0% | 1,731 | 0.0% | 0.00% | – | |
| SUPERNUS PHARMACEUTICALS INCnote 7.500% 5/0 | $203,000 | +37.2% | 25,000 | 0.0% | 0.00% | – | ||
| SLD | SUTHERLAND ASSET MGMT CORP M | $58,000 | +3.6% | 3,892 | 0.0% | 0.00% | – | |
| GRU | SWEDISH EXPT CR CORPmlcx grn etn23 | $1,000 | 0.0% | 267 | 0.0% | 0.00% | – | |
| CSTR | CAPSTAR FINL HLDGS INC | $126,000 | -6.7% | 7,100 | 0.0% | 0.00% | – | |
| SYNL | SYNALLOY CP DEL | $18,000 | -5.3% | 1,550 | 0.0% | 0.00% | – | |
| SNDX | SYNDAX PHARMACEUTICALS INC | $23,000 | 0.0% | 1,648 | 0.0% | 0.00% | – | |
| SYPR | SYPRIS SOLUTIONS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| SYY | SYSCO CORPput | $10,000 | -47.4% | 55,000 | 0.0% | 0.00% | – | |
| SYRS | SYROS PHARMACEUTICALS INC | $227,000 | +0.9% | 14,100 | 0.0% | 0.00% | – | |
| CPHC | CANTERBURY PARK HOLDING CORP | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $13,000 | -43.5% | 10,000 | 0.0% | 0.00% | – | |
| AMTD | TD AMERITRADE HLDG CORPcall | $201,000 | +55.8% | 20,000 | 0.0% | 0.00% | – | |
| CSIQ | CANADIAN SOLAR INC | $23,000 | +27.8% | 1,460 | 0.0% | 0.00% | – | |
| ABCD | CAMBIUM LEARNING GRP INC | $160,000 | +3.2% | 31,546 | 0.0% | 0.00% | – | |
| TPG SPECIALTY LENDING INCnote 4.500%12/1 | $52,000 | +2.0% | 50,000 | 0.0% | 0.00% | – | ||
| TPIC | TPI COMPOSITES INC | $143,000 | -2.7% | 7,750 | 0.0% | 0.00% | – | |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $651,000 | +6.5% | 347,000 | 0.0% | 0.00% | – | ||
| TRHC | TABULA RASA HEALTHCARE INC | $107,000 | +11.5% | 7,100 | 0.0% | 0.00% | – | |
| CACQ | CAESARS ACQUISITION COcl a | $646,000 | +23.8% | 33,915 | 0.0% | 0.00% | – | |
| TAL ED GROUPnote 2.500% 5/1 | $1,027,000 | +19.1% | 220,000 | 0.0% | 0.00% | – | ||
| TEAR | TEARLAB CORP | $0 | – | 100 | 0.0% | 0.00% | – | |
| CVV | CVD EQUIPMENT CORP | $108,000 | +6.9% | 9,730 | 0.0% | 0.00% | – | |
| CUI | CUI GLOBAL INC | $14,000 | -12.5% | 3,500 | 0.0% | 0.00% | – | |
| THC | TENET HEALTHCARE CORPput | $86,000 | -43.8% | 75,100 | 0.0% | 0.00% | – | |
| CAWW | CCA INDS INC | $68,000 | +7.9% | 19,959 | 0.0% | 0.00% | – | |
| CASM | CAS MED SYS INC | $0 | – | 227 | 0.0% | 0.00% | – | |
| CFFI | C & F FINL CORP | $902,000 | +1.2% | 19,252 | 0.0% | 0.00% | – | |
| BWLD | BUFFALO WILD WINGS INCput | $306,000 | +50.0% | 15,500 | 0.0% | 0.00% | – | |
| BTG | B2GOLD CORP | $11,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| BSQR | BSQUARE CORP | $0 | – | 10 | 0.0% | 0.00% | – | |
| NCTY | THE9 LTDadr | $0 | – | 1 | 0.0% | 0.00% | – | |
| THERAVANCE INCnote 2.125% 1/1 | $245,000 | -3.9% | 276,000 | 0.0% | 0.00% | – | ||
| BVSN | BROADVISION INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| BROADSOFT INCnote 1.500% 7/0 | $16,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| BMY | BRISTOL MYERS SQUIBB COcall | $24,000 | 0.0% | 3,400 | 0.0% | 0.00% | – | |
| TLYS | TILLYS INCcl a | $70,000 | +12.9% | 6,913 | 0.0% | 0.00% | – | |
| TWX | TIME WARNER INCcall | $679,000 | +10.4% | 47,100 | 0.0% | 0.00% | – | |
| TITAN MACHY INCnote 3.750% 5/0 | $11,000 | +10.0% | 11,000 | 0.0% | 0.00% | – | ||
