$514 Billion is the total value of WELLS FARGO & COMPANY/MN's 40196 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 63.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DJP | Sell | BARCLAYS BK PLCdjubs cmdt etn36 | $412,452,000 | -10.2% | 14,873,424 | -3.1% | 0.08% | -55.6% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $350,152,000 | -29.8% | 1,971,798 | -29.6% | 0.07% | -65.1% |
| PCP | Sell | PRECISION CASTPARTS CORP | $335,068,000 | -14.2% | 1,595,564 | -1.6% | 0.06% | -57.5% |
| EBAY | Sell | EBAY INC | $219,610,000 | -4.6% | 3,807,476 | -7.2% | 0.04% | -52.2% |
| HAL | Sell | HALLIBURTON CO | $202,120,000 | -15.8% | 4,606,178 | -24.6% | 0.04% | -58.5% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $194,988,000 | -44.2% | 5,762,102 | -36.7% | 0.04% | -72.3% |
| GGG | Sell | GRACO INC | $116,144,000 | -13.0% | 1,609,526 | -3.3% | 0.02% | -55.8% |
| URI | Sell | UNITED RENTALS INC | $99,556,000 | -55.2% | 1,092,106 | -49.8% | 0.02% | -78.2% |
| BHI | Sell | BAKER HUGHES INC | $83,978,000 | +3.0% | 1,320,814 | -9.2% | 0.02% | -50.0% |
| ESV | Sell | ENSCO PLC | $69,380,000 | -36.3% | 3,292,796 | -9.5% | 0.01% | -67.4% |
| FEIC | Sell | FEI CO | $72,202,000 | -35.4% | 945,788 | -23.5% | 0.01% | -68.2% |
| FLS | Sell | FLOWSERVE CORP | $55,200,000 | -60.1% | 977,198 | -57.8% | 0.01% | -79.6% |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $49,192,000 | -31.7% | 2,339,084 | -30.6% | 0.01% | -64.3% |
| IHS | Sell | IHS INCcl a | $44,850,000 | -66.8% | 394,244 | -66.8% | 0.01% | -83.0% |
| IILG | Sell | INTERVAL LEISURE GROUP INC | $46,416,000 | +25.3% | 1,771,010 | -0.2% | 0.01% | -40.0% |
| DAN | Sell | DANA HLDG CORP | $41,052,000 | -31.6% | 1,940,126 | -29.7% | 0.01% | -66.7% |
| TRW | Sell | TRW AUTOMOTIVE HLDGS CORP | $41,436,000 | -81.1% | 395,192 | -81.5% | 0.01% | -90.7% |
| SWFT | Sell | SWIFT TRANSN COcl a | $41,284,000 | -70.4% | 1,586,668 | -67.4% | 0.01% | -85.5% |
| NTAP | Sell | NETAPP INC | $36,342,000 | -30.5% | 1,024,928 | -18.7% | 0.01% | -65.0% |
| PWR | Sell | QUANTA SVCS INC | $33,406,000 | -47.7% | 1,170,910 | -47.9% | 0.01% | -72.0% |
| HLX | Sell | HELIX ENERGY SOLUTIONS GRP I | $29,604,000 | -54.4% | 1,978,800 | -33.9% | 0.01% | -76.0% |
| YELP | Sell | YELP INCcl a | $30,376,000 | -70.5% | 641,466 | -65.9% | 0.01% | -85.0% |
| JLL | Sell | JONES LANG LASALLE INC | $27,764,000 | -48.2% | 162,948 | -54.4% | 0.01% | -76.2% |
| PHM | Sell | PULTE GROUP INC | $25,020,000 | -17.0% | 1,125,528 | -19.9% | 0.01% | -58.3% |
| SM | Sell | SM ENERGY CO | $23,996,000 | -10.1% | 464,288 | -32.9% | 0.01% | -50.0% |
| SUI | Sell | SUN CMNTYS INC | $25,594,000 | -16.1% | 383,622 | -23.9% | 0.01% | -58.3% |
| P | Sell | PANDORA MEDIA INC | $25,922,000 | -86.8% | 1,599,106 | -85.5% | 0.01% | -93.5% |
| HWAY | Sell | HEALTHWAYS INC | $19,428,000 | -16.3% | 986,310 | -15.5% | 0.00% | -55.6% |
| FLIR | Sell | FLIR SYS INC | $18,912,000 | -16.3% | 604,580 | -13.6% | 0.00% | -55.6% |
| CAB | Sell | CABELAS INC | $19,232,000 | -79.9% | 343,546 | -81.1% | 0.00% | -89.2% |
| RYT | Sell | RYDEX ETF TRUSTgug s&p500eqwtte | $22,422,000 | -18.6% | 243,988 | -19.6% | 0.00% | -63.6% |
| DISH | Sell | DISH NETWORK CORPcl a | $20,336,000 | -62.5% | 290,246 | -61.0% | 0.00% | -81.0% |
| PODD | Sell | INSULET CORP | $19,648,000 | -29.2% | 589,218 | -2.2% | 0.00% | -63.6% |
| CVLG | Sell | COVENANT TRANSN GROUP INCcl a | $22,066,000 | -20.5% | 665,460 | -35.0% | 0.00% | -63.6% |
| CSOD | Sell | CORNERSTONE ONDEMAND INC | $23,064,000 | -72.8% | 798,302 | -66.9% | 0.00% | -87.9% |
| GRA | Sell | GRACE W R & CO DEL NEW | $18,568,000 | -84.9% | 187,818 | -85.4% | 0.00% | -91.7% |
| ENIA | Sell | ENERSIS S Asponsored adr | $20,340,000 | -26.8% | 1,250,890 | -27.9% | 0.00% | -63.6% |
| PNW | Sell | PINNACLE WEST CAP CORP | $15,886,000 | -18.9% | 249,154 | -13.1% | 0.00% | -62.5% |
| OII | Sell | OCEANEERING INTL INC | $15,228,000 | -57.2% | 282,390 | -53.3% | 0.00% | -78.6% |
| SSYS | Sell | STRATASYS LTD | $12,958,000 | -84.1% | 245,538 | -74.9% | 0.00% | -90.6% |
| MAC | Sell | MACERICH CO | $17,188,000 | -6.0% | 203,828 | -7.0% | 0.00% | -57.1% |
| Sell | AMTRUST FINL SVCS INCnote 5.500%12/1 | $13,700,000 | -4.0% | 6,230,000 | -5.8% | 0.00% | -50.0% | |
| IUSG | Sell | ISHARES TRcore us grw etf | $13,884,000 | -58.2% | 170,844 | -59.7% | 0.00% | -76.9% |
| DNRCQ | Sell | DENBURY RES INC | $16,150,000 | -16.6% | 2,215,320 | -7.0% | 0.00% | -62.5% |
| Sell | RADIAN GROUP INCnote 3.000%11/1 | $8,918,000 | -23.1% | 5,796,000 | -23.1% | 0.00% | -60.0% | |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $9,364,000 | -76.5% | 637,110 | -76.8% | 0.00% | -87.5% |
| CAR | Sell | AVIS BUDGET GROUP | $8,698,000 | -54.9% | 147,400 | -49.3% | 0.00% | -75.0% |
| AN | Sell | AUTONATION INC | $8,626,000 | -31.8% | 134,082 | -36.0% | 0.00% | -60.0% |
| AIZ | Sell | ASSURANT INC | $11,340,000 | -13.8% | 184,664 | -3.9% | 0.00% | -60.0% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $12,714,000 | +13.2% | 291,114 | -0.6% | 0.00% | -50.0% |
| MBI | Sell | MBIA INC | $8,256,000 | -21.3% | 887,670 | -19.3% | 0.00% | -50.0% |
| LULU | Sell | LULULEMON ATHLETICA INC | $9,016,000 | -27.2% | 140,826 | -36.6% | 0.00% | -60.0% |
| DDC | Sell | DOMINION DIAMOND CORP | $7,756,000 | -37.4% | 453,834 | -34.3% | 0.00% | -60.0% |
| WIP | Sell | SPDR SERIES TRUSTdb int gvt etf | $9,238,000 | -11.6% | 169,310 | -7.8% | 0.00% | -50.0% |
| PCYC | Sell | PHARMACYCLICS INC | $10,914,000 | -12.8% | 42,640 | -58.4% | 0.00% | -60.0% |
| Sell | CTRIP COM INTL LTDnote 1.250%10/1 | $8,594,000 | -58.9% | 8,170,000 | -62.1% | 0.00% | -75.0% | |
| TCBI | Sell | TEXAS CAPITAL BANCSHARES INC | $9,530,000 | -91.9% | 195,866 | -91.0% | 0.00% | -95.7% |
| KEYS | Sell | KEYSIGHT TECHNOLOGIES INC | $11,924,000 | -27.2% | 321,194 | -33.8% | 0.00% | -66.7% |
| WGRP | Sell | WILLBROS GROUP INC DEL | $8,538,000 | -59.2% | 2,579,266 | -22.6% | 0.00% | -75.0% |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $8,242,000 | +4.0% | 5,538,000 | -17.8% | 0.00% | -33.3% | |
| ADVS | Sell | ADVENT SOFTWARE INC | $5,206,000 | -11.4% | 118,016 | -38.5% | 0.00% | -50.0% |
| AR | Sell | ANTERO RES CORP | $3,502,000 | -94.1% | 99,136 | -93.2% | 0.00% | -95.7% |
| AEC | Sell | ASSOCIATED ESTATES RLTY CORP | $4,134,000 | -18.1% | 167,558 | -22.9% | 0.00% | -50.0% |
| BBG | Sell | BARRETT BILL CORP | $4,066,000 | -31.8% | 489,706 | -6.5% | 0.00% | -50.0% |
| HRB | Sell | BLOCK H & R INCput | $6,822,000 | +8219.5% | 215,800 | -64.1% | 0.00% | – |
| BCEI | Sell | BONANZA CREEK ENERGY INC | $3,286,000 | -55.9% | 133,254 | -57.1% | 0.00% | -66.7% |
| Sell | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $5,082,000 | -19.6% | 4,602,000 | -22.8% | 0.00% | -50.0% | |
| CNL | Sell | CLECO CORP NEW | $6,474,000 | -34.9% | 118,720 | -34.9% | 0.00% | -75.0% |
| Sell | CEMEX SAB DE CVnote 3.250% 3/1 | $5,688,000 | -67.2% | 5,068,000 | -66.1% | 0.00% | -85.7% | |
| CNW | Sell | CON-WAY INC | $5,890,000 | -70.8% | 133,446 | -67.4% | 0.00% | -87.5% |
| EPIQ | Sell | EPIQ SYS INC | $3,808,000 | -60.6% | 212,400 | -62.4% | 0.00% | -75.0% |
| GEF | Sell | GREIF INCcl a | $5,850,000 | -58.9% | 148,994 | -50.6% | 0.00% | -83.3% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $5,484,000 | -20.7% | 119,414 | -27.9% | 0.00% | -66.7% |
| HEES | Sell | H & E EQUIPMENT SERVICES INC | $3,412,000 | -80.5% | 136,566 | -78.1% | 0.00% | -85.7% |
| HCP | Sell | HCP INCcall | $5,992,000 | +778.6% | 27,600 | -94.2% | 0.00% | – |
| INFA | Sell | INFORMATICA CORP | $6,508,000 | -87.1% | 148,376 | -88.8% | 0.00% | -95.0% |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOG | $4,654,000 | -21.2% | 267,382 | -21.9% | 0.00% | -50.0% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $7,358,000 | -59.6% | 473,862 | -59.8% | 0.00% | -85.7% |
| AOA | Sell | ISHARESaggres alloc etf | $5,038,000 | -76.0% | 106,038 | -76.6% | 0.00% | -87.5% |
| AOK | Sell | ISHARESconser alloc etf | $2,716,000 | -45.3% | 82,238 | -46.0% | 0.00% | -50.0% |
| MCHI | Sell | ISHARES TRchina etf | $4,616,000 | -84.9% | 84,692 | -86.1% | 0.00% | -91.7% |
| LDOS | Sell | LEIDOS HLDGS INC | $4,370,000 | -14.0% | 104,174 | -10.8% | 0.00% | -50.0% |
| NAV | Sell | NAVISTAR INTL CORP NEW | $3,500,000 | -71.3% | 118,624 | -67.4% | 0.00% | -80.0% |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $5,068,000 | -81.6% | 2,482,000 | -79.3% | 0.00% | -90.9% | |
| ODP | Sell | OFFICE DEPOT INC | $5,688,000 | -92.7% | 618,132 | -93.2% | 0.00% | -96.8% |
| ONB | Sell | OLD NATL BANCORP IND | $2,762,000 | -64.7% | 194,622 | -63.0% | 0.00% | -66.7% |
| BTU | Sell | PEABODY ENERGY CORP | $2,838,000 | -57.5% | 576,884 | -33.2% | 0.00% | -66.7% |
| PICB | Sell | POWERSHARES ETF TRUST IIintl corp bond | $6,310,000 | -16.1% | 238,478 | -9.8% | 0.00% | -66.7% |
| RCI | Sell | ROGERS COMMUNICATIONS INCcl b | $7,326,000 | -66.5% | 218,824 | -61.1% | 0.00% | -88.9% |
| SLXP | Sell | SALIX PHARMACEUTICALS INC | $4,418,000 | -60.4% | 25,558 | -73.6% | 0.00% | -75.0% |
| SIGI | Sell | SELECTIVE INS GROUP INC | $6,234,000 | -50.4% | 214,540 | -53.7% | 0.00% | -80.0% |
| SLW | Sell | SILVER WHEATON CORPcall | $6,442,000 | +7853.1% | 80,000 | -11.1% | 0.00% | – |
| SXC | Sell | SUNCOKE ENERGY INC | $4,924,000 | -48.4% | 329,482 | -33.2% | 0.00% | -75.0% |
| SYNA | Sell | SYNAPTICS INC | $6,226,000 | -46.3% | 76,576 | -54.6% | 0.00% | -80.0% |
| TCRD | Sell | THL CR INC | $5,578,000 | -77.9% | 453,800 | -78.9% | 0.00% | -90.0% |
| Sell | TTM TECHNOLOGIES INCnote 1.750%12/1 | $3,638,000 | -69.2% | 3,310,000 | -72.8% | 0.00% | -80.0% | |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWAR | $5,116,000 | -13.5% | 200,954 | -4.7% | 0.00% | -50.0% |
| TLM | Sell | TALISMAN ENERGY INC | $4,728,000 | -77.3% | 615,496 | -76.9% | 0.00% | -87.5% |
| Sell | TESLA MTRS INCnote 1.500% 6/0 | $7,088,000 | -22.2% | 4,412,000 | -10.1% | 0.00% | -75.0% | |
| Sell | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $2,846,000 | -26.4% | 2,354,000 | -24.4% | 0.00% | -50.0% | |
| VVC | Sell | VECTREN CORP | $5,184,000 | -20.1% | 117,474 | -16.3% | 0.00% | -66.7% |
| Sell | XILINX INCnote 2.625% 6/1 | $6,164,000 | -8.1% | 4,166,000 | -6.5% | 0.00% | -66.7% | |
| ALKS | Sell | ALKERMES PLC | $4,942,000 | -95.9% | 81,048 | -96.0% | 0.00% | -97.9% |
