$230 Billion is the total value of WELLS FARGO & COMPANY/MN's 18585 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICE | New | INTERCONTINENTALEXCHANGE GRO | $500,197,000 | – | 2,223,889 | +100.0% | 0.22% | – |
| B108PS | New | ACTAVIS PLC | $257,172,000 | – | 1,530,791 | +100.0% | 0.11% | – |
| ABEV | New | AMBEV SAsponsored adr | $228,326,000 | – | 31,064,615 | +100.0% | 0.10% | – |
| NEBLQ | New | NOBLE CORP PLC | $109,167,000 | – | 2,913,451 | +100.0% | 0.05% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $100,219,000 | – | 28,716,170 | +100.0% | 0.04% | – |
| AR | New | ANTERO RES CORP | $99,419,000 | – | 1,567,125 | +100.0% | 0.04% | – |
| VOO | New | VANGUARD INDEX FDS | $55,926,000 | – | 330,634 | +100.0% | 0.02% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $50,903,000 | – | 2,016,021 | +100.0% | 0.02% | – |
| INSM | New | INSMED INC | $32,432,000 | – | 1,907,779 | +100.0% | 0.01% | – |
| ESNT | New | ESSENT GROUP LTD | $22,902,000 | – | 951,896 | +100.0% | 0.01% | – |
| ALLE | New | ALLEGION PUB LTD CO | $21,686,000 | – | 490,730 | +100.0% | 0.01% | – |
| LDOS | New | LEIDOS HLDGS INC | $18,067,000 | – | 388,620 | +100.0% | 0.01% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $13,537,000 | – | 525,297 | +100.0% | 0.01% | – |
| CCIPRA | New | CROWN CASTLE INTL CORPcnv pfd stk sr a | $13,144,000 | – | 130,945 | +100.0% | 0.01% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $12,486,000 | – | 222,463 | +100.0% | 0.01% | – |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $10,374,000 | – | 466,253 | +100.0% | 0.01% | – |
| New | UAL CORPnote 6.000%10/1 | $12,070,000 | – | 2,750,000 | +100.0% | 0.01% | – | |
| VCYT | New | VERACYTE INC | $11,629,000 | – | 801,990 | +100.0% | 0.01% | – |
| TWTR | New | TWITTER INC | $8,398,000 | – | 131,928 | +100.0% | 0.00% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $9,729,000 | – | 390,846 | +100.0% | 0.00% | – |
| MYCC | New | CLUBCORP HLDGS INC | $10,339,000 | – | 582,800 | +100.0% | 0.00% | – |
| STL | New | STERLING BANCORP DEL | $6,050,000 | – | 452,510 | +100.0% | 0.00% | – |
| CMCSA | New | COMCAST CORP NEWcall | $6,563,000 | – | 400,000 | +100.0% | 0.00% | – |
| NEEPRP | New | NEXTERA ENERGY INCunit 99/99/9999 | $7,848,000 | – | 156,430 | +100.0% | 0.00% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $7,411,000 | – | 436,889 | +100.0% | 0.00% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $6,916,000 | – | 365,333 | +100.0% | 0.00% | – |
| QTS | New | QTS RLTY TR INC | $7,204,000 | – | 290,725 | +100.0% | 0.00% | – |
| FGL | New | FIDELITY & GTY LIFE | $3,527,000 | – | 186,235 | +100.0% | 0.00% | – |
| New | JARDEN CORPnote 1.875% 9/1 | $3,510,000 | – | 2,485,000 | +100.0% | 0.00% | – | |
| New | DFC GLOBAL CORPnote 3.250% 4/1 | $4,515,000 | – | 4,894,000 | +100.0% | 0.00% | – | |
| SAIC | New | SCIENCE APPLICATNS INTL CP N | $4,991,000 | – | 150,903 | +100.0% | 0.00% | – |
| TTPH | New | TETRAPHASE PHARMACEUTICALS I | $3,652,000 | – | 270,129 | +100.0% | 0.00% | – |
| PAGP | New | PLAINS GP HLDGS L P | $5,737,000 | – | 214,285 | +100.0% | 0.00% | – |
| New | ALPHA NATURAL RESOURCES INCnote 4.875%12/1 | $5,670,000 | – | 5,250,000 | +100.0% | 0.00% | – | |
| New | WEB COM GROUP INCnote 1.000% 8/1 | $4,080,000 | – | 3,635,000 | +100.0% | 0.00% | – | |
| New | MEDICINES COdbcv 1.375% 6/0 | $3,539,000 | – | 2,353,000 | +100.0% | 0.00% | – | |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $3,772,000 | – | 3,774,000 | +100.0% | 0.00% | – | |
| EIGI | New | ENDURANCE INTL GROUP HLDGS I | $4,357,000 | – | 307,281 | +100.0% | 0.00% | – |
| SFXEQ | New | SFX ENTMT INC | $5,550,000 | – | 462,538 | +100.0% | 0.00% | – |
| New | GOODRICH PETE CORPnote 5.000%10/0 | $3,593,000 | – | 3,500,000 | +100.0% | 0.00% | – | |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $3,527,000 | – | 454,100 | +100.0% | 0.00% | – |
| AHP | New | ASHFORD HOSPITALITY PRIME IN | $4,628,000 | – | 254,253 | +100.0% | 0.00% | – |
| GLPI | New | GAMING & LEISURE PPTYS INC | $5,191,000 | – | 102,173 | +100.0% | 0.00% | – |
| GHC | New | GRAHAM HLDGS CO | $3,171,000 | – | 4,780 | +100.0% | 0.00% | – |
| HCOM | New | HAWAIIAN TELCOM HOLDCO INC | $1,194,000 | – | 40,641 | +100.0% | 0.00% | – |
| LEAF | New | SPRINGLEAF HLDGS INC | $3,326,000 | – | 131,602 | +100.0% | 0.00% | – |
| New | COLONY FINL INCnote 5.000% 4/1 | $3,332,000 | – | 3,204,000 | +100.0% | 0.00% | – | |
| New | SUNPOWER CORPdbcv 4.500% 3/1 | $1,184,000 | – | 844,000 | +100.0% | 0.00% | – | |
