$39.2 Billion is the total value of STIFEL FINANCIAL CORP's 7901 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $0 | – | -18,224 | -100.0% | 0.00% | – | |
| AMRQQ | Exit | ALTA MESA RES INCcl a | $0 | – | -101,200 | -100.0% | 0.00% | – |
| Exit | SM ENERGY COnote 1.500% 7/0 | $0 | – | -22,084 | -100.0% | 0.00% | – | |
| IPI | Exit | INTREPID POTASH INC | $0 | – | -16,600 | -100.0% | 0.00% | – |
| SACH | Exit | SACHEM CAP CORP | $0 | – | -13,700 | -100.0% | 0.00% | – |
| NAZ | Exit | NUVEEN ARIZONA QLTY MUN INC | $0 | – | -10,439 | -100.0% | 0.00% | – |
| Exit | VEECO INSTRS INC DELnote 2.700% 1/1 | $0 | – | -15,971 | -100.0% | 0.00% | – | |
| Exit | CARDTRONICS INCnote 1.000%12/0 | $0 | – | -22,299 | -100.0% | 0.00% | – | |
| Exit | EVOLENT HEALTH INCnote 2.000%12/0 | $0 | – | -10,667 | -100.0% | 0.00% | – | |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -10,887 | -100.0% | 0.00% | – |
| DPW | Exit | DPW HLDGS INC | $0 | – | -18,582 | -100.0% | 0.00% | – |
| PBI | Exit | PITNEY BOWES INC | $0 | – | -15,311 | -100.0% | 0.00% | – |
| Exit | DISH NETWORK CORPnote 2.375% 3/1 | $0 | – | -14,780 | -100.0% | 0.00% | – | |
| ARCW | Exit | ARC GROUP WORLDWIDE INC | $0 | – | -265,588 | -100.0% | 0.00% | – |
| SBBP | Exit | STRONGBRIDGE BIOPHARMA PLC | $0 | – | -16,800 | -100.0% | 0.00% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -12,545 | -100.0% | 0.00% | – |
| Exit | OIL STS INTL INCnote 1.500% 2/1 | $0 | – | -12,452 | -100.0% | 0.00% | – | |
| Exit | WRIGHT MED GROUP INCnote 2.000% 2/1 | $0 | – | -30,275 | -100.0% | 0.00% | – | |
| Exit | QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $0 | – | -27,924 | -100.0% | 0.00% | – | |
| VPV | Exit | INVESCO PA VALUE MUN INCOME | $0 | – | -12,355 | -100.0% | 0.00% | – |
| AVYA | Exit | AVAYA HLDGS CORP | $0 | – | -12,232 | -100.0% | 0.00% | – |
| WMC | Exit | WESTERN ASSET MTG CAP CORP | $0 | – | -12,050 | -100.0% | 0.00% | – |
| HTGM | Exit | HTG MOLECULAR DIAGNOSTICS IN | $0 | – | -57,250 | -100.0% | 0.00% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -10,517 | -100.0% | 0.00% | – |
| Exit | DYCOM INDS INCnote 0.750% 9/1 | $0 | – | -20,482 | -100.0% | 0.00% | – | |
| Exit | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $0 | – | -10,973 | -100.0% | 0.00% | – | |
| Exit | FIREEYE INCnote 1.625% 6/0 | $0 | – | -15,040 | -100.0% | 0.00% | – | |
| Exit | CHINA LODGING GROUP LTDnote 0.375%11/0 | $0 | – | -16,220 | -100.0% | 0.00% | – | |
| Exit | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $0 | – | -18,332 | -100.0% | 0.00% | – | |
| TWI | Exit | TITAN INTL INC ILL | $0 | – | -15,384 | -100.0% | 0.00% | – |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -23,500 | -100.0% | 0.00% | – |
| VNDA | Exit | VANDA PHARMACEUTICALS INC | $0 | – | -10,300 | -100.0% | 0.00% | – |
| Exit | REDWOOD TR INCnote 4.750% 8/1 | $0 | – | -10,725 | -100.0% | 0.00% | – | |
| Exit | SYNAPTICS INCnote 0.500% 6/1 | $0 | – | -20,542 | -100.0% | 0.00% | – | |
| Exit | VERINT SYS INCnote 1.500% 6/0 | $0 | – | -32,147 | -100.0% | 0.00% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -20,274 | -100.0% | 0.00% | – | |
