$251 Billion is the total value of WELLS FARGO & COMPANY/MN's 21312 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 122.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LRCX | Exit | LAM RESEARCH CORPput | $0 | – | -300,000 | -100.0% | 0.00% | – |
| Exit | AAR CORPnote 2.250% 3/0 | $0 | – | -208,000 | -100.0% | 0.00% | – | |
| IYT | Exit | ISHARES TRcall | $0 | – | -500 | -100.0% | 0.00% | – |
| CHD | Exit | CHURCH & DWIGHT INCcall | $0 | – | -3,100 | -100.0% | 0.00% | – |
| MPOYQ | Exit | MIDSTATES PETE CO INC | $0 | – | -40 | -100.0% | 0.00% | – |
| NKY | Exit | PRECIDIAN ETFS TRmaxis nikkei | $0 | – | -3,553 | -100.0% | 0.00% | – |
| USB | Exit | US BANCORP DELcall | $0 | – | -52,000 | -100.0% | 0.00% | – |
| MTL | Exit | MECHEL OAOsponsored adr | $0 | – | 0 | +100.0% | 0.00% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $0 | – | -92,000 | -100.0% | 0.00% | – | |
| QRTEB | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -62 | -100.0% | 0.00% | – |
| APHB | Exit | AMPLIPHI BIOSCIENCES CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| BHP | Exit | BHP BILLITON LTDput | $0 | – | -330,500 | -100.0% | 0.00% | – |
| AKS | Exit | AK STL HLDG CORPcall | $0 | – | -107,600 | -100.0% | 0.00% | – |
| Exit | BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| ASUR | Exit | ASURE SOFTWARE INC | $0 | – | -15 | -100.0% | 0.00% | – |
| PRU | Exit | PRUDENTIAL FINL INCput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| AA | Exit | ALCOA INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| QLIK | Exit | QLIK TECHNOLOGIES INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| SWAY | Exit | STARWOOD WAYPOINT RESIDENTL | $0 | – | -37,305 | -100.0% | 0.00% | – |
| GVT | Exit | COLUMBIA ETF TRsel lc val etf | $0 | – | -400 | -100.0% | 0.00% | – |
| TSS | Exit | TOTAL SYS SVCS INCput | $0 | – | -4,400 | -100.0% | 0.00% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWcall | $0 | – | -6,200 | -100.0% | 0.00% | – |
| Exit | UBS AG LONDON BRHen lg cp grwth | $0 | – | -189 | -100.0% | 0.00% | – | |
| TRCHW | Exit | TEJON RANCH CO*w exp 08/31/201 | $0 | – | -1,534 | -100.0% | 0.00% | – |
| SPEX | Exit | SPHERIX INC | $0 | – | -1 | -100.0% | 0.00% | – |
| WBIB | Exit | ABSOLUTE SHS TRwbi tactical smv | $0 | – | -159 | -100.0% | 0.00% | – |
| SMTX | Exit | SMTC CORP | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ORCL | Exit | ORACLE CORPput | $0 | – | -190,000 | -100.0% | 0.00% | – |
| JNJ | Exit | JOHNSON & JOHNSONcall | $0 | – | -4,400 | -100.0% | 0.00% | – |
| OLN | Exit | OLIN CORPcall | $0 | – | -82,900 | -100.0% | 0.00% | – |
| CNTF | Exit | CHINA TECHFAITH WIRLS COMM Tsponsored adr | $0 | – | -2,450 | -100.0% | 0.00% | – |
| RWV | Exit | OPPENHEIMER REV WEIGHTED ETFnavelr a100 etf | $0 | – | -1,348 | -100.0% | 0.00% | – |
| JPM | Exit | JPMORGAN CHASE & COput | $0 | – | -130,000 | -100.0% | 0.00% | – |
| Exit | AVATAR HLDGS INCnote 7.500% 2/1 | $0 | – | -22,000 | -100.0% | 0.00% | – | |
| DLR | Exit | DIGITAL RLTY TR INCcall | $0 | – | -305,300 | -100.0% | 0.00% | – |
| SCS | Exit | STEELCASE INCput | $0 | – | -200,000 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID CORPput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| PRXIQ | Exit | PREMIER EXHIBITIONS INC | $0 | – | -1,030 | -100.0% | 0.00% | – |
| PRGN | Exit | PARAGON SHIPPING INCcl a new | $0 | – | -37 | -100.0% | 0.00% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC Ncall | $0 | – | -74,200 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -12,900 | -100.0% | 0.00% | – |
| CTLT | Exit | CATALENT INCput | $0 | – | -49,300 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GILD | Exit | GILEAD SCIENCES INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| TOPS | Exit | TOP SHIPS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| BKD | Exit | BROOKDALE SR LIVING INCput | $0 | – | -32,500 | -100.0% | 0.00% | – |
| Exit | INTERDIGITAL INCnote 2.500% 3/1 | $0 | – | -141,000 | -100.0% | 0.00% | – | |
| GSIH | Exit | GENERAL STEEL HOLDINGS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| USAP | Exit | UNIVERSAL STAINLESS & ALLOY | $0 | – | -194 | -100.0% | 0.00% | – |
| BRCM | Exit | BROADCOM CORPput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| XLNX | Exit | XILINX INCput | $0 | – | -400,000 | -100.0% | 0.00% | – |