| HLSSF | Sell | HOME LN SERVICING SOLUTIONS | $4,978,000 | -44.0% | 300,912 | -34.0% | 0.00% | -66.7% |
| Sell | GOODRICH PETE CORPnote 5.000%10/0 | $16,000 | -27.3% | 32,000 | -25.6% | 0.00% | – | |
| GDPMQ | Sell | GOODRICH PETE CORP | $138,000 | -63.3% | 38,680 | -54.3% | 0.00% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $0 | – | -214,000 | -100.0% | 0.00% | – | |
| BTF | Exit | BOULDER TOTAL RETURN FD INC | $0 | – | -1,011 | -100.0% | 0.00% | – |
| MDC | Exit | M D C HLDGS INCcall | $0 | – | -55,600 | -100.0% | 0.00% | – |
| GPM | Sell | GUGGENHEIM ENHNCD EQTY INCM | $70,000 | -63.9% | 8,358 | -62.9% | 0.00% | – |
| IREBY | Exit | IRELAND BKspnsrd adr new | $0 | – | -11,378 | -100.0% | 0.00% | – |
| BKS | Exit | BARNES & NOBLE INCcall | $0 | – | -190,000 | -100.0% | 0.00% | – |
| GSHHY | Sell | GUANGSHEN RY LTDsponsored adr | $46,000 | -95.6% | 2,000 | -95.4% | 0.00% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDput | $0 | – | -200 | -100.0% | 0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| SNDK | Exit | SANDISK CORPcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| GDOT | Sell | GREEN DOT CORPcl a | $428,000 | -35.0% | 26,958 | -16.1% | 0.00% | – |
| LBYYQ | Sell | LIBBEY INC | $102,000 | -59.8% | 2,560 | -68.3% | 0.00% | – |
| Sell | LIBERTY MEDIA CORPdeb 4.000%11/1 | $872,000 | -14.7% | 1,420,000 | -11.7% | 0.00% | – | |
| WWW | Exit | WOLVERINE WORLD WIDE INCput | $0 | – | -8,600 | -100.0% | 0.00% | – |
| GTE | Sell | GRAN TIERRA ENERGY INC | $318,000 | -88.1% | 116,806 | -83.2% | 0.00% | -100.0% |
| MGM | Exit | MGM RESORTS INTERNATIONALput | $0 | – | -471,500 | -100.0% | 0.00% | – |
| PLD | Exit | PROLOGIS INCput | $0 | – | -142,500 | -100.0% | 0.00% | – |
| Exit | COSTCO COMPANIES INCnote 8/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| GOGO | Sell | GOGO INC | $688,000 | -90.4% | 36,100 | -91.7% | 0.00% | -100.0% |
| FTK | Exit | FLOTEK INDS INC DELcall | $0 | – | -3,700 | -100.0% | 0.00% | – |
| CALL | Exit | MAGICJACK VOCALTEC LTDcall | $0 | – | -14,400 | -100.0% | 0.00% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -80 | -100.0% | 0.00% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N Vcall | $0 | – | -1,700 | -100.0% | 0.00% | – |
| SOIL | Sell | GLOBAL X FDSglb x fertil | $0 | -100.0% | 4 | -98.9% | 0.00% | – |
| MRO | Exit | MARATHON OIL CORPcall | $0 | – | -2,300 | -100.0% | 0.00% | – |
| DYSL | Exit | DYNASIL CORP AMER | $0 | – | -2,500 | -100.0% | 0.00% | – |
| Sell | MGIC INVT CORP WISnote 2.000% 4/0 | $1,986,000 | -65.4% | 1,362,000 | -65.3% | 0.00% | -100.0% | |
| MGPI | Sell | MGP INGREDIENTS INC NEW | $168,000 | -33.9% | 12,524 | -21.9% | 0.00% | – |
| MHO | Sell | M/I HOMES INC | $208,000 | -1.4% | 8,756 | -4.6% | 0.00% | – |
| RMCF | Exit | ROCKY MTN CHOCOLATE FACTORY | $0 | – | -85,718 | -100.0% | 0.00% | – |
| GLPW | Sell | GLOBAL POWER EQUIPMENT GRP I | $34,000 | -22.7% | 2,558 | -19.3% | 0.00% | – |
| CCUR | Exit | CONCURRENT COMPUTER CORP NEW | $0 | – | -33 | -100.0% | 0.00% | – |
| RDIV | Exit | REVENUESHARES ETF TRultra divid fd | $0 | – | -1,500 | -100.0% | 0.00% | – |
| AUY | Exit | YAMANA GOLD INCcall | $0 | – | -13,000 | -100.0% | 0.00% | – |
| ORCL | Exit | ORACLE CORPput | $0 | – | -900 | -100.0% | 0.00% | – |
| CNX | Exit | CONSOL ENERGY INCput | $0 | – | -77,800 | -100.0% | 0.00% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -220,400 | -100.0% | 0.00% | – |
| MGIC | Sell | MAGIC SOFTWARE ENTERPRISES Lord | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORP | $8,000 | -66.7% | 1,334 | -26.6% | 0.00% | – |
| MERU | Exit | MERU NETWORKS INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| SAN | Exit | BANCO SANTANDER SAcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ATEA | Exit | ASTEA INTL INC | $0 | – | -1 | -100.0% | 0.00% | – |
| MRO | Sell | MARATHON OIL CORPput | $14,000 | +100.0% | 6,800 | -59.8% | 0.00% | – |
| MPX | Sell | MARINE PRODS CORP | $10,000 | -41.2% | 1,086 | -45.5% | 0.00% | – |
| GM | Sell | GENERAL MTRS COput | $548,000 | -9.1% | 372,200 | -48.1% | 0.00% | – |
| O | Exit | REALTY INCOME CORPput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | SERVICENOW INCnote 11/0 | $0 | – | -410,000 | -100.0% | 0.00% | – | |
| XMPT | Sell | MARKET VECTORS ETF TRmun bd closed | $0 | -100.0% | 6 | -96.1% | 0.00% | – |
| PLND | Sell | MARKET VECTORS ETF TRvectrs pol etf | $0 | – | 0 | -100.0% | 0.00% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INCput | $0 | – | -4,200 | -100.0% | 0.00% | – |
| SVM | Exit | SILVERCORP METALS INCcall | $0 | – | -800 | -100.0% | 0.00% | – |
| SCIF | Sell | MARKET VECTORS ETF TRindia small cp | $2,242,000 | -9.0% | 47,456 | -13.9% | 0.00% | -100.0% |
| KWT | Sell | MARKET VECTORS ETF TRsolar enrg new | $0 | -100.0% | 12 | -36.8% | 0.00% | – |
| PFXF | Sell | MARKET VECTORS ETF TRpfd sec exfinl | $0 | – | 0 | -100.0% | 0.00% | – |
| EGAS | Sell | GAS NAT INC | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| FISH | Sell | MARLIN MIDSTREAM PARTNERS LP | $8,000 | -80.0% | 402 | -81.7% | 0.00% | – |
| MRTN | Sell | MARTEN TRANS LTD | $58,000 | +1.8% | 2,508 | -3.6% | 0.00% | – |
| RSHCQ | Exit | RADIOSHACK CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| 5100PS | Exit | VOLCANO CORPORATION | $0 | – | -2,410 | -100.0% | 0.00% | – |
| FRNK | Exit | FRANKLIN FINL CORP VA | $0 | – | -17,050 | -100.0% | 0.00% | – |
| MTSN | Sell | MATTSON TECHNOLOGY INC | $232,000 | -27.7% | 58,846 | -37.8% | 0.00% | – |
| MVNR | Sell | MAVENIR SYS INC | $46,000 | -6.1% | 2,608 | -28.8% | 0.00% | – |
| MCD | Sell | MCDONALDS CORPput | $2,000 | -99.8% | 8,400 | -97.8% | 0.00% | – |
| P107PS | Sell | MCG CAPITAL CORP | $18,000 | -58.1% | 4,480 | -59.7% | 0.00% | – |
| MIG | Sell | MEADOWBROOK INS GROUP INC | $62,000 | -96.8% | 7,390 | -96.8% | 0.00% | -100.0% |
| RAD | Exit | RITE AID CORPput | $0 | – | -70,000 | -100.0% | 0.00% | – |
| MTL | Sell | MECHEL OAOsponsored adr | $0 | – | 0 | -100.0% | 0.00% | – |
| MFIN | Sell | MEDALLION FINL CORP | $104,000 | -59.5% | 11,168 | -56.5% | 0.00% | – |
| ACUR | Exit | ACURA PHARMACEUTICALS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MDGN | Sell | MEDGENICS INC | $30,000 | -16.7% | 3,700 | -47.9% | 0.00% | – |
| FULL | Sell | FULL CIRCLE CAP CORP | $34,000 | -69.1% | 9,600 | -60.5% | 0.00% | – |
| FCX | Sell | FREEPORT-MCMORAN INCput | $528,000 | +73.7% | 74,400 | -11.0% | 0.00% | – |
| FCX | Sell | FREEPORT-MCMORAN INCcall | $36,000 | -52.0% | 1,225,600 | -9.8% | 0.00% | – |
| BID | Exit | SOTHEBYSput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PRGN | Exit | PARAGON SHIPPING INCcl a new | $0 | – | -7,900 | -100.0% | 0.00% | – |
| FNV | Sell | FRANCO NEVADA CORPput | $2,000 | -50.0% | 2,000 | -81.8% | 0.00% | – |
| CMK | Sell | MFS INTERMARKET INCOME TRUSTsh ben int | $668,000 | -86.8% | 78,822 | -87.0% | 0.00% | -100.0% |
| GDX | Exit | MARKET VECTORS ETF TRcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| Sell | FORESTAR GROUP INCnote 3.750% 3/0 | $1,860,000 | -52.4% | 1,958,000 | -52.6% | 0.00% | -100.0% | |
| CHYR | Exit | CHYRONHEGO CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| FELPQ | Sell | FORESIGHT ENERGY LP | $12,000 | -25.0% | 750 | -23.1% | 0.00% | – |
| MBRG | Sell | MIDDLEBURG FINANCIAL CORP | $0 | -100.0% | 2 | -99.4% | 0.00% | – |
| F | Sell | FORD MTR CO DELput | $112,000 | -85.6% | 128,800 | -96.0% | 0.00% | – |
| HCT | Exit | AMER RLTY CAP HEALTHCAR TR I | $0 | – | -12,136 | -100.0% | 0.00% | – |
| MPO | Sell | MIDSTATES PETE CO INC | $14,000 | -87.3% | 16,212 | -77.8% | 0.00% | – |
| F | Sell | FORD MTR CO DELcall | $344,000 | +84.0% | 861,200 | -50.1% | 0.00% | – |
| CVV | Exit | CVD EQUIPMENT CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored adr | $978,000 | -71.4% | 157,280 | -74.6% | 0.00% | -100.0% |
| MODN | Sell | MODEL N INC | $1,154,000 | -53.1% | 96,430 | -58.4% | 0.00% | -100.0% |
| CSX | Exit | CSX CORPput | $0 | – | -500 | -100.0% | 0.00% | – |
| LVS | Exit | LAS VEGAS SANDS CORPcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| FLML | Sell | FLAMEL TECHNOLOGIES SAsponsored adr | $18,000 | -93.2% | 1,054 | -93.1% | 0.00% | – |
| MWW | Sell | MONSTER WORLDWIDE INC | $1,042,000 | +37.5% | 164,072 | -0.0% | 0.00% | – |
| OAKS | Sell | FIVE OAKS INVT CORP | $0 | – | 0 | -100.0% | 0.00% | – |
| SNECQ | Exit | SANCHEZ ENERGY CORPput | $0 | – | -28,200 | -100.0% | 0.00% | – |
| CAF | Sell | MORGAN STANLEY CHINA A SH FD | $624,000 | -31.0% | 18,942 | -36.4% | 0.00% | – |
| HYLS | Sell | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $220,000 | -6.4% | 4,356 | -8.2% | 0.00% | – |
| SMPL | Exit | SIMPLICITY BANCORP | $0 | – | -1 | -100.0% | 0.00% | – |
| CME | Exit | CME GROUP INCput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| FAN | Sell | FIRST TR ISE GLB WIND ENRG E | $1,012,000 | -27.0% | 93,242 | -31.6% | 0.00% | -100.0% |
| SLV | Exit | ISHARES SILVER TRUSTcall | $0 | – | -30,600 | -100.0% | 0.00% | – |
| TWTR | Exit | TWITTER INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| CU | Sell | FIRST TR ISE GLOBL COPPR IND | $60,000 | -17.8% | 3,588 | -10.7% | 0.00% | – |
| FAD | Sell | FIRST TR MULTI CAP VALUE ALP | $802,000 | -55.7% | 15,652 | -57.7% | 0.00% | -100.0% |
| Sell | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $1,044,000 | +1.2% | 966,000 | -1.7% | 0.00% | – | |
| NRCIB | Sell | NATIONAL RESH CORPcl b | $0 | – | 0 | -100.0% | 0.00% | – |
| NGS | Sell | NATURAL GAS SERVICES GROUP | $82,000 | -98.2% | 4,210 | -97.9% | 0.00% | -100.0% |
| XCO | Exit | EXCO RESOURCES INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| KBH | Exit | KB HOMEput | $0 | – | -144,900 | -100.0% | 0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP INCcall | $0 | – | -20,900 | -100.0% | 0.00% | – |
| Sell | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $400,000 | -61.6% | 446,000 | -59.7% | 0.00% | – | |
| YNDX | Exit | YANDEX N Vcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INCput | $0 | – | -25,100 | -100.0% | 0.00% | – |
| HRL | Exit | HORMEL FOODS CORPput | $0 | – | -64,300 | -100.0% | 0.00% | – |
| JCI | Exit | JOHNSON CTLS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| FCCO | Sell | FIRST CMNTY CORP S C | $0 | – | 0 | -100.0% | 0.00% | – |
| NGD | Sell | NEW GOLD INC CDAput | $2,000 | – | 20,000 | -82.3% | 0.00% | – |