| Exit | INPHI CORPnote 0.750% 9/0 | $0 | – | -16,631 | -100.0% | 0.00% | – | |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -17,549 | -100.0% | 0.00% | – | |
| SCZRT | Exit | CUSHING RENAISSANCE FDright 07/18/2019 | $0 | – | -10,500 | -100.0% | 0.00% | – |
| REMX | Exit | VANECK VECTORS ETF TRrare earth strat | $0 | – | -10,850 | -100.0% | 0.00% | – |
| Exit | NRG ENERGY INCdbcv 2.750% 6/0 | $0 | – | -11,749 | -100.0% | 0.00% | – | |
| Exit | INSMED INCnote 1.750% 1/1 | $0 | – | -11,653 | -100.0% | 0.00% | – | |
| FAN | Exit | FIRST TR EXCHANGE TRADED FDgbl wnd enrg etf | $0 | – | -11,386 | -100.0% | 0.00% | – |
| GSVC | Exit | GSV CAP CORP | $0 | – | -12,000 | -100.0% | 0.00% | – |
| Exit | DISH NETWORK CORPnote 3.375% 8/1 | $0 | – | -26,249 | -100.0% | 0.00% | – | |
| Exit | ZILLOW GROUP INCnote 2.000%12/0 | $0 | – | -19,238 | -100.0% | 0.00% | – | |
| Exit | PURE STORAGE INCnote 0.125% 4/1 | $0 | – | -22,023 | -100.0% | 0.00% | – | |
| Exit | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $0 | – | -15,077 | -100.0% | 0.00% | – | |
| Exit | PRICELINE GRP INCnote 0.900% 9/1 | $0 | – | -24,022 | -100.0% | 0.00% | – | |
| Exit | CSG SYS INTL INCnote 4.250% 3/1 | $0 | – | -24,339 | -100.0% | 0.00% | – | |
| Exit | GOLAR LNG LTDnote 2.750% 2/1 | $0 | – | -19,399 | -100.0% | 0.00% | – | |
| HBMD | Exit | HOWARD BANCORP INC | $0 | – | -12,471 | -100.0% | 0.00% | – |
| Exit | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $0 | – | -11,478 | -100.0% | 0.00% | – | |
| Exit | BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $0 | – | -12,001 | -100.0% | 0.00% | – | |
| Exit | MERITOR INCnote 3.250%10/1 | $0 | – | -25,014 | -100.0% | 0.00% | – | |
| Exit | PACIRA BIOSCIENCESnote 2.375% 4/0 | $0 | – | -13,310 | -100.0% | 0.00% | – | |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -37,061 | -100.0% | 0.00% | – |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -29,573 | -100.0% | 0.00% | – | |
| TSLF | Exit | THL CR SR LN FD | $0 | – | -11,233 | -100.0% | 0.00% | – |
| SRF | Exit | CUSHING ENERGY INCOME | $0 | – | -13,262 | -100.0% | 0.00% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -12,784 | -100.0% | 0.00% | – |
| XOGAQ | Exit | EXTRACTION OIL AND GAS INC | $0 | – | -17,748 | -100.0% | 0.00% | – |
| ASRT | Exit | ASSERTIO THERAPEUTICS INC | $0 | – | -16,951 | -100.0% | 0.00% | – |
| XXII | Exit | 22ND CENTY GROUP INC | $0 | – | -10,572 | -100.0% | 0.00% | – |
| Exit | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $0 | – | -17,832 | -100.0% | 0.00% | – | |
| Exit | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $0 | – | -24,498 | -100.0% | 0.00% | – | |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -14,426 | -100.0% | 0.00% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -27,604 | -100.0% | 0.00% | – |
| ASX | Exit | ASE TECHNOLOGY HOLDING CO LTsponsored ads | $0 | – | -12,995 | -100.0% | 0.00% | – |
| AIQ | Exit | GLOBAL X FDSfutr analy etf | $0 | – | -10,905 | -100.0% | 0.00% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $0 | – | -19,506 | -100.0% | 0.00% | – | |
| Exit | ARES CAP CORPnote 3.750% 2/0 | $0 | – | -12,100 | -100.0% | 0.00% | – | |
| Exit | NUTANIX INCnote 1/1 | $0 | – | -14,005 | -100.0% | 0.00% | – | |
