$38.8 Billion is the total value of STIFEL FINANCIAL CORP's 7231 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DD | New | DUPONT DE NEMOURS INC | $71,139,000 | – | 948,248 | +100.0% | 0.18% | – |
| DOW | New | DOW INC | $38,463,000 | – | 782,047 | +100.0% | 0.10% | – |
| ALC | New | ALCON INC | $14,817,000 | – | 240,631 | +100.0% | 0.04% | – |
| CTVA | New | CORTEVA INC | $12,576,000 | – | 431,704 | +100.0% | 0.03% | – |
| UBER | New | UBER TECHNOLOGIES INC | $10,618,000 | – | 227,900 | +100.0% | 0.03% | – |
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $8,911,000 | – | 81,758 | +100.0% | 0.02% | – |
| ENSG | New | ENSIGN GROUP INC | $9,052,000 | – | 158,661 | +100.0% | 0.02% | – |
| RDIV | New | INVESCO EXCHNG TRADED FD TRs&p ultra divide | $8,298,000 | – | 220,683 | +100.0% | 0.02% | – |
| TRP | New | TC ENERGY CORP | $6,733,000 | – | 136,513 | +100.0% | 0.02% | – |
| UCON | New | FIRST TR EXCHNG TRADED FD VItcw unconstrai | $6,064,000 | – | 235,396 | +100.0% | 0.02% | – |
| IRBT | New | IROBOT CORP | $5,974,000 | – | 65,161 | +100.0% | 0.02% | – |
| KTB | New | KONTOOR BRANDS INC | $4,704,000 | – | 170,893 | +100.0% | 0.01% | – |
| PNM | New | PNM RES INC | $3,992,000 | – | 78,421 | +100.0% | 0.01% | – |
| IDCC | New | INTERDIGITAL INC | $4,060,000 | – | 63,033 | +100.0% | 0.01% | – |
| POR | New | PORTLAND GEN ELEC CO | $3,659,000 | – | 67,634 | +100.0% | 0.01% | – |
| LRN | New | K12 INC | $3,340,000 | – | 109,818 | +100.0% | 0.01% | – |
| TMHC | New | TAYLOR MORRISON HOME CORP | $3,075,000 | – | 146,720 | +100.0% | 0.01% | – |
| RXN | New | REXNORD CORP NEW | $3,016,000 | – | 99,807 | +100.0% | 0.01% | – |
| MCY | New | MERCURY GENL CORP NEW | $3,295,000 | – | 52,704 | +100.0% | 0.01% | – |
| FCN | New | FTI CONSULTING INC | $2,998,000 | – | 35,764 | +100.0% | 0.01% | – |
| RAMP | New | LIVERAMP HLDGS INC | $3,055,000 | – | 62,995 | +100.0% | 0.01% | – |
| LNTH | New | LANTHEUS HLDGS INC | $2,686,000 | – | 94,915 | +100.0% | 0.01% | – |
| PIPR | New | PIPER JAFFRAY COS | $2,683,000 | – | 36,139 | +100.0% | 0.01% | – |
| CXP | New | COLUMBIA PPTY TR INC | $2,741,000 | – | 132,143 | +100.0% | 0.01% | – |
| LXP | New | LEXINGTON REALTY TRUST | $2,597,000 | – | 275,963 | +100.0% | 0.01% | – |
| WNC | New | WABASH NATL CORP | $2,790,000 | – | 171,494 | +100.0% | 0.01% | – |
| FBC | New | FLAGSTAR BANCORP INC | $2,659,000 | – | 80,235 | +100.0% | 0.01% | – |
| OFC | New | CORPORATE OFFICE PPTYS TRsh ben int | $2,896,000 | – | 109,786 | +100.0% | 0.01% | – |
| RBC | New | REGAL BELOIT CORP | $2,528,000 | – | 30,929 | +100.0% | 0.01% | – |
| IBOC | New | INTERNATIONAL BANCSHARES COR | $2,588,000 | – | 68,636 | +100.0% | 0.01% | – |
| RLJ | New | RLJ LODGING TR | $2,648,000 | – | 149,264 | +100.0% | 0.01% | – |
| FMBI | New | FIRST MIDWEST BANCORP DEL | $2,575,000 | – | 125,787 | +100.0% | 0.01% | – |
| SLGN | New | SILGAN HOLDINGS INC | $2,754,000 | – | 89,966 | +100.0% | 0.01% | – |
| PRGS | New | PROGRESS SOFTWARE CORP | $2,818,000 | – | 64,588 | +100.0% | 0.01% | – |
| AGO | New | ASSURED GUARANTY LTD | $2,745,000 | – | 65,200 | +100.0% | 0.01% | – |
| AEL | New | AMERICAN EQTY INVT LIFE HLD | $2,413,000 | – | 88,828 | +100.0% | 0.01% | – |
| AROC | New | ARCHROCK INC | $2,181,000 | – | 205,833 | +100.0% | 0.01% | – |
| CPF | New | CENTRAL PAC FINL CORP | $2,434,000 | – | 81,244 | +100.0% | 0.01% | – |
| DIOD | New | DIODES INC | $2,440,000 | – | 67,123 | +100.0% | 0.01% | – |
| FIBK | New | FIRST INTST BANCSYSTEM INC | $2,295,000 | – | 57,873 | +100.0% | 0.01% | – |
| HWC | New | HANCOCK WHITNEY CORPORATION | $2,459,000 | – | 61,366 | +100.0% | 0.01% | – |
| HT | New | HERSHA HOSPITALITY TR | $2,181,000 | – | 131,967 | +100.0% | 0.01% | – |
| MSTR | New | MICROSTRATEGY INCcl a new | $2,462,000 | – | 17,179 | +100.0% | 0.01% | – |
| PVAC | New | PENN VA CORP NEW | $2,210,000 | – | 72,020 | +100.0% | 0.01% | – |
| SJW | New | SJW GROUP | $2,139,000 | – | 35,199 | +100.0% | 0.01% | – |
| TDC | New | TERADATA CORP DEL | $2,387,000 | – | 66,605 | +100.0% | 0.01% | – |
| WCC | New | WESCO INTL INC | $2,506,000 | – | 49,484 | +100.0% | 0.01% | – |
| YMAB | New | Y MABS THERAPEUTICS INC | $2,287,000 | – | 100,000 | +100.0% | 0.01% | – |
| AMCR | New | AMCOR PLCord | $2,459,000 | – | 207,846 | +100.0% | 0.01% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTD | $2,355,000 | – | 98,438 | +100.0% | 0.01% | – |
