$230 Billion is the total value of WELLS FARGO & COMPANY/MN's 18585 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 61.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| D R HORTON INCnote 2.000% 5/1 | $29,006,000 | +13.5% | 16,809,000 | 0.0% | 0.01% | +8.3% | ||
| BZT | BEAZER HOMES USA INCunit 99/99/9999 | $15,388,000 | +27.7% | 411,432 | 0.0% | 0.01% | +16.7% | |
| LIBERTY MEDIA CORPdeb 3.500% 1/1 | $9,587,000 | +2.7% | 18,132,000 | 0.0% | 0.00% | 0.0% | ||
| WTBA | WEST BANCORPORATION INCcap stk | $8,499,000 | +14.6% | 537,207 | 0.0% | 0.00% | 0.0% | |
| FRP | FAIRPOINT COMMUNICATIONS INC | $7,481,000 | +18.4% | 661,497 | 0.0% | 0.00% | 0.0% | |
| BARRETT BILL CORPnote 5.000% 3/1 | $6,534,000 | -0.2% | 6,600,000 | 0.0% | 0.00% | 0.0% | ||
| AMAP | AUTONAVI HLDGS LTDsponsored adr | $4,099,000 | -4.4% | 287,674 | 0.0% | 0.00% | 0.0% | |
| TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $1,935,000 | -3.2% | 1,814,000 | 0.0% | 0.00% | 0.0% | ||
| ADGE | AMERICAN DG ENERGY INC | $1,536,000 | +8.2% | 903,695 | 0.0% | 0.00% | 0.0% | |
| CENTA | CENTRAL GARDEN & PET COcl a non-vtg | $1,918,000 | -1.4% | 284,095 | 0.0% | 0.00% | 0.0% | |
| CENT | CENTRAL GARDEN & PET CO | $2,136,000 | -2.4% | 310,873 | 0.0% | 0.00% | 0.0% | |
| BWINA | BALDWIN & LYONS INCcl a | $1,820,000 | +5.1% | 72,724 | 0.0% | 0.00% | 0.0% | |
| WFCWS | WELLS FARGO & CO NEW*w exp 10/28/201 | $1,766,000 | +13.2% | 111,087 | 0.0% | 0.00% | 0.0% | |
| CACI INTL INCnote 2.125% 5/0 | $1,396,000 | +5.0% | 1,042,000 | 0.0% | 0.00% | 0.0% | ||
| NCIT | NCI INCcl a | $2,509,000 | +17.6% | 378,946 | 0.0% | 0.00% | 0.0% | |
| ALLIANT TECHSYSTEMS INCnote 3.000% 8/1 | $1,407,000 | +22.2% | 879,000 | 0.0% | 0.00% | 0.0% | ||
| MGRC | MCGRATH RENTCORP | $3,192,000 | +11.5% | 80,213 | 0.0% | 0.00% | 0.0% | |
| DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1 | $2,794,000 | -1.4% | 2,500,000 | 0.0% | 0.00% | 0.0% | ||
| LIBERTY MEDIA CORPdeb 3.750% 2/1 | $2,170,000 | -3.6% | 3,694,000 | 0.0% | 0.00% | 0.0% | ||
| DIA | SPDR DOW JONES INDL AVRG ETFcall | $1,213,000 | +66.4% | 45,000 | 0.0% | 0.00% | – | |
| PKOH | PARK OHIO HLDGS CORP | $244,000 | +36.3% | 4,650 | 0.0% | 0.00% | – | |
| ALCSQ | ALCO STORES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| ATNY | API TECHNOLOGIES CORP | $0 | – | 166 | 0.0% | 0.00% | – | |
| ARC | ARC DOCUMENT SOLUTIONS INC | $1,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| ABIO | ARCA BIOPHARMA INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| AVHI | AV HOMES INC | $97,000 | +4.3% | 5,335 | 0.0% | 0.00% | – | |
| ABBV | ABBVIE INCput | $3,000 | -72.7% | 51,700 | 0.0% | 0.00% | – | |
| ABMD | ABIOMED INC | $13,000 | +30.0% | 501 | 0.0% | 0.00% | – | |
| AXAS | ABRAXAS PETE CORP | $5,000 | +25.0% | 1,400 | 0.0% | 0.00% | – | |
| AEHR | AEHR TEST SYSTEMS | $15,000 | +25.0% | 5,000 | 0.0% | 0.00% | – | |
| GTAA | ADVISORSHARES TRcambria gl tac | $132,000 | +3.1% | 5,316 | 0.0% | 0.00% | – | |
| AEZS | AETERNA ZENTARIS INC | $0 | – | 291 | 0.0% | 0.00% | – | |
| AGYS | AGILYSYS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| AIRT | AIR T INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| 4305PS | ALCATEL-LUCENTcall | $114,000 | +40.7% | 216,000 | 0.0% | 0.00% | – | |
| AXXDF | ALDERON IRON ORE CORP | $0 | – | 30 | 0.0% | 0.00% | – | |
| ALERE INCnote 3.000% 5/1 | $343,000 | +6.5% | 305,000 | 0.0% | 0.00% | – | ||
| AXU | ALEXCO RESOURCE CORP | $1,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| ALXA | ALEXZA PHARMACEUTICALS INC | $0 | – | 60 | 0.0% | 0.00% | – | |
| ALCO | ALICO INC | $8,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| AOI | ALLIANCE ONE INTL INC | $1,000 | 0.0% | 308 | 0.0% | 0.00% | – | |
| AMOT | ALLIED MOTION TECHNOLOGIES I | $4,000 | +100.0% | 301 | 0.0% | 0.00% | – | |
| AFAM | ALMOST FAMILY INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| APSA | ALTO PALERMO S Asponsored adr | $4,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $5,000 | +25.0% | 312 | 0.0% | 0.00% | – | |
| AMBTQ | AMBIENT CORP | $0 | – | 44 | 0.0% | 0.00% | – | |
| ASBI | AMERIANA BANCORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| AMRC | AMERESCO INCcl a | $5,000 | -16.7% | 542 | 0.0% | 0.00% | – | |
| AMOV | AMERICA MOVIL SAB DE CV | $81,000 | +17.4% | 3,456 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $0 | – | 5 | 0.0% | 0.00% | – | |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | $1,000 | -50.0% | 700 | 0.0% | 0.00% | – | |
| ASRV | AMERISERV FINL INC | $0 | – | 104 | 0.0% | 0.00% | – | |
| ATLO | AMES NATL CORP | $6,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| AP | AMPCO-PITTSBURGH CORP | $18,000 | +12.5% | 900 | 0.0% | 0.00% | – | |
| AXR | AMREP CORP NEW | $0 | – | 2 | 0.0% | 0.00% | – | |
| AMRE | AMREIT INC NEWcl b | $0 | – | 1 | 0.0% | 0.00% | – | |
| ASYS | AMTECH SYS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| AMRS | AMYRIS INC | $53,000 | +130.4% | 10,000 | 0.0% | 0.00% | – | |
| ARSD | ARABIAN AMERN DEV CO | $0 | – | 2 | 0.0% | 0.00% | – | |
| ARCELORMITTAL SA LUXEMBOURGnote 5.000% 5/1 | $32,000 | -3.0% | 32,000 | 0.0% | 0.00% | – | ||
| HRT | ARRHYTHMIA RESH TECHNOLOGY I | $3,000 | 0.0% | 1,001 | 0.0% | 0.00% | – | |
| ARWR | ARROWHEAD RESH CORP | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ARVINMERITOR INCfrnt 4.625% 3/0 | $777,000 | +2.4% | 742,000 | 0.0% | 0.00% | – | ||
| ARVINMERITOR INCfrnt 4.000% 2/1 | $37,000 | 0.0% | 39,000 | 0.0% | 0.00% | – | ||
| ASFI | ASTA FDG INC | $59,000 | -4.8% | 7,001 | 0.0% | 0.00% | – | |
| ATEA | ASTEA INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| AAME | ATLANTIC AMERN CORP | $171,000 | +1.2% | 41,700 | 0.0% | 0.00% | – | |
| ACFC | ATLANTIC COAST FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ATLC | ATLANTICUS HLDGS CORP | $40,000 | -2.4% | 11,153 | 0.0% | 0.00% | – | |
| AVEO | AVEO PHARMACEUTICALS INC | $1,000 | -50.0% | 800 | 0.0% | 0.00% | – | |
| AVIS BUDGET GROUPnote 3.500%10/0 | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | ||
| BRT | BRT RLTY TRsh ben int new | $71,000 | -1.4% | 10,000 | 0.0% | 0.00% | – | |
| BSDM | BSD MED CORP DEL | $2,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| BTN | BALLANTYNE STRONG INC | $179,000 | +8.5% | 38,625 | 0.0% | 0.00% | – | |
| BKJ | BANCORP NEW JERSEY INC NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| BACWSB | BANK OF AMERICA CORPORATION*w exp 10/28/201 | $27,000 | -3.6% | 35,000 | 0.0% | 0.00% | – | |
| BFIN | BANKFINANCIAL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| BHB | BAR HBR BANKSHARES | $80,000 | +8.1% | 2,001 | 0.0% | 0.00% | – | |