| TREE | Exit | TREE COM INC | $0 | – | -20,890 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INCcall | $0 | – | -2,600 | -100.0% | 0.00% | – |
| NBBC | Sell | NEWBRIDGE BANCORPcl a no par | $128,000 | -42.1% | 14,526 | -42.8% | 0.00% | – |
| MSTX | Exit | MAST THERAPEUTICS INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| TLRS | Exit | TIMBERLINE RES CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| NEEPRP | Sell | NEXTERA ENERGY INCunit 09/01/2016 | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| NMBL | Sell | NIMBLE STORAGE INC | $946,000 | -98.7% | 42,356 | -98.5% | 0.00% | -100.0% |
| NKA | Sell | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $66,000 | -65.8% | 36,854 | -43.2% | 0.00% | – |
| BHI | Exit | BAKER HUGHES INCcall | $0 | – | -50,100 | -100.0% | 0.00% | – |
| NDLS | Sell | NOODLES & COcl a | $108,000 | -56.1% | 6,210 | -33.4% | 0.00% | – |
| RGSE | Exit | REAL GOODS SOLAR INCcl a | $0 | – | -1,044 | -100.0% | 0.00% | – |
| IYH | Exit | ISHARES TRput | $0 | – | -300 | -100.0% | 0.00% | – |
| TSL | Exit | TRINA SOLAR LIMITEDcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $30,000 | -99.1% | 2,202 | -99.1% | 0.00% | -100.0% |
| CAMP | Exit | CALAMP CORPput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| NAZ | Sell | NUVEEN ARIZ PREM INCOME MUN | $560,000 | -71.7% | 38,446 | -72.2% | 0.00% | -100.0% |
| MRKT | Exit | MARKIT LTD | $0 | – | -15,917 | -100.0% | 0.00% | – |
| HRB | Exit | BLOCK H & R INCcall | $0 | – | -12,000 | -100.0% | 0.00% | – |
| PLUG | Exit | PLUG POWER INCcall | $0 | – | -2,300 | -100.0% | 0.00% | – |
| Exit | WRIGHT MED GROUP INCnote 2.000% 8/1 | $0 | – | -965,000 | -100.0% | 0.00% | – | |
| CRUS | Exit | CIRRUS LOGIC INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| BP | Exit | BP PLCcall | $0 | – | -9,600 | -100.0% | 0.00% | – |
| PTM | Exit | UBS AG JERSEY BRHlong platn etn18 | $0 | – | -149 | -100.0% | 0.00% | – |
| RNE | Exit | MORGAN STANLEY EASTN EUR FD | $0 | – | -50,655 | -100.0% | 0.00% | – |
| FARM | Sell | FARMER BROS CO | $20,000 | -70.6% | 770 | -66.9% | 0.00% | – |
| MDSY | Exit | BLUEPHOENIX SOLUTIONS LTD | $0 | – | -63 | -100.0% | 0.00% | – |
| FICO | Sell | FAIR ISAAC CORP | $2,358,000 | -89.8% | 26,574 | -91.7% | 0.00% | -100.0% |
| AKRXQ | Exit | AKORN INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| FB | Sell | FACEBOOK INCput | $12,000 | -99.3% | 13,000 | -96.9% | 0.00% | -100.0% |
| Sell | NUVASIVE INCnote 2.750% 7/0 | $502,000 | -48.9% | 402,000 | -48.0% | 0.00% | – | |
| YHOO | Exit | YAHOO INCput | $0 | – | -394,500 | -100.0% | 0.00% | – |
| RPTPRD | Exit | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $0 | – | -9,600 | -100.0% | 0.00% | – |
| DNY | Exit | DENALI FD INC | $0 | – | -1 | -100.0% | 0.00% | – |
| BONA | Exit | BONA FILM GROUP LTDsponsored ads | $0 | – | -32,200 | -100.0% | 0.00% | – |
| CLNE | Exit | CLEAN ENERGY FUELS CORPcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NAII | Exit | NATURAL ALTERNATIVES INTL IN | $0 | – | -2,000 | -100.0% | 0.00% | – |
| EXFO | Sell | EXFO INC | $4,000 | -33.3% | 834 | -56.3% | 0.00% | – |
| OIBRC | Sell | OI S.A.spn adr new | $0 | – | 72 | -10.0% | 0.00% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INCcall | $0 | – | -11,600 | -100.0% | 0.00% | – |
| ESBF | Exit | ESB FINL CORP | $0 | – | -896 | -100.0% | 0.00% | – |
| VHC | Exit | VIRNETX HLDG CORPcall | $0 | – | -78,700 | -100.0% | 0.00% | – |
| RIG | Exit | TRANSOCEAN LTDcall | $0 | – | -24,300 | -100.0% | 0.00% | – |
| VRD | Exit | SPDR SERIES TRUSTnuvn s&p vrdo mn | $0 | – | -1 | -100.0% | 0.00% | – |
| OSHC | Sell | OCEAN SHORE HLDG CO NEW | $0 | – | 0 | -100.0% | 0.00% | – |
| UVU | Exit | PROSHARES TR | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | PROLOGISnote 3.250% 3/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Sell | OLD REP INTL CORPnote 3.750% 3/1 | $72,000 | -76.1% | 60,000 | -77.4% | 0.00% | – | |
| OSBC | Sell | OLD SECOND BANCORP INC ILL | $0 | – | 0 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ENTR | Sell | ENTROPIC COMMUNICATIONS INC | $64,000 | -88.4% | 21,766 | -90.1% | 0.00% | – |
| OGXI | Sell | ONCOGENEX PHARMACEUTICALS IN | $0 | -100.0% | 2 | -100.0% | 0.00% | – |
| ONTY | Sell | ONCOTHYREON INC | $22,000 | -52.2% | 13,316 | -46.0% | 0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -194,600 | -100.0% | 0.00% | – |
| BA | Exit | BOEING COput | $0 | – | -300 | -100.0% | 0.00% | – |
| ENFC | Sell | ENTEGRA FINL CORP | $310,000 | -3.4% | 20,000 | -10.3% | 0.00% | – |
| TGE | Exit | TGC INDS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| OREX | Sell | OREXIGEN THERAPEUTICS INC | $516,000 | -66.1% | 66,080 | -73.7% | 0.00% | -100.0% |
| EW | Exit | EDWARDS LIFESCIENCES CORPput | $0 | – | -8,800 | -100.0% | 0.00% | – |
| PTSI | Sell | P A M TRANSN SVCS INC | $16,000 | -48.4% | 266 | -54.8% | 0.00% | – |
| PCTI | Sell | PC-TEL INC | $0 | -100.0% | 6 | -99.8% | 0.00% | – |
| PNCWS | Sell | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $280,000 | -69.9% | 10,720 | -71.2% | 0.00% | – |
| ERS | Sell | EMPIRE RES INC DEL | $0 | – | 0 | -100.0% | 0.00% | – |
| PCBK | Sell | PACIFIC CONTINENTAL CORP | $26,000 | -64.9% | 1,966 | -62.4% | 0.00% | – |
| DVYA | Exit | ISHARESasia/pac div etf | $0 | – | -127 | -100.0% | 0.00% | – |
| MDR | Exit | MCDERMOTT INTL INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PTIE | Sell | PAIN THERAPEUTICS INC | $8,000 | -20.0% | 4,238 | -11.1% | 0.00% | – |
| HD | Exit | HOME DEPOT INCput | $0 | – | -900 | -100.0% | 0.00% | – |
| PERY | Sell | ELLIS PERRY INTL INC | $40,000 | -75.8% | 1,674 | -73.6% | 0.00% | – |
| EARN | Sell | ELLINGTON RESIDENTIAL MTG RE | $42,000 | -95.4% | 2,600 | -95.3% | 0.00% | – |
| PSTR | Exit | POSTROCK ENERGY CORP | $0 | – | -939,079 | -100.0% | 0.00% | – |
| BPFHP | Exit | BOSTON PRIVATE FINL HLDGS IN | $0 | – | -400 | -100.0% | 0.00% | – |
| EBIO | Sell | ELEVEN BIOTHERAPEUTICS INC | $6,000 | -33.3% | 644 | -9.7% | 0.00% | – |
| PTNR | Sell | PARTNER COMMUNICATIONS CO LTadr | $0 | -100.0% | 202 | -99.9% | 0.00% | -100.0% |
| KBIO | Exit | KALOBIOS PHARMACEUTICALS INC | $0 | – | -2,698 | -100.0% | 0.00% | – |
| EHTH | Sell | EHEALTH INC | $98,000 | -99.4% | 10,322 | -98.4% | 0.00% | -100.0% |
| ARIA | Exit | ARIAD PHARMACEUTICALS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EDR | Sell | EDUCATION RLTY TR INC | $1,206,000 | -91.9% | 34,072 | -91.6% | 0.00% | -100.0% |
| SEMI | Exit | SUNEDISON SEMICONDUCTOR LTD | $0 | – | -1,800 | -100.0% | 0.00% | – |
| IAU | Exit | ISHARES GOLD TRUSTcall | $0 | – | -400 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -32,300 | -100.0% | 0.00% | – |
| EC | Sell | ECOPETROL S Asponsored ads | $246,000 | -44.7% | 16,124 | -38.0% | 0.00% | – |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $48,000 | -54.7% | 3,400 | -55.9% | 0.00% | – |
| OIH | Exit | MARKET VECTORS ETF TRcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ECHO | Sell | ECHO GLOBAL LOGISTICS INC | $394,000 | -49.4% | 14,470 | -45.7% | 0.00% | – |
| SINA | Exit | SINA CORPcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EBAY | Sell | EBAY INCcall | $1,440,000 | +262.7% | 578,200 | -22.4% | 0.00% | – |
| GTIV | Exit | GENTIVA HEALTH SERVICES INC | $0 | – | -2,577 | -100.0% | 0.00% | – |
| ACAS | Exit | AMERICAN CAP LTDcall | $0 | – | -200,800 | -100.0% | 0.00% | – |
| PXD | Exit | PIONEER NAT RES COcall | $0 | – | -149,200 | -100.0% | 0.00% | – |
| SYNA | Exit | SYNAPTICS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PGP | Sell | PIMCO GLOBAL STOCKSPLS INCM | $18,000 | -58.1% | 818 | -63.1% | 0.00% | – |
| 7101PS | Exit | PEOPLES FED BANCSHARES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| PMX | Sell | PIMCO MUN INCOME FD III | $164,000 | -1.8% | 14,160 | -5.7% | 0.00% | – |
| WIN | Exit | WINDSTREAM HLDGS INCcall | $0 | – | -172,100 | -100.0% | 0.00% | – |
| EMI | Sell | EATON VANCE MI MUNI INCOME Tsh ben int | $182,000 | -36.6% | 14,002 | -38.0% | 0.00% | – |
| TENZ | Sell | PIMCO ETF TR7-15 yr us trs | $228,000 | -67.8% | 2,606 | -68.5% | 0.00% | – |
| EGL | Exit | ENGILITY HLDGS INC | $0 | – | -18,284 | -100.0% | 0.00% | – |
| SIFY | Exit | SIFY TECHNOLOGIES LIMITEDsponsored adr | $0 | – | -800 | -100.0% | 0.00% | – |
| EGRX | Sell | EAGLE PHARMACEUTICALS INC | $322,000 | +147.7% | 7,704 | -8.4% | 0.00% | – |
| PIPR | Sell | PIPER JAFFRAY COS | $2,006,000 | -57.7% | 38,248 | -53.1% | 0.00% | -100.0% |
| PALL | Sell | ETFS PALLADIUM TRsh ben int | $2,160,000 | -28.7% | 30,296 | -22.5% | 0.00% | -100.0% |
| SIVR | Sell | ETFS SILVER TR | $2,520,000 | -19.5% | 153,958 | -24.2% | 0.00% | -100.0% |
| LEN | Exit | LENNAR CORPput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| NLY | Exit | ANNALY CAP MGMT INCput | $0 | – | -260,000 | -100.0% | 0.00% | – |
| EPEGQ | Sell | EP ENERGY CORPcl a | $10,000 | -88.8% | 1,000 | -88.3% | 0.00% | – |
| Exit | SINA CORPnote 1.000%12/0 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| INXX | Sell | EGA EMERGING GLOBAL SHS TRegs indi inf etf | $12,000 | -40.0% | 866 | -44.3% | 0.00% | – |
| SPF | Exit | STANDARD PAC CORP NEWcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| DANG | Sell | E-COMMERCE CHINA DANGDANG IN | $126,000 | -33.0% | 13,200 | -34.9% | 0.00% | – |
| SSRI | Exit | SILVER STD RES INCput | $0 | – | -46,700 | -100.0% | 0.00% | – |
| S | Exit | SPRINT CORPcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| DX | Sell | DYNEX CAP INC | $282,000 | -53.1% | 33,292 | -54.3% | 0.00% | – |
| DWAQ | Sell | POWERSHARES ETF TRUSTdynamic otc pt | $40,000 | -18.4% | 520 | -24.0% | 0.00% | – |
| DYAX | Sell | DYAX CORP | $240,000 | -33.3% | 14,328 | -44.1% | 0.00% | – |
| 1338PS | Exit | UBS AG | $0 | – | -51,459 | -100.0% | 0.00% | – |
| CRRSQ | Exit | CORP RES SVCS INC | $0 | – | -814 | -100.0% | 0.00% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND COcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| PKB | Sell | POWERSHARES ETF TRUSTdyn bldg cnstr | $838,000 | -15.4% | 35,528 | -22.6% | 0.00% | – |
| DRC | Sell | DRESSER-RAND GROUP INC | $1,722,000 | -81.9% | 21,424 | -81.5% | 0.00% | -100.0% |
| BWEN | Exit | BROADWIND ENERGY INC | $0 | – | -859 | -100.0% | 0.00% | – |
| API | Exit | ADVANCED PHOTONIX INCcl a | $0 | – | -2,000 | -100.0% | 0.00% | – |