| BCLI | BRAINSTORM CELL THERAPEUTICS | $21,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| TNXP | TONIX PHARMACEUTICALS HLDG C | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| BWA | BORGWARNER INCput | $1,000 | -91.7% | 12,900 | 0.0% | 0.00% | – | |
| BWA | BORGWARNER INCcall | $514,000 | +2.6% | 40,000 | 0.0% | 0.00% | – | |
| BNSO | BONSO ELECTRS INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLUBQ | TOWN SPORTS INTL HLDGS INC | $5,000 | +25.0% | 1,000 | 0.0% | 0.00% | – | |
| ADRU | BLDRS INDEX FDS TReur 100 adr | $4,000 | 0.0% | 185 | 0.0% | 0.00% | – | |
| ADRA | BLDRS INDEX FDS TRasia 50 adr | $46,000 | +4.5% | 1,501 | 0.0% | 0.00% | – | |
| TRIB | TRINITY BIOTECH PLCspon adr new | $0 | – | 75 | 0.0% | 0.00% | – | |
| TPHS | TRINITY PL HLDGS INC | $141,000 | -2.8% | 19,792 | 0.0% | 0.00% | – | |
| TRT | TRIO TECH INTL | $0 | – | 1 | 0.0% | 0.00% | – | |
| TRULIA INCnote 2.750%12/1 | $40,000 | +37.9% | 20,000 | 0.0% | 0.00% | – | ||
| MNE | BLACKROCK MUNI N Y INTER DUR | $108,000 | +1.9% | 7,705 | 0.0% | 0.00% | – | |
| HEAR | TURTLE BEACH CORP | $0 | – | 320 | 0.0% | 0.00% | – | |
| VNET | 21VIANET GROUP INCsponsored adr | $35,000 | -7.9% | 6,914 | 0.0% | 0.00% | – | |
| TWTR | TWITTER INCcall | $82,000 | +134.3% | 50,000 | 0.0% | 0.00% | – | |
| TRCB | TWO RIV BANCORP | $23,000 | +4.5% | 1,258 | 0.0% | 0.00% | – | |
| BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $51,000 | -1.9% | 50,000 | 0.0% | 0.00% | – | ||
| FUD | UBS AG JERSEY BRHcmci food etn | $4,000 | 0.0% | 225 | 0.0% | 0.00% | – | |
| UFPT | UFP TECHNOLOGIES INC | $175,000 | +9.4% | 6,191 | 0.0% | 0.00% | – | |
| UQM | UQM TECHNOLOGIES INC | $76,000 | +76.7% | 89,000 | 0.0% | 0.00% | – | |
| BLJ | BLACKROCK NJ MUNICIPAL BOND | $0 | – | 1 | 0.0% | 0.00% | – | |
| UAA | UNDER ARMOUR INCcall | $5,000 | -16.7% | 13,400 | 0.0% | 0.00% | – | |
| UNXLQ | UNI PIXEL INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| UNB | UNION BANKSHARES INC | $124,000 | +20.4% | 2,577 | 0.0% | 0.00% | – | |
| UBOH | UNITED BANCSHARES INC OHIO | $263,000 | +12.4% | 11,248 | 0.0% | 0.00% | – | |
| UG | UNITED GUARDIAN INC | $25,000 | +4.2% | 1,601 | 0.0% | 0.00% | – | |
| BIOL | BIOLASE INC | $10,000 | -28.6% | 10,342 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $11,000 | -15.4% | 27,628 | 0.0% | 0.00% | – | |
| USEG | U S ENERGY CORP WYO | $0 | – | 99 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored adr | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| BMRA | BIOMERICA INC | $17,000 | +21.4% | 6,500 | 0.0% | 0.00% | – | |
| BDSI | BIODELIVERY SCIENCES INTL IN | $42,000 | +50.0% | 14,907 | 0.0% | 0.00% | – | |
| BBY | BEST BUY INCcall | $616,000 | -3.3% | 45,800 | 0.0% | 0.00% | – | |
| UUU | UNIVERSAL SEC INSTRS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| UPLD | UPLAND SOFTWARE INC | $44,000 | +37.5% | 2,000 | 0.0% | 0.00% | – | |
| BELFB | BEL FUSE INCcl b | $143,000 | -2.7% | 5,770 | 0.0% | 0.00% | – | |
| BELFA | BEL FUSE INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| VOC | VOC ENERGY TRtr unit | $0 | – | 1 | 0.0% | 0.00% | – | |
| VTVT | VTV THERAPEUTICS INCcl a | $4,000 | -20.0% | 802 | 0.0% | 0.00% | – | |