| JJMTF | BARCLAYS BK PLCetn djubs ind mt | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| JJNTF | BARCLAYS BK PLCetn djubs nckl37 | $6,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| BWVTF | BARCLAYS BK PLCetn cboe spbuy | $7,000 | +16.7% | 115 | 0.0% | 0.00% | – | |
| GBBEF | BARCLAYS BK PLCip gbp/usd etn | $20,000 | +5.3% | 443 | 0.0% | 0.00% | – | |
| ICITF | BARCLAYS BANK PLCcarry etn 38 | $187,000 | -4.6% | 4,463 | 0.0% | 0.00% | – | |
| JEM | BARCLAYS BANK PLCipath gems index | $0 | – | 1 | 0.0% | 0.00% | – | |
| GAZZF | BARCLAYS BANK PLCetn djubs nat37 | $4,000 | +33.3% | 1,501 | 0.0% | 0.00% | – | |
| LEDD | BARCLAYS BK PLCipth lead etn | $6,000 | 0.0% | 146 | 0.0% | 0.00% | – | |
| BSET | BASSETT FURNITURE INDS INC | $31,000 | -3.1% | 2,003 | 0.0% | 0.00% | – | |
| BNCL | BENEFICIAL MUTUAL BANCORP IN | $13,000 | +8.3% | 1,200 | 0.0% | 0.00% | – | |
| BIOD | BIODEL INC | $1,000 | -50.0% | 500 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored adr | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| BDMS | BIRNER DENTAL MGMT SERVICES | $0 | – | 1 | 0.0% | 0.00% | – | |
| BLJ | BLACKROCK NJ MUNICIPAL BOND | $1,000 | 0.0% | 76 | 0.0% | 0.00% | – | |
| BX | BLACKSTONE GROUP L Pput | $0 | – | 100 | 0.0% | 0.00% | – | |
| BLT | BLOUNT INTL INC NEW | $0 | – | 4 | 0.0% | 0.00% | – | |
| BXC | BLUELINX HLDGS INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| BNSO | BONSO ELECTRS INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| BPFHP | BOSTON PRIVATE FINL HLDGS IN | $9,000 | -10.0% | 400 | 0.0% | 0.00% | – | |
| BVX | BOVIE MEDICAL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| BZC | BREEZE EASTERN CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| BRID | BRIDGFORD FOODS CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| HTR | BROOKFIELD TOTAL RETURN FD I | $34,000 | +3.0% | 1,428 | 0.0% | 0.00% | – | |
| BMTC | BRYN MAWR BK CORP | $1,041,000 | +11.9% | 34,501 | 0.0% | 0.00% | – | |
| BTG | B2GOLD CORP | $0 | – | 17 | 0.0% | 0.00% | – | |
| BBW | BUILD A BEAR WORKSHOP | $5,000 | +25.0% | 601 | 0.0% | 0.00% | – | |
| CASM | CAS MED SYS INC | $6,000 | +50.0% | 3,550 | 0.0% | 0.00% | – | |
| CRAI | CRA INTL INC | $24,000 | +4.3% | 1,219 | 0.0% | 0.00% | – | |
| CSPI | CSP INC | $11,000 | +22.2% | 1,300 | 0.0% | 0.00% | – | |
| CUNB | CU BANCORP CALIF | $28,000 | -3.4% | 1,600 | 0.0% | 0.00% | – | |
| CACH | CACHE INC | $25,000 | -7.4% | 4,579 | 0.0% | 0.00% | – | |
| CZR | CAESARS ENTMT CORP | $7,000 | 0.0% | 337 | 0.0% | 0.00% | – | |
| CFNB | CALIFORNIA FIRST NTNL BANCOR | $0 | – | 1 | 0.0% | 0.00% | – | |
| CALX | CALIX INC | $4,000 | -20.0% | 396 | 0.0% | 0.00% | – | |
| 5101PS | CAMAC ENERGY INC | $46,000 | +84.0% | 30,800 | 0.0% | 0.00% | – | |
| CAFI | CAMCO FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CPHC | CANTERBURY PARK HOLDING CORP | $32,000 | -8.6% | 3,106 | 0.0% | 0.00% | – | |
| CCBG | CAPITAL CITY BK GROUP INC | $10,000 | 0.0% | 857 | 0.0% | 0.00% | – | |
| CBF | CAPITAL BK FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CRDC | CARDICA INC | $8,000 | -27.3% | 8,853 | 0.0% | 0.00% | – | |
| CECO | CAREER EDUCATION CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| TAST | CARROLS RESTAURANT GROUP INC | $7,000 | +16.7% | 1,000 | 0.0% | 0.00% | – | |
| CAT | CATERPILLAR INC DELput | $0 | -100.0% | 200 | 0.0% | 0.00% | – | |
| CELGZ | CELGENE CORPright 12/31/2030 | $0 | – | 14 | 0.0% | 0.00% | – | |
| CVO | CENVEO INC | $48,000 | +17.1% | 13,701 | 0.0% | 0.00% | – | |
| CCF | CHASE CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLDT | CHATHAM LODGING TR | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| CEMI | CHEMBIO DIAGNOSTICS INC | $4,000 | -20.0% | 1,250 | 0.0% | 0.00% | – | |
| LNG | CHENIERE ENERGY INCput | $0 | – | 200 | 0.0% | 0.00% | – | |
| CHKE | CHEROKEE INC DEL NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| CHEV | CHEVIOT FINL CORP NEW | $6,000 | -14.3% | 601 | 0.0% | 0.00% | – | |
| BORNY | CHINA NEW BORUN CORPadr | $0 | – | 2 | 0.0% | 0.00% | – | |
| CBAK | CHINA BAK BATTERY INC | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| CEA | CHINA EASTN AIRLS LTDspon adr cl h | $0 | – | 2 | 0.0% | 0.00% | – | |
| STVVY | CHINA DIGITAL TV HLDG CO LTDsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| CPSL | CHINA PRECISION STEEL INC | $0 | – | 33 | 0.0% | 0.00% | – | |
| CNTF | CHINA TECHFAITH WIRLS COMM Tsponsored adr | $4,000 | 0.0% | 2,450 | 0.0% | 0.00% | – | |
| CHGS | CHINA GENGSHENG MINERALS INC | $1,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| CHYR | CHYRONHEGO CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| CZNC | CITIZENS & NORTHN CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CWSA | CITIGROUP INC*w exp 01/04/201 | $1,000 | -50.0% | 2,038 | 0.0% | 0.00% | – | |
| CIA | CITIZENS INCcl a | $0 | – | 3 | 0.0% | 0.00% | – | |
| WMCR | CLAYMORE EXCHANGE TRD FD TRwilshire mcro cp | $0 | – | 3 | 0.0% | 0.00% | – | |
| WREI | CLAYMORE EXCHANGE TRD FD TRwlshr us reit | $153,000 | -1.9% | 4,284 | 0.0% | 0.00% | – | |
| TAO | CLAYMORE EXCHANGE TRD FD TRgugg chn rl est | $193,000 | -7.2% | 9,628 | 0.0% | 0.00% | – | |
| CLIR | CLEARSIGN COMBUSTION CORP | $0 | – | 12 | 0.0% | 0.00% | – | |
| CLRO | CLEARONE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLW | CLEARWATER PAPER CORP | $102,000 | +8.5% | 1,954 | 0.0% | 0.00% | – | |
| CSBK | CLIFTON SVGS BANCORP INC | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| CLX | CLOROX CO DELput | $0 | -100.0% | 100 | 0.0% | 0.00% | – | |
| CISG | CNINSURE INCsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| CRV | COAST DISTR SYS | $0 | – | 1 | 0.0% | 0.00% | – | |
| COBR | COBRA ELECTRS CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| KO | COCA COLA COcall | $800,000 | +58.1% | 250,000 | 0.0% | 0.00% | – | |
| COINSTAR INCnote 4.000% 9/0 | $4,000 | +100.0% | 2,000 | 0.0% | 0.00% | – | ||
| CCIX | COLEMAN CABLE INC | $23,000 | +27.8% | 875 | 0.0% | 0.00% | – | |
| GVT | COLUMBIA ETF TRsel lc val etf | $16,000 | +6.7% | 400 | 0.0% | 0.00% | – | |
| GMMB | COLUMBIA ETF TRintrm mubd etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| CBMX | COMBIMATRIX CORPORATION | $0 | – | 5 | 0.0% | 0.00% | – | |
| ESXB | COMMUNITY BANKERS TR CORP | $56,000 | +1.8% | 15,001 | 0.0% | 0.00% | – | |
| CWBC | COMMUNITY WEST BANCSHARES | $23,000 | +21.1% | 3,501 | 0.0% | 0.00% | – | |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $232,000 | 0.0% | 567,000 | 0.0% | 0.00% | – | ||
| CHCI | COMSTOCK HLDG COS INCcl a | $4,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| CCUR | CONCURRENT COMPUTER CORP NEW | $108,000 | +13.7% | 13,185 | 0.0% | 0.00% | – | |
| BVA | CORDIA BANCORP INC | $0 | – | 107 | 0.0% | 0.00% | – | |
| CMT | CORE MOLDING TECHNOLOGIES IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| CRF | CORNERSTONE TOTAL RTRN FD IN | $0 | – | 2 | 0.0% | 0.00% | – | |