| DCUC | Sell | DOMINION RES INC VA NEWunit 99/99/9999 | $48,000 | -91.2% | 1,000 | -90.5% | 0.00% | – |
| DCUA | Sell | DOMINION RES INC VA NEWunit 04/01/2013 | $94,000 | -94.6% | 1,656 | -94.3% | 0.00% | -100.0% |
| DBV | Sell | POWERSHARES DB G10 CURCY HAR | $430,000 | -58.8% | 17,388 | -57.5% | 0.00% | – |
| EGT | Exit | ENTERTAINMENT GAMING ASIA IN | $0 | – | -14,300 | -100.0% | 0.00% | – |
| POWR | Sell | POWERSECURE INTL INC | $32,000 | -34.7% | 2,364 | -44.4% | 0.00% | – |
| PAGG | Sell | POWERSHARES ETF TRUST IIglobl agri etf | $312,000 | -43.6% | 10,892 | -42.3% | 0.00% | – |
| PGHY | Sell | POWERSHARES ETF TRUST IIglbl st hi yld | $64,000 | -59.7% | 2,726 | -59.9% | 0.00% | – |
| DIS | Sell | DISNEY WALT COput | $0 | -100.0% | 200 | -99.3% | 0.00% | – |
| Exit | STILLWATER MNG COnote 1.875% 3/1 | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| PSAU | Sell | POWERSHARES ETF TRUST IIglob gld&p etf | $0 | -100.0% | 4 | -96.3% | 0.00% | – |
| LNCOQ | Exit | LINNCO LLCcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| YCS | Exit | PROSHARES TR IIultrashort yen n | $0 | – | -94 | -100.0% | 0.00% | – |
| PSX | Exit | PHILLIPS 66put | $0 | – | -200 | -100.0% | 0.00% | – |
| PSCM | Sell | POWERSHARES ETF TR IIs&p smcp mat p | $844,000 | -52.1% | 20,562 | -50.1% | 0.00% | -100.0% |
| DDD | Exit | 3-D SYS CORP DELcall | $0 | – | -7,500 | -100.0% | 0.00% | – |
| NKY | Sell | PRECIDIAN ETFS TRmaxis nikkei | $0 | -100.0% | 2 | -99.9% | 0.00% | – |
| DRH | Sell | DIAMONDROCK HOSPITALITY CO | $418,000 | -30.8% | 29,628 | -27.0% | 0.00% | – |
| MON | Exit | MONSANTO CO NEWput | $0 | – | -75,000 | -100.0% | 0.00% | – |
| APTS | Sell | PREFERRED APT CMNTYS INC | $136,000 | -34.0% | 12,598 | -44.5% | 0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORPcall | $0 | – | -120,500 | -100.0% | 0.00% | – |
| KST | Sell | DEUTSCHE STRATEGIC INCOME TR | $16,000 | -77.5% | 1,404 | -77.2% | 0.00% | – |
| OILT | Exit | OILTANKING PARTNERS L Punit ltd | $0 | – | -21,127 | -100.0% | 0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| 2978PS | Exit | E2OPEN INC | $0 | – | -100,375 | -100.0% | 0.00% | – |
| PKT | Sell | PROCERA NETWORKS INC | $20,000 | -44.4% | 2,194 | -56.2% | 0.00% | – |
| SZOXF | Sell | DEUTSCHE BK AG LONDON BRHdb crud oil shr | $90,000 | +13.9% | 1,234 | -3.1% | 0.00% | – |
| TBT | Sell | PROSHARES TR | $72,000 | -12.2% | 1,704 | -3.5% | 0.00% | – |
| SDS | Sell | PROSHARES TR | $0 | -100.0% | 12 | -97.6% | 0.00% | – |
| IGHG | Sell | PROSHARES TRinvt int rt hg | $120,000 | -23.6% | 1,550 | -23.5% | 0.00% | – |
| SSO | Sell | PROSHARES TR | $58,000 | -19.4% | 446 | -21.2% | 0.00% | – |
| RCPI | Exit | ROCK CREEK PHARMACEUTICALS Icall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| MVV | Sell | PROSHARES TR | $46,000 | -20.7% | 564 | -29.4% | 0.00% | – |
| USD | Sell | PROSHARES TR | $0 | -100.0% | 2 | -98.0% | 0.00% | – |
| UPW | Sell | PROSHARES TR | $0 | -100.0% | 2 | -98.0% | 0.00% | – |
| RXL | Sell | PROSHARES TR | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| UCC | Sell | PROSHARES TR | $0 | -100.0% | 2 | -99.0% | 0.00% | – |
| MYY | Sell | PROSHARES TR | $596,000 | -89.3% | 38,526 | -88.6% | 0.00% | -100.0% |
| HYHG | Sell | PROSHARES TRhgh yld int rate | $248,000 | -29.9% | 3,390 | -29.9% | 0.00% | – |
| Sell | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $64,000 | -97.0% | 64,000 | -96.9% | 0.00% | -100.0% | |
| ADMP | Exit | ADAMIS PHARMACEUTICALS CORP | $0 | – | -205 | -100.0% | 0.00% | – |
| PSA | Sell | PUBLIC STORAGEcall | $0 | -100.0% | 165,000 | -1.5% | 0.00% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORPcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| SSYS | Exit | STRATASYS LTDcall | $0 | – | -500 | -100.0% | 0.00% | – |
| AZN | Exit | ASTRAZENECA PLCcall | $0 | – | -121,300 | -100.0% | 0.00% | – |
| QCRH | Sell | QCR HOLDINGS INC | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| Exit | WEBMD HEALTH CORPnote 2.500% 1/3 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| DBVT | Sell | DBV TECHNOLOGIES S Asponsored adr | $0 | -100.0% | 38 | -99.9% | 0.00% | – |
| FXP | Exit | PROSHARES TRultsht ft ch 50 | $0 | – | -20 | -100.0% | 0.00% | – |
| QUIK | Sell | QUICKLOGIC CORP | $50,000 | -75.6% | 25,964 | -60.2% | 0.00% | – |
| Exit | BRISTOW GROUP INCnote 3.000% 6/1 | $0 | – | -126,000 | -100.0% | 0.00% | – | |
| RCAPQ | Sell | RCS CAP CORP | $100,000 | -84.5% | 9,340 | -82.3% | 0.00% | – |
| CUTR | Sell | CUTERA INC | $26,000 | -94.8% | 1,952 | -95.8% | 0.00% | – |
| SRF | Sell | CUSHING RTY & INCOME FD | $6,000 | -76.0% | 1,000 | -68.8% | 0.00% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -203,200 | -100.0% | 0.00% | – |
| ANVGQ | Exit | ALLIED NEVADA GOLD CORP | $0 | – | -7,483 | -100.0% | 0.00% | – |
| FXY | Sell | CURRENCYSHS JAPANESE YEN TRjapanese yen | $14,000 | -80.6% | 178 | -80.0% | 0.00% | – |
| CUB | Sell | CUBIC CORP | $276,000 | -9.8% | 5,346 | -8.1% | 0.00% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INCput | $0 | – | -250,000 | -100.0% | 0.00% | – |
| CPG | Sell | CRESCENT PT ENERGY CORP | $16,000 | -98.0% | 740 | -97.9% | 0.00% | – |
| HCA | Exit | HCA HOLDINGS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| ENL | Sell | REED ELSEVIER N Vspons adr new | $162,000 | -19.0% | 3,248 | -22.3% | 0.00% | – |
| RSX | Exit | MARKET VECTORS ETF TRcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| RM | Sell | REGIONAL MGMT CORP | $16,000 | -95.9% | 1,038 | -95.8% | 0.00% | – |
| Exit | SHUTTERFLY INCnote 0.250% 5/1 | $0 | – | -107,000 | -100.0% | 0.00% | – | |
| ANY | Exit | SPHERE 3D CORP | $0 | – | -5,000 | -100.0% | 0.00% | – |
| RFP | Sell | RESOLUTE FST PRODS INC | $500,000 | -30.4% | 29,064 | -28.7% | 0.00% | – |
| SALE | Sell | RETAILMENOT INC | $1,698,000 | -94.6% | 94,280 | -95.6% | 0.00% | -100.0% |
| REX | Sell | REX AMERICAN RESOURCES CORP | $154,000 | -59.9% | 2,524 | -59.3% | 0.00% | – |
| RICE | Sell | RICE ENERGY INC | $2,258,000 | -91.4% | 103,800 | -91.7% | 0.00% | -100.0% |
| RELL | Sell | RICHARDSON ELECTRS LTD | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| RNET | Sell | RIGNET INC | $168,000 | -95.7% | 5,878 | -93.9% | 0.00% | -100.0% |
| DAL | Exit | DELTA AIR LINES INC DELcall | $0 | – | -130,000 | -100.0% | 0.00% | – |
| RVBD | Sell | RIVERBED TECHNOLOGY INC | $186,000 | -99.5% | 8,960 | -99.5% | 0.00% | -100.0% |
| DXJ | Exit | WISDOMTREE TRput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| COP | Sell | CONOCOPHILLIPSput | $4,000 | -97.7% | 600 | -99.2% | 0.00% | – |
| FUEL | Sell | ROCKET FUEL INC | $372,000 | -61.6% | 40,642 | -32.3% | 0.00% | – |
| EXPE | Exit | EXPEDIA INC DELcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INCcall | $0 | – | -105,000 | -100.0% | 0.00% | – |
| HPQ | Exit | HEWLETT PACKARD COput | $0 | – | -300,000 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| EUO | Exit | PROSHARES TR IIultrashrt euro | $0 | – | -503 | -100.0% | 0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORP | $0 | – | -1,322 | -100.0% | 0.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTcall | $0 | – | -29,000 | -100.0% | 0.00% | – |
| RBS | Sell | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $118,000 | -89.6% | 11,828 | -87.4% | 0.00% | – |
| Exit | EMULEX CORPnote 1.750%11/1 | $0 | – | -391,000 | -100.0% | 0.00% | – | |
| DSW | Exit | DSW INCput | $0 | – | -29,600 | -100.0% | 0.00% | – |
| CRK | Sell | COMSTOCK RES INC | $60,000 | -89.7% | 16,478 | -80.7% | 0.00% | – |
| GAME | Exit | SHANDA GAMES LTDsp adr reptg a | $0 | – | -801 | -100.0% | 0.00% | – |
| NQ | Exit | NQ Mobile Incput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| CIX | Sell | COMPX INTERNATIONAL INCcl a | $0 | – | 0 | -100.0% | 0.00% | – |
| Sell | ROYAL GOLD INCnote 2.875% 6/1 | $70,000 | -98.2% | 68,000 | -98.2% | 0.00% | -100.0% | |
| COH | Exit | COACH INCcall | $0 | – | -61,400 | -100.0% | 0.00% | – |
| CBD | Sell | COMPANHIA BRASILEIRA DE DISTspn adr pfd cl a | $10,000 | -93.8% | 328 | -92.6% | 0.00% | – |
| JCS | Sell | COMMUNICATIONS SYS INC | $0 | – | 0 | -100.0% | 0.00% | – |
| TCFC | Sell | COMMUNITY FINL CORP MD | $0 | – | 0 | -100.0% | 0.00% | – |
| CYHHZ | Sell | COMMUNITY HEALTH SYS INC NEWright 01/27/2016 | $0 | -100.0% | 6,618 | -86.8% | 0.00% | – |
| YHOO | Exit | YAHOO INCcall | $0 | – | -200,000 | -100.0% | 0.00% | – |
| POT | Exit | POTASH CORP SASK INCcall | $0 | – | -60,000 | -100.0% | 0.00% | – |
| CMCSK | Sell | COMCAST CORP NEWcall | $2,254,000 | +294.1% | 146,400 | -75.6% | 0.00% | – |
| CMCSA | Sell | COMCAST CORP NEWput | $646,000 | -40.7% | 1,000,000 | -39.9% | 0.00% | – |
| RYE | Sell | RYDEX ETF TRUSTgug s&p500eqwten | $848,000 | -65.8% | 12,858 | -64.9% | 0.00% | -100.0% |
| WPRT | Exit | WESTPORT INNOVATIONS INCcall | $0 | – | -2,600 | -100.0% | 0.00% | – |
| SBFG | Sell | SB FINL GROUP INC | $0 | -100.0% | 2 | -99.1% | 0.00% | – |
| SSLT | Sell | SESA STERLITE LTDsponsored adr | $38,000 | -96.3% | 3,140 | -95.9% | 0.00% | – |
| EXA | Exit | EXA CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SIFI | Sell | SI FINL GROUP INC MD | $0 | – | 0 | -100.0% | 0.00% | – |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $2,400,000 | -57.1% | 560,400 | -63.9% | 0.00% | -100.0% |
| ADBE | Exit | ADOBE SYS INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| EBAY | Exit | EBAY INCput | $0 | – | -175,000 | -100.0% | 0.00% | – |
| SPEM | Sell | SPDR INDEX SHS FDSemerg mkts etf | $1,174,000 | -47.9% | 18,278 | -49.0% | 0.00% | -100.0% |
| KO | Sell | COCA COLA COput | $16,000 | -95.3% | 8,600 | -98.6% | 0.00% | – |
| BP | Exit | BP PLCput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| TRIP | Exit | TRIPADVISOR INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| Sell | COBALT INTL ENERGY INCnote 3.125% 5/1 | $124,000 | -86.8% | 170,000 | -88.0% | 0.00% | – | |
| SPBO | Sell | SPDR SERIES TRUSTbrc issuer scord | $20,000 | -82.6% | 602 | -83.0% | 0.00% | – |
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $14,000 | -97.9% | 20,000 | -98.1% | 0.00% | – | |
| CLF | Sell | CLIFFS NAT RES INC | $2,140,000 | -47.7% | 445,140 | -22.3% | 0.00% | -100.0% |
| SPYV | Sell | SPDR SERIES TRUSTs&p 500 value | $1,998,000 | -57.2% | 19,886 | -56.8% | 0.00% | -100.0% |