| BSF | BEAR ST FINL INC | $144,000 | +0.7% | 15,203 | 0.0% | 0.00% | – | |
| YMLI | VANECK VECTORS ETF TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| RTH | VANECK VECTORS ETF TRretail etf | $8,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| OIH | VANECK VECTORS ETF TRcall | $0 | -100.0% | 3,700 | 0.0% | 0.00% | – | |
| OIH | VANECK VECTORS ETF TRput | $70,000 | -1.4% | 50,000 | 0.0% | 0.00% | – | |
| GLCN | VANECK VECTORS ETF TRchinaamc csi 300 | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| PLND | VANECK VECTORS ETF TRpoland etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| FEEU | BARCLAYS BK PLCbarc etn eur50 | $27,000 | +12.5% | 233 | 0.0% | 0.00% | – | |
| KWT | VANECK VECTORS ETF TRsolar energy etf | $0 | – | 6 | 0.0% | 0.00% | – | |
| CAPE | BARCLAYS BK PLCbarc etn+shill | $11,000 | +10.0% | 100 | 0.0% | 0.00% | – | |
| GAZZF | BARCLAYS BANK PLCetn djubs nat37 | $0 | – | 1 | 0.0% | 0.00% | – | |
| JEM | BARCLAYS BANK PLCipath gems index | $0 | – | 1 | 0.0% | 0.00% | – | |
| ICITF | BARCLAYS BANK PLCcarry etn 38 | $25,000 | -3.8% | 650 | 0.0% | 0.00% | – | |
| BALTF | BARCLAYS BANK PLCetn djubscottn38 | $113,000 | -9.6% | 2,500 | 0.0% | 0.00% | – | |
| PGMFF | BARCLAYS BANK PLCetn djubsplatm38 | $10,000 | -9.1% | 550 | 0.0% | 0.00% | – | |
| INPTF | BARCLAYS BK PLCipms india etn | $118,000 | +2.6% | 1,541 | 0.0% | 0.00% | – | |
| AYTEF | BARCLAYS BK PLCipath gems asia8 | $0 | – | 1 | 0.0% | 0.00% | – | |
| VWO | VANGUARD INTL EQUITY INDEX Fput | $1,000 | -80.0% | 122 | 0.0% | 0.00% | – | |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $16,000 | -11.1% | 20,000 | 0.0% | 0.00% | – | |
| BTN | BALLANTYNE STRONG INC | $7,000 | +16.7% | 1,000 | 0.0% | 0.00% | – | |
| BBT | BB&T CORPput | $69,000 | -50.7% | 150,000 | 0.0% | 0.00% | – | |
| BBT | BB&T CORPcall | $1,000 | – | 18 | 0.0% | 0.00% | – | |
| AVHOQ | AVIANCA HLDGS SAspon adr rep pfd | $0 | – | 1 | 0.0% | 0.00% | – | |
| AWX | AVALON HLDGS CORPcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| BOLD | AUDENTES THERAPEUTICS INC | $148,000 | +12.1% | 7,747 | 0.0% | 0.00% | – | |
| VCYT | VERACYTE INC | $156,000 | -9.3% | 18,752 | 0.0% | 0.00% | – | |
| VERISIGN INCsdcv 3.250% 8/1 | $11,000 | +10.0% | 4,000 | 0.0% | 0.00% | – | ||
| ATOS | ATOSSA GENETICS INC | $1,000 | -50.0% | 2,332 | 0.0% | 0.00% | – | |
| VICL | VICAL INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| VBFC | VILLAGE BK & TR FINANCIAL CO | $1,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| VIRC | VIRCO MFG CO | $0 | – | 1 | 0.0% | 0.00% | – | |
| ASTC | ASTROTECH CORP | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| VSLR | VIVINT SOLAR INC | $56,000 | +107.4% | 9,520 | 0.0% | 0.00% | – | |
| APB | ASIA PAC FD INC | $19,000 | +5.6% | 1,442 | 0.0% | 0.00% | – | |
| AINC | ASHFORD INC | $4,000 | -20.0% | 85 | 0.0% | 0.00% | – | |
| ASCENT CAP GROUP INCnote 4.000% 7/1 | $810,000 | +5.5% | 1,000,000 | 0.0% | 0.00% | – | ||
| WVFC | WVS FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ARTW | ARTS WAY MFG INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| ARTX | AROTECH CORP | $4,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | |
| WALTER INVT MGMT CORPnote 4.500%11/0 | $43,000 | -30.6% | 107,000 | 0.0% | 0.00% | – | ||
| ARDX | ARDELYX INC | $119,000 | -59.5% | 23,255 | 0.0% | 0.00% | – | |
| APTI | APPTIO INCcl a | $191,000 | +48.1% | 11,004 | 0.0% | 0.00% | – | |
| WMAR | WEST MARINE INC | $143,000 | +34.9% | 11,153 | 0.0% | 0.00% | – | |
| APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $138,000 | +1.5% | 126,000 | 0.0% | 0.00% | – | ||
| AMTRUST FINL SVCS INCnote 2.750%12/1 | $111,000 | -1.8% | 150,000 | 0.0% | 0.00% | – | ||
| AXR | AMREP CORP NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| WYY | WIDEPOINT CORP | $2,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| WHLM | WILHELMINA INTL INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $0 | – | 1 | 0.0% | 0.00% | – | |
| AMRB | AMERICAN RIVER BANKSHARES | $35,000 | -2.8% | 2,416 | 0.0% | 0.00% | – | |
| DGRE | WISDOMTREE TRem mkts qtly div | $47,000 | +4.4% | 1,950 | 0.0% | 0.00% | – | |
| AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| AMOV | AMERICA MOVIL SAB DE CV | $113,000 | +11.9% | 7,201 | 0.0% | 0.00% | – | |
| ALD | WISDOMTREE TRasia lc dbt fd | $2,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| XGTI | XG TECHNOLOGY INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| AAMC | ALTISOURCE ASSET MGMT CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| XOMA | XOMA CORP DEL | $1,000 | 0.0% | 192 | 0.0% | 0.00% | – | |
| ATEC | ALPHATEC HOLDINGS INC | $1,000 | 0.0% | 592 | 0.0% | 0.00% | – | |
| XENE | XENON PHARMACEUTICALS INC | $8,000 | -20.0% | 2,464 | 0.0% | 0.00% | – | |
| YAHOO INCnote 12/0 | $239,000 | +10.1% | 210,000 | 0.0% | 0.00% | – | ||
| YUM | YUM BRANDS INCput | $50,000 | -59.0% | 50,000 | 0.0% | 0.00% | – | |
| YUME | YUME INC | $5,000 | 0.0% | 1,160 | 0.0% | 0.00% | – | |
| ZAGG | ZAGG INC | $246,000 | +20.0% | 28,525 | 0.0% | 0.00% | – | |
| ALQA | ALLIQUA BIOMEDICAL INC | $0 | – | 428 | 0.0% | 0.00% | – | |
| CO | CHINA CORD BLOOD CORP | $0 | – | 18 | 0.0% | 0.00% | – | |
| AEZS | AETERNA ZENTARIS INC | $1,000 | -50.0% | 800 | 0.0% | 0.00% | – | |
| GSOL | GLOBAL SOURCES LTDord | $366,000 | +142.4% | 18,292 | 0.0% | 0.00% | – | |
| GBLI | GLOBAL INDTY LTD CAYMAN | $214,000 | +0.5% | 5,529 | 0.0% | 0.00% | – | |
| HOLI | HOLLYSYS AUTOMATION TECHNOLO | $3,000 | 0.0% | 192 | 0.0% | 0.00% | – | |
| INNL | INNOCOLL HLDGS PLC | $6,000 | +100.0% | 2,500 | 0.0% | 0.00% | – | |
| FWDB | ADVISORSHARES TRmadrona glb bd | $0 | – | 1 | 0.0% | 0.00% | – | |
| AADR | ADVISORSHARES TR | $7,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| MANU | MANCHESTER UTD PLC NEWord cl a | $89,000 | -3.3% | 5,465 | 0.0% | 0.00% | – | |
| NTP | NAM TAI PPTY INC | $2,000 | +100.0% | 210 | 0.0% | 0.00% | – | |
| ORIG | OCEAN RIG UDW INC | $0 | – | 288 | 0.0% | 0.00% | – | |
| ACU | ACME UTD CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| PME | PINGTAN MARINE ENTERPRISE LT | $0 | -100.0% | 125 | 0.0% | 0.00% | – | |
| TAT | TRANSATLANTIC PETROLEUM LTD | $0 | – | 120 | 0.0% | 0.00% | – | |