| COSIQ | COSI INC | $4,000 | -33.3% | 2,500 | 0.0% | 0.00% | – | |
| COSTCO COMPANIES INCnote 8/1 | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| COT | COTT CORP QUE | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| CSMA | CREDIT SUISSE NASSAU BRHetn idx-lkd 20 | $11,000 | +10.0% | 500 | 0.0% | 0.00% | – | |
| CRMBQ | CRUMBS BAKE SHOP INC | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CRIS | CURIS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| SZC | CUSHING RENAISSANCE FD | $0 | – | 1 | 0.0% | 0.00% | – | |
| CYTK | CYTOKINETICS INC | $6,000 | -25.0% | 1,000 | 0.0% | 0.00% | – | |
| CONE | CYRUSONE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| 2406PS | DB-X FUNDSxtrak 2040tgt dt | $0 | – | 1 | 0.0% | 0.00% | – | |
| DHR | DANAHER CORP DELcall | $9,000 | +80.0% | 600 | 0.0% | 0.00% | – | |
| DARA | DARA BIOSCIENCES INC | $0 | – | 156 | 0.0% | 0.00% | – | |
| DRAM | DATARAM CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| DNY | DENALI FD INC | $7,000 | 0.0% | 370 | 0.0% | 0.00% | – | |
| DSCI | DERMA SCIENCES INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| DHOXQ | DESARROLLADORA HOMEX S A DEsponsored adr | $1,000 | 0.0% | 503 | 0.0% | 0.00% | – | |
| WMWXF | DEUTSCHE BK AG LONDONele morn ttl22 | $31,000 | +6.9% | 1,600 | 0.0% | 0.00% | – | |
| DDP | DEUTSCHE BK AG LDN BRHps cmdty sh etn | $0 | – | 1 | 0.0% | 0.00% | – | |
| DGP | DEUTSCHE BK AG LDN BRHps gold dl etn | $0 | – | 1 | 0.0% | 0.00% | – | |
| SZOXF | DEUTSCHE BK AG LONDON BRHps cr oil sh etn | $120,000 | +2.6% | 3,090 | 0.0% | 0.00% | – | |
| TECL | DIREXION SHS ETF TRdly tech bull 3x | $1,000 | – | 7 | 0.0% | 0.00% | – | |
| MIDU | DIREXION SHS ETF TRdly midcap etf3x | $0 | – | 1 | 0.0% | 0.00% | – | |
| EDC | DIREXION SHS ETF TRdly emrgmkt bull | $0 | – | 1 | 0.0% | 0.00% | – | |
| FAS | DIREXION SHS ETF TRdly fin bull new | $0 | – | 1 | 0.0% | 0.00% | – | |
| DVCR | DIVERSICARE HEALTHCARE SVCS | $0 | – | 1 | 0.0% | 0.00% | – | |
| DRLCQ | DORAL FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| DBLE | DOUBLE EAGLE PETE CO | $9,000 | -25.0% | 4,131 | 0.0% | 0.00% | – | |
| DVD | DOVER MOTORSPORTS INC | $16,000 | +6.7% | 6,261 | 0.0% | 0.00% | – | |
| DYSL | DYNASIL CORP AMER | $3,000 | +50.0% | 2,500 | 0.0% | 0.00% | – | |
| SCIN | EGA EMERGING GLOBAL SHS TRegs india sc etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| EMC | E M C CORP MASSput | $2,000 | – | 5,000 | 0.0% | 0.00% | – | |
| EPRPRC | EPR PPTYSpfd c cnv 5.75% | $3,000 | -25.0% | 165 | 0.0% | 0.00% | – | |
| EBMT | EAGLE BANCORP MONT INC | $16,000 | 0.0% | 1,468 | 0.0% | 0.00% | – | |
| EIHI | EASTERN INS HLDGS INC | $10,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| EVP | EATON VANCE PA MUNI INCOME Tsh ben int | $43,000 | -2.3% | 3,893 | 0.0% | 0.00% | – | |
| EVY | EATON VANCE NY MUNI INCOME Tsh ben int | $43,000 | 0.0% | 3,421 | 0.0% | 0.00% | – | |
| EMJ | EATON VANCE N J MUN BD FD | $0 | – | 1 | 0.0% | 0.00% | – | |
| EIP | EATON VANCE PA MUN BD FD | $80,000 | 0.0% | 6,923 | 0.0% | 0.00% | – | |
| ECTE | ECHO THERAPEUTICS INC | $0 | – | 50 | 0.0% | 0.00% | – | |
| ESYS | ELECSYS CORP | $126,000 | +63.6% | 9,600 | 0.0% | 0.00% | – | |
| ETAK | ELEPHANT TALK COMM CORP | $0 | – | 272 | 0.0% | 0.00% | – | |
| EMAN | EMAGIN CORP | $0 | – | 20 | 0.0% | 0.00% | – | |
| EMCF | EMCLAIRE FINL CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| EMMS | EMMIS COMMUNICATIONS CORPcl a | $0 | – | 12 | 0.0% | 0.00% | – | |
| EMMSP | EMMIS COMMUNICATIONS CORPpfd cv ser a | $3,000 | 0.0% | 231 | 0.0% | 0.00% | – | |
| ENDRQ | ENDEAVOUR INTL CORP | $5,000 | 0.0% | 903 | 0.0% | 0.00% | – | |
| ENMD | ENTREMED INC | $0 | – | 62 | 0.0% | 0.00% | – | |
| EQU | EQUAL ENERGY LTD | $0 | – | 1 | 0.0% | 0.00% | – | |
| EACIQ | ERICKSON AIR-CRANE INC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ESCA | ESCALADE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| ESSA | ESSA BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| EVBN | EVANS BANCORP INC | $26,000 | +4.0% | 1,253 | 0.0% | 0.00% | – | |
| EPM | EVOLUTION PETROLEUM CORP | $27,000 | +8.0% | 2,225 | 0.0% | 0.00% | – | |
| FFKT | FARMERS CAP BK CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| FMNB | FARMERS NATL BANC CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| AGMA | FEDERAL AGRIC MTG CORPcl a | $86,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| FCSC | FIBROCELL SCIENCE INC | $0 | – | 40 | 0.0% | 0.00% | – | |
| FSFR | FIFTH STR SR FLOATNG RATE CO | $7,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FBP | FIRST BANCORP P R | $3,000 | 0.0% | 501 | 0.0% | 0.00% | – | |
| FCTY | 1ST CENTURY BANCSHARES INC | $6,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| FFNM | FIRST FED NORTHN MICH BANCOR | $0 | – | 1 | 0.0% | 0.00% | – | |
| FFNW | FIRST FINANCIAL NORTHWEST IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| INBK | FIRST INTERNET BANCORP | $12,000 | -14.3% | 538 | 0.0% | 0.00% | – | |
| FNBCQ | FIRST NBC BK HLDG CO | $24,000 | +33.3% | 750 | 0.0% | 0.00% | – | |
| FSGI | FIRST SEC GROUP INC | $0 | – | 22 | 0.0% | 0.00% | – | |
| PLTM | FIRST TR ISE GLBL PLAT INDX | $0 | – | 1 | 0.0% | 0.00% | – | |
| FMK | FIRST TR EXCNGE TRD ALPHADEXmega cap alpha | $75,000 | +8.7% | 3,000 | 0.0% | 0.00% | – | |
| FUNC | FIRST UTD CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| FWVB | FIRST W VA BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FLML | FLAMEL TECHNOLOGIES SAsponsored adr | $2,000 | +100.0% | 200 | 0.0% | 0.00% | – | |
| FCEB | FOREST CITY ENTERPRISES INCcl b conv | $33,000 | 0.0% | 1,753 | 0.0% | 0.00% | – | |
| FORESTAR GROUP INCnote 3.750% 3/0 | $142,000 | 0.0% | 123,000 | 0.0% | 0.00% | – | ||
| FORTY | FORMULA SYS 1985 LTDsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| FSM | FORTUNA SILVER MINES INC | $1,000 | -50.0% | 501 | 0.0% | 0.00% | – | |
| RAIL | FREIGHTCAR AMER INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FEIM | FREQUENCY ELECTRS INC | $413,000 | 0.0% | 35,378 | 0.0% | 0.00% | – | |
| FIO | FUSION-IO INCcall | $0 | -100.0% | 125,000 | 0.0% | 0.00% | – | |
| GPX | GP STRATEGIES CORP | $0 | – | 4 | 0.0% | 0.00% | – | |
| GAIA | GAIAM INCcl a | $130,000 | +31.3% | 19,600 | 0.0% | 0.00% | – | |
| GALT | GALECTIN THERAPEUTICS INC | $17,000 | -19.0% | 2,120 | 0.0% | 0.00% | – | |
| GARRISON CAP INC | $28,000 | -6.7% | 2,000 | 0.0% | 0.00% | – | ||
| EGAS | GAS NAT INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| GST | GASTAR EXPL INC | $34,000 | +78.9% | 5,000 | 0.0% | 0.00% | – | |
| GKNT | GEEKNET INC | $0 | – | 11 | 0.0% | 0.00% | – | |