| SEE | Exit | SEALED AIR CORP NEWcall | $0 | – | -48,600 | -100.0% | 0.00% | – |
| ASBI | Exit | AMERIANA BANCORP | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $0 | – | -571,000 | -100.0% | 0.00% | – | |
| DHR | Exit | DANAHER CORP DELcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| XLP | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| SLV | Exit | ISHARES SILVER TRUSTcall | $0 | – | -113,600 | -100.0% | 0.00% | – |
| DSCO | Exit | DISCOVERY LABORATORIES INC N | $0 | – | -12,460 | -100.0% | 0.00% | – |
| MYL | Exit | MYLAN N Vput | $0 | – | -174,600 | -100.0% | 0.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -218,449 | -100.0% | 0.00% | – |
| CRM | Exit | SALESFORCE COM INCput | $0 | – | -155,200 | -100.0% | 0.00% | – |
| KBH | Exit | KB HOMEput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| GLPW | Exit | GLOBAL POWER EQUIPMENT GRP I | $0 | – | -6,687 | -100.0% | 0.00% | – |
| SFXEQ | Exit | SFX ENTMT INC | $0 | – | -24,617 | -100.0% | 0.00% | – |
| IP | Exit | INTL PAPER COput | $0 | – | -85,600 | -100.0% | 0.00% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INCput | $0 | – | -15,800 | -100.0% | 0.00% | – |
| GRPN | Exit | GROUPON INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| TLTE | Exit | FLEXSHARES TRmstar emkt fac | $0 | – | -2,600 | -100.0% | 0.00% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -300 | -100.0% | 0.00% | – |
| DD | Exit | DU PONT E I DE NEMOURS & COput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| TRIP | Exit | TRIPADVISOR INCput | $0 | – | -239,700 | -100.0% | 0.00% | – |
| BP | Exit | BP PLCcall | $0 | – | -982,200 | -100.0% | 0.00% | – |
| CCG | Exit | CAMPUS CREST CMNTYS INC | $0 | – | -70,086 | -100.0% | 0.00% | – |
| GMCR | Exit | KEURIG GREEN MTN INCcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| JAXB | Exit | JACKSONVILLE BANCORP INC FLA | $0 | – | -209 | -100.0% | 0.00% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLCcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| ERIC | Exit | ERICSSONcall | $0 | – | -100 | -100.0% | 0.00% | – |
| KHC | Exit | KRAFT HEINZ COcall | $0 | – | -15,800 | -100.0% | 0.00% | – |
| TGC | Exit | TENGASCO INC | $0 | – | -1 | -100.0% | 0.00% | – |
| GLPG | Exit | GALAPAGOS NVspon adr | $0 | – | -6 | -100.0% | 0.00% | – |
| DXMMQ | Exit | DEX MEDIA INC NEW | $0 | – | 0 | +100.0% | 0.00% | – |
| LOJN | Exit | LO-JACK CORP | $0 | – | -600 | -100.0% | 0.00% | – |
| NESCQ | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -25,144 | -100.0% | 0.00% | – |
| TWC | Exit | TIME WARNER CABLE INCput | $0 | – | -15,200 | -100.0% | 0.00% | – |
| ABC | Exit | AMERISOURCEBERGEN CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INCput | $0 | – | -80,000 | -100.0% | 0.00% | – |
| VSRI | Exit | VERSAR INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -60,000 | -100.0% | 0.00% | – |
| UAL | Exit | UNITED CONTL HLDGS INCcall | $0 | – | -29,000 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCnote 1.500% 7/1 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| FNDF | Exit | SCHWAB STRATEGIC TRschwb fdt int lg | $0 | – | -603 | -100.0% | 0.00% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -130,000 | -100.0% | 0.00% | – |
| OCAT | Exit | OCATA THERAPEUTICS INC | $0 | – | -26,241 | -100.0% | 0.00% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INCput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC | $0 | – | -25,000 | -100.0% | 0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCput | $0 | – | -22,000 | -100.0% | 0.00% | – |
| STE | Exit | STERIS CORP | $0 | – | -11,323 | -100.0% | 0.00% | – |
| PCLN | Exit | PRICELINE GRP INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| F | Exit | FORD MTR CO DELcall | $0 | – | -550,000 | -100.0% | 0.00% | – |
| OIH | Exit | MARKET VECTORS ETF TRcall | $0 | – | -150,000 | -100.0% | 0.00% | – |
| STDY | Exit | STEADYMED LTD | $0 | – | -500 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMITEDput | $0 | – | -700 | -100.0% | 0.00% | – |
| AVOL | Exit | AVOLON HLDGS LTD | $0 | – | -1,065 | -100.0% | 0.00% | – |
| DISCB | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -12 | -100.0% | 0.00% | – |
| RCAPQ | Exit | RCS CAP CORP | $0 | – | -1,747 | -100.0% | 0.00% | – |