| New | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $3,246,000 | – | 2,738,000 | +100.0% | 0.00% | – | |
| New | RPM INTL INCnote 2.250%12/1 | $1,709,000 | – | 1,544,000 | +100.0% | 0.00% | – | |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $3,292,000 | – | 3,108,000 | +100.0% | 0.00% | – | |
| QUNR | New | QUNAR CAYMAN IS LTDspns adr cl b | $2,071,000 | – | 78,066 | +100.0% | 0.00% | – |
| PINC | New | PREMIER INCcl a | $1,329,000 | – | 36,161 | +100.0% | 0.00% | – |
| MPC | New | MARATHON PETE CORPcall | $2,136,000 | – | 80,000 | +100.0% | 0.00% | – |
| TCS | New | CONTAINER STORE GROUP INC | $1,528,000 | – | 32,775 | +100.0% | 0.00% | – |
| UNTD | New | UNITED ONLINE INC | $1,915,000 | – | 139,228 | +100.0% | 0.00% | – |
| VLP | New | VALERO ENERGY PARTNERS LP | $1,891,000 | – | 54,900 | +100.0% | 0.00% | – |
| CEN | New | CENTER COAST MLP & INFRSTR F | $2,018,000 | – | 110,202 | +100.0% | 0.00% | – |
| New | DOMINION RES INC VA NEWnote 2.125%12/1 | $1,281,000 | – | 668,000 | +100.0% | 0.00% | – | |
| WNRL | New | WESTERN REFNG LOGISTICS LP | $1,551,000 | – | 59,968 | +100.0% | 0.00% | – |
| STAY | New | EXTENDED STAY AMER INCunit 99/99/9999b | $1,792,000 | – | 68,232 | +100.0% | 0.00% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $1,888,000 | – | 136,543 | +100.0% | 0.00% | – |
| CRTO | New | CRITEO S Aspons ads | $1,518,000 | – | 44,390 | +100.0% | 0.00% | – |
| B108PS | New | ACTAVIS PLCcall | $2,043,000 | – | 50,000 | +100.0% | 0.00% | – |
| New | ENPRO INDS INCdbcv 3.938%10/1 | $1,762,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| OXFD | New | OXFORD IMMUNOTEC GLOBAL PLC | $2,543,000 | – | 131,220 | +100.0% | 0.00% | – |
| AAOI | New | APPLIED OPTOELECTRONICS INC | $1,185,000 | – | 78,939 | +100.0% | 0.00% | – |
| JGW | New | JGWPT HLDGS INCcl a | $2,820,000 | – | 162,146 | +100.0% | 0.00% | – |
| SP | New | SP PLUS CORP | $1,354,000 | – | 51,993 | +100.0% | 0.00% | – |
| ABB | New | ABB LTDput | $0 | – | 100 | +100.0% | 0.00% | – |
| ADT | New | THE ADT CORPORATIONcall | $4,000 | – | 4,200 | +100.0% | 0.00% | – |
| AEPI | New | AEP INDS INC | $1,000 | – | 26 | +100.0% | 0.00% | – |
| T | New | AT&T INCcall | $0 | – | 11,500 | +100.0% | 0.00% | – |
| AAN | New | AARONS INCcall | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| AAN | New | AARONS INCput | $0 | – | 1,000 | +100.0% | 0.00% | – |
| ASTM | New | AASTROM BIOSCIENCES INC | $0 | – | 28 | +100.0% | 0.00% | – |
| GCH | New | ABERDEEN GTR CHINA FD INC | $76,000 | – | 7,330 | +100.0% | 0.00% | – |
| SGF | New | ABERDEEN SINGAPORE FD INC | $236,000 | – | 18,467 | +100.0% | 0.00% | – |
| XLRN | New | ACCELERON PHARMA INC | $64,000 | – | 1,604 | +100.0% | 0.00% | – |
| ADXS | New | ADVAXIS INC | $208,000 | – | 48,938 | +100.0% | 0.00% | – |
| APD | New | AIR PRODS & CHEMS INCput | $0 | – | 100 | +100.0% | 0.00% | – |
| ALIM | New | ALIMERA SCIENCES INC | $9,000 | – | 2,000 | +100.0% | 0.00% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INCcall | $562,000 | – | 105,000 | +100.0% | 0.00% | – |
| ALTR | New | ALTERA CORPcall | $13,000 | – | 53,700 | +100.0% | 0.00% | – |
| New | ALZA CORPsdcv 7/2 | $307,000 | – | 244,000 | +100.0% | 0.00% | – | |
| AAL | New | AMERICAN AIRLS GROUP INCput | $1,137,000 | – | 326,200 | +100.0% | 0.00% | – |
| APPCQ | New | AMERICAN APPAREL INC | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CORPput | $3,000 | – | 4,000 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INCput | $1,000 | – | 1,800 | +100.0% | 0.00% | – |
| AMPE | New | AMPIO PHARMACEUTICALS INC | $7,000 | – | 1,000 | +100.0% | 0.00% | – |
| ANAC | New | ANACOR PHARMACEUTICALS INC | $55,000 | – | 3,300 | +100.0% | 0.00% | – |
| ADI | New | ANALOG DEVICES INCput | $0 | – | 200 | +100.0% | 0.00% | – |
| NLY | New | ANNALY CAP MGMT INCput | $6,000 | – | 13,300 | +100.0% | 0.00% | – |
| New | ANNALY CAP MGMT INCnote 5.000% 5/1 | $156,000 | – | 154,000 | +100.0% | 0.00% | – | |
| APA | New | APACHE CORPcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| PETX | New | ARATANA THERAPEUTICS INC | $8,000 | – | 400 | +100.0% | 0.00% | – |
| ARCX | New | ARC LOGISTICS PARTNERS LP | $4,000 | – | 200 | +100.0% | 0.00% | – |
| ADM | New | ARCHER DANIELS MIDLAND COput | $0 | – | 100 | +100.0% | 0.00% | – |
| ARNA | New | ARENA PHARMACEUTICALS INCcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| ARMF | New | ARES MULTI STRATEGY CR FD IN | $592,000 | – | 28,000 | +100.0% | 0.00% | – |