| GENC | GENCOR INDS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| JOB | GENERAL EMPLOYMENT ENTERPRIS | $0 | – | 1 | 0.0% | 0.00% | – | |
| GMOLQ | GENERAL MOLY INC | $7,000 | -12.5% | 5,000 | 0.0% | 0.00% | – | |
| GNE | GENIE ENERGY LTDcl b | $12,000 | 0.0% | 1,228 | 0.0% | 0.00% | – | |
| GILD | GILEAD SCIENCES INCput | $0 | – | 400 | 0.0% | 0.00% | – | |
| E481SC | GLOBAL X FDSglb x cda pfd | $41,000 | -6.8% | 3,365 | 0.0% | 0.00% | – | |
| AND | GLOBAL X FDSandean 40 etf | $1,000 | 0.0% | 77 | 0.0% | 0.00% | – | |
| BRAZ | GLOBAL X FDSbrazil mid cap | $30,000 | -9.1% | 2,372 | 0.0% | 0.00% | – | |
| BRAQ | GLOBAL X FDSglb x braz con | $5,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| GLOW | GLOWPOINT INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| GSS | GOLDEN STAR RES LTD CDA | $7,000 | 0.0% | 17,000 | 0.0% | 0.00% | – | |
| GV | GOLDFIELD CORP | $1,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| GTNA | GRAY TELEVISION INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| 4102PS | GREAT NORTHN IRON ORE PPTYSctfs ben int | $121,000 | -2.4% | 1,781 | 0.0% | 0.00% | – | |
| GTXI | GTX INC DEL | $27,000 | -18.2% | 16,300 | 0.0% | 0.00% | – | |
| GPRC | GUANWEI RECYCLING CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| GBNK | GUARANTY BANCORP DEL | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| GFED | GUARANTY FED BANCSHARES INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| GUID | GUIDANCE SOFTWARE INC | $6,000 | +20.0% | 566 | 0.0% | 0.00% | – | |
| HFFC | HF FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| HMNF | HMN FINL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HWG | HALLWOOD GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HBNK | HAMPDEN BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HAST | HASTINGS ENTMT INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HWBK | HAWTHORN BANCSHARES INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| HEALTH CARE REIT INCnote 3.000%12/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| HLPRB | HECLA MNG COpfd cv ser b | $30,000 | +3.4% | 600 | 0.0% | 0.00% | – | |
| HSII | HEIDRICK & STRUGGLES INTL IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| HAV | HELIOS ADVANTAGE INCOME FD I | $43,000 | +4.9% | 4,736 | 0.0% | 0.00% | – | |
| HHY | HELIOS HIGH YIELD FD | $33,000 | -2.9% | 3,401 | 0.0% | 0.00% | – | |
| HEB | HEMISPHERX BIOPHARMA INC | $3,000 | +50.0% | 10,396 | 0.0% | 0.00% | – | |
| HTBK | HERITAGE COMMERCE CORP | $13,000 | +8.3% | 1,601 | 0.0% | 0.00% | – | |
| HEOP | HERITAGE OAKS BANCORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| HCCI | HERITAGE CRYSTAL CLEAN INC | $27,000 | +17.4% | 1,300 | 0.0% | 0.00% | – | |
| HBOS | HERITAGE FINL GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HITK | HI-TECH PHARMACAL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| HIFS | HINGHAM INSTN SVGS MASS | $0 | – | 1 | 0.0% | 0.00% | – | |
| HKTVY | HONG KONG TELEVISION NETWK Lsponsored adr | $12,000 | +50.0% | 1,312 | 0.0% | 0.00% | – | |
| HYGS | HYDROGENICS CORP NEW | $11,000 | +57.1% | 540 | 0.0% | 0.00% | – | |
| IEC | IEC ELECTRS CORP NEW | $0 | – | 2 | 0.0% | 0.00% | – | |
| IRS | IRSA INVERSIONES Y REP S Aglobl dep rcpt | $0 | – | 1 | 0.0% | 0.00% | – | |
| STAR | ISTAR FINL INCcall | $1,000 | 0.0% | 8,400 | 0.0% | 0.00% | – | |
| STAR | ISTAR FINL INCput | $3,000 | – | 2,500 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $0 | – | 150 | 0.0% | 0.00% | – | |
| ICONIX BRAND GROUP INCnote 2.500% 6/0 | $15,000 | +7.1% | 11,000 | 0.0% | 0.00% | – | ||
| IKNX | IKONICS CORP | $7,000 | -30.0% | 520 | 0.0% | 0.00% | – | |
| ICCC | IMMUCELL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| IFT | IMPERIAL HLDGS INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| IMRSQ | IMRIS INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| SAAS | INCONTACT INC | $11,000 | -8.3% | 1,430 | 0.0% | 0.00% | – | |
| IGC | INDIA GLOBALIZATION CAP INC | $305,000 | -1.0% | 293,442 | 0.0% | 0.00% | – | |
| MNA | INDEXIQ ETF TRiq mrgr arb etf | $12,000 | 0.0% | 444 | 0.0% | 0.00% | – | |
| IBA | INDUSTRIAS BACHOCO S A B DEspon adr b | $5,000 | 0.0% | 127 | 0.0% | 0.00% | – | |
| IFON | INFOSONICS CORP | $2,000 | +100.0% | 1,376 | 0.0% | 0.00% | – | |
| INFU | INFUSYSTEM HLDGS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| INOD | INNODATA INC | $2,000 | -33.3% | 1,000 | 0.0% | 0.00% | – | |
| ISSC | INNOVATIVE SOLUTIONS & SUPPO | $0 | – | 1 | 0.0% | 0.00% | – | |
| IIIN | INSTEEL INDUSTRIES INC | $14,000 | +40.0% | 601 | 0.0% | 0.00% | – | |
| NSPR | INSPIREMD INC | $15,000 | +7.1% | 6,000 | 0.0% | 0.00% | – | |
| IHT | INNSUITES HOSPITALITY TRsh ben int | $0 | – | 3 | 0.0% | 0.00% | – | |
| INS | INTELLIGENT SYS CORP NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| INTERDIGITAL INCnote 2.500% 3/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| PTNT | INTERNET PATENTS CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| IBCA | INTERVEST BANCSHARES CORP | $21,000 | -4.5% | 2,753 | 0.0% | 0.00% | – | |
| INTT | INTEST CORP | $3,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| IVC | INVACARE CORP | $8,000 | +33.3% | 329 | 0.0% | 0.00% | – | |
| IIN | INTRICON CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ICH | INVESTORS CAP HLDGS LTD | $0 | – | 1 | 0.0% | 0.00% | – | |
| IPAS | IPASS INC | $16,000 | -20.0% | 10,001 | 0.0% | 0.00% | – | |
| 6566PS | ISHARESem east euro etf | $27,000 | 0.0% | 1,043 | 0.0% | 0.00% | – | |
| EUSA | ISHARESmsci usa etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| EEM | ISHAREScall | $274,000 | -23.2% | 257,100 | 0.0% | 0.00% | – | |
| TGR | ISHAREStrgt dt ret etf | $0 | – | 2 | 0.0% | 0.00% | – | |
| 9206SC | ISHAREStrgt dt 2010 etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| TZO | ISHAREStrgt dt 2035 etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| IPFF | ISHARESintl pfd stk etf | $31,000 | -3.1% | 1,292 | 0.0% | 0.00% | – | |
| GTIP | ISHARESglbl infl-lkd bd | $0 | – | 2 | 0.0% | 0.00% | – | |
| ISLE | ISLE OF CAPRI CASINOS INC | $5,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $5,000 | -28.6% | 10,000 | 0.0% | 0.00% | – | |
| IXYS | IXYS CORP | $0 | – | 4 | 0.0% | 0.00% | – | |
| JAKK | JAKKS PAC INC | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| BOTJ | BANK OF THE ST JAMES FINL GP | $5,000 | 0.0% | 568 | 0.0% | 0.00% | – | |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $708,000 | +23.1% | 395,000 | 0.0% | 0.00% | – | ||
| KLAC | KLA-TENCOR CORPput | $3,000 | -87.0% | 100,000 | 0.0% | 0.00% | – | |
| KMG | KMG CHEMICALS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| KCLI | KANSAS CITY LIFE INS CO | $434,000 | +8.0% | 9,101 | 0.0% | 0.00% | – | |
| KTCC | KEY TRONICS CORP | $16,000 | +6.7% | 1,471 | 0.0% | 0.00% | – | |