| HNI | New | HNI CORP | $1,747,000 | – | 49,371 | +100.0% | 0.01% | – |
| BPFH | New | BOSTON PRIVATE FINL HLDGS IN | $1,931,000 | – | 160,011 | +100.0% | 0.01% | – |
| AZZ | New | AZZ INC | $1,777,000 | – | 38,620 | +100.0% | 0.01% | – |
| ASHR | New | DBX ETF TRxtrack hrvst csi | $2,008,000 | – | 70,873 | +100.0% | 0.01% | – |
| LKNCY | New | LUCKIN COFFEE INCsponsored ads | $1,995,000 | – | 102,396 | +100.0% | 0.01% | – |
| LYFT | New | LYFT INC | $1,971,000 | – | 29,945 | +100.0% | 0.01% | – |
| MTSC | New | MTS SYS CORP | $1,791,000 | – | 30,586 | +100.0% | 0.01% | – |
| MGLN | New | MAGELLAN HEALTH INC | $2,042,000 | – | 27,511 | +100.0% | 0.01% | – |
| MRTN | New | MARTEN TRANS LTD | $1,748,000 | – | 96,319 | +100.0% | 0.01% | – |
| TDS | New | TELEPHONE & DATA SYS INC | $1,929,000 | – | 63,463 | +100.0% | 0.01% | – |
| MTX | New | MINERALS TECHNOLOGIES INC | $1,923,000 | – | 35,929 | +100.0% | 0.01% | – |
| CMTL | New | COMTECH TELECOMMUNICATIONS C | $2,082,000 | – | 74,052 | +100.0% | 0.01% | – |
| SAH | New | SONIC AUTOMOTIVE INCcl a | $1,852,000 | – | 79,320 | +100.0% | 0.01% | – |
| SMAR | New | SMARTSHEET INC | $1,799,000 | – | 37,174 | +100.0% | 0.01% | – |
| CBPX | New | CONTINENTAL BLDG PRODS INC | $1,791,000 | – | 67,390 | +100.0% | 0.01% | – |
| SCHN | New | SCHNITZER STL INDScl a | $2,094,000 | – | 80,030 | +100.0% | 0.01% | – |
| DENN | New | DENNYS CORP | $2,095,000 | – | 102,006 | +100.0% | 0.01% | – |
| NR | New | NEWPARK RES INC | $1,976,000 | – | 266,303 | +100.0% | 0.01% | – |
| IBCP | New | INDEPENDENT BANK CORP MICH | $1,799,000 | – | 82,530 | +100.0% | 0.01% | – |
| NRGX | New | PIMCO ENRGY TACTICAL CR OPP | $1,853,000 | – | 94,342 | +100.0% | 0.01% | – |
| FDP | New | FRESH DEL MONTE PRODUCE INCord | $2,061,000 | – | 76,483 | +100.0% | 0.01% | – |
| ZUMZ | New | ZUMIEZ INC | $1,690,000 | – | 64,740 | +100.0% | 0.00% | – |
| BCEI | New | BONANZA CREEK ENERGY INC | $1,425,000 | – | 68,260 | +100.0% | 0.00% | – |
| IAA | New | IAA INC | $1,591,000 | – | 40,955 | +100.0% | 0.00% | – |
| HLIO | New | HELIOS TECHNOLOGIES INC | $1,638,000 | – | 35,184 | +100.0% | 0.00% | – |
| PRSC | New | PROVIDENCE SVC CORP | $1,405,000 | – | 24,505 | +100.0% | 0.00% | – |
| AVTR | New | AVANTOR INC | $1,736,000 | – | 90,818 | +100.0% | 0.00% | – |
| UTL | New | UNITIL CORP | $1,732,000 | – | 28,915 | +100.0% | 0.00% | – |
| LDL | New | LYDALL INC DEL | $1,468,000 | – | 72,671 | +100.0% | 0.00% | – |
| IWY | New | ISHARES TRrus tp200 gr etf | $1,570,000 | – | 18,297 | +100.0% | 0.00% | – |
| TRS | New | TRIMAS CORP | $1,445,000 | – | 46,667 | +100.0% | 0.00% | – |
| TCBK | New | TRICO BANCSHARES | $1,495,000 | – | 39,544 | +100.0% | 0.00% | – |
| PSN | New | PARSONS CORPORATION | $1,497,000 | – | 40,825 | +100.0% | 0.00% | – |
| BANF | New | BANCFIRST CORP | $1,431,000 | – | 25,717 | +100.0% | 0.00% | – |
| AMED | New | AMEDISYS INC | $1,706,000 | – | 13,932 | +100.0% | 0.00% | – |
| ETH | New | ETHAN ALLEN INTERIORS INC | $1,717,000 | – | 81,533 | +100.0% | 0.00% | – |
| ELF | New | E L F BEAUTY INC | $1,673,000 | – | 118,660 | +100.0% | 0.00% | – |
| CVI | New | CVR ENERGY INC | $1,586,000 | – | 31,727 | +100.0% | 0.00% | – |
| ACCO | New | ACCO BRANDS CORP | $1,505,000 | – | 191,271 | +100.0% | 0.00% | – |
| EPP | New | ISHARES INCmsci pac jp etf | $1,460,000 | – | 30,918 | +100.0% | 0.00% | – |
| CONN | New | CONNS INC | $1,207,000 | – | 67,724 | +100.0% | 0.00% | – |
| CLGX | New | CORELOGIC INC | $1,222,000 | – | 29,283 | +100.0% | 0.00% | – |
| HTBK | New | HERITAGE COMMERCE CORP | $1,277,000 | – | 104,200 | +100.0% | 0.00% | – |
| SPDW | New | SPDR INDEX SHS FDSportfolio devlpd | $1,346,000 | – | 45,361 | +100.0% | 0.00% | – |
| FSLY | New | FASTLY INCcl a | $1,004,000 | – | 49,547 | +100.0% | 0.00% | – |
| EXTN | New | EXTERRAN CORP | $1,191,000 | – | 83,696 | +100.0% | 0.00% | – |
| HEES | New | H & E EQUIPMENT SERVICES INC | $1,318,000 | – | 44,738 | +100.0% | 0.00% | – |
| IWX | New | ISHARES TRrus tp200 vl etf | $1,342,000 | – | 24,822 | +100.0% | 0.00% | – |
| GH | New | GUARDANT HEALTH INC | $1,027,000 | – | 11,915 | +100.0% | 0.00% | – |
| XPER | New | XPERI CORP | $1,292,000 | – | 62,760 | +100.0% | 0.00% | – |