| ARRS | New | ARRIS GROUP INC NEWcall | $652,000 | – | 177,300 | +100.0% | 0.00% | – |
| ARRS | New | ARRIS GROUP INC NEWput | $28,000 | – | 190,400 | +100.0% | 0.00% | – |
| ATOS | New | ATOSSA GENETICS INC | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| ABTL | New | AUTOBYTEL INC | $0 | – | 16 | +100.0% | 0.00% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INput | $1,000 | – | 700 | +100.0% | 0.00% | – |
| New | BGC PARTNERS INCnote 4.500% 7/1 | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| BINDQ | New | BIND THERAPEUTICS INC | $41,000 | – | 2,771 | +100.0% | 0.00% | – |
| BBD | New | BANCO BRADESCO S Acall | $0 | – | 75,350 | +100.0% | 0.00% | – |
| SAN | New | BANCO SANTANDER SAcall | $0 | – | 4,000 | +100.0% | 0.00% | – |
| LD | New | BARCLAYS BANK PLCetn djubslead 38 | $4,000 | – | 74 | +100.0% | 0.00% | – |
| JJUFF | New | BARCLAYS BANK PLCetn djubsalumi38 | $6,000 | – | 336 | +100.0% | 0.00% | – |
| FEEU | New | BARCLAYS BK PLCbarc etn eur50 | $91,000 | – | 737 | +100.0% | 0.00% | – |
| FIGY | New | BARCLAYS BK PLCbarc yld etn lkd | $108,000 | – | 948 | +100.0% | 0.00% | – |
| ATMP | New | BARCLAYS BK PLCetn+ sel mlp | $45,000 | – | 1,625 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $54,000 | – | 1,277 | +100.0% | 0.00% | – |
| New | BARNES GROUP INCnote 3.375% 3/1 | $69,000 | – | 50,000 | +100.0% | 0.00% | – | |
| CUDA | New | BARRACUDA NETWORKS INC | $126,000 | – | 3,185 | +100.0% | 0.00% | – |
| BYBK | New | BAY BANCORP INC | $0 | – | 1 | +100.0% | 0.00% | – |
| BYLK | New | BAYLAKE CORP | $0 | – | 3 | +100.0% | 0.00% | – |
| BDX | New | BECTON DICKINSON & COput | $0 | – | 400 | +100.0% | 0.00% | – |
| BBY | New | BEST BUY INCcall | $483,000 | – | 1,415,000 | +100.0% | 0.00% | – |
| BIO | New | BIO RAD LABS INCput | $0 | – | 1,000 | +100.0% | 0.00% | – |
| BLMN | New | BLOOMIN BRANDS INCcall | $0 | – | 4,800 | +100.0% | 0.00% | – |
| New | BRISTOW GROUP INCnote 3.000% 6/1 | $28,000 | – | 23,000 | +100.0% | 0.00% | – | |
| BRX | New | BRIXMOR PPTY GROUP INC | $149,000 | – | 7,304 | +100.0% | 0.00% | – |
| New | BROADSOFT INCnote 1.500% 7/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CSRE | New | CSR PLCsponsored adr | $6,000 | – | 139 | +100.0% | 0.00% | – |
| CACQ | New | CAESARS ACQUISITION COcl a | $784,000 | – | 65,034 | +100.0% | 0.00% | – |
| CAMP | New | CALAMP CORPput | $0 | – | 1,800 | +100.0% | 0.00% | – |
| CPTA | New | CAPITALA FIN CORP | $0 | – | 0 | +100.0% | 0.00% | – |
| CLBH | New | CAROLINA BK HLDGS INC GREENS | $28,000 | – | 2,800 | +100.0% | 0.00% | – |
| CVM | New | CEL-SCI CORP | $2,000 | – | 3,226 | +100.0% | 0.00% | – |
| CLSN | New | CELSION CORPORATIONcall | $0 | – | 14,000 | +100.0% | 0.00% | – |
| New | CEMEX SAB DE CVnote 4.875% 3/1 | $415,000 | – | 350,000 | +100.0% | 0.00% | – | |
| CERN | New | CERNER CORPput | $0 | – | 100 | +100.0% | 0.00% | – |
| CHKR | New | CHESAPEAKE GRANITE WASH TRcall | $0 | – | 2,500 | +100.0% | 0.00% | – |
| CMRX | New | CHIMERIX INC | $12,000 | – | 800 | +100.0% | 0.00% | – |
| DL | New | CHINA DISTANCE ED HLDGS LTDspons adr | $299,000 | – | 15,979 | +100.0% | 0.00% | – |
| CINF | New | CINCINNATI FINL CORPput | $0 | – | 100 | +100.0% | 0.00% | – |
| CIR | New | CIRCOR INTL INCput | $0 | – | 300 | +100.0% | 0.00% | – |
| C | New | CITIGROUP INCcall | $706,000 | – | 256,200 | +100.0% | 0.00% | – |
| CZFC | New | CITIZENS FIRST CORP | $7,000 | – | 718 | +100.0% | 0.00% | – |
| CLNE | New | CLEAN ENERGY FUELS CORPcall | $0 | – | 6,000 | +100.0% | 0.00% | – |
| CL | New | COLGATE PALMOLIVE COput | $2,000 | – | 1,900 | +100.0% | 0.00% | – |
| CXP | New | COLUMBIA PPTY TR INC | $947,000 | – | 37,874 | +100.0% | 0.00% | – |
| CCM | New | CONCORD MED SVCS HLDGS LTDsponsored adr | $25,000 | – | 4,562 | +100.0% | 0.00% | – |
| CONN | New | CONNS INCcall | $134,000 | – | 72,400 | +100.0% | 0.00% | – |
| CNX | New | CONSOL ENERGY INCcall | $645,000 | – | 242,800 | +100.0% | 0.00% | – |
| CNX | New | CONSOL ENERGY INCput | $36,000 | – | 40,000 | +100.0% | 0.00% | – |
| GLW | New | CORNING INCput | $29,000 | – | 29,700 | +100.0% | 0.00% | – |
| ATX | New | COSTA INCcl a | $655,000 | – | 30,151 | +100.0% | 0.00% | – |
| COVS | New | COVISINT CORP | $35,000 | – | 2,800 | +100.0% | 0.00% | – |
| TVIX | New | CREDIT SUISSE AG NASSAU BRHexchtrade shterm | $0 | – | 5 | +100.0% | 0.00% | – |
| CBSTZ | New | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $20,000 | – | 15,000 | +100.0% | 0.00% | – |