| KIDBQ | KID BRANDS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| 4945SC | KINDER MORGAN ENERGY PARTNERput | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| KOPN | KOPIN CORP | $110,000 | +5.8% | 25,902 | 0.0% | 0.00% | – | |
| LDKYQ | LDK SOLAR CO LTDsponsored adr | $8,000 | -38.5% | 6,746 | 0.0% | 0.00% | – | |
| LHCG | LHC GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| LSBI | LSB FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| LTXC | LTX-CREDENCE CORP | $12,000 | +20.0% | 1,461 | 0.0% | 0.00% | – | |
| LBAI | LAKELAND BANCORP INC | $4,000 | +33.3% | 295 | 0.0% | 0.00% | – | |
| LEAP | LEAP WIRELESS INTL INCput | $42,000 | -4.5% | 20,000 | 0.0% | 0.00% | – | |
| LEUCADIA NATL CORPnote 3.750% 4/1 | $166,000 | +2.5% | 125,000 | 0.0% | 0.00% | – | ||
| LPHIQ | LIFE PARTNERS HOLDINGS INC | $8,000 | -20.0% | 4,701 | 0.0% | 0.00% | – | |
| LCUT | LIFETIME BRANDS INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| LPTH | LIGHTPATH TECHNOLOGIES INCcl a new | $1,000 | 0.0% | 437 | 0.0% | 0.00% | – | |
| LLNW | LIMELIGHT NETWORKS INC | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| LUB | LUBYS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| MFV | MFS SPL VALUE TRsh ben int | $27,000 | 0.0% | 3,800 | 0.0% | 0.00% | – | |
| MGPI | MGP INGREDIENTS INC NEW | $0 | – | 17 | 0.0% | 0.00% | – | |
| MHO | M/I HOMES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MSBF | MSB FINANCIAL CORPORATION | $0 | – | 1 | 0.0% | 0.00% | – | |
| MNTG | MTR GAMING GROUP INC | $10,000 | +11.1% | 2,000 | 0.0% | 0.00% | – | |
| TMNG | MANAGEMENT NETWORK GROUP INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| MCHX | MARCHEX INCcl b | $0 | – | 1 | 0.0% | 0.00% | – | |
| EVX | MARKET VECTORS ETF TRmv envir svcs | $10,000 | +11.1% | 151 | 0.0% | 0.00% | – | |
| GERJ | MARKET VECTORS ETF TRgermany sm cap | $24,000 | +9.1% | 800 | 0.0% | 0.00% | – | |
| PEK | MARKET VECTORS ETF TR | $6,000 | -14.3% | 200 | 0.0% | 0.00% | – | |
| MES | MARKET VECTORS ETF TRgulf sts etf | $24,000 | +9.1% | 883 | 0.0% | 0.00% | – | |
| MSTX | MAST THERAPEUTICS INC | $2,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| MTSN | MATTSON TECHNOLOGY INC | $1,000 | 0.0% | 410 | 0.0% | 0.00% | – | |
| MDCI | MEDICAL ACTION INDS INC | $5,000 | +25.0% | 541 | 0.0% | 0.00% | – | |
| MNOV | MEDICINOVA INC | $96,000 | -17.2% | 45,026 | 0.0% | 0.00% | – | |
| MEDICIS PHARMACEUTICAL CORPnote 1.375% 6/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| MMSI | MERIT MED SYS INC | $50,000 | +28.2% | 3,200 | 0.0% | 0.00% | – | |
| MSLI | MERUS LABS INTL INC NEW | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| MLAB | MESA LABS INC | $55,000 | +17.0% | 700 | 0.0% | 0.00% | – | |
| MCBI | METROCORP BANCSHARES INC | $24,000 | +9.1% | 1,625 | 0.0% | 0.00% | – | |
| MVIS | MICROVISION INC DEL | $0 | – | 346 | 0.0% | 0.00% | – | |
| MRTX | MIRATI THERAPEUTICS INC | $11,000 | +10.0% | 677 | 0.0% | 0.00% | – | |
| MIND | MITCHAM INDS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MITK | MITEK SYS INC | $89,000 | +15.6% | 15,000 | 0.0% | 0.00% | – | |
| MCRI | MONARCH CASINO & RESORT INC | $140,000 | +6.1% | 6,960 | 0.0% | 0.00% | – | |
| MDLZ | MONDELEZ INTL INCput | $0 | – | 100 | 0.0% | 0.00% | – | |
| MOGB | MOOG INCcl b | $0 | – | 2 | 0.0% | 0.00% | – | |
| CNY | MORGAN STANLEYrenmin/usd etn | $43,000 | +2.4% | 992 | 0.0% | 0.00% | – | |
| NBTF | NB & T FINL GROUP INC | $24,000 | -11.1% | 1,228 | 0.0% | 0.00% | – | |
| NGPC | NGP CAP RES CO | $312,000 | +0.3% | 41,774 | 0.0% | 0.00% | – | |
| NTN | NTN BUZZTIME INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| NBG | NATIONAL BK GREECE S Aspn adr rep 1 sh | $1,000 | 0.0% | 204 | 0.0% | 0.00% | – | |
| FIZZ | NATIONAL BEVERAGE CORP | $26,000 | +13.0% | 1,262 | 0.0% | 0.00% | – | |
| NRC | NATIONAL RESH CORPcl a | $14,000 | 0.0% | 754 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NAVG | NAVIGATORS GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NATR | NATURES SUNSHINE PRODUCTS IN | $0 | – | 4 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $22,000 | +46.7% | 8,447 | 0.0% | 0.00% | – | |
| NEON | NEONODE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NBS | NEOSTEM INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| NETC | NET SERVICOS DE COMUNICACAOsponsd adr new | $0 | – | 1 | 0.0% | 0.00% | – | |
| NFLX | NETFLIX INCput | $1,000 | -66.7% | 500 | 0.0% | 0.00% | – | |
| NETE | NET ELEMENT INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| NTWK | NETSOL TECHNOLOGIES INC | $2,000 | -50.0% | 400 | 0.0% | 0.00% | – | |
| NURO | NEUROMETRIX INC | $0 | – | 31 | 0.0% | 0.00% | – | |
| NBIX | NEUROCRINE BIOSCIENCES INC | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| UWN | NEVADA GOLD & CASINOS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| CUR | NEURALSTEM INC | $29,000 | +7.4% | 10,000 | 0.0% | 0.00% | – | |
| NSLPQ | NEW SOURCE ENERGY PARTNERS Lcm unt ltd prt | $0 | – | 1 | 0.0% | 0.00% | – | |
| NEWELL RUBBERMAID INCnote 5.500% 3/1 | $12,000 | +20.0% | 3,000 | 0.0% | 0.00% | – | ||
| NLNK | NEWLINK GENETICS CORP | $352,000 | +17.3% | 16,000 | 0.0% | 0.00% | – | |
| NEWS | NEWSTAR FINANCIAL INC | $4,000 | 0.0% | 234 | 0.0% | 0.00% | – | |
| NEWT | NEWTEK BUSINESS SVCS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NICK | NICHOLAS FINANCIAL INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| NED | NOAH ED HLDGS LTDadr | $0 | – | 2 | 0.0% | 0.00% | – | |
| NTL | NORTEL INVERSORA S Aspon adr pfd b | $0 | – | 1 | 0.0% | 0.00% | – | |
| NECB | NORTHEAST CMNTY BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| NAK | NORTHERN DYNASTY MINERALS LT | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| NTIC | NORTHERN TECH INTL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| NBY | NOVABAY PHARMACEUTICALS INC | $3,000 | -25.0% | 2,250 | 0.0% | 0.00% | – | |
| NVS | NOVARTIS A Gput | $0 | – | 100 | 0.0% | 0.00% | – | |
| NUVASIVE INCnote 2.750% 7/0 | $207,000 | +11.3% | 191,000 | 0.0% | 0.00% | – | ||
| NYMX | NYMOX PHARMACEUTICAL CORP | $6,000 | -14.3% | 1,000 | 0.0% | 0.00% | – | |
| OVLY | OAK VALLEY BANCORP OAKDALE C | $161,000 | +5.2% | 19,188 | 0.0% | 0.00% | – | |
| OCLS | OCULUS INNOVATIVE SCIENCES I | $5,000 | +25.0% | 1,300 | 0.0% | 0.00% | – | |
| OMEX | ODYSSEY MARINE EXPLORATION I | $2,000 | -33.3% | 1,100 | 0.0% | 0.00% | – | |
| OHRP | OHR PHARMACEUTICAL INC | $3,000 | 0.0% | 334 | 0.0% | 0.00% | – | |
| OSBC | OLD SECOND BANCORP INC ILL | $0 | – | 1 | 0.0% | 0.00% | – | |
| OMC | OMNICOM GROUP INCput | $1,000 | -94.1% | 30,000 | 0.0% | 0.00% | – | |
| OGXI | ONCOGENEX PHARMACEUTICALS IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| ONCYF | ONCOLYTICS BIOTECH INC | $3,000 | -40.0% | 2,000 | 0.0% | 0.00% | – | |