| SEA | Sell | CLAYMORE EXCHANGE TRD FD TRgugg shippng etf | $814,000 | -66.8% | 42,394 | -68.1% | 0.00% | -100.0% |
| EQR | Exit | EQUITY RESIDENTIALput | $0 | – | -29,500 | -100.0% | 0.00% | – |
| AGU | Exit | AGRIUM INCcall | $0 | – | -54,800 | -100.0% | 0.00% | – |
| Exit | CHIQUITA BRANDS INTL INCnote 4.250% 8/1 | $0 | – | -173,000 | -100.0% | 0.00% | – | |
| BPZRQ | Exit | BPZ RESOURCES INC | $0 | – | -52,221 | -100.0% | 0.00% | – |
| MDT | Exit | MEDTRONIC INCput | $0 | – | -91,000 | -100.0% | 0.00% | – |
| CYN | Sell | CITY NATL CORP | $1,290,000 | -95.1% | 14,470 | -95.5% | 0.00% | -100.0% |
| YMLP | Exit | EXCHANGE TRADED CONCEPTS TRyork hiinc mlp | $0 | – | -5,678 | -100.0% | 0.00% | – |
| SGNT | Sell | SAGENT PHARMACEUTICALS INC | $96,000 | -26.2% | 4,118 | -20.6% | 0.00% | – |
| BRP | Exit | BROOKFIELD RESIDENTIAL PPTYS | $0 | – | -36,116 | -100.0% | 0.00% | – |
| SALM | Sell | SALEM MEDIA GROUP INCcl a | $6,000 | -33.3% | 1,050 | -12.1% | 0.00% | – |
| EMESQ | Exit | EMERGE ENERGY SVCS LPput | $0 | – | -600 | -100.0% | 0.00% | – |
| T102PS | Exit | SILICON IMAGE INC | $0 | – | -104,926 | -100.0% | 0.00% | – |
| NOG | Exit | NORTHERN OIL & GAS INC NEVcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| C | Sell | CITIGROUP INCcall | $2,000 | -99.6% | 12,200 | -94.7% | 0.00% | – |
| IVANF | Exit | IVANHOE ENERGY INC | $0 | – | -546 | -100.0% | 0.00% | – |
| HST | Exit | HOST HOTELS & RESORTS INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| CSCO | Sell | CISCO SYS INCput | $160,000 | -52.4% | 139,600 | -76.4% | 0.00% | – |
| Sell | SANDISK CORPnote 1.500% 8/1 | $278,000 | -73.3% | 204,000 | -62.2% | 0.00% | – | |
| DBA | Exit | POWERSHS DB MULTI SECT COMMput | $0 | – | -600 | -100.0% | 0.00% | – |
| SDTTU | Sell | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $24,000 | -88.5% | 7,200 | -89.6% | 0.00% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHScall | $0 | – | -370,000 | -100.0% | 0.00% | – |
| SCHN | Sell | SCHNITZER STL INDScl a | $708,000 | -35.1% | 44,722 | -7.6% | 0.00% | – |
| RSHCQ | Exit | RADIOSHACK CORP | $0 | – | -15,047 | -100.0% | 0.00% | – |
| NPD | Sell | CHINA NEPSTAR CHAIN DRUGSTORsponsored adr | $4,000 | -91.1% | 1,800 | -93.7% | 0.00% | – |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $20,000 | -89.7% | 396 | -89.4% | 0.00% | – |
| HAL | Exit | HALLIBURTON COcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRput | $0 | – | -100 | -100.0% | 0.00% | – |
| ESV | Exit | ENSCO PLCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Sell | SEACOR HOLDINGS INCnote 3.000%11/1 | $194,000 | -71.3% | 220,000 | -70.1% | 0.00% | – | |
| IRF | Exit | INTERNATIONAL RECTIFIER CORP | $0 | – | -16,905 | -100.0% | 0.00% | – |
| STVVY | Sell | CHINA DIGITAL TV HLDG CO LTDsponsored adr | $0 | – | 0 | -100.0% | 0.00% | – |
| EYES | Sell | SECOND SIGHT MED PRODS INC | $6,000 | -96.8% | 544 | -97.0% | 0.00% | – |
| CBNK | Sell | CHICOPEE BANCORP INC | $0 | – | 0 | -100.0% | 0.00% | – |
| STRM | Exit | STREAMLINE HEALTH SOLUTIONS | $0 | – | -1,427 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMITEDcall | $0 | – | -3,800 | -100.0% | 0.00% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L Pput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MAR | Exit | MARRIOTT INTL INC NEWput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| CMCM | Sell | CHEETAH MOBILE INCadr | $2,000 | -50.0% | 100 | -60.0% | 0.00% | – |
| SHLOQ | Sell | SHILOH INDS INC | $12,000 | -93.8% | 850 | -93.2% | 0.00% | – |
| ECOM | Sell | CHANNELADVISOR CORP | $46,000 | -99.7% | 4,716 | -99.3% | 0.00% | -100.0% |
| SIEN | Sell | SIENTRA INC | $12,000 | -93.8% | 594 | -94.9% | 0.00% | – |
| SIF | Sell | SIFCO INDS INC | $6,000 | -92.7% | 248 | -91.2% | 0.00% | – |
| MPO | Exit | MIDSTATES PETE CO INCput | $0 | – | -70,000 | -100.0% | 0.00% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -200,000 | -100.0% | 0.00% | – |
| KRFT | Exit | KRAFT FOODS GROUP INCput | $0 | – | -231,100 | -100.0% | 0.00% | – |
| LEU | Sell | CENTRUS ENERGY CORPcl a | $0 | -100.0% | 244 | -83.3% | 0.00% | – |
| CNBKA | Sell | CENTURY BANCORP INC MASScl a non vtg | $14,000 | -69.6% | 370 | -68.3% | 0.00% | – |
| KBWB | Exit | POWERSHARES ETF TR IIkbw bk port | $0 | – | -1,400 | -100.0% | 0.00% | – |
| SVM | Sell | SILVERCORP METALS INC | $0 | -100.0% | 302 | -99.8% | 0.00% | – |
| CET | Sell | CENTRAL SECS CORP | $524,000 | -44.8% | 24,036 | -44.3% | 0.00% | – |
| EBR | Sell | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $12,000 | -40.0% | 7,296 | -22.0% | 0.00% | – |
| EBRB | Sell | CENTRAIS ELETRICAS BRASILEIRspon adr pfd b | $0 | -100.0% | 256 | -87.3% | 0.00% | – |
| IBCA | Exit | INTERVEST BANCSHARES CORP | $0 | – | -19,401 | -100.0% | 0.00% | – |
| CPRX | Sell | CATALYST PHARM PARTNERS INC | $328,000 | +21.5% | 75,750 | -16.8% | 0.00% | – |
| WMT | Exit | WAL-MART STORES INCcall | $0 | – | -177,100 | -100.0% | 0.00% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -32,000 | -100.0% | 0.00% | – |
| LOV | Sell | SPARK NETWORKS INC | $10,000 | 0.0% | 2,600 | -3.8% | 0.00% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -263 | -100.0% | 0.00% | – |
| Exit | DIGITAL RIV INCnote 2.000%11/0 | $0 | – | -1,190,000 | -100.0% | 0.00% | – | |
| SKH | Exit | SKILLED HEALTHCARE GROUP INCcl a | $0 | – | -8,446 | -100.0% | 0.00% | – |
| BTUI | Exit | BTU INTL INC | $0 | – | -55 | -100.0% | 0.00% | – |
| SPPP | Sell | SPROTT PHYSICAL PLAT PALLADunit | $82,000 | -33.3% | 10,300 | -27.2% | 0.00% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LPcall | $0 | – | -700 | -100.0% | 0.00% | – |
| REMY | Exit | REMY INTL INC | $0 | – | -698 | -100.0% | 0.00% | – |
| SQBK | Sell | SQUARE 1 FINL INCcl a | $314,000 | -88.1% | 11,810 | -89.0% | 0.00% | -100.0% |
| STMP | Sell | STAMPS COM INC | $1,066,000 | -36.2% | 15,838 | -54.5% | 0.00% | -100.0% |
| AMT | Exit | AMERICAN TOWER CORP NEWput | $0 | – | -300 | -100.0% | 0.00% | – |
| CPTA | Sell | CAPITALA FIN CORP | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $0 | – | 0 | -100.0% | 0.00% | – |
| SCX | Sell | STARRETT L S COcl a | $12,000 | -97.5% | 602 | -97.5% | 0.00% | – |
| SRT | Sell | STARTEK INC | $0 | -100.0% | 12 | -92.3% | 0.00% | – |
| USO | Exit | UNITED STATES OIL FUND LPput | $0 | – | -1,214,000 | -100.0% | 0.00% | – |
| CBF | Sell | CAPITAL BK FINL CORP | $122,000 | -9.6% | 4,418 | -11.7% | 0.00% | – |
| CLMT | Sell | CALUMET SPECIALTY PRODS PTNRput | $46,000 | +187.5% | 12,400 | -60.3% | 0.00% | – |
| RNF | Exit | RENTECH NITROGEN PARTNERS Lcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Sell | STILLWATER MNG COnote 1.750%10/1 | $358,000 | -28.3% | 318,000 | -20.9% | 0.00% | – | |
| CRC | Sell | CALIFORNIA RES CORP | $2,370,000 | +2.4% | 311,286 | -25.9% | 0.00% | -100.0% |
| BANX | Sell | STONECASTLE FINL CORP | $0 | – | 0 | -100.0% | 0.00% | – |
| STRP | Sell | STRAIGHT PATH COMMUNICATNS Icl b | $222,000 | -9.4% | 11,058 | -14.5% | 0.00% | – |
| KWKAQ | Exit | QUICKSILVER RESOURCES INC | $0 | – | -68,621 | -100.0% | 0.00% | – |
| STRA | Sell | STRAYER ED INC | $108,000 | -93.5% | 2,024 | -91.0% | 0.00% | -100.0% |
| STB | Sell | STUDENT TRANSN INC | $244,000 | -21.5% | 45,306 | -9.3% | 0.00% | – |
| JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -914,600 | -100.0% | 0.00% | – |
| UNP | Exit | UNION PAC CORPcall | $0 | – | -700 | -100.0% | 0.00% | – |
| PENX | Exit | PENFORD CORP | $0 | – | -14,448 | -100.0% | 0.00% | – |
| SXCP | Sell | SUNCOKE ENERGY PARTNERS L P | $778,000 | -83.3% | 36,544 | -78.7% | 0.00% | -100.0% |
| WLTGQ | Exit | WALTER ENERGY INCcall | $0 | – | -608,100 | -100.0% | 0.00% | – |
| CTCM | Sell | CTC MEDIA INC | $72,000 | -43.3% | 18,556 | -28.7% | 0.00% | – |
| CCLP | Sell | CSI COMPRESSCO LP | $284,000 | +39.9% | 14,780 | -4.3% | 0.00% | – |
| IAG | Exit | IAMGOLD CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| EQIX | Exit | EQUINIX INCcall | $0 | – | -226,300 | -100.0% | 0.00% | – |
| SFYWQ | Sell | SWIFT ENERGY CO | $44,000 | -96.2% | 20,556 | -92.8% | 0.00% | – |
| CACH | Exit | CACHE INC | $0 | – | -4,231 | -100.0% | 0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| Sell | TRW AUTOMOTIVE INCnote 3.500%12/0 | $8,000 | -20.0% | 2,000 | -33.3% | 0.00% | – | |
| YGE | Exit | YINGLI GREEN ENERGY HLDG COcall | $0 | – | -9,000 | -100.0% | 0.00% | – |
| TTMI | Sell | TTM TECHNOLOGIES INC | $54,000 | -62.0% | 5,874 | -68.8% | 0.00% | – |
| MES | Exit | MARKET VECTORS ETF TRgulf sts etf | $0 | – | -3,247 | -100.0% | 0.00% | – |
| MM | Exit | MILLENNIAL MEDIA INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| CXDO | Exit | CREXENDO INC | $0 | – | -1 | -100.0% | 0.00% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| TAL | Sell | TAL ED GROUP | $112,000 | -58.5% | 3,340 | -65.4% | 0.00% | – |
| BRCM | Sell | BROADCOM CORPput | $962,000 | +479.5% | 100,000 | -77.9% | 0.00% | – |
| CLSN | Exit | CELSION CORPcall | $0 | – | -7,500 | -100.0% | 0.00% | – |
| BOSXF | Exit | DEUTSCHE BK AG LONDON BRHmtl shrt etn38 | $0 | – | -200 | -100.0% | 0.00% | – |
| WMB | Exit | WILLIAMS COS INC DELcall | $0 | – | -150,500 | -100.0% | 0.00% | – |
| UKW | Exit | PROSHARES TR | $0 | – | -115 | -100.0% | 0.00% | – |
| Exit | M/I HOMES INCnote 3.250% 9/1 | $0 | – | -580,000 | -100.0% | 0.00% | – | |
| EPD | Exit | ENTERPRISE PRODS PARTNERS Lput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TIAIY | Sell | TELECOM ITALIA S P A NEWspon adr svgs | $32,000 | -22.0% | 3,576 | -28.0% | 0.00% | – |
| DAL | Exit | DELTA AIR LINES INC DELput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| TESO | Sell | TESCO CORP | $72,000 | -83.2% | 6,374 | -80.9% | 0.00% | – |
| MHE | Sell | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $0 | – | 0 | -100.0% | 0.00% | – |
| Sell | BLACKSTONE MTG TR INCnote 5.250%12/0 | $218,000 | -65.5% | 210,000 | -65.3% | 0.00% | – | |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INCcall | $0 | – | -495,700 | -100.0% | 0.00% | – |
| MCPIQ | Exit | MOLYCORP INC DELcall | $0 | – | -133,500 | -100.0% | 0.00% | – |
| LO | Exit | LORILLARD INCput | $0 | – | -50,500 | -100.0% | 0.00% | – |
| CBS | Exit | CBS CORP NEWcall | $0 | – | -214,700 | -100.0% | 0.00% | – |
| TXMD | Sell | THERAPEUTICSMD INC | $158,000 | +28.5% | 26,332 | -4.6% | 0.00% | – |