| HK | Exit | HALCON RES CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GAI | Exit | GLOBAL TECH ADVANCED INNOVAT | $0 | – | -1 | -100.0% | 0.00% | – |
| YOKU | Exit | YOUKU TUDOU INCput | $0 | – | -314,200 | -100.0% | 0.00% | – |
| VNO | Exit | VORNADO RLTY TRcall | $0 | – | -80,000 | -100.0% | 0.00% | – |
| LEN | Exit | LENNAR CORPput | $0 | – | -81,600 | -100.0% | 0.00% | – |
| Exit | KANSAS CITY LIFE INS CO | $0 | – | -4 | -100.0% | 0.00% | – | |
| FCVA | Exit | FIRST CAPITAL BANCORP VA | $0 | – | -1 | -100.0% | 0.00% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -138,921 | -100.0% | 0.00% | – |
| QCCO | Exit | QC HLDGS INC | $0 | – | 0 | +100.0% | 0.00% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Pcall | $0 | – | -169,800 | -100.0% | 0.00% | – |
| WBIE | Exit | ABSOLUTE SHS TRwbi lgcap wbie | $0 | – | -192 | -100.0% | 0.00% | – |
| INOD | Exit | INNODATA INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CLF | Exit | CLIFFS NAT RES INCcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| MON | Exit | MONSANTO CO NEWput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| BIDU | Exit | BAIDU INCput | $0 | – | -90,100 | -100.0% | 0.00% | – |
| AFCO | Exit | AMERICAN FARMLAND CO | $0 | – | -1,000 | -100.0% | 0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPput | $0 | – | -110,000 | -100.0% | 0.00% | – |
| CIBR | Exit | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $0 | – | -23,408 | -100.0% | 0.00% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fput | $0 | – | -426,300 | -100.0% | 0.00% | – |
| ATML | Exit | ATMEL CORPcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| PLG | Exit | PLATINUM GROUP METALS LTD | $0 | – | -1,440,500 | -100.0% | 0.00% | – |
| XOP | Exit | SPDR SERIES TRUSTcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| OIBRC | Exit | OI S.A.spn adr new | $0 | – | -136 | -100.0% | 0.00% | – |
| P | Exit | PANDORA MEDIA INCput | $0 | – | -193,600 | -100.0% | 0.00% | – |
| GRHHQ | Exit | GREENHUNTER RES INC | $0 | – | -2,400 | -100.0% | 0.00% | – |
| BSQR | Exit | BSQUARE CORP | $0 | – | -45 | -100.0% | 0.00% | – |
| LMCB | Exit | LIBERTY MEDIA CORP DELAWAREcl b | $0 | – | -16 | -100.0% | 0.00% | – |
| CBS | Exit | CBS CORP NEWput | $0 | – | -54,600 | -100.0% | 0.00% | – |
| SWSH | Exit | SWISHER HYGIENE INC | $0 | – | -2,540 | -100.0% | 0.00% | – |
| BZC | Exit | BREEZE EASTERN CORP | $0 | – | -3,007 | -100.0% | 0.00% | – |
| GLRI | Exit | GLORI ENERGY INC | $0 | – | -605,700 | -100.0% | 0.00% | – |
| Exit | SHUTTERFLY INCnote 0.250% 5/1 | $0 | – | -718,000 | -100.0% | 0.00% | – | |
| DAL | Exit | DELTA AIR LINES INC DELcall | $0 | – | -39,200 | -100.0% | 0.00% | – |
| GDPMQ | Exit | GOODRICH PETE CORP | $0 | – | -47,730 | -100.0% | 0.00% | – |
| FANG | Exit | DIAMONDBACK ENERGY INCput | $0 | – | -12,400 | -100.0% | 0.00% | – |
| WLBAQ | Exit | WESTMORELAND COAL COput | $0 | – | -28,000 | -100.0% | 0.00% | – |
| Exit | NQ MOBILE INCnote 4.000%10/1 | $0 | – | -17,000 | -100.0% | 0.00% | – | |
| RJZ | Exit | SWEDISH EXPT CR CORPrg metal etn22 | $0 | – | -1,616 | -100.0% | 0.00% | – |
| HES | Exit | HESS CORPput | $0 | – | -16,000 | -100.0% | 0.00% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INCcall | $0 | – | -102,000 | -100.0% | 0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -110,000 | -100.0% | 0.00% | – |
| UPIP | Exit | UNWIRED PLANET INC NEW | $0 | – | -2,548 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -26,850 | -100.0% | 0.00% | – |
| FCEB | Exit | FOREST CITY ENTERPRISES INCcl b conv | $0 | – | -1,753 | -100.0% | 0.00% | – |
| RIG | Exit | TRANSOCEAN LTDput | $0 | – | -400 | -100.0% | 0.00% | – |
| CTCT | Exit | CONSTANT CONTACT INC | $0 | – | -12,643 | -100.0% | 0.00% | – |
| CRDC | Exit | CARDICA INC | $0 | – | -5,953 | -100.0% | 0.00% | – |
| DHI | Exit | D R HORTON INCcall | $0 | – | -93,000 | -100.0% | 0.00% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCcall | $0 | – | -30,200 | -100.0% | 0.00% | – |
| AXP | Exit | AMERICAN EXPRESS COcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| KBE | Exit | SPDR SERIES TRUSTput | $0 | – | -54,800 | -100.0% | 0.00% | – |
| YHOO | Exit | YAHOO INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| ACIIQ | Exit | ARCH COAL INC | $0 | – | -20,222 | -100.0% | 0.00% | – |