| FFTY | ACADEMY FDS TRinnov ibd50 fd | $227,000 | +6.1% | 8,360 | 0.0% | 0.00% | – | |
| ABT | ABBOTT LABSput | $209,000 | -48.8% | 60,000 | 0.0% | 0.00% | – | |
| BCOMF | B COMMUNICATIONS LTD | $7,000 | -12.5% | 405 | 0.0% | 0.00% | – | |
| ADHD | ALCOBRA LTD | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| CHEK | CHECK CAP LTD | $25,000 | -10.7% | 13,000 | 0.0% | 0.00% | – | |
| ELTK | ELTEK LTDord | $0 | – | 2 | 0.0% | 0.00% | – | |
| EVGN | EVOGENE LTD | $5,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| FOMX | FOAMIX PHARMACEUTICALS LTD | $12,000 | 0.0% | 2,600 | 0.0% | 0.00% | – | |
| CALL | MAGICJACK VOCALTEC LTD | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| MNDO | MIND C T I LTDord | $0 | – | 1 | 0.0% | 0.00% | – | |
| FILL | ISHARESglb enr prod etf | $19,000 | -9.5% | 1,061 | 0.0% | 0.00% | – | |
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ASBB | ASB BANCORP INC N C | $44,000 | +29.4% | 1,000 | 0.0% | 0.00% | – | |
| IVTY | INVUITY INC | $45,000 | -8.2% | 6,200 | 0.0% | 0.00% | – | |
| PERI | PERION NETWORK LTD | $0 | – | 1 | 0.0% | 0.00% | – | |
| INUV | INUVO INC | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | |
| IIN | INTRICON CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| INTT | INTEST CORP | $5,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| IDXG | INTERPACE DIAGNOSTICS GROUP | $0 | – | 140 | 0.0% | 0.00% | – | |
| IP | INTL PAPER COput | $11,000 | -96.8% | 100,000 | 0.0% | 0.00% | – | |
| IP | INTL PAPER COcall | $1,383,000 | +214.3% | 312,900 | 0.0% | 0.00% | – | |
| ROSGQ | ROSETTA GENOMICS LTD | $0 | – | 167 | 0.0% | 0.00% | – | |
| STDY | STEADYMED LTD | $8,000 | +14.3% | 1,200 | 0.0% | 0.00% | – | |
| IFMI | INSTITUTIONAL FINL MKTS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| SPCB | SUPERCOM LTD NEW | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| TATT | TAT TECHNOLOGIES LTDord new | $0 | – | 2 | 0.0% | 0.00% | – | |
| CNDA | INDEXIQ ETF TRcan sml cp etf | $4,000 | 0.0% | 215 | 0.0% | 0.00% | – | |
| CROP | INDEXIQ ETF TRglb agri sm cp | $115,000 | +5.5% | 3,369 | 0.0% | 0.00% | – | |
| MCRO | INDEXIQ ETF TRhdg mactrk etf | $5,000 | 0.0% | 203 | 0.0% | 0.00% | – | |
| IHC | INDEPENDENCE HLDG CO NEW | $190,000 | +9.8% | 9,304 | 0.0% | 0.00% | – | |
| INCYTE CORPnote 1.250%11/1 | $1,185,000 | -4.9% | 484,000 | 0.0% | 0.00% | – | ||
| ARCW | ARC GROUP WORLDWIDE INC | $2,000 | -33.3% | 640 | 0.0% | 0.00% | – | |
| IMUC | IMMUNOCELLULAR THERAPEUTICS | $0 | – | 250 | 0.0% | 0.00% | – | |
| ICCC | IMMUCELL CORP | $169,000 | +33.1% | 23,001 | 0.0% | 0.00% | – | |
| KANG | IKANG HEALTHCARE GROUP INCsponsored adr | $78,000 | -16.1% | 6,349 | 0.0% | 0.00% | – | |
| IDRA | IDERA PHARMACEUTICALS INC | $157,000 | -30.5% | 91,479 | 0.0% | 0.00% | – | |
| ITUS | ITUS CORP | $3,000 | -62.5% | 2,517 | 0.0% | 0.00% | – | |
| IRS | IRSA INVERSIONES Y REP S Aglobl dep rcpt | $7,000 | -12.5% | 307 | 0.0% | 0.00% | – | |
| IEC | IEC ELECTRS CORP NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| HBP | HUTTIG BLDG PRODS INC | $0 | – | 8 | 0.0% | 0.00% | – | |
| ARC | ARC DOCUMENT SOLUTIONS INC | $97,000 | +21.2% | 23,241 | 0.0% | 0.00% | – | |