| CTRP | Exit | CTRIP COM INTL LTDput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| R537SC | Exit | PROSHARES TR | $0 | – | -1 | -100.0% | 0.00% | – |
| TLYS | Sell | TILLYS INCcl a | $16,000 | -99.7% | 1,084 | -99.8% | 0.00% | -100.0% |
| TSBK | Sell | TIMBERLAND BANCORP INC | $0 | -100.0% | 2 | -99.7% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -700 | -100.0% | 0.00% | – |
| Exit | SUNPOWER CORPdbcv 4.500% 3/1 | $0 | – | -167,000 | -100.0% | 0.00% | – | |
| BSE | Sell | BLACKROCK NY MUNI INC QLTY T | $0 | – | 2 | -80.0% | 0.00% | – |
| AZN | Exit | ASTRAZENECA PLCput | $0 | – | -250,000 | -100.0% | 0.00% | – |
| BSD | Sell | BLACKROCK STRATEGIC MUN TR | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| TGA | Sell | TRANSGLOBE ENERGY CORP | $2,000 | -50.0% | 502 | -49.8% | 0.00% | – |
| EBMT | Exit | EAGLE BANCORP MONT INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CBLI | Exit | CLEVELAND BIOLABS INC | $0 | – | -3,500 | -100.0% | 0.00% | – |
| NVS | Exit | NOVARTIS A Gput | $0 | – | -100 | -100.0% | 0.00% | – |
| TBK | Sell | TRIUMPH BANCORP INC | $26,000 | -91.5% | 1,852 | -91.8% | 0.00% | – |
| TTOO | Sell | T2 BIOSYSTEMS INC | $10,000 | -82.1% | 602 | -79.4% | 0.00% | – |
| BITA | Sell | BITAUTO HLDGS LTDsponsored ads | $52,000 | -92.7% | 1,040 | -89.8% | 0.00% | – |
| CQB | Exit | CHIQUITA BRANDS INTL INC | $0 | – | -2,186 | -100.0% | 0.00% | – |
| QCOM | Exit | QUALCOMM INCput | $0 | – | -348,100 | -100.0% | 0.00% | – |
| TRN | Exit | TRINITY INDS INCcall | $0 | – | -5,600 | -100.0% | 0.00% | – |
| MLPL | Sell | UBS AG JERSEY BRANCH2xmn alr mlp inf | $0 | – | 0 | -100.0% | 0.00% | – |
| MLPW | Sell | UBS AG JERSEY BRANCHlnk wells frgo | $0 | – | 0 | -100.0% | 0.00% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELput | $10,000 | -23.1% | 8,000 | -90.1% | 0.00% | – |
| BELFB | Sell | BEL FUSE INCcl b | $20,000 | -91.1% | 1,098 | -86.6% | 0.00% | – |
| Exit | TRULIA INCnote 2.750%12/1 | $0 | – | -250,000 | -100.0% | 0.00% | – | |
| UVT | Exit | PROSHARES TR | $0 | – | -1 | -100.0% | 0.00% | – |
| MRK | Exit | MERCK & CO INC NEWcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| UBNT | Sell | UBIQUITI NETWORKS INC | $832,000 | -26.2% | 28,172 | -26.0% | 0.00% | – |
| BBAR | Sell | BBVA BANCO FRANCES S Asponsored adr | $20,000 | -85.1% | 1,004 | -89.7% | 0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLCcall | $0 | – | -2,200 | -100.0% | 0.00% | – |
| BAS | Sell | BASIC ENERGY SVCS INC NEW | $196,000 | -47.6% | 28,180 | -47.2% | 0.00% | – |
| UNTD | Sell | UNITED ONLINE INC | $234,000 | -23.5% | 14,766 | -29.7% | 0.00% | – |
| TIVO | Exit | TIVO INCcall | $0 | – | -297,900 | -100.0% | 0.00% | – |
| UNL | Sell | UNITED STS 12 MONTH NAT GASunit ben int | $2,000 | -75.0% | 218 | -61.6% | 0.00% | – |
| GAZZF | Sell | BARCLAYS BANK PLCetn djubs nat37 | $0 | -100.0% | 2 | -99.7% | 0.00% | – |
| JOE | Exit | ST JOE COcall | $0 | – | -213,000 | -100.0% | 0.00% | – |
| UTX | Sell | UNITED TECHNOLOGIES CORPcall | $156,000 | +205.9% | 60,000 | -70.0% | 0.00% | – |
| UHT | Sell | UNIVERSAL HEALTH RLTY INCM Tsh ben int | $2,164,000 | -7.6% | 38,478 | -20.9% | 0.00% | -100.0% |
| SGGFF | Sell | BARCLAYS BANK PLCetn djubs sgar38 | $10,000 | -54.5% | 330 | -44.1% | 0.00% | – |
| T | Exit | AT&T INCcall | $0 | – | -96,400 | -100.0% | 0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| URZ | Sell | URANERZ ENERGY CORP | $2,000 | -92.6% | 1,000 | -95.7% | 0.00% | – |
| Exit | QUEST RARE MINERALS LTD | $0 | – | -2 | -100.0% | 0.00% | – | |
| DRLCQ | Exit | DORAL FINL CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| CLNY | Exit | COLONY FINL INCcall | $0 | – | -514,800 | -100.0% | 0.00% | – |
| BOCH | Sell | BANK COMM HLDGS | $0 | – | 0 | -100.0% | 0.00% | – |
| BAC | Sell | BANK AMER CORPput | $20,000 | -98.6% | 28,200 | -99.1% | 0.00% | -100.0% |
| BAC | Sell | BANK AMER CORPcall | $442,000 | -85.2% | 622,800 | -40.2% | 0.00% | -100.0% |
| BANC | Sell | BANC CALIF INC | $1,512,000 | -26.1% | 123,062 | -31.0% | 0.00% | -100.0% |
| OXF | Exit | OXFORD RESOURCE PARTNERS LP | $0 | – | -3,001 | -100.0% | 0.00% | – |
| FUTY | Exit | FIDELITYmsci utils index | $0 | – | -16,000 | -100.0% | 0.00% | – |
| CONN | Exit | CONNS INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| LINEQ | Exit | LINN ENERGY LLCcall | $0 | – | -9,700 | -100.0% | 0.00% | – |
| MNDL | Exit | MANDALAY DIGITAL GROUP INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| AVIV | Sell | AVIV REIT INC MD | $290,000 | -89.0% | 7,866 | -89.7% | 0.00% | -100.0% |
| AVLNF | Sell | AVALON RARE METALS INC | $0 | -100.0% | 400 | -92.3% | 0.00% | – |
| IOC | Exit | INTEROIL CORPput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| ARPJQ | Sell | ATLAS RESOURCE PARTNERS LP | $402,000 | -40.5% | 52,028 | -17.5% | 0.00% | – |
| ACFC | Sell | ATLANTIC COAST FINL CORP | $0 | -100.0% | 2 | -100.0% | 0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEWcall | $0 | – | -1,300 | -100.0% | 0.00% | – |
| ZAZA | Exit | ZAZA ENERGY CORP | $0 | – | -75 | -100.0% | 0.00% | – |
| GRR | Sell | ASIA TIGERS FD INC | $28,000 | -24.3% | 2,542 | -24.5% | 0.00% | – |
| VIP | Sell | VIMPELCOM LTDsponsored adr | $324,000 | -52.7% | 61,926 | -62.3% | 0.00% | – |
| VA | Sell | VIRGIN AMER INC | $182,000 | -85.5% | 5,970 | -79.4% | 0.00% | – |
| ARTNA | Sell | ARTESIAN RESOURCES CORPcl a | $254,000 | -79.7% | 11,896 | -78.5% | 0.00% | – |
| MDWD | Exit | MEDIWOUND LTD | $0 | – | -500 | -100.0% | 0.00% | – |
| WILN | Sell | WI-LAN INC | $40,000 | -25.9% | 16,000 | -11.1% | 0.00% | – |
| AVNR | Exit | AVANIR PHARMACEUTICALS INCcl a new | $0 | – | -35,179 | -100.0% | 0.00% | – |
| Exit | MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $0 | – | -350,000 | -100.0% | 0.00% | – | |
| PZZI | Exit | PIZZA INN HOLDINGS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| AWI | Sell | ARMSTRONG WORLD INDS INC NEW | $1,904,000 | -48.7% | 33,142 | -54.3% | 0.00% | -100.0% |
| EXEL | Exit | EXELIXIS INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| SIGA | Exit | SIGA TECHNOLOGIES INC | $0 | – | -2,500 | -100.0% | 0.00% | – |
| Exit | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| ARES | Sell | ARES MGMT L P | $56,000 | -38.5% | 3,000 | -43.4% | 0.00% | – |
| WMT | Sell | WAL-MART STORES INCput | $1,208,000 | +216.2% | 296,000 | -26.9% | 0.00% | – |
| 1338PS | Exit | UBS AGcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| MDLZ | Exit | MONDELEZ INTL INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| WRESQ | Sell | WARREN RES INC | $294,000 | -51.6% | 330,604 | -12.6% | 0.00% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INCcall | $0 | – | -11,300 | -100.0% | 0.00% | – |
| ABR | Sell | ARBOR RLTY TR INC | $554,000 | -44.0% | 79,482 | -45.6% | 0.00% | – |
| ARCX | Sell | ARC LOGISTICS PARTNERS LP | $6,000 | +20.0% | 280 | -6.7% | 0.00% | – |
| AREXQ | Sell | APPROACH RESOURCES INC | $36,000 | -80.4% | 5,660 | -80.4% | 0.00% | – |
| GRT | Exit | GLIMCHER RLTY TRsh ben int | $0 | – | -36,557 | -100.0% | 0.00% | – |
| Sell | WEB COM GROUP INCnote 1.000% 8/1 | $4,000 | -99.6% | 4,000 | -99.7% | 0.00% | – | |
| WHXT | Exit | WHITING USA TR Itr unit | $0 | – | -82 | -100.0% | 0.00% | – |
| AMRE | Exit | AMREIT INC NEWcl b | $0 | – | -914 | -100.0% | 0.00% | – |
| EROC | Exit | EAGLE ROCK ENERGY PARTNERS Lcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $0 | -100.0% | 2 | -99.8% | 0.00% | – |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $56,000 | -32.5% | 4,202 | -31.3% | 0.00% | – |
| AAPL | Sell | APPLE INCput | $1,804,000 | +84.5% | 348,400 | -89.2% | 0.00% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -384,000 | -100.0% | 0.00% | – | |
| IWB | Exit | ISHARES TRput | $0 | – | -400 | -100.0% | 0.00% | – |
| SRCTQ | Exit | STANDARD REGISTER CO | $0 | – | -580 | -100.0% | 0.00% | – |
| HAWK | Exit | BLACKHAWK NETWORK HLDGS INCput | $0 | – | -700 | -100.0% | 0.00% | – |
| DWSN | Exit | DAWSON GEOPHYSICAL CO | $0 | – | -728 | -100.0% | 0.00% | – |
| PHDG | Exit | POWERSHARES ACTIVE MNG ETF Ts&p500 dwnhdge | $0 | – | -640 | -100.0% | 0.00% | – |
| Exit | WELLS FARGO & COmtnf 1/2 | $0 | – | -23,000 | -100.0% | 0.00% | – | |
| STWD | Exit | STARWOOD PPTY TR INCput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| MAG | Exit | MAG SILVER CORP | $0 | – | -2,000 | -100.0% | 0.00% | – |
| WYPRA | Sell | WEYERHAEUSER COpref conv ser a | $400,000 | -20.0% | 7,290 | -15.9% | 0.00% | – |
| WFM | Sell | WHOLE FOODS MKT INCput | $1,106,000 | -77.9% | 568,600 | -33.6% | 0.00% | -100.0% |
| JWB | Sell | WILEY JOHN & SONS INCcl b | $0 | – | 0 | -100.0% | 0.00% | – |
| CWEI | Sell | WILLIAMS CLAYTON ENERGY INC | $36,000 | -81.8% | 706 | -77.3% | 0.00% | – |
| ARPI | Sell | AMERICAN RESIDENTIAL PPTYS I | $60,000 | -68.6% | 3,384 | -68.9% | 0.00% | – |
| ECL | Exit | ECOLAB INCcall | $0 | – | -16,600 | -100.0% | 0.00% | – |
| AIG | Sell | AMERICAN INTL GROUP INCput | $6,000 | -98.3% | 6,200 | -96.3% | 0.00% | – |
| CEW | Sell | WISDOMTREE TRemerg cur str fd | $12,000 | -92.4% | 706 | -91.7% | 0.00% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| PED | Exit | PEDEVCO CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| AAL | Sell | AMERICAN AIRLS GROUP INCput | $504,000 | -72.3% | 76,800 | -88.4% | 0.00% | -100.0% |
| AAL | Sell | AMERICAN AIRLS GROUP INCcall | $572,000 | -59.4% | 235,000 | -13.3% | 0.00% | -100.0% |
| CCIHY | Exit | CHINACACHE INTL HLDG LTDspon adr | $0 | – | -1,135 | -100.0% | 0.00% | – |
| AMED | Sell | AMEDISYS INC | $258,000 | -91.0% | 9,636 | -90.1% | 0.00% | -100.0% |
| OPTT | Exit | OCEAN PWR TECHNOLOGIES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EPAX | Sell | AMBASSADORS GROUP INC | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| UNXLQ | Exit | UNI PIXEL INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| ALD | Sell | WISDOMTREE TRasia lc dbt fd | $44,000 | -89.8% | 936 | -89.9% | 0.00% | – |
| DLR | Exit | DIGITAL RLTY TR INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| LPHIQ | Exit | LIFE PARTNERS HOLDINGS INC | $0 | – | -4,700 | -100.0% | 0.00% | – |
| CJES | Exit | C&J ENERGY SVCS INC | $0 | – | -57,460 | -100.0% | 0.00% | – |
| APT | Sell | ALPHA PRO TECH LTD | $2,000 | -95.3% | 1,000 | -94.1% | 0.00% | – |
| RFMD | Exit | RF MICRODEVICES INCput | $0 | – | -6,000 | -100.0% | 0.00% | – |