| POT | Exit | POTASH CORP SASK INCcall | $0 | – | -130,300 | -100.0% | 0.00% | – |
| MN | Exit | MANNING & NAPIER INCcl a | $0 | – | -9,011 | -100.0% | 0.00% | – |
| CRBQ | Exit | ALPS ETF TR | $0 | – | -4,731 | -100.0% | 0.00% | – |
| GOL | Exit | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $0 | – | -100 | -100.0% | 0.00% | – |
| HRB | Exit | BLOCK H & R INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $0 | – | -32,000 | -100.0% | 0.00% | – | |
| SYA | Exit | SYMETRA FINL CORP | $0 | – | -29,923 | -100.0% | 0.00% | – |
| AGU | Exit | AGRIUM INCcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| DD | Exit | DU PONT E I DE NEMOURS & COcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| JD | Exit | JD COM INCcall | $0 | – | -17,100 | -100.0% | 0.00% | – |
| MELA | Exit | MELA SCIENCES INC | $0 | – | -6,161 | -100.0% | 0.00% | – |
| FSLR | Exit | FIRST SOLAR INCput | $0 | – | -54,600 | -100.0% | 0.00% | – |
| PBY | Exit | PEP BOYS MANNY MOE & JACK | $0 | – | -14,921 | -100.0% | 0.00% | – |
| PXD | Exit | PIONEER NAT RES COput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| LNKD | Exit | LINKEDIN CORPput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| YELP | Exit | YELP INCcall | $0 | – | -353,400 | -100.0% | 0.00% | – |
| WBIH | Exit | ABSOLUTE SHS TRwbi tct hg inc | $0 | – | -360 | -100.0% | 0.00% | – |
| OIH | Exit | MARKET VECTORS ETF TRput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| WBIC | Exit | ABSOLUTE SHS TRwbi tactical smy | $0 | – | -247 | -100.0% | 0.00% | – |
| ATMP | Exit | BARCLAYS BK PLCetn+ sel mlp | $0 | – | -5,859 | -100.0% | 0.00% | – |
| TLOG | Exit | TETRALOGIC PHARMACEUTICALS C | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PRKR | Exit | PARKERVISION INC | $0 | – | -9,370 | -100.0% | 0.00% | – |
| PCLN | Exit | PRICELINE GRP INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| PRSN | Exit | PERSEON CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| BZH | Exit | BEAZER HOMES USA INCput | $0 | – | -123,800 | -100.0% | 0.00% | – |
| UGL | Exit | PROSHARES TR IIultra gold | $0 | – | -10 | -100.0% | 0.00% | – |
| TSYS | Exit | TELECOMMUNICATION SYS INCcl a | $0 | – | -28,656 | -100.0% | 0.00% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -18,000 | -100.0% | 0.00% | – |
| ENZY | Exit | ENZYMOTEC LTD | $0 | – | -31,145 | -100.0% | 0.00% | – |
| MON | Exit | MONSANTO CO NEWcall | $0 | – | -85,000 | -100.0% | 0.00% | – |
| BIDU | Exit | BAIDU INCcall | $0 | – | -27,500 | -100.0% | 0.00% | – |
| CAG | Exit | CONAGRA FOODS INCcall | $0 | – | -102,600 | -100.0% | 0.00% | – |
| FE | Exit | FIRSTENERGY CORPput | $0 | – | -92,700 | -100.0% | 0.00% | – |
| FENG | Exit | PHOENIX NEW MEDIA LTDsponsored ads | $0 | – | -703 | -100.0% | 0.00% | – |
| NBBC | Exit | NEWBRIDGE BANCORPcl a no par | $0 | – | -24,959 | -100.0% | 0.00% | – |
| WLL | Exit | WHITING PETE CORP NEWcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| FRO | Exit | FRONTLINE LTD | $0 | – | -85,236 | -100.0% | 0.00% | – |
| Exit | HURON CONSULTING GROUP INCnote 1.250%10/0 | $0 | – | -74,000 | -100.0% | 0.00% | – | |
| SPSM | Exit | SPDR SER TRspdr russel 2000 | $0 | – | -66 | -100.0% | 0.00% | – |
| URRE | Exit | URANIUM RES INC | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | NOVELLUS SYS INCnote 2.625% 5/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| FCX | Exit | FREEPORT-MCMORAN INCcall | $0 | – | -582,500 | -100.0% | 0.00% | – |
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| EMMSP | Exit | EMMIS COMMUNICATIONS CORPpfd cv ser a | $0 | – | -1 | -100.0% | 0.00% | – |
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| WMB | Exit | WILLIAMS COS INC DELcall | $0 | – | -18,700 | -100.0% | 0.00% | – |
| V | Exit | VISA INCcall | $0 | – | -24,800 | -100.0% | 0.00% | – |
| FRM | Exit | FURMANITE CORPORATION | $0 | – | -11,085 | -100.0% | 0.00% | – |
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| DOMR | Exit | DOMINION RES BLACK WARRIOR Tunits ben int | $0 | – | -60,248 | -100.0% | 0.00% | – |
| DAL | Exit | DELTA AIR LINES INC DELput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| PACD | Exit | PACIFIC DRILLING SA LUXEMBOU | $0 | – | -82 | -100.0% | 0.00% | – |