| Exit | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $0 | – | -18,131 | -100.0% | 0.00% | – | |
| FTAC | Exit | FINTECH ACQUISITION CORP III | $0 | – | -11,200 | -100.0% | 0.00% | – |
| Exit | MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $0 | – | -11,587 | -100.0% | 0.00% | – | |
| Exit | HERBALIFE LTDnote 2.625% 3/1 | $0 | – | -14,551 | -100.0% | 0.00% | – | |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $0 | – | -29,068 | -100.0% | 0.00% | – | |
| DSM | Exit | BNY MELLON STRATEGIC MUN BD | $0 | – | -12,363 | -100.0% | 0.00% | – |
| CNXM | Exit | CNX MIDSTREAM PARTNERS LP | $0 | – | -10,102 | -100.0% | 0.00% | – |
| Exit | SEACOR HOLDINGS INCnote 3.000%11/1 | $0 | – | -29,491 | -100.0% | 0.00% | – | |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -15,313 | -100.0% | 0.00% | – | |
| PSO | Exit | PEARSON PLCsponsored adr | $0 | – | -13,778 | -100.0% | 0.00% | – |
| Exit | PRA GROUP INCnote 3.500% 6/0 | $0 | – | -22,381 | -100.0% | 0.00% | – | |
| Exit | GREENBRIER COS INCnote 2.875% 2/0 | $0 | – | -15,374 | -100.0% | 0.00% | – | |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -10,185 | -100.0% | 0.00% | – |
| TBRG | Exit | THUNDER BRIDGE ACQUISITION L | $0 | – | -17,500 | -100.0% | 0.00% | – |
| CKPT | Exit | CHECKPOINT THERAPEUTICS INC | $0 | – | -10,594 | -100.0% | 0.00% | – |
| Exit | WEIBO CORPnote 1.250%11/1 | $0 | – | -20,769 | -100.0% | 0.00% | – | |
| Exit | TWITTER INCnote 0.250% 6/1 | $0 | – | -10,712 | -100.0% | 0.00% | – | |
| Exit | NEVRO CORPnote 1.750% 6/0 | $0 | – | -31,994 | -100.0% | 0.00% | – | |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -11,191 | -100.0% | 0.00% | – |
| VIVE | Exit | VIVEVE MED INC | $0 | – | -315,086 | -100.0% | 0.00% | – |
| Exit | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $0 | – | -19,517 | -100.0% | 0.00% | – | |
| PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -14,580 | -100.0% | 0.00% | – |
| SALT | Exit | SCORPIO BULKERS INC | $0 | – | -17,732 | -100.0% | 0.00% | – |
| Exit | THERAVANCE INCnote 2.125% 1/1 | $0 | – | -19,926 | -100.0% | 0.00% | – | |
| Exit | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $0 | – | -14,758 | -100.0% | 0.00% | – | |
| PBT | Exit | PERMIAN BASIN RTY TRunit ben int | $0 | – | -20,076 | -100.0% | 0.00% | – |
| NUS | Exit | NU SKIN ENTERPRISES INCcl a | $0 | – | -5,662 | -100.0% | -0.00% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -7,828 | -100.0% | -0.00% | – |
| BOX | Exit | BOX INCcl a | $0 | – | -23,166 | -100.0% | -0.00% | – |
| IYE | Exit | ISHARES TRu.s. energy etf | $0 | – | -7,118 | -100.0% | -0.00% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -7,835 | -100.0% | -0.00% | – |
| RUSHA | Exit | RUSH ENTERPRISES INCcl a | $0 | – | -6,274 | -100.0% | -0.00% | – |
| GVA | Exit | GRANITE CONSTR INC | $0 | – | -7,493 | -100.0% | -0.00% | – |
| GLUU | Exit | GLU MOBILE INC | $0 | – | -73,454 | -100.0% | -0.00% | – |
| EIG | Exit | EMPLOYERS HOLDINGS INC | $0 | – | -7,798 | -100.0% | -0.00% | – |
| CIC | Exit | CAPITOL INVT CORP IVcl a ord | $0 | – | -50,000 | -100.0% | -0.00% | – |
| PK | Exit | PARK HOTELS RESORTS INC | $0 | – | -10,461 | -100.0% | -0.00% | – |