| New | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $161,000 | – | 66,000 | +100.0% | 0.00% | – | |
| DGSE | New | DGSE COMPANIES INC | $0 | – | 89 | +100.0% | 0.00% | – |
| DTSI | New | DTS INC | $1,000 | – | 59 | +100.0% | 0.00% | – |
| DHR | New | DANAHER CORP DELput | $0 | – | 200 | +100.0% | 0.00% | – |
| DQ | New | DAQO NEW ENERGY CORPspnsrd adr new | $60,000 | – | 1,649 | +100.0% | 0.00% | – |
| DE | New | DEERE & COcall | $203,000 | – | 100,000 | +100.0% | 0.00% | – |
| YINN | New | DIREXION SHS ETF TRdl ftse bll 3x | $9,000 | – | 300 | +100.0% | 0.00% | – |
| SPXS | New | DIREXION SHS ETF TRdly s&p 500 bear | $81,000 | – | 2,450 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRdaily gold miner | $3,000 | – | 96 | +100.0% | 0.00% | – |
| FAZ | New | DIREXION SHS ETF TRdlyfinbear3x new | $202,000 | – | 9,375 | +100.0% | 0.00% | – |
| LBJ | New | DIREXION SHS ETF TRlatn am bull3x | $3,000 | – | 160 | +100.0% | 0.00% | – |
| TMV | New | DIREXION SHS ETF TR20yr tres bear | $7,000 | – | 100 | +100.0% | 0.00% | – |
| DOVR | New | DOVER SADDLERY INC | $2,000 | – | 300 | +100.0% | 0.00% | – |
| KODKWS | New | EASTMAN KODAK CO*w exp 09/03/201 | $5,000 | – | 264 | +100.0% | 0.00% | – |
| KODKWSA | New | EASTMAN KODAK CO*w exp 09/03/201 | $5,000 | – | 264 | +100.0% | 0.00% | – |
| KODK | New | EASTMAN KODAK CO | $27,000 | – | 776 | +100.0% | 0.00% | – |
| EBAY | New | EBAY INCcall | $442,000 | – | 109,600 | +100.0% | 0.00% | – |
| EBAY | New | EBAY INCput | $582,000 | – | 252,500 | +100.0% | 0.00% | – |
| EHTH | New | EHEALTH INCput | $1,000 | – | 4,300 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEWput | $0 | – | 2,300 | +100.0% | 0.00% | – |
| ESBA | New | EMPIRE ST RLTY OP L Punit ltd prtnsp | $507,000 | – | 36,015 | +100.0% | 0.00% | – |
| ESRT | New | EMPIRE ST RLTY TR INCcl a | $900,000 | – | 58,835 | +100.0% | 0.00% | – |
| EXK | New | ENDEAVOUR SILVER CORPcall | $0 | – | 3,000 | +100.0% | 0.00% | – |
| UUUU | New | ENERGY FUELS INC | $0 | – | 84 | +100.0% | 0.00% | – |
| ENPH | New | ENPHASE ENERGY INC | $9,000 | – | 1,415 | +100.0% | 0.00% | – |
| ENZN | New | ENZON PHARMACEUTICALS INC | $1,000 | – | 1,001 | +100.0% | 0.00% | – |
| ENVI | New | ENVIVIO INC | $15,000 | – | 4,500 | +100.0% | 0.00% | – |
| YMLP | New | EXCHANGE TRADED CONCEPTS TRyork hiinc mlp | $47,000 | – | 2,558 | +100.0% | 0.00% | – |
| YMLI | New | EXCHANGE TRADED CONCEPTS TRyrkvl hiincinf | $48,000 | – | 2,303 | +100.0% | 0.00% | – |
| FTDCQ | New | FTD COS INC | $26,000 | – | 801 | +100.0% | 0.00% | – |
| FB | New | FACEBOOK INCcall | $309,000 | – | 296,800 | +100.0% | 0.00% | – |
| FARO | New | FARO TECHNOLOGIES INC | $2,000 | – | 35 | +100.0% | 0.00% | – |
| WUBA | New | 58 COM INCspon adr rep a | $119,000 | – | 3,090 | +100.0% | 0.00% | – |
| FEYE | New | FIREEYE INC | $245,000 | – | 5,613 | +100.0% | 0.00% | – |
| FMD | New | FIRST MARBLEHEAD CORP | $8,000 | – | 1,134 | +100.0% | 0.00% | – |
| CARZ | New | FIRST TR EXCHANGE TRADED FDauto index fd | $108,000 | – | 2,719 | +100.0% | 0.00% | – |
| FPRX | New | FIVE PRIME THERAPEUTICS INC | $760,000 | – | 45,257 | +100.0% | 0.00% | – |
| FSTO | New | FOREST OIL CORPcall | $0 | – | 30,000 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC | $686,000 | – | 28,822 | +100.0% | 0.00% | – |
| FRAN | New | FRANCESCAS HLDGS CORPcall | $0 | – | 30,000 | +100.0% | 0.00% | – |
| FSYS | New | FUEL SYS SOLUTIONS INCcall | $0 | – | 19,000 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS PLCads | $12,000 | – | 300 | +100.0% | 0.00% | – |
| GCAP | New | GAIN CAP HLDGS INC | $416,000 | – | 55,299 | +100.0% | 0.00% | – |
| New | GENCO SHIPPING & TRADING LTDnote 5.000% 8/1 | $19,000 | – | 38,000 | +100.0% | 0.00% | – | |
| GNRC | New | GENERAC HLDGS INCput | $3,000 | – | 4,100 | +100.0% | 0.00% | – |
| GGP | New | GENERAL GROWTH PPTYS INC NEWcall | $1,000 | – | 73,800 | +100.0% | 0.00% | – |
| GTT | New | GLOBAL TELECOM & TECHNOLGY I | $284,000 | – | 38,966 | +100.0% | 0.00% | – |
| SPFF | New | GLOBAL X FDSglbx suprinc etf | $2,000 | – | 162 | +100.0% | 0.00% | – |
| SOCL | New | GLOBAL X FDSsocial med etf | $845,000 | – | 39,835 | +100.0% | 0.00% | – |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $444,000 | – | 27,444 | +100.0% | 0.00% | – |
| New | GOLDCORP INC NEWnote 2.000% 8/0 | $401,000 | – | 400,000 | +100.0% | 0.00% | – | |
| GPRE | New | GREEN PLAINS RENEWABLE ENERG | $693,000 | – | 35,741 | +100.0% | 0.00% | – |