| ADMA | Exit | ADMA BIOLOGICS INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| EWJ | Exit | ISHARESput | $0 | – | -116,000 | -100.0% | 0.00% | – |
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| P | Exit | PANDORA MEDIA INCcall | $0 | – | -445,100 | -100.0% | 0.00% | – |
| WITE | Exit | ETFS WHITE METALS BASKET TR | $0 | – | -400 | -100.0% | 0.00% | – |
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| ANAD | Exit | ANADIGICS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| EZCH | Exit | EZCHIP SEMICONDUCTOR LIMITEDord | $0 | – | -905 | -100.0% | 0.00% | – |
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| ASTI | Exit | ASCENT SOLAR TECHNOLOGIES IN | $0 | – | -1 | -100.0% | 0.00% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -83,700 | -100.0% | 0.00% | – |
| METR | Exit | METRO BANCORP INC PA | $0 | – | -3,868 | -100.0% | 0.00% | – |
| WBIL | Exit | ABSOLUTE SHS TRwbi tactical lcs | $0 | – | -202 | -100.0% | 0.00% | – |
| JTPY | Exit | JETPAY CORP | $0 | – | -5,000 | -100.0% | 0.00% | – |
| MRK | Exit | MERCK & CO INC NEWcall | $0 | – | -78,500 | -100.0% | 0.00% | – |
| PENN | Exit | PENN NATL GAMING INCcall | $0 | – | -26,400 | -100.0% | 0.00% | – |
| LEDD | Exit | BARCLAYS BK PLCipth lead etn | $0 | – | -146 | -100.0% | 0.00% | – |
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| LOW | Exit | LOWES COS INCcall | $0 | – | -12,400 | -100.0% | 0.00% | – |
| HPT | Exit | HOSPITALITY PPTYS TRcall | $0 | – | -300,000 | -100.0% | 0.00% | – |
| SIXD | Exit | 6D GLOBAL TECHNOLOGIES INC | $0 | – | -107 | -100.0% | 0.00% | – |
| MELI | Exit | MERCADOLIBRE INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| WVE | Exit | WAVE LIFE SCIENCES LTD | $0 | – | -4,672 | -100.0% | 0.00% | – |
| FAST | Exit | FASTENAL COput | $0 | – | -12,000 | -100.0% | 0.00% | – |
| EL | Exit | LAUDER ESTEE COS INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| ROYL | Exit | ROYALE ENERGY INC | $0 | – | -4 | -100.0% | 0.00% | – |
| PVAHQ | Exit | PENN VA CORP | $0 | – | -441,312 | -100.0% | 0.00% | – |
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| OVTI | Exit | OMNIVISION TECHNOLOGIES INC | $0 | – | -42,843 | -100.0% | 0.00% | – |
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| CLDN | Exit | CELLADON CORP | $0 | – | -16,642 | -100.0% | 0.00% | – |
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| TRMR | Exit | TREMOR VIDEO INC | $0 | – | -3,500 | -100.0% | 0.00% | – |
| WBIG | Exit | ABSOLUTE SHS TRwbi tactical lcy | $0 | – | -280 | -100.0% | 0.00% | – |
| SNDK | Exit | SANDISK CORPput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| LBTYB | Exit | LIBERTY GLOBAL PLC | $0 | – | -15 | -100.0% | 0.00% | – |
| ORPN | Exit | BIO BLAST PHARMA LTD | $0 | – | -300 | -100.0% | 0.00% | – |
| HEB | Exit | HEMISPHERX BIOPHARMA INC | $0 | – | -4,396 | -100.0% | 0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $0 | – | -609,000 | -100.0% | 0.00% | – | |
| DMND | Exit | DIAMOND FOODS INC | $0 | – | -27,800 | -100.0% | 0.00% | – |
| AIG | Exit | AMERICAN INTL GROUP INCput | $0 | – | -500,000 | -100.0% | 0.00% | – |
| EQBK | Exit | EQUITY BANCSHARES INC | $0 | – | -2,618 | -100.0% | 0.00% | – |
| AXPW | Exit | AXION PWR INTL INC | $0 | – | -100 | -100.0% | 0.00% | – |
| MLPL | Exit | UBS AG JERSEY BRANCH2xmn alr mlp inf | $0 | – | -1 | -100.0% | 0.00% | – |
| PRU | Exit | PRUDENTIAL FINL INCcall | $0 | – | -80,100 | -100.0% | 0.00% | – |
| ZTS | Exit | ZOETIS INCput | $0 | – | -4,200 | -100.0% | 0.00% | – |
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| Exit | LAM RESEARCH CORPnote 0.500% 5/1 | $0 | – | -711,000 | -100.0% | 0.00% | – | |
| WBID | Exit | ABSOLUTE SHS TRwbi tactical sms | $0 | – | -163 | -100.0% | 0.00% | – |
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| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -1,188,905 | -100.0% | 0.00% | – |
| WDIV | Exit | SPDR INDEX SHS FDSs&p glbdiv etf | $0 | – | -85 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORP NEWput | $0 | – | -95,000 | -100.0% | 0.00% | – |
| SLW | Exit | SILVER WHEATON CORPcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| PED | Exit | PEDEVCO CORP | $0 | – | -30 | -100.0% | 0.00% | – |