| STAY | Exit | EXTENDED STAY AMER INCunit 99/99/9999b | $0 | – | -15,300 | -100.0% | -0.00% | – |
| NTES | Exit | NETEASE INCsponsored adr | $0 | – | -909 | -100.0% | -0.00% | – |
| IUSB | Exit | ISHARES TRcore total usd | $0 | – | -4,224 | -100.0% | -0.00% | – |
| SAIC | Exit | SCIENCE APPLICATNS INTL CP N | $0 | – | -3,077 | -100.0% | -0.00% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -3,118 | -100.0% | -0.00% | – |
| DISH | Exit | DISH NETWORK CORPcl a | $0 | – | -8,562 | -100.0% | -0.00% | – |
| IART | Exit | INTEGRA LIFESCIENCES HLDGS C | $0 | – | -6,038 | -100.0% | -0.00% | – |
| PXH | Exit | INVESCO EXCHNG TRADED FD TRftse rafi emng | $0 | – | -22,156 | -100.0% | -0.00% | – |
| FNHC | Exit | FEDNAT HLDG CO | $0 | – | -17,185 | -100.0% | -0.00% | – |
| CTAC | Exit | CHASERG TECHNLGY ACQUISITN Cclass a | $0 | – | -51,898 | -100.0% | -0.00% | – |
| ACTT | Exit | ACT II GLOBAL ACQUISITION CO | $0 | – | -50,000 | -100.0% | -0.00% | – |
| OSB | Exit | NORBORD INC | $0 | – | -12,110 | -100.0% | -0.00% | – |
| SMMCU | Exit | SOUTH MTN MERGER CORPunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.00% | – |
| BBC | Exit | ETFIS SER TR Ivirtus lifesc ct | $0 | – | -11,051 | -100.0% | -0.00% | – |
| GXGXU | Exit | GX ACQUISITION CORPunit 05/24/2026 | $0 | – | -50,000 | -100.0% | -0.00% | – |
| WOR | Exit | WORTHINGTON INDS INC | $0 | – | -5,311 | -100.0% | -0.00% | – |
| OSIS | Exit | OSI SYSTEMS INC | $0 | – | -3,496 | -100.0% | -0.00% | – |
| WOOD | Exit | ISHARES TRgl timb fore etf | $0 | – | -9,598 | -100.0% | -0.00% | – |
| DAN | Exit | DANA INCORPORATED | $0 | – | -17,490 | -100.0% | -0.00% | – |
| HYZD | Exit | WISDOMTREE TRhedged hi yld bd | $0 | – | -9,008 | -100.0% | -0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INC | $0 | – | -25,392 | -100.0% | -0.00% | – |
| Exit | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $0 | – | -249,165 | -100.0% | -0.00% | – | |
| MTOR | Exit | MERITOR INC | $0 | – | -9,928 | -100.0% | -0.00% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -5,471 | -100.0% | -0.00% | – |
| ARGO | Exit | ARGO GROUP INTL HLDGS LTD | $0 | – | -2,728 | -100.0% | -0.00% | – |
| LPL | Exit | LG DISPLAY CO LTDspons adr rep | $0 | – | -63,845 | -100.0% | -0.00% | – |
| GBAB | Exit | GUGGENHEIM TAXABLE MUN MNGD | $0 | – | -13,777 | -100.0% | -0.00% | – |
| UPWK | Exit | UPWORK INC | $0 | – | -13,346 | -100.0% | -0.00% | – |
| NKTR | Exit | NEKTAR THERAPEUTICS | $0 | – | -10,350 | -100.0% | -0.00% | – |
| NFE | Exit | NEW FORTRESS ENERGY LLC | $0 | – | -34,000 | -100.0% | -0.00% | – |
| SCHP | Exit | SCHWAB STRATEGIC TRus tips etf | $0 | – | -5,483 | -100.0% | -0.00% | – |
| SPFI | Exit | SOUTH PLAINS FINANCIAL INC | $0 | – | -26,654 | -100.0% | -0.00% | – |
| HUYA | Exit | HUYA INC | $0 | – | -9,275 | -100.0% | -0.00% | – |
| EWH | Exit | ISHARES INCmsci hong kg etf | $0 | – | -9,612 | -100.0% | -0.00% | – |
| Exit | CHENIERE ENERGY INCnote 4.250% 3/1 | $0 | – | -250,592 | -100.0% | -0.00% | – | |
| USIG | Exit | ISHARES TRusd inv grde etf | $0 | – | -3,588 | -100.0% | -0.00% | – |
| HYEM | Exit | VANECK VECTORS ETF TRemerging mkts hi | $0 | – | -17,057 | -100.0% | -0.00% | – |
