$56 Billion is the total value of STIFEL FINANCIAL CORP's 7510 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BCRX | BIOCRYST PHARMACEUTICALS INC | $15,213,000 | +116.9% | 2,042,099 | 0.0% | 0.03% | +92.9% | |
| FREQ | FREQUENCY THERAPEUTICS INC | $4,513,000 | +83.5% | 128,000 | 0.0% | 0.01% | +60.0% | |
| APLT | APPLIED THERAPEUTICS INC | $2,918,000 | +6.0% | 132,596 | 0.0% | 0.01% | -16.7% | |
| PPBI | PACIFIC PREMIER BANCORP | $2,296,000 | +55.7% | 73,263 | 0.0% | 0.00% | +33.3% | |
| FDBC | FIDELITY D & D BANCORP INC | $1,470,000 | +32.1% | 22,842 | 0.0% | 0.00% | +50.0% | |
| ALRS | ALERUS FINL CORP | $1,505,000 | +39.6% | 55,000 | 0.0% | 0.00% | +50.0% | |
| CCB | COASTAL FINL CORP WA | $1,575,000 | +71.4% | 75,000 | 0.0% | 0.00% | +50.0% | |
| BFC | BANK FIRST CORP | $1,538,000 | +10.4% | 23,728 | 0.0% | 0.00% | 0.0% | |
| INBK | FIRST INTERNET BANCORP | $1,253,000 | +95.2% | 43,600 | 0.0% | 0.00% | +100.0% | |
| FSBW | FS BANCORP INC | $932,000 | +33.7% | 17,000 | 0.0% | 0.00% | +100.0% | |
| PFS | PROVIDENT FINL SVCS INC | $880,000 | +47.2% | 48,985 | 0.0% | 0.00% | +100.0% | |
| SMBK | SMARTFINANCIAL INC | $1,107,000 | +33.5% | 61,000 | 0.0% | 0.00% | 0.0% | |
| TBNK | TERRITORIAL BANCORP INC | $1,274,000 | +18.8% | 53,000 | 0.0% | 0.00% | 0.0% | |
| UVSP | UNIVEST FINANCIAL CORPORATIO | $1,216,000 | +43.2% | 59,086 | 0.0% | 0.00% | 0.0% | |
| RLMD | RELMADA THERAPEUTICS INC | $282,000 | -14.5% | 8,784 | 0.0% | 0.00% | 0.0% | |
| RVSB | RIVERVIEW BANCORP INC | $473,000 | +26.5% | 90,000 | 0.0% | 0.00% | 0.0% | |
| CCBG | CAPITAL CITY BK GROUP INC | $303,000 | +31.2% | 12,318 | 0.0% | 0.00% | – | |
| XTL | SPDR SER TR | $459,000 | +25.4% | 5,417 | 0.0% | 0.00% | 0.0% | |
| SAL | SALISBURY BANCORP INC | $485,000 | +18.0% | 13,000 | 0.0% | 0.00% | 0.0% | |
| CBFV | CB FINL SVCS INC | $303,000 | +4.8% | 15,135 | 0.0% | 0.00% | 0.0% | |
| FXNC | FIRST NATL CORP | $329,000 | +19.6% | 19,480 | 0.0% | 0.00% | 0.0% | |
| IOO | ISHARES TRglobal 100 etf | $281,000 | +11.5% | 4,474 | 0.0% | 0.00% | 0.0% | |
| STRL | STERLING CONSTR INC | $329,000 | +31.1% | 17,700 | 0.0% | 0.00% | 0.0% | |
| BGY | BLACKROCK ENHANCED INTL DIV | $470,000 | +11.4% | 80,065 | 0.0% | 0.00% | 0.0% | |
| PBD | INVESCO EXCH TRADED FD TR IIgbl clean enrg | $817,000 | +58.3% | 23,500 | 0.0% | 0.00% | 0.0% | |
| RHS | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $519,000 | +5.9% | 3,431 | 0.0% | 0.00% | 0.0% | |
| CEY | VICTORY PORTFOLIOS II | $441,000 | +18.2% | 19,985 | 0.0% | 0.00% | 0.0% | |
| RFG | INVESCO EXCHANGE TRADED FD Ts&p mdcp400 pr | $483,000 | +20.4% | 2,384 | 0.0% | 0.00% | 0.0% | |
| ALLK | ALLAKOS INC | $364,000 | +71.7% | 2,600 | 0.0% | 0.00% | – | |
| GLP | GLOBAL PARTNERS LP | $548,000 | +26.9% | 32,975 | 0.0% | 0.00% | 0.0% | |
| ADTN | ADTRAN INC | $339,000 | +44.3% | 22,963 | 0.0% | 0.00% | – | |