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| WBII | Exit | ABSOLUTE SHS TRwbi tct inc sh | $0 | – | -1,951 | -100.0% | 0.00% | – |
| RBYCF | Exit | RUBICON MINERALS CORP | $0 | – | -4,001 | -100.0% | 0.00% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COput | $0 | – | -304,900 | -100.0% | 0.00% | – |
| ILMN | Exit | ILLUMINA INCput | $0 | – | -33,400 | -100.0% | 0.00% | – |
| CBMX | Exit | COMBIMATRIX CORPORATION | $0 | – | -7 | -100.0% | 0.00% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERScall | $0 | – | -63,900 | -100.0% | 0.00% | – |
| RLD | Exit | REALD INC | $0 | – | -11,401 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $0 | – | -208,000 | -100.0% | 0.00% | – | |
| NFX | Exit | NEWFIELD EXPL COcall | $0 | – | -26,000 | -100.0% | 0.00% | – |
| WBIF | Exit | ABSOLUTE SHS TRwbi tactcl lcv | $0 | – | -200 | -100.0% | 0.00% | – |
| WAVXQ | Exit | WAVE SYSTEMS CORPcl a new | $0 | – | -10 | -100.0% | 0.00% | – |
| NRP | Exit | NATURAL RESOURCE PARTNERS L | $0 | – | -18,846 | -100.0% | 0.00% | – |
| CFG | Exit | CITIZENS FINL GROUP INCput | $0 | – | -75,000 | -100.0% | 0.00% | – |
| AMGN | Exit | AMGEN INCcall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| FELPQ | Exit | FORESIGHT ENERGY LP | $0 | – | -275 | -100.0% | 0.00% | – |
| UTIW | Exit | UTI WORLDWIDE INCord | $0 | – | -32,073 | -100.0% | 0.00% | – |
| PRAN | Exit | PRANA BIOTECHNOLOGY LTDsponsored adr | $0 | – | -12,000 | -100.0% | 0.00% | – |
| SLTD | Exit | SOLAR3D INC | $0 | – | -2,549 | -100.0% | 0.00% | – |
| SPUU | Exit | DIREXION SHS ETF TRdly s&p500 2xs | $0 | – | -68 | -100.0% | 0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| FDX | Exit | FEDEX CORPput | $0 | – | -80,000 | -100.0% | 0.00% | – |
| JCI | Exit | JOHNSON CTLS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | GOODRICH PETE CORPnote 5.000%10/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| KBH | Exit | KB HOMEcall | $0 | – | -101,000 | -100.0% | 0.00% | – |
| LVNTB | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| CRM | Exit | SALESFORCE COM INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| WBIA | Exit | ABSOLUTE SHS TRwbi tactical smg | $0 | – | -155 | -100.0% | 0.00% | – |
| TD | Exit | TORONTO DOMINION BK ONTcall | $0 | – | -68,000 | -100.0% | 0.00% | – |
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| OPHC | Exit | OPTIMUMBANK HOLDINGS INC | $0 | – | -15,000 | -100.0% | 0.00% | – |
| CERU | Exit | CERULEAN PHARMA INC | $0 | – | -221,698 | -100.0% | 0.00% | – |
| EOXLQ | Exit | EMERALD OIL INC | $0 | – | -1,035 | -100.0% | 0.00% | – |
| Exit | WEBMD HEALTH CORPnote 2.250% 3/3 | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| XLNX | Exit | XILINX INCcall | $0 | – | -42,600 | -100.0% | 0.00% | – |
| GPL | Exit | GREAT PANTHER SILVER LTD | $0 | – | -5,000 | -100.0% | 0.00% | – |
| IWO | Exit | ISHARES TRput | $0 | – | -24,600 | -100.0% | 0.00% | – |
| BKD | Exit | BROOKDALE SR LIVING INCcall | $0 | – | -583,600 | -100.0% | 0.00% | – |
| STKS | Exit | THE ONE GROUP HOSPITALITY IN | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $0 | – | -49,000 | -100.0% | 0.00% | – | |
| SPG | Exit | SIMON PPTY GROUP INC NEWcall | $0 | – | -63,900 | -100.0% | 0.00% | – |
| Exit | APOLLO INVT CORPnote 5.750% 1/1 | $0 | – | -325,000 | -100.0% | 0.00% | – | |
| XT | Exit | ISHARES TRexponen techno | $0 | – | -177 | -100.0% | 0.00% | – |
| LBMH | Exit | LIBERATOR MEDICAL HLDGS INC | $0 | – | -4,649 | -100.0% | 0.00% | – |
| JIVE | Exit | JIVE SOFTWARE INCcall | $0 | – | -91,000 | -100.0% | 0.00% | – |
| Exit | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| WHZT | Exit | WHITING USA TR IItr unit | $0 | – | -1,835 | -100.0% | 0.00% | – |
| TXN | Exit | TEXAS INSTRS INCput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| BDBD | Exit | BOULDER BRANDS INC | $0 | – | -44,286 | -100.0% | 0.00% | – |
| Exit | SEACOR HOLDINGS INCnote 2.500%12/1 | $0 | – | -24,000 | -100.0% | 0.00% | – | |
| Exit | ENVESTNET INCnote 1.750%12/1 | $0 | – | -315,000 | -100.0% | 0.00% | – | |
| ZINCQ | Exit | HORSEHEAD HLDG CORP | $0 | – | -27,340 | -100.0% | 0.00% | – |
| LOW | Exit | LOWES COS INCput | $0 | – | -203,400 | -100.0% | 0.00% | – |
| LTRPB | Exit | LIBERTY TRIPADVISOR HLDGS IN | $0 | – | -6 | -100.0% | 0.00% | – |