| TRK | Exit | SPEEDWAY MOTORSPORTS INC | $0 | – | -14,130 | -100.0% | -0.00% | – |
| MCEF | Exit | FIRST TR EXCHNG TRADED FD VImun cef in opt | $0 | – | -10,940 | -100.0% | -0.00% | – |
| DRNA | Exit | DICERNA PHARMACEUTICALS INC | $0 | – | -12,814 | -100.0% | -0.00% | – |
| AN | Exit | AUTONATION INC | $0 | – | -5,713 | -100.0% | -0.00% | – |
| TOCA | Exit | TOCAGEN INC | $0 | – | -36,615 | -100.0% | -0.00% | – |
| IHDG | Exit | WISDOMTREE TRitl hdg qtly div | $0 | – | -15,227 | -100.0% | -0.00% | – |
| MRTX | Exit | MIRATI THERAPEUTICS INC | $0 | – | -3,628 | -100.0% | -0.00% | – |
| EWD | Exit | ISHARES INCmsci sweden etf | $0 | – | -7,098 | -100.0% | -0.00% | – |
| MIK | Exit | MICHAELS COS INC | $0 | – | -33,817 | -100.0% | -0.00% | – |
| EMCI | Exit | EMC INS GROUP INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ESV | Exit | ENSCO ROWAN PLC | $0 | – | -47,412 | -100.0% | -0.00% | – |
| PRNT | Exit | ARK ETF TR3d printing etf | $0 | – | -11,833 | -100.0% | -0.00% | – |
| UNM | Exit | UNUM GROUP | $0 | – | -14,253 | -100.0% | -0.00% | – |
| AA | Exit | ALCOA CORP | $0 | – | -9,247 | -100.0% | -0.00% | – |
| BICK | Exit | FIRST TR BICK INDEX FD | $0 | – | -7,460 | -100.0% | -0.00% | – |
| QAI | Exit | INDEXIQ ETF TRhedge mlti etf | $0 | – | -7,274 | -100.0% | -0.00% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -14,298 | -100.0% | -0.00% | – |
| MOMO | Exit | MOMO INCadr | $0 | – | -5,825 | -100.0% | -0.00% | – |
| MUDS | Exit | MUDRICK CAP ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.00% | – |
| MAIN | Exit | MAIN STREET CAPITAL CORP | $0 | – | -5,083 | -100.0% | -0.00% | – |
| BDCS | Exit | UBS AG JERSEY BRHetrac wells bdci | $0 | – | -23,372 | -100.0% | -0.00% | – |
| TDAC | Exit | TRIDENT ACQUISITIONS CORP | $0 | – | -46,498 | -100.0% | -0.00% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -11,768 | -100.0% | -0.00% | – |
| GMOM | Exit | CAMBRIA ETF TRglb moment etf | $0 | – | -11,374 | -100.0% | -0.00% | – |
| IBCD | Exit | ISHARES TRibnds mar20 etf | $0 | – | -13,619 | -100.0% | -0.00% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.00% | – |
| GPS | Exit | GAP INC | $0 | – | -18,806 | -100.0% | -0.00% | – |
| USMF | Exit | WISDOMTREE TRus multifactor | $0 | – | -6,950 | -100.0% | -0.00% | – |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -6,030 | -100.0% | -0.00% | – |
| FNSR | Exit | FINISAR CORP | $0 | – | -10,982 | -100.0% | -0.00% | – |
| PIN | Exit | INVESCO INDIA EXCHG TRED FDindia etf | $0 | – | -16,379 | -100.0% | -0.00% | – |
| ALKS | Exit | ALKERMES PLC | $0 | – | -9,821 | -100.0% | -0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -16,175 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION LTD | $0 | – | -5,689 | -100.0% | -0.00% | – |
| RVLV | Exit | REVOLVE GROUP INCcl a | $0 | – | -6,249 | -100.0% | -0.00% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITON CO | $0 | – | -50,000 | -100.0% | -0.00% | – |
| RSX | Exit | VANECK VECTORS ETF TRrussia etf | $0 | – | -16,808 | -100.0% | -0.00% | – |
| MMSI | Exit | MERIT MED SYS INC | $0 | – | -4,133 | -100.0% | -0.00% | – |
| ARKQ | Exit | ARK ETF TRindl innovatin | $0 | – | -10,637 | -100.0% | -0.00% | – |