| HSON | HUDSON GLOBAL INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| HBMWS | HUDBAY MINERALS INC*w exp 07/20/201 | $2,000 | -60.0% | 11,937 | 0.0% | 0.00% | – | |
| HWCC | HOUSTON WIRE & CABLE CO | $0 | – | 3 | 0.0% | 0.00% | – | |
| IBCD | ISHARES TRibnds mar20 etf | $8,000 | 0.0% | 344 | 0.0% | 0.00% | – | |
| IBCE | ISHARES TRibnds mar23 etf | $9,000 | 0.0% | 352 | 0.0% | 0.00% | – | |
| HFBC | HOPFED BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HOMETOWN BANKSHARES CORP | $4,000 | +33.3% | 343 | 0.0% | 0.00% | – | ||
| SLQD | ISHARES TR0-5yr invt gr cp | $50,000 | 0.0% | 991 | 0.0% | 0.00% | – | |
| CRBN | ISHARES TRmsci lw crb tg | $48,000 | +2.1% | 445 | 0.0% | 0.00% | – | |
| HSGX | HISTOGENICS CORP | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| HSY | HERSHEY COput | $2,000 | -66.7% | 94 | 0.0% | 0.00% | – | |
| HEWU | ISHARES TRmsci un kngdom | $13,000 | 0.0% | 568 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $6,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| HCCI | HERITAGE CRYSTAL CLEAN INC | $166,000 | +16.1% | 10,452 | 0.0% | 0.00% | – | |
| JASO | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $45,000 | -2.2% | 7,100 | 0.0% | 0.00% | – | |
| MRUS | MERUS N V | $5,000 | -28.6% | 300 | 0.0% | 0.00% | – | |
| HEB | HEMISPHERX BIOPHARMA INC | $0 | – | 417 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $233,000 | +0.9% | 235,000 | 0.0% | 0.00% | – | ||
| HLPRB | HECLA MNG COpfd cv ser b | $436,000 | +7.7% | 7,560 | 0.0% | 0.00% | – | |
| BOTJ | BANK OF THE ST JAMES FINL GP | $95,000 | +2.2% | 6,335 | 0.0% | 0.00% | – | |
| JANUS HENDERSON GROUP PLCnote 0.750% 7/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| JASN | JASON INDS INC | $1,000 | 0.0% | 642 | 0.0% | 0.00% | – | |
| HEALTHWAYS INCnote 1.500% 7/0 | $635,000 | +32.6% | 310,000 | 0.0% | 0.00% | – | ||
| HVTA | HAVERTY FURNITURE INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| HCAP | HARVEST CAP CR CORP | $10,000 | 0.0% | 764 | 0.0% | 0.00% | – | |
| HIGWS | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $249,000 | +12.7% | 5,300 | 0.0% | 0.00% | – | |
| KLAC | KLA-TENCOR CORPput | $103,000 | +10.8% | 80,000 | 0.0% | 0.00% | – | |
| KVHI | KVH INDS INC | $99,000 | +13.8% | 10,384 | 0.0% | 0.00% | – | |
| KNDI | KANDI TECHNOLOGIES GROUP INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| QURE | UNIQURE NV | $12,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| HNH | HANDY & HARMAN LTD | $45,000 | +15.4% | 1,418 | 0.0% | 0.00% | – | |
| WMGIZ | WRIGHT MED GROUP N Vright 03/01/2019 | $0 | – | 1 | 0.0% | 0.00% | – | |
| KB HOMEnote 1.375% 2/0 | $26,000 | +4.0% | 25,000 | 0.0% | 0.00% | – | ||
| NYMX | NYMOX PHARMACEUTICAL CORP | $4,000 | +33.3% | 1,050 | 0.0% | 0.00% | – | |
| KELYB | KELLY SVCS INCcl b | $4,000 | 0.0% | 188 | 0.0% | 0.00% | – | |
| SVA | SINOVAC BIOTECH LTD | $8,000 | +14.3% | 1,250 | 0.0% | 0.00% | – | |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | $7,000 | 0.0% | 185 | 0.0% | 0.00% | – | |