| FLWS | 1 800 FLOWERS COMcl a | $39,000 | +8.3% | 7,270 | 0.0% | 0.00% | – | |
| ONVI | ONVIA INC | $28,000 | 0.0% | 5,650 | 0.0% | 0.00% | – | |
| OPLK | OPLINK COMMUNICATIONS INC | $22,000 | 0.0% | 1,186 | 0.0% | 0.00% | – | |
| ORCL | ORACLE CORPput | $0 | – | 400 | 0.0% | 0.00% | – | |
| ORMP | ORAMED PHARM INC | $21,000 | +162.5% | 1,334 | 0.0% | 0.00% | – | |
| ORBT | ORBIT INTL CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| OWW | ORBITZ WORLDWIDE INC | $22,000 | -24.1% | 3,000 | 0.0% | 0.00% | – | |
| ONP | ORIENT PAPER INC | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| ORN | ORION MARINE GROUP INC | $3,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| OXBT | OXYGEN BIOTHERAPEUTICS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| CNXN | P C CONNECTION | $55,000 | +66.7% | 2,201 | 0.0% | 0.00% | – | |
| PCMI | PCM INC | $142,000 | +10.1% | 13,810 | 0.0% | 0.00% | – | |
| PCTI | PC-TEL INC | $34,000 | +9.7% | 3,553 | 0.0% | 0.00% | – | |
| PHH CORPnote 6.000% 6/1 | $191,000 | +0.5% | 90,000 | 0.0% | 0.00% | – | ||
| PICO | PICO HLDGS INC | $26,000 | +8.3% | 1,121 | 0.0% | 0.00% | – | |
| PMFG | PMFG INC | $30,000 | +20.0% | 3,333 | 0.0% | 0.00% | – | |
| PBMLF | PACIFIC BOOKER MINERALS INC | $3,000 | +50.0% | 525 | 0.0% | 0.00% | – | |
| PTIE | PAIN THERAPEUTICS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PAR | PAR TECHNOLOGY CORP | $5,000 | 0.0% | 1,001 | 0.0% | 0.00% | – | |
| PBHC | PATHFINDER BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PATR | PATRIOT TRANSN HLDG INC | $603,000 | +22.8% | 14,525 | 0.0% | 0.00% | – | |
| PED | PEDEVCO CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| 7101PS | PEOPLES FED BANCSHARES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PRCP | PERCEPTRON INC | $731,000 | +29.8% | 52,686 | 0.0% | 0.00% | – | |
| PTIX | PERFORMANCE TECHNOLOGIES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FIVZ | PIMCO ETF TR3-7yr us treas | $55,000 | 0.0% | 702 | 0.0% | 0.00% | – | |
| PESXQ | PIONEER ENERGY SVCS CORP | $21,000 | +5.0% | 2,601 | 0.0% | 0.00% | – | |
| PCOM | POINTS INTL LTD | $5,000 | 0.0% | 205 | 0.0% | 0.00% | – | |
| PLM | POLYMET MINING CORP | $5,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | |
| PW | POWER REIT | $0 | – | 1 | 0.0% | 0.00% | – | |
| EQWM | POWERSHARES ETF TRUSTfnd pur midcr pt | $339,000 | +8.7% | 9,539 | 0.0% | 0.00% | – | |
| PMNA | POWERSHARES ETF TRUST IImena frntr etf | $126,000 | +7.7% | 10,278 | 0.0% | 0.00% | – | |
| KBWR | POWERSHARES ETF TR IIkbw rg bk port | $29,000 | +16.0% | 730 | 0.0% | 0.00% | – | |
| POZN | POZEN INC | $308,000 | +40.6% | 38,300 | 0.0% | 0.00% | – | |
| PRAN | PRANA BIOTECHNOLOGY LTDsponsored adr | $35,000 | +66.7% | 5,000 | 0.0% | 0.00% | – | |
| PFBI | PREMIER FINL BANCORP INC | $17,000 | +21.4% | 1,171 | 0.0% | 0.00% | – | |
| PROLOGISnote 3.250% 3/1 | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| QLD | PROSHARES TR | $41,000 | +24.2% | 408 | 0.0% | 0.00% | – | |
| DDG | PROSHARES TR | $2,000 | -33.3% | 100 | 0.0% | 0.00% | – | |
| UVU | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| R537SC | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| UPW | PROSHARES TR | $7,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| UXI | PROSHARES TR | $0 | – | 2 | 0.0% | 0.00% | – | |
| RXL | PROSHARES TR | $16,000 | +14.3% | 201 | 0.0% | 0.00% | – | |
| UCC | PROSHARES TR | $15,000 | +15.4% | 201 | 0.0% | 0.00% | – | |
| UGE | PROSHARES TR | $0 | – | 4 | 0.0% | 0.00% | – | |
| UVXY | PROSHARES TR IIul vixstfut etf | $0 | -100.0% | 21 | 0.0% | 0.00% | – | |
| AGQ | PROSHARES TR IIultra silver | $3,000 | -25.0% | 201 | 0.0% | 0.00% | – | |
| SMN | PROSHARES TRbasic mat new | $0 | – | 1 | 0.0% | 0.00% | – | |
| SKF | PROSHARES TR | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| REW | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| EET | PROSHARES TRmsci emrg etf | $11,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| KRS | PROSHARES TRsht kbw regbnk | $0 | – | 1 | 0.0% | 0.00% | – | |
| YXI | PROSHARES TRftse china 25 | $18,000 | -5.3% | 540 | 0.0% | 0.00% | – | |
| DUG | PROSHARES TRulshoil&gasnew13 | $0 | – | 2 | 0.0% | 0.00% | – | |
| TBX | PROSHARES TRsht 7-10 yr tr | $11,000 | 0.0% | 331 | 0.0% | 0.00% | – | |
| SPXU | PROSHARES TR | $0 | – | 17 | 0.0% | 0.00% | – | |
| SRS | PROSHARES TRreal est new 11 | $0 | – | 1 | 0.0% | 0.00% | – | |
| PWX | PROVIDENCE & WORCESTER RR CO | $20,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| QBAK | QUALSTAR CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| QUEST RARE MINERALS LTD | $0 | – | 2 | 0.0% | 0.00% | – | ||
| RFIL | RF INDS LTD | $18,000 | +28.6% | 2,001 | 0.0% | 0.00% | – | |
| RF MICRODEVICES INCnote 1.000% 4/1 | $19,000 | 0.0% | 19,000 | 0.0% | 0.00% | – | ||
| RSYS | RADISYS CORP | $0 | – | 80 | 0.0% | 0.00% | – | |
| REEMF | RARE ELEMENT RES LTD | $0 | -100.0% | 200 | 0.0% | 0.00% | – | |
| RDI | READING INTERNATIONAL INCcl a | $0 | – | 2 | 0.0% | 0.00% | – | |
| RNWK | REALNETWORKS INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| REDF | REDIFF COM INDIA LTDsponsored adr | $0 | – | 125 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 4.625% 4/1 | $311,000 | -1.6% | 300,000 | 0.0% | 0.00% | – | ||
| RWC | RELM WIRELESS CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| RELV | RELIV INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| RCG | RENN GLOBAL ENTREPENRS | $0 | – | 2 | 0.0% | 0.00% | – | |
| RTK | RENTECH INC | $14,000 | -12.5% | 8,200 | 0.0% | 0.00% | – | |
| FRBK | REPUBLIC FIRST BANCORP INC | $6,000 | -14.3% | 2,138 | 0.0% | 0.00% | – | |
| REFR | RESEARCH FRONTIERS INC | $122,000 | +37.1% | 21,014 | 0.0% | 0.00% | – | |
| RWW | REVENUESHARES ETF TRs&p500 finl fd | $6,000 | 0.0% | 140 | 0.0% | 0.00% | – | |
| RITE AID CORPnote 8.500% 5/1 | $6,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| RVSB | RIVERVIEW BANCORP INC | $2,000 | 0.0% | 763 | 0.0% | 0.00% | – | |
| ROVI CORPnote 2.625% 2/1 | $47,000 | 0.0% | 46,000 | 0.0% | 0.00% | – | ||
| ROYL | ROYALE ENERGY INC | $1,000 | 0.0% | 304 | 0.0% | 0.00% | – | |
| RUSHB | RUSH ENTERPRISES INCcl b | $5,000 | 0.0% | 201 | 0.0% | 0.00% | – | |
| EWEM | RYDEX ETF TRUSTgug msci emkt eq | $7,000 | 0.0% | 205 | 0.0% | 0.00% | – | |
| EWSC | RYDEX ETF TRUSTgug russ2000 eql | $0 | – | 1 | 0.0% | 0.00% | – | |
| STBA | S & T BANCORP INC | $232,000 | +4.5% | 9,142 | 0.0% | 0.00% | – | |
| SIFI | SI FINL GROUP INC MD | $0 | – | 1 | 0.0% | 0.00% | – | |
| SORL | SORL AUTO PTS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| IPW | SPDR INDEX SHS FDSintl enrgy etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| JPP | SPDR INDEX SHS FDSruss nomura pr | $0 | – | 1 | 0.0% | 0.00% | – | |