| WAGE | Exit | WAGEWORKS INC | $0 | – | -7,172 | -100.0% | -0.00% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -28,259 | -100.0% | -0.00% | – |
| SFLY | Exit | SHUTTERFLY INC | $0 | – | -7,154 | -100.0% | -0.00% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -4,748 | -100.0% | -0.00% | – |
| RBB | Exit | RBB BANCORP | $0 | – | -19,250 | -100.0% | -0.00% | – |
| SKIS | Exit | PEAK RESORTS INC | $0 | – | -44,478 | -100.0% | -0.00% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -5,035 | -100.0% | -0.00% | – |
| JBGS | Exit | JBG SMITH PPTYS | $0 | – | -5,129 | -100.0% | -0.00% | – |
| AVNS | Exit | AVANOS MED INC | $0 | – | -7,320 | -100.0% | -0.00% | – |
| CVET | Exit | COVETRUS INC | $0 | – | -29,839 | -100.0% | -0.00% | – |
| SPMD | Exit | SPDR SERIES TRUSTportfolio md etf | $0 | – | -17,727 | -100.0% | -0.00% | – |
| SIZE | Exit | ISHARES TRusa size factor | $0 | – | -9,703 | -100.0% | -0.00% | – |
| AABA | Exit | ALTABA INC | $0 | – | -9,606 | -100.0% | -0.00% | – |
| SPLG | Exit | SPDR SERIES TRUSTportfolio lr etf | $0 | – | -17,527 | -100.0% | -0.00% | – |
| PBP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 buy wrt | $0 | – | -30,761 | -100.0% | -0.00% | – |
| PHB | Exit | INVESCO EXCHNG TRADED FD TRfndmntl hy crp | $0 | – | -43,620 | -100.0% | -0.00% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -33,657 | -100.0% | -0.00% | – |
| TERP | Exit | TERRAFORM PWR INC | $0 | – | -43,396 | -100.0% | -0.00% | – |
| HYGH | Exit | ISHARES US ETF TRit rt hdg hgyl | $0 | – | -8,736 | -100.0% | -0.00% | – |
| IOO | Exit | ISHARES TRglobal 100 etf | $0 | – | -14,227 | -100.0% | -0.00% | – |
| FFTY | Exit | INNOVATOR ETFS TRibd 50 etf | $0 | – | -27,912 | -100.0% | -0.00% | – |
| IPOA | Exit | SOCIAL CAP HEDOSOPHIA HLDGScl a | $0 | – | -65,524 | -100.0% | -0.00% | – |
| TREE | Exit | LENDINGTREE INC NEW | $0 | – | -1,844 | -100.0% | -0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -64,499 | -100.0% | -0.00% | – |
| KRNT | Exit | KORNIT DIGITAL LTD | $0 | – | -27,127 | -100.0% | -0.00% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -87,728 | -100.0% | -0.00% | – |
| APU | Exit | AMERIGAS PARTNERS L Punit l p int | $0 | – | -23,668 | -100.0% | -0.00% | – |
| FM | Exit | ISHARES INCmsci frntr100etf | $0 | – | -22,872 | -100.0% | -0.00% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -37,474 | -100.0% | -0.00% | – |
| RFV | Exit | INVESCO EXCHANGE TRADED FD Ts&p mdcp400 vl | $0 | – | -9,486 | -100.0% | -0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -187,335 | -100.0% | -0.00% | – |
| BRT | Exit | BRT APARTMENTS CORP | $0 | – | -56,837 | -100.0% | -0.00% | – |
| PZZA | Exit | PAPA JOHNS INTL INC | $0 | – | -16,415 | -100.0% | -0.00% | – |
| DCUD | Exit | DOMINION ENERGY INCunit 08/15/2019 | $0 | – | -19,074 | -100.0% | -0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -59,088 | -100.0% | -0.00% | – |
| PWC | Exit | INVESCO EXCHANGE TRADED FD Tdynmc mkt etf | $0 | – | -7,030 | -100.0% | -0.00% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEW | $0 | – | -30,832 | -100.0% | -0.00% | – |
| IWC | Exit | ISHARES TRmicro-cap etf | $0 | – | -6,361 | -100.0% | -0.00% | – |