| HBK | HAMILTON BANCORP INC MD | $15,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| HALL | HALLMARK FINL SVCS INC EC | $91,000 | +2.2% | 8,032 | 0.0% | 0.00% | – | |
| KINS | KINGSTONE COS INC | $43,000 | -4.4% | 2,800 | 0.0% | 0.00% | – | |
| KOPN | KOPIN CORP | $165,000 | -9.8% | 44,669 | 0.0% | 0.00% | – | |
| KOSS | KOSS CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| GNSS | LRAD CORP | $5,000 | 0.0% | 3,200 | 0.0% | 0.00% | – | |
| DAC | DANAOS CORPORATION | $0 | – | 108 | 0.0% | 0.00% | – | |
| GSHHY | GUANGSHEN RY LTDsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| GTXI | GTX INC DEL | $2,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| ESEA | EUROSEAS LTD | $1,000 | 0.0% | 896 | 0.0% | 0.00% | – | |
| LAWS | LAWSON PRODS INC | $138,000 | -1.4% | 6,253 | 0.0% | 0.00% | – | |
| GXPPRBCL | GREAT PLAINS ENERGY INC | $832,000 | -1.3% | 15,691 | 0.0% | 0.00% | – | |
| GEC | GREAT ELM CAP GROUP INC | $1,000 | 0.0% | 209 | 0.0% | 0.00% | – | |
| LM | LEGG MASON INCcall | $910,000 | +19.0% | 104,000 | 0.0% | 0.00% | – | |
| AJX | GREAT AJAX CORP | $532,000 | +7.0% | 38,054 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- WELLS CAPITAL MANAGEMENT INC #3
- WELLS FARGO BANK N A #4
- Wells Fargo Funds Management, LLC #5
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC #13
- WELLS FARGO CLEARING SERVICES, LLC #15
- WELLS FARGO DELAWARE TRUST CO, N.A. #17
- Wells Fargo Securities, LLC #24
- GOLDEN CAPITAL MANAGEMENT, LLC #73
- Rock Creek Group, LP #89
- ANALYTIC INVESTORS, LLC #90
- Wells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #5
- Golden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #73
- Analytic Investors, LLC reporting on behalf of 361 CAPITAL LLC #90
- Analytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO #90
- Analytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC #90
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| APPLE INC | 42 | Q3 2023 | 3.4% |
| SPDR S & P 500 ETF TRUST ETF | 42 | Q3 2023 | 3.3% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 1.5% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 2.1% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| AMAZON COM INC COM | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.1% |
View WELLS FARGO & COMPANY/MN's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 25, 2023 | 3,531 | 38.0% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | September 22, 2023 | 346 | 7.3% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | September 22, 2023 | 567 | 12.6% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | September 22, 2023 | 376 | 9.8% |
| PIMCO MUNICIPAL INCOME FUND | September 22, 2023 | 386 | 6.2% |
| PIMCO MUNICIPAL INCOME FUND II | September 22, 2023 | 1,242 | 11.5% |
| PIMCO MUNICIPAL INCOME FUND III | September 22, 2023 | 582 | 10.1% |
| Nuveen Municipal Credit Income Fund | September 13, 2023 | 6,048 | 45.9% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
View WELLS FARGO & COMPANY/MN's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| SC 13D | 2024-05-07 |
| SC 13D | 2024-05-07 |
View WELLS FARGO & COMPANY/MN's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.