| RWK | New | INVESCO EXCHNG TRADED FD TRs&p mdcp 400 rev | $1,255,000 | – | 20,545 | +100.0% | 0.00% | – |
| GRA | New | GRACE W R & CO DEL NEW | $1,252,000 | – | 16,418 | +100.0% | 0.00% | – |
| ACNB | New | ACNB CORP | $1,109,000 | – | 28,028 | +100.0% | 0.00% | – |
| VPG | New | VISHAY PRECISION GROUP INC | $990,000 | – | 24,363 | +100.0% | 0.00% | – |
| ACLS | New | AXCELIS TECHNOLOGIES INC | $1,104,000 | – | 73,375 | +100.0% | 0.00% | – |
| KMPR | New | KEMPER CORP DEL | $992,000 | – | 11,392 | +100.0% | 0.00% | – |
| TBBK | New | BANCORP INC DEL | $1,352,000 | – | 151,590 | +100.0% | 0.00% | – |
| BTAL | New | FQF TRagfiq us mk anti | $1,007,000 | – | 45,625 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP | $983,000 | – | 10,415 | +100.0% | 0.00% | – |
| TOWR | New | TOWER INTL INC | $1,199,000 | – | 61,512 | +100.0% | 0.00% | – |
| CBZ | New | CBIZ INC | $1,287,000 | – | 65,709 | +100.0% | 0.00% | – |
| TAL | New | TAL EDUCATION GROUPsponsored ads | $1,118,000 | – | 29,371 | +100.0% | 0.00% | – |
| CZNC | New | CITIZENS & NORTHN CORP | $1,259,000 | – | 47,826 | +100.0% | 0.00% | – |
| NCBS | New | NICOLET BANKSHARES INC | $1,135,000 | – | 18,287 | +100.0% | 0.00% | – |
| DWFI | New | SPDR SERIES TRUSTdorsey wrgt fi | $1,336,000 | – | 57,132 | +100.0% | 0.00% | – |
| RWJ | New | INVESCO EXCHNG TRADED FD TRs&p smallcap 600 | $787,000 | – | 12,515 | +100.0% | 0.00% | – |
| RWL | New | INVESCO EXCHNG TRADED FD TRs&p 500 revenue | $626,000 | – | 11,791 | +100.0% | 0.00% | – |
| OMFL | New | INVESCO EXCH TRD SLF IDX FDrusl 1000 dynm | $645,000 | – | 21,620 | +100.0% | 0.00% | – |
| ISBC | New | INVESTORS BANCORP INC NEW | $600,000 | – | 53,951 | +100.0% | 0.00% | – |
| JHI | New | HANCOCK JOHN INVS TR | $921,000 | – | 56,213 | +100.0% | 0.00% | – |
| IWC | New | ISHARES TRmicro-cap etf | $592,000 | – | 6,361 | +100.0% | 0.00% | – |
| GCBC | New | GREENE COUNTY BANCORP INC | $871,000 | – | 29,604 | +100.0% | 0.00% | – |
| JHMF | New | JOHN HANCOCK ETF TRUSTmultifactor fi | $764,000 | – | 20,114 | +100.0% | 0.00% | – |
| KOP | New | KOPPERS HOLDINGS INC | $846,000 | – | 28,819 | +100.0% | 0.00% | – |
| FRPT | New | FRESHPET INC | $636,000 | – | 13,961 | +100.0% | 0.00% | – |
| LCA | New | LANDCADIA HLDGS II INCcl a | $722,000 | – | 74,207 | +100.0% | 0.00% | – |
| LEVI | New | LEVI STRAUSS & CO NEW | $672,000 | – | 32,266 | +100.0% | 0.00% | – |
| LX | New | LEXINFINTECH HLDGS LTDadr | $615,000 | – | 55,050 | +100.0% | 0.00% | – |
| NXTG | New | FIRST TR EXCHANGE TRADED FDindxx nextg etf | $793,000 | – | 16,171 | +100.0% | 0.00% | – |
| FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $796,000 | – | 15,514 | +100.0% | 0.00% | – |
| FLIC | New | FIRST LONG IS CORP | $690,000 | – | 34,339 | +100.0% | 0.00% | – |
| FNLC | New | FIRST BANCORP INC ME | $817,000 | – | 30,420 | +100.0% | 0.00% | – |
| LION | New | FIDELITY SOUTHERN CORP NEW | $955,000 | – | 30,832 | +100.0% | 0.00% | – |
| FDBC | New | FIDELITY D & D BANCORP INC | $854,000 | – | 12,714 | +100.0% | 0.00% | – |
| PHAS | New | PHASEBIO PHARMACEUTICALS INC | $951,000 | – | 72,961 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST INCcl a | $776,000 | – | 28,979 | +100.0% | 0.00% | – |
| PFS | New | PROVIDENT FINL SVCS INC | $587,000 | – | 24,211 | +100.0% | 0.00% | – |
| RDY | New | DR REDDYS LABS LTDadr | $964,000 | – | 25,518 | +100.0% | 0.00% | – |
| QTWO | New | Q2 HLDGS INC | $811,000 | – | 10,608 | +100.0% | 0.00% | – |
| DSGX | New | DESCARTES SYS GROUP INC | $779,000 | – | 21,078 | +100.0% | 0.00% | – |
| CVLG | New | COVENANT TRANSN GROUP INCcl a | $792,000 | – | 53,852 | +100.0% | 0.00% | – |
| SPLB | New | SPDR SERIES TRUSTportfolio ln cor | $759,000 | – | 26,257 | +100.0% | 0.00% | – |
| CBU | New | COMMUNITY BK SYS INC | $628,000 | – | 9,534 | +100.0% | 0.00% | – |
| CHNG | New | CHANGE HEALTHCARE INC | $927,000 | – | 63,446 | +100.0% | 0.00% | – |
| CTRE | New | CARETRUST REIT INC | $867,000 | – | 36,632 | +100.0% | 0.00% | – |
| TRST | New | TRUSTCO BK CORP N Y | $859,000 | – | 108,408 | +100.0% | 0.00% | – |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR | $635,000 | – | 30,674 | +100.0% | 0.00% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $691,000 | – | 64,499 | +100.0% | 0.00% | – |
| DCF | New | BNY MELLON ALCENTRA GLOBAL C | $706,000 | – | 75,623 | +100.0% | 0.00% | – |