| FRAF | FRANKLIN FINL SVCS CORP | $303,000 | +26.8% | 11,200 | 0.0% | 0.00% | – | |
| GCBC | GREENE COUNTY BANCORP INC | $755,000 | +17.6% | 29,604 | 0.0% | 0.00% | 0.0% | |
| HMST | HOMESTREET INC | $559,000 | +30.9% | 16,562 | 0.0% | 0.00% | 0.0% | |
| MSEX | MIDDLESEX WTR CO | $351,000 | +16.6% | 4,841 | 0.0% | 0.00% | 0.0% | |
| LEVL | LEVEL ONE BANCORP INC | $749,000 | +29.8% | 37,000 | 0.0% | 0.00% | 0.0% | |
| CUE | CUE BIOPHARMA INC | $824,000 | -16.9% | 65,886 | 0.0% | 0.00% | -50.0% | |
| ACNB | ACNB CORP | $701,000 | +20.2% | 28,028 | 0.0% | 0.00% | 0.0% | |
| PFIS | PEOPLES FINL SVCS CORP | $282,000 | +5.6% | 7,681 | 0.0% | 0.00% | 0.0% | |
| COFS | CHOICEONE FINL SVCS INC | $341,000 | +18.4% | 11,058 | 0.0% | 0.00% | 0.0% | |
| FSTR | FOSTER L B CO | $265,000 | +12.3% | 17,589 | 0.0% | 0.00% | – | |
| NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $14,000 | +7.7% | 13,000 | 0.0% | 0.00% | – | ||
| ALTERYX INCnote 0.500% 8/0 | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| MVF | BLACKROCK MUNIVEST FD INC | $206,000 | +5.6% | 22,418 | 0.0% | 0.00% | – | |
| LBAI | LAKELAND BANCORP INC | $240,000 | +27.7% | 18,932 | 0.0% | 0.00% | – | |
| WIX COM LTDnote 7/0 | $31,000 | -3.1% | 17,000 | 0.0% | 0.00% | – | ||
| WNC | WABASH NATL CORP | $259,000 | +43.9% | 15,047 | 0.0% | 0.00% | – | |
| TUSK | MAMMOTH ENERGY SVCS INC | $247,000 | +177.5% | 55,572 | 0.0% | 0.00% | – | |
| WAYFAIR INCnote 1.000% 8/1 | $55,000 | -19.1% | 33,000 | 0.0% | 0.00% | – | ||
| WEIBO CORPnote 1.250%11/1 | $32,000 | 0.0% | 33,000 | 0.0% | 0.00% | – | ||
| NMI | NUVEEN MUN INCOME FD INC | $254,000 | -4.2% | 22,270 | 0.0% | 0.00% | -100.0% | |
| NNY | NUVEEN N Y MUN VALUE FD INC | $160,000 | -1.2% | 16,000 | 0.0% | 0.00% | – | |
| NXN | NUVEEN N Y SELECT TAX FREE Ish ben int | $142,000 | +8.4% | 10,000 | 0.0% | 0.00% | – | |
| IRIX | IRIDEX CORP | $32,000 | +28.0% | 12,913 | 0.0% | 0.00% | – | |
| TESLA INCnote 1.250% 3/0 | $118,000 | +66.2% | 12,000 | 0.0% | 0.00% | – | ||
| PCTI | PCTEL INC | $180,000 | +16.9% | 27,289 | 0.0% | 0.00% | – | |
| NRO | NEUBERGER BERMAN REAL ESTATE | $101,000 | +18.8% | 22,907 | 0.0% | 0.00% | – | |
| KRNY | KEARNY FINL CORP MD | $146,000 | +46.0% | 13,804 | 0.0% | 0.00% | – | |
| NGD | NEW GOLD INC CDA | $118,000 | +28.3% | 54,100 | 0.0% | 0.00% | – | |
| COLONY CAP INCnote 3.875% 1/1 | $24,000 | 0.0% | 24,000 | 0.0% | 0.00% | – | ||
| NAN | NUVEEN NEW YORK QLT MUN INC | $148,000 | +3.5% | 10,482 | 0.0% | 0.00% | – | |
| DGICA | DONEGAL GROUP INCcl a | $165,000 | 0.0% | 11,720 | 0.0% | 0.00% | – | |
| Q2 HLDGS INCnote 0.750% 6/0 | $18,000 | +20.0% | 12,000 | 0.0% | 0.00% | – | ||
| CHEGG INCnote 0.125% 3/1 | $54,000 | +17.4% | 30,000 | 0.0% | 0.00% | – | ||
| UBFO | UNITED SEC BANCSHARES CALIF | $101,000 | +16.1% | 14,269 | 0.0% | 0.00% | – | |
| AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $29,000 | -3.3% | 26,000 | 0.0% | 0.00% | – | ||
| CTSO | CYTOSORBENTS CORP | $134,000 | 0.0% | 16,825 | 0.0% | 0.00% | – | |
| HCAP | HARVEST CAP CR CORP | $79,000 | +119.4% | 10,441 | 0.0% | 0.00% | – | |
| UEC | URANIUM ENERGY CORP | $67,000 | +76.3% | 38,000 | 0.0% | 0.00% | – | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $118,000 | +7.3% | 23,210 | 0.0% | 0.00% | – | |
| FNCB | FNCB BANCORP INC | $203,000 | +20.1% | 31,696 | 0.0% | 0.00% | – | |
| ARMP | ARMATA PHARMACEUTICALS INC | $59,000 | -6.3% | 19,729 | 0.0% | 0.00% | – | |
| ZYNGA INCnote 0.250% 6/0 | $35,000 | +6.1% | 26,000 | 0.0% | 0.00% | – | ||
| FTLS | FIRST TR EXCH TRADED FD IIIlng/sht equity | $236,000 | +2.6% | 5,408 | 0.0% | 0.00% | – | |
| BFS | SAUL CTRS INC | $250,000 | +19.0% | 7,891 | 0.0% | 0.00% | – | |
| FPI | FARMLAND PARTNERS INC | $113,000 | +29.9% | 13,000 | 0.0% | 0.00% | – | |
| VMM | DELAWARE INVTS MINN MUN INCO | $242,000 | +1.3% | 18,410 | 0.0% | 0.00% | – | |
| AXDX | ACCELERATE DIAGNOSTICS INC | $76,000 | -29.0% | 10,000 | 0.0% | 0.00% | – | |
| GRX | GABELLI HLTHCARE & WELLNESS | $179,000 | +15.5% | 15,000 | 0.0% | 0.00% | – | |
| FCCY | 1ST CONSTITUTION BANCORP | $243,000 | +33.5% | 15,336 | 0.0% | 0.00% | – | |
| NNBR | NN INC | $99,000 | +28.6% | 15,000 | 0.0% | 0.00% | – | |
| LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $35,000 | +16.7% | 36,000 | 0.0% | 0.00% | – | ||
| OCSI | OAKTREE STRATEGIC INCOME COR | $121,000 | +19.8% | 15,550 | 0.0% | 0.00% | – | |
| SNAP INCnote 0.750% 8/0 | $73,000 | +65.9% | 32,000 | 0.0% | 0.00% | – | ||
| SONA | SOUTHERN NATL BANCORP OF VA | $154,000 | +40.0% | 12,677 | 0.0% | 0.00% | – | |
| OFS | OFS CAP CORP | $98,000 | +50.8% | 13,730 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 39 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.4% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 39 | Q3 2023 | 1.5% |
| JPMORGAN CHASE & CO | 39 | Q3 2023 | 1.5% |
| UNITEDHEALTH GROUP INC | 39 | Q3 2023 | 1.6% |
| AMAZON COM INC | 39 | Q3 2023 | 2.1% |
| VISA INC | 39 | Q3 2023 | 1.3% |
| CISCO SYS INC | 39 | Q3 2023 | 1.2% |
| ISHARES TR | 39 | Q3 2023 | 1.1% |
View STIFEL FINANCIAL CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Investcorp Credit Management BDC, Inc. | October 04, 2019 | 2,181,818 | 16.0% |
| Carlyle GMS Finance, Inc. | March 12, 2014 | 333,119 | 3.5% |
| KNIGHT CAPITAL GROUP, INC. | August 16, 2012 | 17,908,009 | 4.9% |
| STIFEL FINANCIAL CORP | June 07, 2002 | 402,720 | 5.3% |
View STIFEL FINANCIAL CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-05-03 |
| 144 | 2024-05-02 |
| ARS | 2024-04-26 |
| DEF 14A | 2024-04-26 |
| DEFA14A | 2024-04-26 |
| 8-K | 2024-04-24 |
| 4 | 2024-04-12 |
| SC 13G/A | 2024-04-10 |
| 8-K | 2024-03-28 |
| 144 | 2024-03-15 |
View STIFEL FINANCIAL CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.