| AVT | Exit | AVNET INC | $0 | – | -16,815 | -100.0% | -0.00% | – |
| PKX | Exit | POSCOsponsored adr | $0 | – | -15,700 | -100.0% | -0.00% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -4,787 | -100.0% | -0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -70,334 | -100.0% | -0.00% | – |
| IWX | Exit | ISHARES TRrus tp200 vl etf | $0 | – | -24,822 | -100.0% | -0.00% | – |
| TIIAY | Exit | TELECOM ITALIA S P A NEWspon adr ord | $0 | – | -204,974 | -100.0% | -0.00% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLC | $0 | – | -31,107 | -100.0% | -0.00% | – |
| ACLS | Exit | AXCELIS TECHNOLOGIES INC | $0 | – | -73,375 | -100.0% | -0.00% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -61,512 | -100.0% | -0.00% | – |
| SBH | Exit | SALLY BEAUTY HLDGS INC | $0 | – | -98,782 | -100.0% | -0.00% | – |
| CCU | Exit | COMPANIA CERVECERIAS UNIDASsponsored adr | $0 | – | -38,695 | -100.0% | -0.00% | – |
| XPER | Exit | XPERI CORP | $0 | – | -62,760 | -100.0% | -0.00% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORP | $0 | – | -10,415 | -100.0% | -0.00% | – |
| TECK | Exit | TECK RESOURCES LTDcl b | $0 | – | -46,493 | -100.0% | -0.00% | – |
| ARRY | Exit | ARRAY BIOPHARMA INC | $0 | – | -30,214 | -100.0% | -0.00% | – |
| HABT | Exit | HABIT RESTAURANTS INC | $0 | – | -129,654 | -100.0% | -0.00% | – |
| IBMH | Exit | ISHARES TRibonds sep19 etf | $0 | – | -61,424 | -100.0% | -0.00% | – |
| PRSC | Exit | PROVIDENCE SVC CORP | $0 | – | -24,505 | -100.0% | -0.00% | – |
| IWY | Exit | ISHARES TRrus tp200 gr etf | $0 | – | -18,297 | -100.0% | -0.00% | – |
| UVSP | Exit | UNIVEST FINANCIAL CORPORATIO | $0 | – | -60,961 | -100.0% | -0.00% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -85,879 | -100.0% | -0.00% | – |
| ISCG | Exit | ISHARES TRmrgstr sm cp gr | $0 | – | -7,914 | -100.0% | -0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCcl a | $0 | – | -10,538 | -100.0% | -0.01% | – |
| TDS | Exit | TELEPHONE & DATA SYS INC | $0 | – | -63,463 | -100.0% | -0.01% | – |
| MGLN | Exit | MAGELLAN HEALTH INC | $0 | – | -27,511 | -100.0% | -0.01% | – |
| CORP | Exit | PIMCO ETF TRinv grd crp bd | $0 | – | -19,266 | -100.0% | -0.01% | – |
| SMAR | Exit | SMARTSHEET INC | $0 | – | -37,174 | -100.0% | -0.01% | – |
| LKNCY | Exit | LUCKIN COFFEE INCsponsored ads | $0 | – | -102,396 | -100.0% | -0.01% | – |
| DIOD | Exit | DIODES INC | $0 | – | -67,123 | -100.0% | -0.01% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -79,746 | -100.0% | -0.01% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -753,971 | -100.0% | -0.01% | – |
| HWC | Exit | HANCOCK WHITNEY CORPORATION | $0 | – | -61,366 | -100.0% | -0.01% | – |
| ANDX | Exit | ANDEAVOR LOGISTICS LP | $0 | – | -76,660 | -100.0% | -0.01% | – |
| XRX | Exit | XEROX CORP | $0 | – | -80,681 | -100.0% | -0.01% | – |
| LXP | Exit | LEXINGTON REALTY TRUST | $0 | – | -275,963 | -100.0% | -0.01% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -171,494 | -100.0% | -0.01% | – |
| RXN | Exit | REXNORD CORP NEW | $0 | – | -99,807 | -100.0% | -0.01% | – |
| RAMP | Exit | LIVERAMP HLDGS INC | $0 | – | -62,995 | -100.0% | -0.01% | – |