| AVT | New | AVNET INC | $758,000 | – | 16,815 | +100.0% | 0.00% | – |
| AUB | New | ATLANTIC UN BANKSHARES CORP | $883,000 | – | 24,845 | +100.0% | 0.00% | – |
| AIZ | New | ASSURANT INC | $945,000 | – | 8,869 | +100.0% | 0.00% | – |
| IBUY | New | AMPLIFY ETF TRonlin retl etf | $801,000 | – | 16,230 | +100.0% | 0.00% | – |
| FOLD | New | AMICUS THERAPEUTICS INC | $736,000 | – | 59,088 | +100.0% | 0.00% | – |
| ZYME | New | ZYMEWORKS INC | $622,000 | – | 28,363 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCcl a | $707,000 | – | 115,349 | +100.0% | 0.00% | – |
| AQN | New | ALGONQUIN PWR UTILS CORP | $604,000 | – | 49,559 | +100.0% | 0.00% | – |
| PAGS | New | PAGSEGURO DIGITAL LTD | $961,000 | – | 24,670 | +100.0% | 0.00% | – |
| KRNT | New | KORNIT DIGITAL LTD | $855,000 | – | 27,127 | +100.0% | 0.00% | – |
| AMAG | New | AMAG PHARMACEUTICALS INC | $876,000 | – | 87,728 | +100.0% | 0.00% | – |
| IPO | New | RENAISSANCE CAP GREENWICH FDipo etf | $235,000 | – | 7,448 | +100.0% | 0.00% | – |
| MTOR | New | MERITOR INC | $235,000 | – | 9,928 | +100.0% | 0.00% | – |
| MDP | New | MEREDITH CORP | $260,000 | – | 4,748 | +100.0% | 0.00% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $468,000 | – | 23,942 | +100.0% | 0.00% | – |
| CBT | New | CABOT CORP | $251,000 | – | 5,252 | +100.0% | 0.00% | – |
| ROBT | New | FIRST TR EXCHANGE TRADED FDnasdq artfcial | $577,000 | – | 17,576 | +100.0% | 0.00% | – |
| CSGS | New | CSG SYS INTL INC | $206,000 | – | 4,158 | +100.0% | 0.00% | – |
| CNA | New | CNA FINL CORP | $410,000 | – | 8,719 | +100.0% | 0.00% | – |
| CFFA | New | CF FIN ACQUISITION CORP | $501,000 | – | 50,000 | +100.0% | 0.00% | – |
| FMB | New | FIRST TR EXCHANG TRADED FD Imanagd mun etf | $330,000 | – | 6,077 | +100.0% | 0.00% | – |
| BLD | New | TOPBUILD CORP | $323,000 | – | 3,903 | +100.0% | 0.00% | – |
| FDIV | New | FIRST TR EXCHANGE TRADED FDft strg incm etf | $241,000 | – | 4,830 | +100.0% | 0.00% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $207,000 | – | 5,083 | +100.0% | 0.00% | – |
| MCEF | New | FIRST TR EXCHNG TRADED FD VImun cef in opt | $208,000 | – | 10,940 | +100.0% | 0.00% | – |
| TW | New | TRADEWEB MKTS INCcl a | $278,000 | – | 6,497 | +100.0% | 0.00% | – |
| TDAC | New | TRIDENT ACQUISITIONS CORP | $481,000 | – | 46,498 | +100.0% | 0.00% | – |
| TMCX | New | TRINITY MERGER CORP | $515,000 | – | 50,000 | +100.0% | 0.00% | – |
| THCB | New | TUSCAN HOLDINGS CORP | $510,000 | – | 51,600 | +100.0% | 0.00% | – |
| LAD | New | LITHIA MTRS INCcl a | $487,000 | – | 4,081 | +100.0% | 0.00% | – |
| FLS | New | FLOWSERVE CORP | $204,000 | – | 3,820 | +100.0% | 0.00% | – |
| LVHD | New | LEGG MASON ETF INVESTMENT TRlow divi etf | $232,000 | – | 7,245 | +100.0% | 0.00% | – |
| UNM | New | UNUM GROUP | $479,000 | – | 14,253 | +100.0% | 0.00% | – |
| RSX | New | VANECK VECTORS ETF TRrussia etf | $396,000 | – | 16,808 | +100.0% | 0.00% | – |
| FRAF | New | FRANKLIN FINL SVCS CORP | $431,000 | – | 11,300 | +100.0% | 0.00% | – |
| FLQL | New | FRANKLIN TEMPLETON ETF TRlibertyq us eqt | $217,000 | – | 6,800 | +100.0% | 0.00% | – |
| LBAI | New | LAKELAND BANCORP INC | $305,000 | – | 18,932 | +100.0% | 0.00% | – |
| LGIH | New | LGI HOMES INC | $381,000 | – | 5,296 | +100.0% | 0.00% | – |
| VFMF | New | VANGUARD WELLINGTON FDus multifactor | $297,000 | – | 3,905 | +100.0% | 0.00% | – |
| LPL | New | LG DISPLAY CO LTDspons adr rep | $495,000 | – | 63,845 | +100.0% | 0.00% | – |
| LB | New | L BRANDS INC | $318,000 | – | 12,147 | +100.0% | 0.00% | – |
| OBOR | New | KRANESHARES TRmsci one belt | $294,000 | – | 12,400 | +100.0% | 0.00% | – |
| KL | New | KIRKLAND LAKE GOLD LTD | $248,000 | – | 5,923 | +100.0% | 0.00% | – |
| BHB | New | BAR HBR BANKSHARES | $261,000 | – | 9,800 | +100.0% | 0.00% | – |
| KRP | New | KIMBELL RTY PARTNERS LPunit | $264,000 | – | 16,330 | +100.0% | 0.00% | – |
| KRC | New | KILROY RLTY CORP | $220,000 | – | 2,985 | +100.0% | 0.00% | – |
| GXGXU | New | GX ACQUISITION CORPunit 05/24/2026 | $503,000 | – | 50,000 | +100.0% | 0.00% | – |
| GSAH | New | GS ACQUISITION HLDGS CORP | $507,000 | – | 50,000 | +100.0% | 0.00% | – |
| KRNY | New | KEARNY FINL CORP MD | $234,000 | – | 17,650 | +100.0% | 0.00% | – |
| BPMP | New | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $356,000 | – | 22,949 | +100.0% | 0.00% | – |