| MMM | Exit | 3M COput | $0 | – | -251,500 | -100.0% | 0.00% | – |
| WM | Exit | WASTE MGMT INC DELput | $0 | – | -600 | -100.0% | 0.00% | – |
| XENE | Sell | XENON PHARMACEUTICALS INC | $84,000 | -38.2% | 4,928 | -28.2% | 0.00% | – |
| IBDC | Exit | ISHARES TR2020 cp tm etf | $0 | – | -28 | -100.0% | 0.00% | – |
| YZCAY | Sell | YANZHOU COAL MNG CO LTD | $0 | – | 0 | -100.0% | 0.00% | – |
| Exit | VOLCANO CORPORATIONnote 1.750%12/0 | $0 | – | -1,151,000 | -100.0% | 0.00% | – | |
| ALN | Exit | American Lorain Corpcall | $0 | – | -131,100 | -100.0% | 0.00% | – |
| GBR | Exit | NEW CONCEPT ENERGY INC | $0 | – | -6 | -100.0% | 0.00% | – |
| AHGP | Sell | ALLIANCE HOLDINGS GP LP | $104,000 | -50.5% | 2,012 | -41.7% | 0.00% | – |
| AUY | Exit | YAMANA GOLD INCput | $0 | – | -63,000 | -100.0% | 0.00% | – |
| ZNGA | Sell | ZYNGA INCcl a | $58,000 | -26.6% | 20,480 | -30.7% | 0.00% | – |
| BNCL | Exit | BENEFICIAL MUTUAL BANCORP IN | $0 | – | -2,560 | -100.0% | 0.00% | – |
| AGCO | Exit | AGCO CORPput | $0 | – | -64,600 | -100.0% | 0.00% | – |
| ANFI | Sell | AMIRA NATURE FOODS LTD | $8,000 | -99.1% | 996 | -98.4% | 0.00% | – |
| ALG | Sell | ALAMO GROUP INC | $668,000 | +1.4% | 10,572 | -22.3% | 0.00% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CZZ | Sell | COSAN LTD | $6,000 | -53.8% | 1,020 | -37.7% | 0.00% | – |
| AIRT | Sell | AIR T INC | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| ADES | Exit | ADVANCED EMISSIONS SOLUTS IN | $0 | – | -1,008 | -100.0% | 0.00% | – |
| AMD | Sell | ADVANCED MICRO DEVICES INCcall | $0 | -100.0% | 120,000 | -20.0% | 0.00% | – |
| HLF | Sell | HERBALIFE LTD | $888,000 | -10.8% | 20,792 | -21.2% | 0.00% | – |
| JST | Sell | JINPAN INTL LTDord | $4,000 | -96.5% | 700 | -96.1% | 0.00% | – |
| ACM | Sell | AECOM | $330,000 | -45.4% | 10,736 | -46.0% | 0.00% | – |
| AAVVF | Sell | ADVANTAGE OIL & GAS LTD | $2,000 | -99.5% | 206 | -99.8% | 0.00% | – |
| LXFT | Sell | LUXOFT HLDG INC | $42,000 | -93.1% | 830 | -94.7% | 0.00% | – |
| ATEYY | Sell | ADVANTEST CORPspon adr new | $6,000 | -50.0% | 512 | -48.4% | 0.00% | – |
| AMGN | Exit | AMGEN INCcall | $0 | – | -2,700 | -100.0% | 0.00% | – |
| SWS | Exit | SWS GROUP INC | $0 | – | -4,009 | -100.0% | 0.00% | – |
| BHI | Exit | BAKER HUGHES INCput | $0 | – | -526,700 | -100.0% | 0.00% | – |
| FXI | Exit | ISHARES TRput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ACETQ | Sell | ACETO CORP | $416,000 | -28.8% | 18,976 | -29.5% | 0.00% | – |
| ACTG | Sell | ACACIA RESH CORP | $58,000 | -74.6% | 5,382 | -60.1% | 0.00% | – |
| ASPS | Sell | ALTISOURCE PORTFOLIO SOLNS S | $18,000 | -68.4% | 1,426 | -14.5% | 0.00% | – |
| JCI | Exit | JOHNSON CTLS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CELJF | Sell | CELLCOM ISRAEL LTD | $6,000 | -93.6% | 1,258 | -88.5% | 0.00% | – |
| ICL | Sell | ISRAEL CHEMICALS LTD | $2,000 | -71.4% | 388 | -59.7% | 0.00% | – |
| TWM | Exit | PROSHARES TRultsht russ2000 | $0 | – | -2,500 | -100.0% | 0.00% | – |
| AVHI | Sell | AV HOMES INC | $18,000 | -47.1% | 1,178 | -49.3% | 0.00% | – |
| MOBI | Exit | SKY-MOBI LTDsponsored ads | $0 | – | -30,123 | -100.0% | 0.00% | – |
| Exit | GOODRICH PETE CORPnote 5.000%10/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Sell | AK STL CORPnote 5.000%11/1 | $2,090,000 | -22.9% | 1,878,000 | -6.6% | 0.00% | -100.0% | |
| MITT | Sell | AG MTG INVT TR INC | $1,108,000 | -29.0% | 58,860 | -30.0% | 0.00% | -100.0% |
| CRM | Exit | SALESFORCE COM INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| ANWWQ | Sell | AEGEAN MARINE PETROLEUM NETW | $0 | – | 0 | -100.0% | 0.00% | – |
| SLV | Exit | ISHARES SILVER TRUSTput | $0 | – | -2,200 | -100.0% | 0.00% | – |
| GTIM | Exit | GOOD TIMES RESTAURANTS INC | $0 | – | -11,500 | -100.0% | 0.00% | – |
| DHR | Exit | DANAHER CORP DELput | $0 | – | -2,215,000 | -100.0% | 0.00% | – |
| HDYNQ | Exit | HYPERDYNAMICS CORP | $0 | – | -492 | -100.0% | 0.00% | – |
| CAT | Exit | CATERPILLAR INC DELput | $0 | – | -41,300 | -100.0% | 0.00% | – |
| EQT | Exit | EQT CORPcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NAO | Sell | NORDIC AMERN OFFSHORE LTD | $68,000 | -95.7% | 7,372 | -94.3% | 0.00% | -100.0% |
| DRIV | Exit | DIGITAL RIV INC | $0 | – | -4,136 | -100.0% | 0.00% | – |
| LBRKR | Exit | LIBERTY BROADBAND CORPright 01/09/2015 | $0 | – | -40,373 | -100.0% | 0.00% | – |
| LTM | Exit | LIFE TIME FITNESS INCcall | $0 | – | -33,900 | -100.0% | 0.00% | – |
| GASS | Sell | STEALTHGAS INC | $2,000 | -90.0% | 202 | -93.5% | 0.00% | – |
| RPI | Exit | ROBERTS REALTY INVS | $0 | – | -2,069 | -100.0% | 0.00% | – |
| TUR | Sell | ISHARESmsci turkey etf | $2,230,000 | -66.7% | 48,104 | -61.0% | 0.00% | -100.0% |
| CBLAQ | Exit | CBL & ASSOC PPTYS INCcall | $0 | – | -126,800 | -100.0% | 0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRcall | $0 | – | -34,300 | -100.0% | 0.00% | – |
| CBSTZ | Exit | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $0 | – | -15,000 | -100.0% | 0.00% | – |
| IL | Sell | INTRALINKS HLDGS INC | $224,000 | -54.4% | 21,742 | -47.3% | 0.00% | – |
| IOC | Exit | INTEROIL CORPcall | $0 | – | -28,100 | -100.0% | 0.00% | – |
| ESYS | Exit | ELECSYS CORP | $0 | – | -9,600 | -100.0% | 0.00% | – |
| ISCA | Sell | INTERNATIONAL SPEEDWAY CORPcl a | $1,024,000 | -83.2% | 31,400 | -83.7% | 0.00% | -100.0% |
| SO | Exit | SOUTHERN COput | $0 | – | -600 | -100.0% | 0.00% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHSput | $178,000 | -98.3% | 25,800 | -95.3% | 0.00% | -100.0% |
| Sell | INTERDIGITAL INCnote 2.500% 3/1 | $2,000 | -99.9% | 2,000 | -99.9% | 0.00% | -100.0% | |
| INTC | Sell | INTEL CORPcall | $2,326,000 | -80.6% | 1,904,200 | -4.6% | 0.00% | -100.0% |
| IBA | Sell | INDUSTRIAS BACHOCO S A B DEspon adr b | $12,000 | -61.3% | 256 | -59.2% | 0.00% | – |
| CNDA | Sell | INDEXIQ ETF TRcan sml cp etf | $24,000 | -35.1% | 1,396 | -28.7% | 0.00% | – |
| SVBL | Exit | SILVER BULL RES INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| IBTX | Sell | INDEPENDENT BK GROUP INC | $298,000 | -71.3% | 7,644 | -71.3% | 0.00% | – |
| ECTE | Exit | ECHO THERAPEUTICS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| BIRT | Exit | ACTUATE CORP | $0 | – | -2,136 | -100.0% | 0.00% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| CIMT | Exit | CIMATRON LTDord | $0 | – | -525 | -100.0% | 0.00% | – |
| FLAG | Exit | EXCHANGE TRADED CONCEPTS TRforensic acctg | $0 | – | -2,622 | -100.0% | 0.00% | – |
| KANG | Sell | IKANG HEALTHCARE GROUP INCsponsored adr | $54,000 | -88.3% | 3,322 | -89.2% | 0.00% | – |
| MXI | Sell | ISHARESglobal mater etf | $382,000 | -25.8% | 6,718 | -26.9% | 0.00% | – |
| Exit | RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1 | $0 | – | -1,227,000 | -100.0% | 0.00% | – | |
| SLCA | Exit | U S SILICA HLDGS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CLNY | Exit | COLONY FINL INCput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INC | $96,000 | -67.5% | 14,230 | -53.7% | 0.00% | – |
| INTX | Exit | INTERSECTIONS INC | $0 | – | -4,700 | -100.0% | 0.00% | – |
| IEZ | Sell | ISHARESus oil eq&sv etf | $1,608,000 | -25.7% | 34,204 | -21.1% | 0.00% | -100.0% |
| HPTX | Sell | HYPERION THERAPEUTICS INC | $614,000 | -93.7% | 13,368 | -96.7% | 0.00% | -100.0% |
| EWZS | Sell | ISHARESbrazil sm-cp etf | $0 | – | 0 | -100.0% | 0.00% | – |
| WHZT | Exit | WHITING USA TR IItr unit | $0 | – | -191 | -100.0% | 0.00% | – |
| CRRTQ | Exit | CARBO CERAMICS INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| MLNK | Exit | MODUSLINK GLOBAL SOLUTIONS I | $0 | – | -1,815 | -100.0% | 0.00% | – |
| AOR | Sell | ISHARESgrwt allocat etf | $576,000 | -44.4% | 14,132 | -45.3% | 0.00% | – |
| AOM | Sell | ISHARESmodert alloc etf | $2,254,000 | -90.1% | 63,294 | -90.3% | 0.00% | -100.0% |
| NVMI | Exit | NOVA MEASURING INSTRUMENTS L | $0 | – | -510 | -100.0% | 0.00% | – |
| TXN | Exit | TEXAS INSTRS INCput | $0 | – | -655,900 | -100.0% | 0.00% | – |
| HWCC | Sell | HOUSTON WIRE & CABLE CO | $36,000 | -79.2% | 3,582 | -75.2% | 0.00% | – |
| TRLA | Exit | TRULIA INC | $0 | – | -2,004 | -100.0% | 0.00% | – |
| MYL | Exit | MYLAN INCput | $0 | – | -107,000 | -100.0% | 0.00% | – |
| NBTF | Exit | NB & T FINL GROUP INC | $0 | – | -1,228 | -100.0% | 0.00% | – |
| ZINCQ | Sell | HORSEHEAD HLDG CORP | $406,000 | -96.6% | 32,052 | -95.7% | 0.00% | -100.0% |
| Sell | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $4,000 | -99.8% | 6,000 | -99.8% | 0.00% | -100.0% | |
| DISH | Exit | DISH NETWORK CORPput | $0 | – | -135,500 | -100.0% | 0.00% | – |
| HFBC | Sell | HOPFED BANCORP INC | $0 | – | 0 | -100.0% | 0.00% | – |
| ITIP | Sell | ISHARES TRintl infl-lkd bd | $218,000 | -85.9% | 5,182 | -85.2% | 0.00% | -100.0% |
| QUNR | Exit | QUNAR CAYMAN IS LTDspns adr cl b | $0 | – | -250 | -100.0% | 0.00% | – |
| HH | Sell | HOOPER HOLMES INC | $0 | -100.0% | 50 | -100.0% | 0.00% | – |
| TZA | Exit | DIREXION SHS ETF TRdly sc bear3xnew | $0 | – | -1,250 | -100.0% | 0.00% | – |
| ITI | Sell | ITERIS INC | $0 | -100.0% | 2 | -99.9% | 0.00% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDcall | $0 | – | -108,700 | -100.0% | 0.00% | – |
| PTGCY | Exit | PORTUGAL TELECOM SGPS S Asponsored adr | $0 | – | -1,308 | -100.0% | 0.00% | – |
| HBOS | Sell | HERITAGE FINL GROUP INC | $286,000 | -4.3% | 10,492 | -9.1% | 0.00% | – |
| JMI | Sell | JAVELIN MTG INVT CORP | $2,000 | -75.0% | 200 | -75.1% | 0.00% | – |
| JD | Sell | JD COM INCspon adr cl a | $106,000 | -85.7% | 3,522 | -89.0% | 0.00% | – |
| NOA | Exit | NORTH AMERN ENERGY PARTNERS | $0 | – | -500 | -100.0% | 0.00% | – |
| JRN | Sell | JOURNAL COMMUNICATIONS INCcl a | $1,830,000 | -75.8% | 123,462 | -81.4% | 0.00% | -100.0% |
| GOOGL | Exit | GOOGLE INCcall | $0 | – | -900 | -100.0% | 0.00% | – |
| HIIQ | Sell | HEALTH INS INNOVATIONS INC | $284,000 | -54.8% | 36,474 | -58.5% | 0.00% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INC | $0 | – | -2,822 | -100.0% | 0.00% | – |
| KLXI | Sell | KLX INC | $2,110,000 | -39.1% | 54,714 | -34.9% | 0.00% | -100.0% |
| Sell | HEALTH CARE REIT INCnote 3.000%12/0 | $4,000 | -99.7% | 4,000 | -99.6% | 0.00% | -100.0% | |
| HCNPRI | Sell | HEALTH CARE REIT INCpfd per con i | $2,502,000 | -77.3% | 37,264 | -77.7% | 0.00% | -100.0% |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -33,490 | -100.0% | 0.00% | – |