| HCA | New | HCA HOLDINGS INCput | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| HNH | New | HANDY & HARMAN LTD | $44,000 | – | 1,838 | +100.0% | 0.00% | – |
| HPOL | New | HARRIS INTERACTIVE INC | $210,000 | – | 105,114 | +100.0% | 0.00% | – |
| HART | New | HARVARD APPARATUS REGENER TE | $7,000 | – | 1,501 | +100.0% | 0.00% | – |
| HVTA | New | HAVERTY FURNITURE INCcl a | $0 | – | 0 | +100.0% | 0.00% | – |
| HL | New | HECLA MNG COcall | $0 | – | 96,000 | +100.0% | 0.00% | – |
| HPQ | New | HEWLETT PACKARD COcall | $894,000 | – | 190,000 | +100.0% | 0.00% | – |
| HON | New | HONEYWELL INTL INCcall | $0 | – | 600 | +100.0% | 0.00% | – |
| HURC | New | HURCO COMPANIES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| HBP | New | HUTTIG BLDG PRODS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| ICAD | New | ICAD INC | $28,000 | – | 2,410 | +100.0% | 0.00% | – |
| IDRA | New | IDERA PHARMACEUTICALS INC | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| INFI | New | INFINITY PHARMACEUTICALS INCcall | $0 | – | 10,000 | +100.0% | 0.00% | – |
| IOC | New | INTEROIL CORPcall | $0 | – | 2,000 | +100.0% | 0.00% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INCcall | $0 | – | 5,000 | +100.0% | 0.00% | – |
| EWZ | New | ISHAREScall | $0 | – | 2,000 | +100.0% | 0.00% | – |
| DVY | New | ISHARESput | $2,000 | – | 1,300 | +100.0% | 0.00% | – |
| FXI | New | ISHARESput | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| IJK | New | ISHARESput | $5,000 | – | 3,500 | +100.0% | 0.00% | – |
| IJR | New | ISHARESput | $0 | – | 200 | +100.0% | 0.00% | – |
| IFEU | New | ISHARESeur dev re etf | $34,000 | – | 975 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUSTcall | $0 | – | 1,400 | +100.0% | 0.00% | – |
| ITUB | New | ITAU UNIBANCO HLDG SAcall | $1,000 | – | 98,780 | +100.0% | 0.00% | – |
| JDSU | New | JDS UNIPHASE CORPcall | $598,000 | – | 1,637,000 | +100.0% | 0.00% | – |
| JPM | New | JPMORGAN CHASE & COcall | $34,000 | – | 50,000 | +100.0% | 0.00% | – |
| New | JAMES RIVER COAL COnote 10.000% 6/0 | $2,000 | – | 7,000 | +100.0% | 0.00% | – | |
| JONE | New | JONES ENERGY INC | $317,000 | – | 21,870 | +100.0% | 0.00% | – |
| JFC | New | JPMORGAN CHINA REGION FD INC | $0 | – | 0 | +100.0% | 0.00% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $90,000 | – | 5,000 | +100.0% | 0.00% | – |
| KEX | New | KIRBY CORPput | $0 | – | 1,500 | +100.0% | 0.00% | – |
| New | KNIGHT CAP GROUP INCnote 3.500% 3/1 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| KSS | New | KOHLS CORPput | $0 | – | 300 | +100.0% | 0.00% | – |
| KR | New | KROGER COput | $1,000 | – | 72,600 | +100.0% | 0.00% | – |
| EL | New | LAUDER ESTEE COS INCcall | $36,000 | – | 44,900 | +100.0% | 0.00% | – |
| LDOS | New | LEIDOS HLDGS INCcall | $420,000 | – | 200,000 | +100.0% | 0.00% | – |
| LMNR | New | LIMONEIRA CO | $11,000 | – | 427 | +100.0% | 0.00% | – |
| LLTC | New | LINEAR TECHNOLOGY CORPput | $0 | – | 1,000 | +100.0% | 0.00% | – |
| LO | New | LORILLARD INCput | $3,000 | – | 1,700 | +100.0% | 0.00% | – |
| LOW | New | LOWES COS INCput | $0 | – | 100 | +100.0% | 0.00% | – |
| MTB | New | M & T BK CORPput | $5,000 | – | 10,000 | +100.0% | 0.00% | – |
| MPC | New | MARATHON PETE CORPput | $4,000 | – | 86,300 | +100.0% | 0.00% | – |
| MMI | New | MARCUS & MILLICHAP INC | $10,000 | – | 700 | +100.0% | 0.00% | – |
| IHY | New | MARKET VECTORS ETF TRintl hi yld bd | $20,000 | – | 734 | +100.0% | 0.00% | – |
| HYEM | New | MARKET VECTORS ETF TRemkt hiyld bd | $8,000 | – | 303 | +100.0% | 0.00% | – |
| GDXJ | New | MARKET VECTORS ETF TRcall | $0 | – | 10,000 | +100.0% | 0.00% | – |
| FISH | New | MARLIN MIDSTREAM PARTNERS LP | $0 | – | 1 | +100.0% | 0.00% | – |
| MBII | New | MARRONE BIO INNOVATIONS INC | $4,000 | – | 200 | +100.0% | 0.00% | – |
| MMC | New | MARSH & MCLENNAN COS INCput | $1,000 | – | 1,800 | +100.0% | 0.00% | – |
| MHH | New | MASTECH HOLDINGS INC | $20,000 | – | 1,442 | +100.0% | 0.00% | – |
| MVNR | New | MAVENIR SYS INC | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| MCK | New | MCKESSON CORPput | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
| MDT | New | MEDTRONIC INCput | $31,000 | – | 385,200 | +100.0% | 0.00% | – |
| MU | New | MICRON TECHNOLOGY INCput | $165,000 | – | 70,800 | +100.0% | 0.00% | – |
| MEP | New | MIDCOAST ENERGY PARTNERS L P | $69,000 | – | 3,550 | +100.0% | 0.00% | – |
| MSON | New | MISONIX INC | $7,000 | – | 1,250 | +100.0% | 0.00% | – |