| KREF | New | KKR REAL ESTATE FIN TR INC | $436,000 | – | 22,317 | +100.0% | 0.00% | – |
| VCYT | New | VERACYTE INC | $383,000 | – | 13,437 | +100.0% | 0.00% | – |
| AVA | New | AVISTA CORP | $513,000 | – | 11,462 | +100.0% | 0.00% | – |
| GPS | New | GAP INC | $339,000 | – | 18,806 | +100.0% | 0.00% | – |
| AVNS | New | AVANOS MED INC | $316,000 | – | 7,320 | +100.0% | 0.00% | – |
| KB | New | KB FINANCIAL GROUP INCsponsored adr | $220,000 | – | 5,566 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INC | $236,000 | – | 5,713 | +100.0% | 0.00% | – |
| JMIA | New | JUMIA TECHNOLOGIES AGsponsored ads | $229,000 | – | 8,608 | +100.0% | 0.00% | – |
| CSA | New | VICTORY PORTFOLIOS II | $229,000 | – | 5,005 | +100.0% | 0.00% | – |
| CSB | New | VICTORY PORTFOLIOS II | $258,000 | – | 5,814 | +100.0% | 0.00% | – |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $421,000 | – | 14,188 | +100.0% | 0.00% | – |
| WW | New | WEIGHT WATCHERS INTL INC NEW | $309,000 | – | 16,175 | +100.0% | 0.00% | – |
| WEN | New | WENDYS CO | $546,000 | – | 27,871 | +100.0% | 0.00% | – |
| GLUU | New | GLU MOBILE INC | $517,000 | – | 73,454 | +100.0% | 0.00% | – |
| DGL | New | INVESCO DB MLTI SECTR CMMTYgold fd | $205,000 | – | 4,740 | +100.0% | 0.00% | – |
| GRC | New | GORMAN RUPP CO | $219,000 | – | 6,692 | +100.0% | 0.00% | – |
| WOR | New | WORTHINGTON INDS INC | $215,000 | – | 5,311 | +100.0% | 0.00% | – |
| ZG | New | ZILLOW GROUP INCcl a | $227,000 | – | 5,035 | +100.0% | 0.00% | – |
| GOF | New | GUGGENHEIM STRATEGIC OPP FD | $370,000 | – | 18,192 | +100.0% | 0.00% | – |
| IART | New | INTEGRA LIFESCIENCES HLDGS C | $336,000 | – | 6,038 | +100.0% | 0.00% | – |
| ACTT | New | ACT II GLOBAL ACQUISITION CO | $488,000 | – | 50,000 | +100.0% | 0.00% | – |
| USIG | New | ISHARES TRusd inv grde etf | $204,000 | – | 3,588 | +100.0% | 0.00% | – |
| ARGO | New | ARGO GROUP INTL HLDGS LTD | $200,000 | – | 2,728 | +100.0% | 0.00% | – |
| VBF | New | INVESCO BD FD | $217,000 | – | 11,665 | +100.0% | 0.00% | – |
| CIC | New | CAPITOL INVT CORP IVcl a ord | $512,000 | – | 50,000 | +100.0% | 0.00% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $250,000 | – | 25,000 | +100.0% | 0.00% | – |
| ESV | New | ENSCO ROWAN PLC | $396,000 | – | 47,412 | +100.0% | 0.00% | – |
| LHC | New | LEO HOLDINGS CORP | $510,000 | – | 49,696 | +100.0% | 0.00% | – |
| HUYA | New | HUYA INC | $226,000 | – | 9,275 | +100.0% | 0.00% | – |
| CRSP | New | CRISPR THERAPEUTICS AGnamen akt | $399,000 | – | 8,304 | +100.0% | 0.00% | – |
| IRTC | New | IRHYTHM TECHNOLOGIES INC | $376,000 | – | 4,759 | +100.0% | 0.00% | – |
| XENT | New | INTERSECT ENT INC | $244,000 | – | 10,839 | +100.0% | 0.00% | – |
| EELV | New | INVESCO EXCHNG TRADED FD TRs&p emrng mkts | $235,000 | – | 9,655 | +100.0% | 0.00% | – |
| ETRN | New | EQUITRANS MIDSTREAM CORPORAT | $301,000 | – | 14,846 | +100.0% | 0.00% | – |
| EIG | New | EMPLOYERS HOLDINGS INC | $330,000 | – | 7,798 | +100.0% | 0.00% | – |
| ERI | New | ELDORADO RESORTS INC | $252,000 | – | 5,471 | +100.0% | 0.00% | – |
| STAY | New | EXTENDED STAY AMER INCunit 99/99/9999b | $258,000 | – | 15,300 | +100.0% | 0.00% | – |
| PFIS | New | PEOPLES FINL SVCS CORP | $346,000 | – | 7,681 | +100.0% | 0.00% | – |
| PRFT | New | PERFICIENT INC | $418,000 | – | 12,126 | +100.0% | 0.00% | – |
| PFGC | New | PERFORMANCE FOOD GROUP CO | $321,000 | – | 7,919 | +100.0% | 0.00% | – |
| ZROZ | New | PIMCO ETF TR25yr+ zero u s | $370,000 | – | 2,855 | +100.0% | 0.00% | – |
| PVTL | New | PIVOTAL SOFTWARE INC | $264,000 | – | 25,392 | +100.0% | 0.00% | – |
| FNCB | New | FNCB BANCORP INC | $245,000 | – | 31,696 | +100.0% | 0.00% | – |
| PTMN | New | PORTMAN RIDGE FIN CORP | $278,000 | – | 123,719 | +100.0% | 0.00% | – |
| PSTL | New | POSTAL REALTY TRUST INCcl a | $414,000 | – | 26,100 | +100.0% | 0.00% | – |
| PAWZ | New | PROSHARES TRpet care etf | $344,000 | – | 8,060 | +100.0% | 0.00% | – |
| DISH | New | DISH NETWORK CORPcl a | $328,000 | – | 8,562 | +100.0% | 0.00% | – |
| RMG | New | RMG ACQUISITION CORPcl a | $487,000 | – | 49,800 | +100.0% | 0.00% | – |
| DPHC | New | DIAMONDPEAK HLDGS COR | $486,000 | – | 50,000 | +100.0% | 0.00% | – |
| DEACU | New | DIAMOND EAGLE ACQUISITION COunit 06/30/2026 | $510,000 | – | 50,700 | +100.0% | 0.00% | – |
| DNLI | New | DENALI THERAPEUTICS INC | $240,000 | – | 11,575 | +100.0% | 0.00% | – |