| PFPT | Exit | PROOFPOINT INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| EDC | Exit | DIREXION SHS ETF TRdly emrgmkt bull | $0 | – | 0 | +100.0% | 0.00% | – |
| GTU | Exit | CENTRAL GOLDTRUSTtr unit | $0 | – | -45,352 | -100.0% | -0.00% | – |
| YELP | Exit | YELP INCput | $0 | – | -207,200 | -100.0% | -0.00% | – |
| NOV | Exit | NATIONAL OILWELL VARCO INCput | $0 | – | -160,000 | -100.0% | -0.00% | – |
| RACE | Exit | FERRARI N V | $0 | – | -41,638 | -100.0% | -0.00% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INCput | $0 | – | -66,300 | -100.0% | -0.00% | – |
| BMR | Exit | BIOMED REALTY TRUST INC | $0 | – | -92,093 | -100.0% | -0.00% | – |
| MW | Exit | MENS WEARHOUSE INC | $0 | – | -247,893 | -100.0% | -0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -85,000 | -100.0% | -0.00% | – |
| IRCPRB | Exit | INLAND REAL ESTATE CORPredm pfd ser b | $0 | – | -102,817 | -100.0% | -0.00% | – |
| Exit | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $0 | – | -1,994,000 | -100.0% | -0.00% | – | |
| Exit | BLUCORA INCnote 4.250% 4/0 | $0 | – | -2,516,000 | -100.0% | -0.00% | – | |
| GCC | Exit | GREENHAVEN CONT CMDTY INDEXunit ben int | $0 | – | -194,087 | -100.0% | -0.00% | – |
| POT | Exit | POTASH CORP SASK INCput | $0 | – | -534,300 | -100.0% | -0.00% | – |
| DHR | Exit | DANAHER CORP DELput | $0 | – | -117,800 | -100.0% | -0.00% | – |
| IRC | Exit | INLAND REAL ESTATE CORP | $0 | – | -232,921 | -100.0% | -0.00% | – |
| WMB | Exit | WILLIAMS COS INC DELput | $0 | – | -125,300 | -100.0% | -0.00% | – |
| Exit | ALTRA INDL MOTION CORPnote 2.750% 3/0 | $0 | – | -2,665,000 | -100.0% | -0.00% | – | |
| PMCS | Exit | PMC-SIERRA INC | $0 | – | -210,860 | -100.0% | -0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -4,093,596 | -100.0% | -0.00% | – |
| Exit | VECTOR GROUP LTDnote 1.750% 4/1 | $0 | – | -1,591,000 | -100.0% | -0.00% | – | |
| RENT | Exit | RENTRAK CORP | $0 | – | -79,517 | -100.0% | -0.00% | – |
| CLF | Exit | CLIFFS NAT RES INCput | $0 | – | -422,400 | -100.0% | -0.00% | – |
| WPP | Exit | WAUSAU PAPER CORP | $0 | – | -175,443 | -100.0% | -0.00% | – |
| M | Exit | MACYS INCput | $0 | – | -52,300 | -100.0% | -0.00% | – |
| XOP | Exit | SPDR SERIES TRUSTput | $0 | – | -70,000 | -100.0% | -0.00% | – |
| DCUB | Exit | DOMINION RES INC VA NEWunit 07/01/2016 | $0 | – | -44,833 | -100.0% | -0.00% | – |
| MDAS | Exit | MEDASSETS INC | $0 | – | -92,796 | -100.0% | -0.00% | – |
| KING | Exit | KING DIGITAL ENTMT PLC | $0 | – | -124,838 | -100.0% | -0.00% | – |
| NGLS | Exit | TARGA RESOURCES PARTNERS LP | $0 | – | -210,409 | -100.0% | -0.00% | – |
| Exit | CIENA CORPdebt 4.000%12/1 | $0 | – | -1,623,000 | -100.0% | -0.00% | – | |
| DYAX | Exit | DYAX CORP | $0 | – | -78,354 | -100.0% | -0.00% | – |
| Exit | LAM RESEARCH CORPnote 1.250% 5/1 | $0 | – | -2,255,000 | -100.0% | -0.00% | – | |
| NTAP | Exit | NETAPP INCput | $0 | – | -385,000 | -100.0% | -0.00% | – |
| POZN | Exit | POZEN INC | $0 | – | -240,185 | -100.0% | -0.00% | – |
| Exit | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $0 | – | -3,213,000 | -100.0% | -0.00% | – | |
| ENBL | Exit | ENABLE MIDSTREAM PARTNERS LPput | $0 | – | -219,600 | -100.0% | -0.00% | – |
| Exit | INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $0 | – | -4,300,000 | -100.0% | -0.00% | – | |
| Exit | ILLUMINA INCnote 0.250% 3/1 | $0 | – | -2,120,000 | -100.0% | -0.00% | – | |
| SLH | Exit | SOLERA HOLDINGS INC | $0 | – | -108,768 | -100.0% | -0.00% | – |
| Exit | SPECTRANETICS CORPmtnf 2.625% 6/0 | $0 | – | -5,032,000 | -100.0% | -0.00% | – | |
| GMCR | Exit | KEURIG GREEN MTN INCput | $0 | – | -92,200 | -100.0% | -0.00% | – |
| C | Exit | CITIGROUP INCput | $0 | – | -540,000 | -100.0% | -0.00% | – |
| SMLP | Exit | SUMMIT MIDSTREAM PARTNERS LPput | $0 | – | -255,500 | -100.0% | -0.00% | – |
| EWRI | Exit | RYDEX ETF TRUSTgug russ1000 eql | $0 | – | -96,803 | -100.0% | -0.00% | – |
| WBAI | Exit | 500 COM LTDspon adr rep a | $0 | – | -232,100 | -100.0% | -0.00% | – |
| FEYE | Exit | FIREEYE INCput | $0 | – | -500,000 | -100.0% | -0.00% | – |
| FCEA | Exit | FOREST CITY ENTERPRISES INCcl a | $0 | – | -310,435 | -100.0% | -0.00% | – |
| Exit | CEMEX SAB DE CVnote 3.250% 3/1 | $0 | – | -9,784,000 | -100.0% | -0.00% | – | |