| MITL | New | MITEL NETWORKS CORP | $3,000 | – | 345 | +100.0% | 0.00% | – |
| MCPIQ | New | MOLYCORP INC DELcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| MSI | New | MOTOROLA SOLUTIONS INCcall | $117,000 | – | 44,100 | +100.0% | 0.00% | – |
| NMIH | New | NMI HLDGS INCcl a | $246,000 | – | 19,290 | +100.0% | 0.00% | – |
| NNVC | New | NANOVIRICIDES INC | $24,000 | – | 5,002 | +100.0% | 0.00% | – |
| NGD | New | NEW GOLD INC CDAput | $0 | – | 2,000 | +100.0% | 0.00% | – |
| EDU | New | NEW ORIENTAL ED & TECH GRP Iput | $3,000 | – | 5,800 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT MINING CORPcall | $1,000 | – | 113,000 | +100.0% | 0.00% | – |
| NWBO | New | NORTHWEST BIOTHERAPEUTICS IN | $6,000 | – | 1,500 | +100.0% | 0.00% | – |
| NG | New | NOVAGOLD RES INCcall | $0 | – | 200,000 | +100.0% | 0.00% | – |
| NUAN | New | NUANCE COMMUNICATIONS INCcall | $0 | – | 2,000 | +100.0% | 0.00% | – |
| NMRX | New | NUMEREX CORP PAcl a | $82,000 | – | 6,300 | +100.0% | 0.00% | – |
| OCZTQ | New | OCZ TECHNOLOGY GROUP INCcall | $0 | – | 27,000 | +100.0% | 0.00% | – |
| NESCQ | New | NUVERRA ENVIRONMENTAL SOLUTI | $938,000 | – | 55,844 | +100.0% | 0.00% | – |
| NESCQ | New | NUVERRA ENVIRONMENTAL SOLUTIcall | $0 | – | 196,500 | +100.0% | 0.00% | – |
| OPXA | New | OPEXA THERAPEUTICS INC | $57,000 | – | 31,096 | +100.0% | 0.00% | – |
| OPHT | New | OPHTHOTECH CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INCcall | $0 | – | 20,000 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INCput | $0 | – | 200 | +100.0% | 0.00% | – |
| OUTR | New | OUTERWALL INCput | $251,000 | – | 170,000 | +100.0% | 0.00% | – |
| New | PHH CORPnote 4.000% 9/0 | $35,000 | – | 33,000 | +100.0% | 0.00% | – | |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $4,000 | – | 750 | +100.0% | 0.00% | – |
| PKG | New | PACKAGING CORP AMERput | $54,000 | – | 18,400 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKS INCcall | $331,000 | – | 169,500 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKS INCput | $18,000 | – | 10,000 | +100.0% | 0.00% | – |
| PZG | New | PARAMOUNT GOLD & SILVER CORPcall | $0 | – | 70,000 | +100.0% | 0.00% | – |
| PRKR | New | PARKERVISION INC | $46,000 | – | 10,000 | +100.0% | 0.00% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROcall | $0 | – | 6,500 | +100.0% | 0.00% | – |
| DOC | New | PHYSICIANS RLTY TR | $25,000 | – | 2,001 | +100.0% | 0.00% | – |
| PXD | New | PIONEER NAT RES COput | $404,000 | – | 10,000 | +100.0% | 0.00% | – |
| PXLW | New | PIXELWORKS INC | $1,000 | – | 214 | +100.0% | 0.00% | – |
| PLXS | New | PLEXUS CORPput | $43,000 | – | 150,000 | +100.0% | 0.00% | – |
| PCL | New | PLUM CREEK TIMBER CO INCput | $3,000 | – | 700 | +100.0% | 0.00% | – |
| PBPB | New | POTBELLY CORP | $47,000 | – | 1,950 | +100.0% | 0.00% | – |
| POT | New | POTASH CORP SASK INCcall | $240,000 | – | 116,000 | +100.0% | 0.00% | – |
| KBWP | New | POWERSHARES ETF TRUST IIprp cas ins pt | $51,000 | – | 1,300 | +100.0% | 0.00% | – |
| EELV | New | POWERSHARES ETF TR IIem mrk low vol | $21,000 | – | 750 | +100.0% | 0.00% | – |
| IDLV | New | POWERSHARES ETF TR IIintl dev lowvl | $53,000 | – | 1,693 | +100.0% | 0.00% | – |
| YCS | New | PROSHARES TR IIultrashort yen n | $28,000 | – | 400 | +100.0% | 0.00% | – |
| UCO | New | PROSHARES TR IIult dj ubs crude | $28,000 | – | 875 | +100.0% | 0.00% | – |
| EPV | New | PROSHARES TRultsht ftse euro | $4,000 | – | 235 | +100.0% | 0.00% | – |
| DXD | New | PROSHARES TR | $14,000 | – | 500 | +100.0% | 0.00% | – |
| SPXU | New | PROSHARES TRcall | $0 | – | 4,500 | +100.0% | 0.00% | – |
| PRSC | New | PROVIDENCE SVC CORP | $48,000 | – | 1,847 | +100.0% | 0.00% | – |
| PHM | New | PULTE GROUP INCput | $0 | – | 6,800 | +100.0% | 0.00% | – |
| QEP | New | QEP RES INCcall | $440,000 | – | 200,000 | +100.0% | 0.00% | – |
| RLJE | New | RLJ ENTMT INC | $4,000 | – | 925 | +100.0% | 0.00% | – |
| New | RTI INTL METALS INCnote 3.000%12/0 | $695,000 | – | 613,000 | +100.0% | 0.00% | – | |
| New | RAMBUS INC DELnote 5.000% 6/1 | $96,000 | – | 94,000 | +100.0% | 0.00% | – | |
| RMAX | New | RE MAX HLDGS INCcl a | $2,000 | – | 75 | +100.0% | 0.00% | – |
| RS | New | RELIANCE STEEL & ALUMINUM COput | $0 | – | 7,000 | +100.0% | 0.00% | – |
| RIBT | New | RICEBRAN TECHNOLOGIES | $0 | – | 16 | +100.0% | 0.00% | – |
| RNET | New | RIGNET INC | $59,000 | – | 1,228 | +100.0% | 0.00% | – |