| RDFN | New | REDFIN CORP | $214,000 | – | 11,983 | +100.0% | 0.00% | – |
| FNHC | New | FEDNAT HLDG CO | $243,000 | – | 17,185 | +100.0% | 0.00% | – |
| RVLV | New | REVOLVE GROUP INCcl a | $217,000 | – | 6,249 | +100.0% | 0.00% | – |
| DNBF | New | DNB FINL CORP | $458,000 | – | 10,307 | +100.0% | 0.00% | – |
| RUSHA | New | RUSH ENTERPRISES INCcl a | $229,000 | – | 6,274 | +100.0% | 0.00% | – |
| CUE | New | CUE BIOPHARMA INC | $502,000 | – | 55,855 | +100.0% | 0.00% | – |
| SBBX | New | SB ONE BANCORP | $409,000 | – | 18,313 | +100.0% | 0.00% | – |
| CUB | New | CUBIC CORP | $279,000 | – | 4,339 | +100.0% | 0.00% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $302,000 | – | 4,496 | +100.0% | 0.00% | – |
| FBND | New | FIDELITYtotal bd etf | $263,000 | – | 5,159 | +100.0% | 0.00% | – |
| NWE | New | NORTHWESTERN CORP | $215,000 | – | 3,022 | +100.0% | 0.00% | – |
| CUZ | New | COUSINS PPTYS INC | $235,000 | – | 6,463 | +100.0% | 0.00% | – |
| OSB | New | NORBORD INC | $300,000 | – | 12,110 | +100.0% | 0.00% | – |
| MMTM | New | SPDR SERIES TRUSTs&p1500momtilt | $459,000 | – | 3,588 | +100.0% | 0.00% | – |
| LGLV | New | SPDR SERIES TRUSTssga us lrg etf | $318,000 | – | 2,939 | +100.0% | 0.00% | – |
| FCBC | New | FIRST CMNTY BANKSHARES INC V | $262,000 | – | 7,761 | +100.0% | 0.00% | – |
| FCCY | New | 1ST CONSTITUTION BANCORP | $283,000 | – | 15,336 | +100.0% | 0.00% | – |
| NYT | New | NEW YORK TIMES COcl a | $558,000 | – | 17,146 | +100.0% | 0.00% | – |
| NTES | New | NETEASE INCsponsored adr | $231,000 | – | 909 | +100.0% | 0.00% | – |
| FNDC | New | SCHWAB STRATEGIC TRschwb fdt int sc | $221,000 | – | 7,063 | +100.0% | 0.00% | – |
| FXNC | New | FIRST NATL CORP | $396,000 | – | 19,480 | +100.0% | 0.00% | – |
| NSSC | New | NAPCO SEC TECHNOLOGIES INC | $520,000 | – | 17,673 | +100.0% | 0.00% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $402,000 | – | 27,223 | +100.0% | 0.00% | – |
| NCR | New | NCR CORP NEW | $259,000 | – | 8,360 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES INC | $322,000 | – | 8,559 | +100.0% | 0.00% | – |
| MUDS | New | MUDRICK CAP ACQUISITION CORP | $510,000 | – | 50,000 | +100.0% | 0.00% | – |
| BICK | New | FIRST TR BICK INDEX FD | $200,000 | – | 7,460 | +100.0% | 0.00% | – |
| CCF | New | CHASE CORP | $217,000 | – | 2,027 | +100.0% | 0.00% | – |
| SMMCU | New | SOUTH MTN MERGER CORPunit 99/99/9999 | $500,000 | – | 50,000 | +100.0% | 0.00% | – |
| SPFI | New | SOUTH PLAINS FINANCIAL INC | $440,000 | – | 26,654 | +100.0% | 0.00% | – |
| SONA | New | SOUTHERN NATL BANCORP OF VA | $194,000 | – | 12,677 | +100.0% | 0.00% | – |
| CVCY | New | CENTRAL VALLEY CMNTY BANCORP | $363,000 | – | 17,011 | +100.0% | 0.00% | – |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $500,000 | – | 50,000 | +100.0% | 0.00% | – |
| MRTX | New | MIRATI THERAPEUTICS INC | $375,000 | – | 3,628 | +100.0% | 0.00% | – |
| MSVB | New | MID SOUTHERN BANCORP INC | $247,000 | – | 19,588 | +100.0% | 0.00% | – |
| SCL | New | STEPAN CO | $225,000 | – | 2,438 | +100.0% | 0.00% | – |
| DPHCW | New | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $13,000 | – | 16,666 | +100.0% | 0.00% | – |
| New | OIL STS INTL INCnote 1.500% 2/1 | $12,000 | – | 12,452 | +100.0% | 0.00% | – | |
| SPFF | New | GLOBAL X FDSglbx suprinc etf | $124,000 | – | 10,650 | +100.0% | 0.00% | – |
| New | ARES CAP CORPnote 3.750% 2/0 | $12,000 | – | 12,100 | +100.0% | 0.00% | – | |
| New | STARWOOD PPTY TR INCnote 4.375% 4/0 | $20,000 | – | 20,274 | +100.0% | 0.00% | – | |
| New | CARDTRONICS INCnote 1.000%12/0 | $22,000 | – | 22,299 | +100.0% | 0.00% | – | |
| DGICA | New | DONEGAL GROUP INCcl a | $156,000 | – | 10,220 | +100.0% | 0.00% | – |
| New | WEIBO CORPnote 1.250%11/1 | $21,000 | – | 20,769 | +100.0% | 0.00% | – | |
| OBELF | New | OBSIDIAN ENERGY LTD | $18,000 | – | 15,055 | +100.0% | 0.00% | – |
| New | PURE STORAGE INCnote 0.125% 4/1 | $22,000 | – | 22,023 | +100.0% | 0.00% | – | |
| New | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $20,000 | – | 19,517 | +100.0% | 0.00% | – | |
| PBI | New | PITNEY BOWES INC | $64,000 | – | 15,311 | +100.0% | 0.00% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $87,000 | – | 11,455 | +100.0% | 0.00% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $98,000 | – | 12,355 | +100.0% | 0.00% | – |