| TWER | Exit | TOWERSTREAM CORP | $0 | – | -700 | -100.0% | 0.00% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $0 | – | -955,000 | -100.0% | 0.00% | – | |
| KFFB | Sell | KENTUCKY FIRST FED BANCORP | $0 | – | 0 | -100.0% | 0.00% | – |
| APAGF | Exit | APCO OIL & GAS INTERNATIONAL | $0 | – | -424 | -100.0% | 0.00% | – |
| KFRC | Sell | KFORCE INC | $80,000 | -97.6% | 3,550 | -97.4% | 0.00% | -100.0% |
| KBAL | Sell | KIMBALL INTL INCcl b | $38,000 | -96.3% | 3,570 | -96.8% | 0.00% | – |
| HIGWS | Sell | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $20,000 | -20.0% | 600 | -20.0% | 0.00% | – |
| KIN | Sell | KINDRED BIOSCIENCES INC | $8,000 | -75.0% | 1,118 | -73.3% | 0.00% | – |
| ANRZQ | Exit | ALPHA NATURAL RESOURCES INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| KGC | Sell | KINROSS GOLD CORP | $804,000 | -22.1% | 358,616 | -2.0% | 0.00% | – |
| MHRCQ | Exit | MAGNUM HUNTER RES CORP DELcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| HQCL | Sell | HANWHA Q CELL CO LTDsponsored adr | $8,000 | -71.4% | 4,200 | -83.2% | 0.00% | – |
| PRU | Exit | PRUDENTIAL FINL INCput | $0 | – | -260,400 | -100.0% | 0.00% | – |
| VALE | Exit | VALE S Acall | $0 | – | -102,000 | -100.0% | 0.00% | – |
| KRA | Sell | KRATON PERFORMANCE POLYMERS | $104,000 | -93.9% | 5,194 | -93.7% | 0.00% | -100.0% |
| BB | Exit | BLACKBERRY LTDcall | $0 | – | -500,500 | -100.0% | 0.00% | – |
| AA | Exit | ALCOA INCcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| 5021PS | Sell | LNB BANCORP INC | $0 | – | 0 | -100.0% | 0.00% | – |
| CHS | Exit | CHICOS FAS INCcall | $0 | – | -12,000 | -100.0% | 0.00% | – |
| LJPC | Sell | LA JOLLA PHARMACEUTICAL CO | $40,000 | -35.5% | 2,228 | -33.6% | 0.00% | – |
| IFEU | Exit | ISHARESeur dev re etf | $0 | – | -975 | -100.0% | 0.00% | – |
| HRG | Exit | HARBINGER GROUP INC | $0 | – | -120,622 | -100.0% | -0.00% | – |
| WYNN | Exit | WYNN RESORTS LTDput | $0 | – | -71,800 | -100.0% | -0.00% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -30,700 | -100.0% | -0.00% | – |
| DISH | Exit | DISH NETWORK CORPcall | $0 | – | -169,700 | -100.0% | -0.00% | – |
| Exit | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $0 | – | -1,855,000 | -100.0% | -0.00% | – | |
| SAPE | Exit | SAPIENT CORP | $0 | – | -90,204 | -100.0% | -0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| UAL | Exit | UNITED CONTL HLDGS INCcall | $0 | – | -500,000 | -100.0% | -0.00% | – |
| PEO | Exit | PETROLEUM & RES CORP | $0 | – | -98,367 | -100.0% | -0.00% | – |
| Exit | ROPER INDS INC NEWfrnt 1/1 | $0 | – | -1,408,000 | -100.0% | -0.00% | – | |
| Exit | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $0 | – | -2,684,000 | -100.0% | -0.00% | – | |
| ATLS | Exit | ATLAS ENERGY LP | $0 | – | -100,072 | -100.0% | -0.00% | – |
| APL | Exit | ATLAS PIPELINE PARTNERS LPunit l p int | $0 | – | -129,524 | -100.0% | -0.00% | – |
| FUND | Exit | ROYCE FOCUS TR | $0 | – | -292,244 | -100.0% | -0.00% | – |
| FEUZ | Exit | FIRST TR EXCH TRD ALPHA FD Ieuro alphadex | $0 | – | -44,512 | -100.0% | -0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP INC | $0 | – | -108,923 | -100.0% | -0.00% | – |
| Exit | SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| Exit | ALERE INCnote 3.000% 5/1 | $0 | – | -1,753,000 | -100.0% | -0.00% | – | |
| Exit | SUNPOWER CORPdbcv 0.750% 6/0 | $0 | – | -2,397,000 | -100.0% | -0.00% | – | |
| PTRY | Exit | PANTRY INC | $0 | – | -50,939 | -100.0% | -0.00% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -706,341 | -100.0% | -0.00% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -384,500 | -100.0% | -0.00% | – |
| Exit | FLUOR CORP NEWnote 1.500% 2/1 | $0 | – | -1,660,000 | -100.0% | -0.00% | – | |
| Exit | WEBMD HEALTH CORPnote 1.500%12/0 | $0 | – | -3,028,000 | -100.0% | -0.00% | – | |
| ERUS | Exit | ISHARES TRmsci russia cap | $0 | – | -262,008 | -100.0% | -0.00% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INCput | $0 | – | -1,071,600 | -100.0% | -0.00% | – |
| PXD | Exit | PIONEER NAT RES COput | $0 | – | -65,400 | -100.0% | -0.00% | – |
| CBST | Exit | CUBIST PHARMACEUTICALS INC | $0 | – | -49,068 | -100.0% | -0.00% | – |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -869,400 | -100.0% | -0.00% | – |
| Exit | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $0 | – | -1,531,000 | -100.0% | -0.00% | – | |
| VPFG | Exit | VIEWPOINT FINL GROUP INC MD | $0 | – | -179,391 | -100.0% | -0.00% | – |
| ROC | Exit | ROCKWOOD HLDGS INC | $0 | – | -59,881 | -100.0% | -0.00% | – |
| Exit | BARRETT BILL CORPnote 5.000% 3/1 | $0 | – | -6,600,000 | -100.0% | -0.00% | – | |
| Z | Exit | ZILLOW INCcl a | $0 | – | -66,505 | -100.0% | -0.00% | – |
| NORD | Exit | NORD ANGLIA EDUCATION INC | $0 | – | -372,980 | -100.0% | -0.00% | – |
| SWY | Exit | SAFEWAY INC | $0 | – | -205,680 | -100.0% | -0.00% | – |
| Exit | CUBIST PHARMACEUTICALS INCnote 1.125% 9/0 | $0 | – | -5,284,000 | -100.0% | -0.00% | – | |
| L109PS | Exit | ACCESS MIDSTREAM PARTNERS Lunit | $0 | – | -168,162 | -100.0% | -0.00% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P | $0 | – | -254,644 | -100.0% | -0.01% | – |
| CFN | Exit | CAREFUSION CORP | $0 | – | -204,923 | -100.0% | -0.01% | – |
| PTP | Exit | PLATINUM UNDERWRITER HLDGS L | $0 | – | -171,340 | -100.0% | -0.01% | – |
| TQNT | Exit | TRIQUINT SEMICONDUCTOR INC | $0 | – | -428,930 | -100.0% | -0.01% | – |
| IRM | Exit | IRON MTN INC | $0 | – | -310,236 | -100.0% | -0.01% | – |
| GPT | Exit | GRAMERCY PPTY TR INC | $0 | – | -2,201,596 | -100.0% | -0.01% | – |
| Exit | WELLS FARGO & COmtnf 0.125% 3/0 | $0 | – | -9,261,000 | -100.0% | -0.01% | – | |
| Exit | CUBIST PHARMACEUTICALS INCnote 1.875% 9/0 | $0 | – | -10,855,000 | -100.0% | -0.01% | – | |
| CLF | Exit | CLIFFS NAT RES INCput | $0 | – | -2,143,900 | -100.0% | -0.01% | – |
| PL | Exit | PROTECTIVE LIFE CORP | $0 | – | -257,028 | -100.0% | -0.01% | – |
| AAP | Exit | ADVANCE AUTO PARTS INCput | $0 | – | -4,795,000 | -100.0% | -0.01% | – |
| RFMD | Exit | RF MICRODEVICES INC | $0 | – | -1,149,298 | -100.0% | -0.01% | – |
| ORB | Exit | ORBITAL SCIENCES CORP | $0 | – | -658,292 | -100.0% | -0.01% | – |
| Exit | UNITED RENTALS INCnote 4.000%11/1 | $0 | – | -2,364,000 | -100.0% | -0.01% | – | |
| Exit | PDL BIOPHARMA INCnote 3.750% 5/0 | $0 | – | -18,597,000 | -100.0% | -0.01% | – | |
| CODE | Exit | SPANSION INC | $0 | – | -724,399 | -100.0% | -0.01% | – |
| PETM | Exit | PETSMART INC | $0 | – | -303,834 | -100.0% | -0.01% | – |
| EQIX | Exit | EQUINIX INC | $0 | – | -109,320 | -100.0% | -0.01% | – |
| Exit | PRICELINE GRP INCnote 1.250% 3/1 | $0 | – | -7,991,000 | -100.0% | -0.01% | – | |
| Exit | SALESFORCE COM INCnote 0.750% 1/1 | $0 | – | -12,404,000 | -100.0% | -0.01% | – | |
| ATK | Exit | ALLIANT TECHSYSTEMS INC | $0 | – | -293,065 | -100.0% | -0.01% | – |
| MWIV | Exit | MWI VETERINARY SUPPLY INC | $0 | – | -221,874 | -100.0% | -0.02% | – |
| Exit | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $0 | – | -12,873,000 | -100.0% | -0.02% | – | |
| Exit | LEVEL 3 COMMUNICATIONS INCnote 7.000% 3/1 | $0 | – | -37,456,000 | -100.0% | -0.03% | – | |
| MYL | Exit | MYLAN INC | $0 | – | -2,303,471 | -100.0% | -0.05% | – |
| P103PS | Exit | NPS PHARMACEUTICALS INC | $0 | – | -5,575,593 | -100.0% | -0.08% | – |
| CVD | Exit | COVANCE INC | $0 | – | -1,968,128 | -100.0% | -0.08% | – |
| AGN | Exit | ALLERGAN INC | $0 | – | -1,368,839 | -100.0% | -0.11% | – |
| F113PS | Exit | COVIDIEN PLC | $0 | – | -4,072,988 | -100.0% | -0.16% | – |
| NU | Exit | NORTHEAST UTILS | $0 | – | -9,014,919 | -100.0% | -0.19% | – |
| MDT | Exit | MEDTRONIC INC | $0 | – | -8,286,661 | -100.0% | -0.23% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- PEREGRINE CAPITAL MANAGEMENT INC /MN/ #2
- WELLS CAPITAL MANAGEMENT INC #3
- WELLS FARGO BANK N A #4
- Wells Fargo Funds Management, LLC #5
- Nelson Capital Management, LLC #7
- METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA #10
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC #13
- WELLS FARGO ADVISORS, LLC #15
- WELLS FARGO DELAWARE TRUST CO, N.A. #17
- Wells Fargo Securities, LLC #24
- NORWEST LTD LP, LLLP #39
- GOLDEN CAPITAL MANAGEMENT, LLC #73
- Rock Creek Group, LP #89
- Wells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC #5
- Golden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #73
- PEREGRINE CAPITAL MANAGEMENT INC /MN/ #2
- WELLS CAPITAL MANAGEMENT INC #3
- WELLS FARGO BANK N A #4
- Wells Fargo Funds Management, LLC #5
- Nelson Capital Management, LLC #7
- METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA #10
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC #13
- WELLS FARGO ADVISORS, LLC #15
- WELLS FARGO DELAWARE TRUST CO, N.A. #17
- Wells Fargo Securities, LLC #24
- NORWEST LTD LP, LLLP #39
- GOLDEN CAPITAL MANAGEMENT, LLC #73
- Rock Creek Group, LP #89
- Wells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #5
- Golden Capital Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #73
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| APPLE INC | 42 | Q3 2023 | 3.4% |
| SPDR S & P 500 ETF TRUST ETF | 42 | Q3 2023 | 3.3% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 1.5% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 2.1% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| AMAZON COM INC COM | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.1% |
View WELLS FARGO & COMPANY/MN's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 25, 2023 | 3,531 | 38.0% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | September 22, 2023 | 346 | 7.3% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | September 22, 2023 | 567 | 12.6% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | September 22, 2023 | 376 | 9.8% |
| PIMCO MUNICIPAL INCOME FUND | September 22, 2023 | 386 | 6.2% |
| PIMCO MUNICIPAL INCOME FUND II | September 22, 2023 | 1,242 | 11.5% |
| PIMCO MUNICIPAL INCOME FUND III | September 22, 2023 | 582 | 10.1% |
| Nuveen Municipal Credit Income Fund | September 13, 2023 | 6,048 | 45.9% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
View WELLS FARGO & COMPANY/MN's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| SC 13D | 2024-05-07 |
| SC 13D | 2024-05-07 |
View WELLS FARGO & COMPANY/MN's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.