| RNF | Exit | RENTECH NITROGEN PARTNERS Lput | $0 | – | -808,500 | -100.0% | -0.01% | – |
| THRX | Exit | THERAVANCE INC | $0 | – | -1,155,278 | -100.0% | -0.01% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -85,131 | -100.0% | -0.01% | – |
| SFG | Exit | STANCORP FINL GROUP INC | $0 | – | -109,008 | -100.0% | -0.01% | – |
| POM | Exit | PEPCO HOLDINGS INC | $0 | – | -628,199 | -100.0% | -0.01% | – |
| SWI | Exit | SOLARWINDS INC | $0 | – | -261,769 | -100.0% | -0.01% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -161,000 | -100.0% | -0.01% | – |
| Exit | UTI WORLDWIDE INCnote 4.500% 3/0 | $0 | – | -17,891,000 | -100.0% | -0.01% | – | |
| PCL | Exit | PLUM CREEK TIMBER CO INC | $0 | – | -407,440 | -100.0% | -0.01% | – |
| Exit | ARES CAP CORPnote 5.750% 2/0 | $0 | – | -22,575,000 | -100.0% | -0.01% | – | |
| SIRO | Exit | SIRONA DENTAL SYSTEMS INC | $0 | – | -241,343 | -100.0% | -0.01% | – |
| MTCN | Exit | ARCELORMITTAL SA LUXEMBOURGmand cv nt 16 | $0 | – | -4,038,499 | -100.0% | -0.01% | – |
| XRAY | Exit | DENTSPLY INTL INC NEW | $0 | – | -425,872 | -100.0% | -0.01% | – |
| TFI | Exit | SPDR SERIES TRUSTnuvn brcly muni | $0 | – | -998,622 | -100.0% | -0.01% | – |
| SHM | Exit | SPDR SERIES TRUSTnuvn br sht muni | $0 | – | -1,051,095 | -100.0% | -0.01% | – |
| HNT | Exit | HEALTH NET INC | $0 | – | -373,493 | -100.0% | -0.01% | – |
| MR | Exit | MINDRAY MEDICAL INTL LTDspon adr | $0 | – | -1,305,793 | -100.0% | -0.01% | – |
| FCAM | Exit | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $0 | – | -299,369 | -100.0% | -0.01% | – |
| GMCR | Exit | KEURIG GREEN MTN INC | $0 | – | -455,407 | -100.0% | -0.02% | – |
| TW | Exit | TOWERS WATSON & COcl a | $0 | – | -449,171 | -100.0% | -0.02% | – |
| ARRS | Exit | ARRIS GROUP INC NEW | $0 | – | -2,121,798 | -100.0% | -0.03% | – |
| WSH | Exit | WILLIS GROUP HOLDINGS PUBLIC | $0 | – | -1,575,300 | -100.0% | -0.03% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -383,942 | -100.0% | -0.04% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -2,136,940 | -100.0% | -0.05% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTD | $0 | – | -1,412,420 | -100.0% | -0.08% | – |
| ACE | Exit | ACE LTD | $0 | – | -1,761,753 | -100.0% | -0.08% | – |
| CB | Exit | CHUBB CORP | $0 | – | -4,546,694 | -100.0% | -0.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- PEREGRINE CAPITAL MANAGEMENT INC /MN/ #2
- WELLS CAPITAL MANAGEMENT INC #3
- WELLS FARGO BANK N A #4
- Wells Fargo Funds Management, LLC #5
- Nelson Capital Management, LLC #7
- METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA #10
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC #13
- WELLS FARGO ADVISORS, LLC #15
- WELLS FARGO DELAWARE TRUST CO, N.A. #17
- Wells Fargo Securities, LLC #24
- NORWEST LTD LP, LLLP #39
- GOLDEN CAPITAL MANAGEMENT, LLC #73
- Rock Creek Group, LP #89
- Wells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #5
- Golden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #73
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| APPLE INC | 42 | Q3 2023 | 3.4% |
| SPDR S & P 500 ETF TRUST ETF | 42 | Q3 2023 | 3.3% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 1.5% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 2.1% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| AMAZON COM INC COM | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.1% |
View WELLS FARGO & COMPANY/MN's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 25, 2023 | 3,531 | 38.0% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | September 22, 2023 | 346 | 7.3% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | September 22, 2023 | 567 | 12.6% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | September 22, 2023 | 376 | 9.8% |
| PIMCO MUNICIPAL INCOME FUND | September 22, 2023 | 386 | 6.2% |
| PIMCO MUNICIPAL INCOME FUND II | September 22, 2023 | 1,242 | 11.5% |
| PIMCO MUNICIPAL INCOME FUND III | September 22, 2023 | 582 | 10.1% |
| Nuveen Municipal Credit Income Fund | September 13, 2023 | 6,048 | 45.9% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
View WELLS FARGO & COMPANY/MN's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| SC 13D | 2024-05-07 |
| SC 13D | 2024-05-07 |
View WELLS FARGO & COMPANY/MN's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.