| TCF | Exit | TCF FINL CORP | $0 | – | -143,727 | -100.0% | -0.01% | – |
| IDCC | Exit | INTERDIGITAL INC | $0 | – | -63,033 | -100.0% | -0.01% | – |
| HOMB | Exit | HOME BANCSHARES INC | $0 | – | -223,356 | -100.0% | -0.01% | – |
| HF | Exit | HFF INCcl a | $0 | – | -102,200 | -100.0% | -0.01% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -45,882 | -100.0% | -0.02% | – |
| WP | Exit | WORLDPAY INCcl a | $0 | – | -46,454 | -100.0% | -0.02% | – |
| HPT | Exit | HOSPITALITY PPTYS TR | $0 | – | -225,240 | -100.0% | -0.02% | – |
| IRBT | Exit | IROBOT CORP | $0 | – | -65,161 | -100.0% | -0.02% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -122,836 | -100.0% | -0.02% | – |
| PTC | Exit | PTC INC | $0 | – | -69,473 | -100.0% | -0.02% | – |
| FOE | Exit | FERRO CORP | $0 | – | -424,312 | -100.0% | -0.02% | – |
| MOD | Exit | MODINE MFG CO | $0 | – | -555,083 | -100.0% | -0.02% | – |
| KFY | Exit | KORN FERRY | $0 | – | -194,181 | -100.0% | -0.02% | – |
| UBNT | Exit | UBIQUITI NETWORKS INC | $0 | – | -65,454 | -100.0% | -0.02% | – |
| B | Exit | BARNES GROUP INC | $0 | – | -153,013 | -100.0% | -0.02% | – |
| GIII | Exit | G-III APPAREL GROUP LTD | $0 | – | -286,056 | -100.0% | -0.02% | – |
| TMK | Exit | TORCHMARK CORP | $0 | – | -98,837 | -100.0% | -0.02% | – |
| MBUU | Exit | MALIBU BOATS INC | $0 | – | -256,703 | -100.0% | -0.03% | – |
| CHFC | Exit | CHEMICAL FINL CORP | $0 | – | -247,953 | -100.0% | -0.03% | – |
| ICUI | Exit | ICU MED INC | $0 | – | -41,121 | -100.0% | -0.03% | – |
| LLL | Exit | L3 TECHNOLOGIES INC | $0 | – | -45,545 | -100.0% | -0.03% | – |
| EPAY | Exit | BOTTOMLINE TECH DEL INC | $0 | – | -285,438 | -100.0% | -0.03% | – |
| RHT | Exit | RED HAT INC | $0 | – | -70,471 | -100.0% | -0.03% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -216,026 | -100.0% | -0.04% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -360,513 | -100.0% | -0.04% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -114,150 | -100.0% | -0.06% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-11-19
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 39 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.4% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 39 | Q3 2023 | 1.5% |
| JPMORGAN CHASE & CO | 39 | Q3 2023 | 1.5% |
| UNITEDHEALTH GROUP INC | 39 | Q3 2023 | 1.6% |
| AMAZON COM INC | 39 | Q3 2023 | 2.1% |
| VISA INC | 39 | Q3 2023 | 1.3% |
| CISCO SYS INC | 39 | Q3 2023 | 1.2% |
| ISHARES TR | 39 | Q3 2023 | 1.1% |
View STIFEL FINANCIAL CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Investcorp Credit Management BDC, Inc. | October 04, 2019 | 2,181,818 | 16.0% |
| Carlyle GMS Finance, Inc. | March 12, 2014 | 333,119 | 3.5% |
| KNIGHT CAPITAL GROUP, INC. | August 16, 2012 | 17,908,009 | 4.9% |
| STIFEL FINANCIAL CORP | June 07, 2002 | 402,720 | 5.3% |
View STIFEL FINANCIAL CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-08 |
| 4 | 2024-05-03 |
| 144 | 2024-05-02 |
| ARS | 2024-04-26 |
| DEF 14A | 2024-04-26 |
| DEFA14A | 2024-04-26 |
| 8-K | 2024-04-24 |
| 4 | 2024-04-12 |
| SC 13G/A | 2024-04-10 |
| 8-K | 2024-03-28 |
View STIFEL FINANCIAL CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.