| WMC | New | WESTERN ASSET MTG CAP CORP | $120,000 | – | 12,050 | +100.0% | 0.00% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $170,000 | – | 11,215 | +100.0% | 0.00% | – |
| CNXM | New | CNX MIDSTREAM PARTNERS LP | $142,000 | – | 10,102 | +100.0% | 0.00% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $164,000 | – | 16,039 | +100.0% | 0.00% | – |
| New | CSG SYS INTL INCnote 4.250% 3/1 | $24,000 | – | 24,339 | +100.0% | 0.00% | – | |
| New | INSMED INCnote 1.750% 1/1 | $12,000 | – | 11,653 | +100.0% | 0.00% | – | |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $11,000 | – | 10,973 | +100.0% | 0.00% | – | |
| New | INPHI CORPnote 0.750% 9/0 | $17,000 | – | 16,631 | +100.0% | 0.00% | – | |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $19,000 | – | 19,399 | +100.0% | 0.00% | – | |
| SALT | New | SCORPIO BULKERS INC | $80,000 | – | 17,732 | +100.0% | 0.00% | – |
| New | THERAVANCE INCnote 2.125% 1/1 | $20,000 | – | 19,926 | +100.0% | 0.00% | – | |
| New | MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $12,000 | – | 11,587 | +100.0% | 0.00% | – | |
| TWI | New | TITAN INTL INC ILL | $79,000 | – | 15,384 | +100.0% | 0.00% | – |
| New | WRIGHT MED GROUP INCnote 2.000% 2/1 | $30,000 | – | 30,275 | +100.0% | 0.00% | – | |
| ABEV | New | AMBEV SAsponsored adr | $162,000 | – | 34,927 | +100.0% | 0.00% | – |
| New | TWITTER INCnote 0.250% 6/1 | $11,000 | – | 10,712 | +100.0% | 0.00% | – | |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $48,000 | – | 48,319 | +100.0% | 0.00% | – | |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $15,000 | – | 14,758 | +100.0% | 0.00% | – | |
| New | DISH NETWORK CORPnote 2.375% 3/1 | $15,000 | – | 14,780 | +100.0% | 0.00% | – | |
| New | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $18,000 | – | 18,131 | +100.0% | 0.00% | – | |
| New | PRA GROUP INCnote 3.500% 6/0 | $22,000 | – | 22,381 | +100.0% | 0.00% | – | |
| New | DISH NETWORK CORPnote 3.375% 8/1 | $26,000 | – | 26,249 | +100.0% | 0.00% | – | |
| New | ZILLOW GROUP INCnote 2.000%12/0 | $19,000 | – | 19,238 | +100.0% | 0.00% | – | |
| DSM | New | BNY MELLON STRATEGIC MUN BD | $98,000 | – | 12,363 | +100.0% | 0.00% | – |
| DHF | New | BNY MELLON HIGH YIELD STRATEsh ben int | $49,000 | – | 15,987 | +100.0% | 0.00% | – |
| ZIXI | New | ZIX CORP | $132,000 | – | 14,853 | +100.0% | 0.00% | – |
| New | PACIRA BIOSCIENCESnote 2.375% 4/0 | $13,000 | – | 13,310 | +100.0% | 0.00% | – | |
| ACTTW | New | ACT II GLOBAL ACQUISITION CO*w exp 04/30/202 | $17,000 | – | 25,000 | +100.0% | 0.00% | – |
| UEC | New | URANIUM ENERGY CORP | $35,000 | – | 26,000 | +100.0% | 0.00% | – |
| BCX | New | BLACKROCK RES & COMM STRAT T | $119,000 | – | 14,426 | +100.0% | 0.00% | – |
| VNDA | New | VANDA PHARMACEUTICALS INC | $142,000 | – | 10,300 | +100.0% | 0.00% | – |
| New | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $11,000 | – | 11,478 | +100.0% | 0.00% | – | |
| New | PRICELINE GRP INCnote 0.900% 9/1 | $24,000 | – | 24,022 | +100.0% | 0.00% | – | |
| NAZ | New | NUVEEN ARIZONA QLTY MUN INC | $136,000 | – | 10,439 | +100.0% | 0.00% | – |
| RAD | New | RITE AID CORP | $94,000 | – | 16,678 | +100.0% | 0.00% | – |
| REMX | New | VANECK VECTORS ETF TRrare earth strat | $165,000 | – | 10,850 | +100.0% | 0.00% | – |
| New | QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $28,000 | – | 27,924 | +100.0% | 0.00% | – | |
| New | NUTANIX INCnote 1/1 | $14,000 | – | 14,005 | +100.0% | 0.00% | – | |
| New | BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $12,000 | – | 12,001 | +100.0% | 0.00% | – | |
| SCZRT | New | CUSHING RENAISSANCE FDright 07/18/2019 | $1,000 | – | 10,500 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INC | $31,000 | – | 12,784 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $24,000 | – | 24,498 | +100.0% | 0.00% | – | |
| LCAHW | New | LANDCADIA HLDGS II INC*w exp 05/09/202 | $21,000 | – | 24,735 | +100.0% | 0.00% | – |
| New | SM ENERGY COnote 1.500% 7/0 | $22,000 | – | 22,084 | +100.0% | 0.00% | – | |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $30,000 | – | 29,573 | +100.0% | 0.00% | – | |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $139,000 | – | 10,517 | +100.0% | 0.00% | – |
| PSO | New | PEARSON PLCsponsored adr | $143,000 | – | 13,778 | +100.0% | 0.00% | – |