| HYMB | SPDR SERIES TRUSTnuv hghyld mun | $10,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| VRD | SPDR SERIES TRUSTnuvn s&p vrdo mn | $87,000 | 0.0% | 2,901 | 0.0% | 0.00% | – | |
| XTL | SPDR SERIES TRUST | $74,000 | +7.2% | 1,332 | 0.0% | 0.00% | – | |
| LGLV | SPDR SER TRruss1000lowvol | $10,000 | +11.1% | 148 | 0.0% | 0.00% | – | |
| SYBT | S Y BANCORP INC | $97,000 | +12.8% | 3,037 | 0.0% | 0.00% | – | |
| SGA | SAGA COMMUNICATIONS INCcl a new | $9,000 | +12.5% | 185 | 0.0% | 0.00% | – | |
| SALM | SALEM COMMUNICATIONS CORP DEcl a | $5,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| SALIX PHARMACEUTICALS INCnote 2.750% 5/1 | $6,000 | +20.0% | 3,000 | 0.0% | 0.00% | – | ||
| SNY | SANOFIput | $0 | – | 100 | 0.0% | 0.00% | – | |
| SLB | SCHLUMBERGER LTDcall | $36,000 | -47.8% | 19,500 | 0.0% | 0.00% | – | |
| XLY | SELECT SECTOR SPDR TRcall | $175,000 | +45.8% | 10,200 | 0.0% | 0.00% | – | |
| SNFCA | SECURITY NATL FINL CORPcl a new | $0 | – | 1 | 0.0% | 0.00% | – | |
| LEDS | SEMILEDS CORP | $1,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| SQNS | SEQUANS COMMUNICATIONS S Asponsored ads | $1,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| SVT | SERVOTRONICS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| SHBI | SHORE BANCSHARES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| SIEB | SIEBERT FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| SIF | SIFCO INDS INC | $140,000 | +52.2% | 5,001 | 0.0% | 0.00% | – | |
| SIFY | SIFY TECHNOLOGIES LIMITEDsponsored adr | $2,000 | +100.0% | 800 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $20,000 | +66.7% | 2,200 | 0.0% | 0.00% | – | |
| SIGA | SIGA TECHNOLOGIES INC | $8,000 | -20.0% | 2,500 | 0.0% | 0.00% | – | |
| SVBL | SILVER BULL RES INC | $1,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| SLW | SILVER WHEATON CORPcall | $31,000 | -75.2% | 50,000 | 0.0% | 0.00% | – | |
| SVLC | SILVERCREST MINES INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| SMSI | SMITH MICRO SOFTWARE INC | $1,000 | 0.0% | 1,001 | 0.0% | 0.00% | – | |
| SOQ | SONDE RES CORP | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| SOCB | SOUTHCOAST FINANCIAL CORP | $8,000 | 0.0% | 1,456 | 0.0% | 0.00% | – | |
| SBSAA | SPANISH BROADCASTING SYS INCcl a new | $0 | – | 20 | 0.0% | 0.00% | – | |
| SPA | SPARTON CORP | $34,000 | +9.7% | 1,201 | 0.0% | 0.00% | – | |
| SPDC | SPEED COMM INC | $23,000 | +43.8% | 5,000 | 0.0% | 0.00% | – | |
| SPEX | SPHERIX INC | $0 | – | 51 | 0.0% | 0.00% | – | |
| SPCHA | SPORT CHALET INCcl a | $1,000 | 0.0% | 525 | 0.0% | 0.00% | – | |
| SPCHB | SPORT CHALET INCcl b | $6,000 | -14.3% | 5,075 | 0.0% | 0.00% | – | |
| STLY | STANLEY FURNITURE CO INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| STEM | STEMCELLS INC | $2,000 | 0.0% | 1,355 | 0.0% | 0.00% | – | |
| SSFN | STEWARDSHIP FINL CORP | $16,000 | -5.9% | 3,225 | 0.0% | 0.00% | – | |
| STEWART ENTERPRISES INCnote 3.125% 7/1 | $124,000 | 0.0% | 100,000 | 0.0% | 0.00% | – | ||
| STCK | STOCK BLDG SUPPLY HLDGS INC | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| STRP | STRAIGHT PATH COMMUNICATNS Icl b | $5,000 | +66.7% | 552 | 0.0% | 0.00% | – | |
| STRS | STRATUS PPTYS INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| SCNB | SUFFOLK BANCORP | $15,000 | +25.0% | 700 | 0.0% | 0.00% | – | |
| SMMF | SUMMIT FINANCIAL GROUP INC | $40,000 | +14.3% | 4,080 | 0.0% | 0.00% | – | |
| SHOPRDCL | SUNSTONE HOTEL INVS INC NEWcv 8% cum pfd-d | $50,000 | -2.0% | 2,001 | 0.0% | 0.00% | – | |
| STIWSA | SUNTRUST BKS INC*w exp 12/31/201 | $317,000 | +26.3% | 32,150 | 0.0% | 0.00% | – | |
| GRU | SWEDISH EXPT CR CORPmlcx grn etn23 | $2,000 | 0.0% | 267 | 0.0% | 0.00% | – | |
| SYNC | SYNACOR INC | $5,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| SNTA | SYNTA PHARMACEUTICALS CORP | $27,000 | -15.6% | 5,050 | 0.0% | 0.00% | – | |
| SYNM | SYNTROLEUM CORP | $0 | – | 74 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $23,000 | +43.8% | 7,000 | 0.0% | 0.00% | – | |
| TGE | TGC INDS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| TBACQ | TANDY BRANDS ACCESSORIES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| TRGT | TARGACEPT INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| TAYC | TAYLOR CAP GROUP INC | $319,000 | +19.9% | 12,001 | 0.0% | 0.00% | – | |
| TAYD | TAYLOR DEVICES INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| TECUB | TECUMSEH PRODS COcl b | $19,000 | +5.6% | 2,041 | 0.0% | 0.00% | – | |
| TELK | TELIK INC | $2,000 | 0.0% | 1,290 | 0.0% | 0.00% | – | |
| TXT | TEXTRON INCcall | $19,000 | +850.0% | 2,800 | 0.0% | 0.00% | – | |
| TXT | TEXTRON INCput | $6,000 | -97.3% | 150,000 | 0.0% | 0.00% | – | |
| TGTX | TG THERAPEUTICS INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| NCTY | THE9 LTDadr | $0 | – | 1 | 0.0% | 0.00% | – | |
| TSPT | TRANSCEPT PHARMACEUTICALS IN | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| TCI | TRANSCONTINENTAL RLTY INVS | $0 | – | 2 | 0.0% | 0.00% | – | |
| TRT | TRIO TECH INTL | $0 | – | 1 | 0.0% | 0.00% | – | |
| TROV | TROVAGENE INC | $5,000 | -16.7% | 834 | 0.0% | 0.00% | – | |
| TRCB | TWO RIV BANCORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| BDCS | UBS AG JERSEY BRHexch sec lkd41 | $0 | – | 1 | 0.0% | 0.00% | – | |
| DJCI | UBS AG JERSEY BRH | $2,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| PTM | UBS AG JERSEY BRHlong platn etn18 | $8,000 | 0.0% | 505 | 0.0% | 0.00% | – | |
| BDCL | UBS AG LONDON BRH2x lev lng lkd | $0 | – | 1 | 0.0% | 0.00% | – | |
| GROW | U S GLOBAL INVS INCcl a | $6,000 | 0.0% | 2,201 | 0.0% | 0.00% | – | |
| UCFC | UNITED CMNTY FINL CORP OHIO | $27,000 | -6.9% | 7,546 | 0.0% | 0.00% | – | |
| UIHC | UNITED INS HLDGS CORP | $42,000 | +61.5% | 3,000 | 0.0% | 0.00% | – | |
| USBI | UNITED SEC BANCSHARES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| USEG | U S ENERGY CORP WYO | $2,000 | +100.0% | 501 | 0.0% | 0.00% | – | |
| USLM | UNITED STATES LIME & MINERAL | $0 | – | 1 | 0.0% | 0.00% | – | |
| X | UNITED STATES STL CORP NEWcall | $669,000 | +364.6% | 70,000 | 0.0% | 0.00% | – | |
| UNH | UNITEDHEALTH GROUP INCput | $0 | -100.0% | 30,000 | 0.0% | 0.00% | – | |
| UNTKQ | UNITEK GLOBAL SVCS INC | $1,000 | 0.0% | 535 | 0.0% | 0.00% | – | |
| UNTY | UNITY BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| UAM | UNIVERSAL AMERN CORP NEW | $7,000 | -12.5% | 1,000 | 0.0% | 0.00% | – | |
| UUU | UNIVERSAL SEC INSTRS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| USAP | UNIVERSAL STAINLESS & ALLOY | $18,000 | +12.5% | 503 | 0.0% | 0.00% | – | |
| UPIP | UNWIRED PLANET INC NEW | $3,000 | -25.0% | 2,045 | 0.0% | 0.00% | – | |