| FUEL | New | ROCKET FUEL INC | $41,000 | – | 672 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $1,023,000 | – | 115,113 | +100.0% | 0.00% | – |
| GLD | New | SPDR GOLD TRUSTcall | $0 | – | 14,700 | +100.0% | 0.00% | – |
| IRV | New | SPDR INDEX SHS FDSintl mtrls sec | $4,000 | – | 185 | +100.0% | 0.00% | – |
| XOP | New | SPDR SERIES TRUSTput | $18,000 | – | 5,000 | +100.0% | 0.00% | – |
| SDOCQ | New | SANDRIDGE ENERGY INCcall | $0 | – | 3,000 | +100.0% | 0.00% | – |
| SBCF | New | SEACOAST BKG CORP FLA | $2,000 | – | 201 | +100.0% | 0.00% | – |
| New | SEACOR HOLDINGS INCnote 2.500%12/1 | $613,000 | – | 500,000 | +100.0% | 0.00% | – | |
| XLB | New | SELECT SECTOR SPDR TRput | $10,000 | – | 7,900 | +100.0% | 0.00% | – |
| XLV | New | SELECT SECTOR SPDR TRput | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| XLY | New | SELECT SECTOR SPDR TRput | $13,000 | – | 7,100 | +100.0% | 0.00% | – |
| XLF | New | SELECT SECTOR SPDR TRcall | $285,000 | – | 650,000 | +100.0% | 0.00% | – |
| XLK | New | SELECT SECTOR SPDR TRput | $14,000 | – | 15,500 | +100.0% | 0.00% | – |
| XLU | New | SELECT SECTOR SPDR TRput | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| SSRI | New | SILVER STD RES INCput | $0 | – | 2,000 | +100.0% | 0.00% | – |
| SKUL | New | SKULLCANDY INC | $171,000 | – | 23,779 | +100.0% | 0.00% | – |
| New | SOLARCITY CORPnote 2.750%11/0 | $1,049,000 | – | 887,000 | +100.0% | 0.00% | – | |
| SRNE | New | SORRENTO THERAPEUTICS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| SFUN | New | SOUFUN HLDGS LTDput | $28,000 | – | 30,000 | +100.0% | 0.00% | – |
| SO | New | SOUTHERN COput | $2,000 | – | 600 | +100.0% | 0.00% | – |
| SRLP | New | SPRAGUE RES LP | $135,000 | – | 7,400 | +100.0% | 0.00% | – |
| SWH | New | STANLEY BLACK & DECKER INCunit 99/99/9999 | $1,028,000 | – | 10,000 | +100.0% | 0.00% | – |
| SRCL | New | STERICYCLE INCput | $0 | – | 100 | +100.0% | 0.00% | – |
| SGM | New | STONEGATE MTG CORP | $162,000 | – | 9,815 | +100.0% | 0.00% | – |
| SPH | New | SUBURBAN PROPANE PARTNERS Lcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| GOMO | New | SUNGY MOBILE LTDadr rep ord a | $4,000 | – | 200 | +100.0% | 0.00% | – |
| SPWR | New | SUNPOWER CORPput | $10,000 | – | 5,700 | +100.0% | 0.00% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $0 | – | 31 | +100.0% | 0.00% | – |
| SCAI | New | SURGICAL CARE AFFILIATES INC | $185,000 | – | 5,321 | +100.0% | 0.00% | – |
| SYNA | New | SYNAPTICS INCcall | $200,000 | – | 20,000 | +100.0% | 0.00% | – |
| SYMX | New | SYNTHESIS ENERGY SYS INC | $2,000 | – | 3,500 | +100.0% | 0.00% | – |
| SYUT | New | SYNUTRA INTL INC | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| TGC | New | TENGASCO INC | $0 | – | 1 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $1,000 | – | 700 | +100.0% | 0.00% | – |
| DDD | New | 3-D SYS CORP DELput | $0 | – | 400 | +100.0% | 0.00% | – |
| TIPT | New | TIPTREE FINL INCcl a | $0 | – | 1 | +100.0% | 0.00% | – |
| TRNS | New | TRANSCAT INC | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| TZOO | New | TRAVELZOO INC | $17,000 | – | 800 | +100.0% | 0.00% | – |
| TRQRT | New | TURQUOISE HILL RES LTDright 01/07/2014 | $658,000 | – | 685,268 | +100.0% | 0.00% | – |
| FBG | New | UBS AG LONDON BRHgrowth russ lk22 | $58,000 | – | 1,278 | +100.0% | 0.00% | – |
| USU | New | USEC INC | $0 | – | 48 | +100.0% | 0.00% | – |
| SLCA | New | U S SILICA HLDGS INCput | $1,000 | – | 5,400 | +100.0% | 0.00% | – |
| ULBI | New | ULTRALIFE CORP | $7,000 | – | 2,000 | +100.0% | 0.00% | – |
| UPLMQ | New | ULTRA PETROLEUM CORPcall | $0 | – | 1,500 | +100.0% | 0.00% | – |
| UNXLQ | New | UNI PIXEL INCcall | $0 | – | 10,000 | +100.0% | 0.00% | – |
| UNIS | New | UNILIFE CORP NEW | $28,000 | – | 6,300 | +100.0% | 0.00% | – |
| New | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $77,000 | – | 58,000 | +100.0% | 0.00% | – | |
| UNH | New | UNITEDHEALTH GROUP INCcall | $268,000 | – | 60,700 | +100.0% | 0.00% | – |
| URBN | New | URBAN OUTFITTERS INCcall | $31,000 | – | 125,800 | +100.0% | 0.00% | – |
| VALE | New | VALE S Acall | $115,000 | – | 100,000 | +100.0% | 0.00% | – |
| VYM | New | VANGUARD WHITEHALL FDS INCput | $5,000 | – | 2,100 | +100.0% | 0.00% | – |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $41,000 | – | 825 | +100.0% | 0.00% | – |
| VEU | New | VANGUARD INTL EQUITY INDEX Fput | $2,000 | – | 1,200 | +100.0% | 0.00% | – |
| VEEV | New | VEEVA SYS INC | $204,000 | – | 6,359 | +100.0% | 0.00% | – |
| VNCE | New | VINCE HLDG CORP | $60,000 | – | 1,946 | +100.0% | 0.00% | – |