| New | DYCOM INDS INCnote 0.750% 9/1 | $20,000 | – | 20,482 | +100.0% | 0.00% | – | |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $16,000 | – | 16,666 | +100.0% | 0.00% | – |
| BKS | New | BARNES & NOBLE INC | $72,000 | – | 10,887 | +100.0% | 0.00% | – |
| New | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $18,000 | – | 18,224 | +100.0% | 0.00% | – | |
| New | EVOLENT HEALTH INCnote 2.000%12/0 | $11,000 | – | 10,667 | +100.0% | 0.00% | – | |
| New | FINISAR CORPnote 0.500%12/1 | $18,000 | – | 17,549 | +100.0% | 0.00% | – | |
| FTAC | New | FINTECH ACQUISITION CORP III | $110,000 | – | 11,200 | +100.0% | 0.00% | – |
| New | FIREEYE INCnote 1.625% 6/0 | $15,000 | – | 15,040 | +100.0% | 0.00% | – | |
| New | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $18,000 | – | 18,332 | +100.0% | 0.00% | – | |
| XOGAQ | New | EXTRACTION OIL AND GAS INC | $76,000 | – | 17,748 | +100.0% | 0.00% | – |
| SACH | New | SACHEM CAP CORP | $76,000 | – | 13,700 | +100.0% | 0.00% | – |
| DPW | New | DPW HLDGS INC | $6,000 | – | 18,582 | +100.0% | 0.00% | – |
| SAND | New | SANDSTORM GOLD LTD | $167,000 | – | 28,960 | +100.0% | 0.00% | – |
| New | NEVRO CORPnote 1.750% 6/0 | $32,000 | – | 31,994 | +100.0% | 0.00% | – | |
| DMF | New | BNY MELLON MUN INCOME INC | $97,000 | – | 11,350 | +100.0% | 0.00% | – |
| LEO | New | BNY MELLON STRATEGIC MUNS IN | $116,000 | – | 14,323 | +100.0% | 0.00% | – |
| BRPMWS | New | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $13,000 | – | 25,000 | +100.0% | 0.00% | – |
| New | SEACOR HOLDINGS INCnote 3.000%11/1 | $29,000 | – | 29,491 | +100.0% | 0.00% | – | |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $18,000 | – | 17,832 | +100.0% | 0.00% | – | |
| New | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $15,000 | – | 15,077 | +100.0% | 0.00% | – | |
| New | VERINT SYS INCnote 1.500% 6/0 | $32,000 | – | 32,147 | +100.0% | 0.00% | – | |
| New | HERBALIFE LTDnote 2.625% 3/1 | $15,000 | – | 14,551 | +100.0% | 0.00% | – | |
| AVYA | New | AVAYA HLDGS CORP | $146,000 | – | 12,232 | +100.0% | 0.00% | – |
| New | NRG ENERGY INCdbcv 2.750% 6/0 | $12,000 | – | 11,749 | +100.0% | 0.00% | – | |
| EZPW | New | EZCORP INCcl a non vtg | $117,000 | – | 12,545 | +100.0% | 0.00% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $192,000 | – | 19,695 | +100.0% | 0.00% | – |
| RPLAWS | New | REPLAY ACQUISITION CORP*w exp 03/01/202 | $16,000 | – | 22,850 | +100.0% | 0.00% | – |
| New | CHINA LODGING GROUP LTDnote 0.375%11/0 | $16,000 | – | 16,220 | +100.0% | 0.00% | – | |
| CHS | New | CHICOS FAS INC | $34,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $20,000 | – | 19,506 | +100.0% | 0.00% | – | |
| VIVE | New | VIVEVE MED INC | $119,000 | – | 315,086 | +100.0% | 0.00% | – |
| ASRT | New | ASSERTIO THERAPEUTICS INC | $58,000 | – | 16,951 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Ziegler Capital Management, LLC #1
- STIFEL NICOLAUS & CO INC \MO\ #2
- EquityCompass Investment Management #3
- Century Securities Associates, Inc. #4
- 1919 Investment Counsel, LLC #5
- Stifel Trust Company, N.A. #6
- Stifel Trust Co Delaware, N.A. #7
- JACKSON NATIONAL ASSET MANAGEMENT LLC #8
- Washington Crossing Advisers LLC #9
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 39 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.4% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 39 | Q3 2023 | 1.5% |
| JPMORGAN CHASE & CO | 39 | Q3 2023 | 1.5% |
| UNITEDHEALTH GROUP INC | 39 | Q3 2023 | 1.6% |
| AMAZON COM INC | 39 | Q3 2023 | 2.1% |
| VISA INC | 39 | Q3 2023 | 1.3% |
| CISCO SYS INC | 39 | Q3 2023 | 1.2% |
| ISHARES TR | 39 | Q3 2023 | 1.1% |
View STIFEL FINANCIAL CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Investcorp Credit Management BDC, Inc. | October 04, 2019 | 2,181,818 | 16.0% |
| Carlyle GMS Finance, Inc. | March 12, 2014 | 333,119 | 3.5% |
| KNIGHT CAPITAL GROUP, INC. | August 16, 2012 | 17,908,009 | 4.9% |
| STIFEL FINANCIAL CORP | June 07, 2002 | 402,720 | 5.3% |
View STIFEL FINANCIAL CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 10-Q | 2024-05-08 |
| 4 | 2024-05-03 |
| 144 | 2024-05-02 |
| ARS | 2024-04-26 |
| DEF 14A | 2024-04-26 |
| DEFA14A | 2024-04-26 |
| 8-K | 2024-04-24 |
| 4 | 2024-04-12 |
| SC 13G/A | 2024-04-10 |
View STIFEL FINANCIAL CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.