| UEC | URANIUM ENERGY CORP | $9,000 | -10.0% | 4,500 | 0.0% | 0.00% | – | |
| URRE | URANIUM RES INC | $0 | – | 130 | 0.0% | 0.00% | – | |
| VSBN | VSB BANCORP INC N Y | $0 | – | 1 | 0.0% | 0.00% | – | |
| VSEC | VSE CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| VOXX | VOXX INTL CORPcl a | $7,000 | +16.7% | 450 | 0.0% | 0.00% | – | |
| VYFC | VALLEY FINL CORP VA | $13,000 | 0.0% | 1,260 | 0.0% | 0.00% | – | |
| VLYWW | VALLEY NATL BANCORP*w exp 06/30/201 | $0 | – | 877 | 0.0% | 0.00% | – | |
| VLYWS | VALLEY NATL BANCORP*w exp 11/14/201 | $61,000 | -16.4% | 110,392 | 0.0% | 0.00% | – | |
| VSB | VANTAGESOUTH BANCSHARES INC | $25,000 | -3.8% | 4,803 | 0.0% | 0.00% | – | |
| VDSI | VASCO DATA SEC INTL INC | $2,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| APPY | VENAXIS INC | $361,000 | +10.1% | 168,890 | 0.0% | 0.00% | – | |
| VRML | VERMILLION INC | $6,000 | -14.3% | 2,564 | 0.0% | 0.00% | – | |
| VRSZQ | VERSO PAPER CORP | $3,000 | -25.0% | 5,001 | 0.0% | 0.00% | – | |
| VRTB | VESTIN RLTY MTG II INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| VIDE | VIDEO DISPLAY CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| VBFC | VILLAGE BK & TR FINANCIAL CO | $3,000 | 0.0% | 1,989 | 0.0% | 0.00% | – | |
| VLGEA | VILLAGE SUPER MKT INCcl a new | $130,000 | -18.2% | 4,185 | 0.0% | 0.00% | – | |
| VCOYY | VINA CONCHA Y TORO S Asponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| VIRC | VIRCO MFG CO | $0 | – | 1 | 0.0% | 0.00% | – | |
| VCBI | VIRGINIA COMM BANCORP INC | $412,000 | +9.0% | 24,257 | 0.0% | 0.00% | – | |
| VLTC | VOLTARI CORP | $0 | -100.0% | 194 | 0.0% | 0.00% | – | |
| WILN | WI-LAN INC | $104,000 | -13.3% | 31,000 | 0.0% | 0.00% | – | |
| WVFC | WVS FINL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| WFBI | WASHINGTONFIRST BANKSHARES I | $7,000 | 0.0% | 504 | 0.0% | 0.00% | – | |
| WBSFW | WEBSTER FINL CORP CONN*w exp 11/21/201 | $641,000 | +42.4% | 44,570 | 0.0% | 0.00% | – | |
| WCC | WESCO INTL INCput | $2,000 | -77.8% | 2,500 | 0.0% | 0.00% | – | |
| WSTL | WESTELL TECHNOLOGIES INCcl a | $0 | – | 50 | 0.0% | 0.00% | – | |
| WEYS | WEYCO GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| WTFCW | WINTRUST FINL CORP*w exp 12/19/201 | $915,000 | +25.5% | 37,500 | 0.0% | 0.00% | – | |
| WTT | WIRELESS TELECOM GROUP INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| ICN | WISDOMTREE TRindian rup etf | $2,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| AUNZ | WISDOMTREE TRaust new zeal db | $2,000 | 0.0% | 89 | 0.0% | 0.00% | – | |
| WMGIZ | WRIGHT MED GROUP INCright 03/01/2019 | $0 | – | 1 | 0.0% | 0.00% | – | |
| WRIGHT MED GROUP INCnote 2.625%12/0 | $22,000 | +10.0% | 20,000 | 0.0% | 0.00% | – | ||
| XOXO | XO GROUP INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| XRSC | XRS CORP | $2,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| XPLR | XPLORE TECHNOLOGIES CORP | $0 | – | 18 | 0.0% | 0.00% | – | |
| XIN | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| YGE | YINGLI GREEN ENERGY HLDG COadr | $13,000 | -23.5% | 2,500 | 0.0% | 0.00% | – | |
| ZAZA | ZAZA ENERGY CORP | $1,000 | 0.0% | 750 | 0.0% | 0.00% | – | |
| ZHNE | ZHONE TECHNOLOGIES INC NEW | $155,000 | +70.3% | 29,001 | 0.0% | 0.00% | – | |
| ZNOG | ZION OIL & GAS INC | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| ZIOP | ZIOPHARM ONCOLOGY INC | $25,000 | +8.7% | 5,850 | 0.0% | 0.00% | – | |
| ZA | ZUOAN FASHION LTDsponsored adr | $8,000 | -20.0% | 5,000 | 0.0% | 0.00% | – | |
| CHOP | CHINA GERUI ADV MAT GR LTD | $0 | – | 1 | 0.0% | 0.00% | – | |
| CO | CHINA CORD BLOOD CORP | $41,000 | +5.1% | 10,156 | 0.0% | 0.00% | – | |
| GAI | GLOBAL TECH ADVANCED INNOVAT | $0 | – | 1 | 0.0% | 0.00% | – | |
| TRITF | TRI-TECH HOLDING INC | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| UTSI | UTSTARCOM HOLDINGS CORP | $1,000 | 0.0% | 332 | 0.0% | 0.00% | – | |
| WFT | WEATHERFORD INTERNATIONAL LTput | $0 | – | 100 | 0.0% | 0.00% | – | |
| LOGI | LOGITECH INTL S A | $9,000 | +80.0% | 620 | 0.0% | 0.00% | – | |
| INTEQ | INTELSAT S A | $7,000 | 0.0% | 298 | 0.0% | 0.00% | – | |
| MDSY | BLUEPHOENIX SOLUTIONS LTD | $0 | – | 63 | 0.0% | 0.00% | – | |
| EMITF | ELBIT IMAGING LTD | $0 | – | 12 | 0.0% | 0.00% | – | |
| ELTK | ELTEK LTDord | $0 | – | 2 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $2,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| RDCM | RADCOM LTD | $32,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | |
| TATT | TAT TECHNOLOGIES LTDord new | $0 | – | 2 | 0.0% | 0.00% | – | |
| CRESW | CRESUD SA COMERCIAL*w exp 05/22/201 | $2,000 | 0.0% | 29,740 | 0.0% | 0.00% | – | |
| SVA | SINOVAC BIOTECH LTD | $5,000 | +25.0% | 750 | 0.0% | 0.00% | – | |
| DAC | DANAOS CORPORATION | $3,000 | +50.0% | 605 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- PEREGRINE CAPITAL MANAGEMENT INC /MN/ #2
- WELLS CAPITAL MANAGEMENT INC #3
- WELLS FARGO BANK N A #4
- Wells Fargo Funds Management, LLC #5
- Nelson Capital Management, LLC #7
- METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA #10
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC #13
- WELLS FARGO ADVISORS, LLC #15
- WELLS FARGO DELAWARE TRUST CO, N.A. #17
- Wells Fargo Securities, LLC #24
- GOLDEN CAPITAL MANAGEMENT, LLC #73
- Wells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC #5
- Golden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #73
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| APPLE INC | 42 | Q3 2023 | 3.4% |
| SPDR S & P 500 ETF TRUST ETF | 42 | Q3 2023 | 3.3% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 1.5% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 2.1% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| AMAZON COM INC COM | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.1% |
View WELLS FARGO & COMPANY/MN's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 25, 2023 | 3,531 | 38.0% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | September 22, 2023 | 346 | 7.3% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | September 22, 2023 | 567 | 12.6% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | September 22, 2023 | 376 | 9.8% |
| PIMCO MUNICIPAL INCOME FUND | September 22, 2023 | 386 | 6.2% |
| PIMCO MUNICIPAL INCOME FUND II | September 22, 2023 | 1,242 | 11.5% |
| PIMCO MUNICIPAL INCOME FUND III | September 22, 2023 | 582 | 10.1% |
| Nuveen Municipal Credit Income Fund | September 13, 2023 | 6,048 | 45.9% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
View WELLS FARGO & COMPANY/MN's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| SC 13D | 2024-05-07 |
| SC 13D | 2024-05-07 |
View WELLS FARGO & COMPANY/MN's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.