| VJET | New | VOXELJET AGads | $755,000 | – | 19,120 | +100.0% | 0.00% | – |
| WAG | New | WALGREEN COcall | $0 | – | 1,000 | +100.0% | 0.00% | – |
| New | WELLS FARGO & COmtnf 1/2 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| WU | New | WESTERN UN COput | $8,000 | – | 12,100 | +100.0% | 0.00% | – |
| WPRT | New | WESTPORT INNOVATIONS INCcall | $0 | – | 68,000 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER COcall | $0 | – | 60,000 | +100.0% | 0.00% | – |
| XPO | New | XPO LOGISTICS INC | $159,000 | – | 6,015 | +100.0% | 0.00% | – |
| XUE | New | XUEDA ED GROUPsponsored adr | $4,000 | – | 600 | +100.0% | 0.00% | – |
| YHOO | New | YAHOO INCput | $5,000 | – | 51,500 | +100.0% | 0.00% | – |
| AUY | New | YAMANA GOLD INCcall | $0 | – | 14,000 | +100.0% | 0.00% | – |
| YUM | New | YUM BRANDS INCput | $6,000 | – | 10,000 | +100.0% | 0.00% | – |
| ZU | New | ZULILY INCcl a | $5,000 | – | 120 | +100.0% | 0.00% | – |
| B108PS | New | ACTAVIS PLCput | $670,000 | – | 155,200 | +100.0% | 0.00% | – |
| AMBA | New | AMBARELLA INCput | $2,000 | – | 6,200 | +100.0% | 0.00% | – |
| CISAU | New | CIS ACQUISITION LTDunit 99/99/9999 | $5,000 | – | 500 | +100.0% | 0.00% | – |
| DHRM | New | DEHAIER MEDICAL SYSTEMS LIMI | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| ESGC | New | EROS INTL PLC | $271,000 | – | 24,411 | +100.0% | 0.00% | – |
| KFX | New | KOFAX LTD | $7,000 | – | 885 | +100.0% | 0.00% | – |
| MONT | New | MONTAGE TECHNOLOGY GROUP LTD | $15,000 | – | 950 | +100.0% | 0.00% | – |
| VIEWF | New | VIEWTRAN GROUP INC | $1,000 | – | 350 | +100.0% | 0.00% | – |
| AGRO | New | ADECOAGRO S A | $85,000 | – | 10,450 | +100.0% | 0.00% | – |
| CRNT | New | CERAGON NETWORKS LTDord | $1,000 | – | 265 | +100.0% | 0.00% | – |
| ENZY | New | ENZYMOTEC LTD | $32,000 | – | 1,190 | +100.0% | 0.00% | – |
| EVGN | New | EVOGENE LTD | $41,000 | – | 2,075 | +100.0% | 0.00% | – |
| SILC | New | SILICOM LTDord | $4,000 | – | 86 | +100.0% | 0.00% | – |
| SPCB | New | SUPERCOM LTD NEW | $0 | – | 4 | +100.0% | 0.00% | – |
| CNHI | New | CNH INDL N V | $581,000 | – | 51,185 | +100.0% | 0.00% | – |
| PLPM | New | PLANET PAYMENT INC | $331,000 | – | 119,048 | +100.0% | 0.00% | – |
| STNG | New | SCORPIO TANKERS INC | $748,000 | – | 63,415 | +100.0% | 0.00% | – |
| SBLK | New | STAR BULK CARRIERS CORP | $539,000 | – | 40,447 | +100.0% | 0.00% | – |
| TGP | New | TEEKAY LNG PARTNERS L Pput | $1,000 | – | 3,500 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- PEREGRINE CAPITAL MANAGEMENT INC /MN/ #2
- WELLS CAPITAL MANAGEMENT INC #3
- WELLS FARGO BANK N A #4
- Wells Fargo Funds Management, LLC #5
- Nelson Capital Management, LLC #7
- METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA #10
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC #13
- WELLS FARGO ADVISORS, LLC #15
- WELLS FARGO DELAWARE TRUST CO, N.A. #17
- Wells Fargo Securities, LLC #24
- GOLDEN CAPITAL MANAGEMENT, LLC #73
- Wells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC #5
- Golden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC #73
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| APPLE INC | 42 | Q3 2023 | 3.4% |
| SPDR S & P 500 ETF TRUST ETF | 42 | Q3 2023 | 3.3% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 1.5% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 2.1% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| AMAZON COM INC COM | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.1% |
View WELLS FARGO & COMPANY/MN's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 25, 2023 | 3,531 | 38.0% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | September 22, 2023 | 346 | 7.3% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | September 22, 2023 | 567 | 12.6% |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | September 22, 2023 | 376 | 9.8% |
| PIMCO MUNICIPAL INCOME FUND | September 22, 2023 | 386 | 6.2% |
| PIMCO MUNICIPAL INCOME FUND II | September 22, 2023 | 1,242 | 11.5% |
| PIMCO MUNICIPAL INCOME FUND III | September 22, 2023 | 582 | 10.1% |
| Nuveen Municipal Credit Income Fund | September 13, 2023 | 6,048 | 45.9% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC.Sold out | June 01, 2023 | 0 | 0.0% |
View WELLS FARGO & COMPANY/MN's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| 4 | 2024-05-07 |
| SC 13D | 2024-05-07 |
| SC 13D | 2024-05-07 |
View WELLS FARGO & COMPANY/MN's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.