This page lists the SEC filings reported by STIFEL FINANCIAL CORP.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2019-02-11 | VANGUARD GROUP INC | STIFEL FINANCIAL CORP | 6,358,958 | 8.8% | EDGAR |
| SC 13G/A | 2019-01-31 | BlackRock Inc. | STIFEL FINANCIAL CORP | 8,256,150 | 11.5% | EDGAR |
| SC 13G/A | 2018-02-09 | VANGUARD GROUP INC | STIFEL FINANCIAL CORP | 5,586,125 | 8.2% | EDGAR |
| SC 13G/A | 2018-01-19 | BlackRock Inc. | STIFEL FINANCIAL CORP | 7,263,723 | 10.6% | EDGAR |
| SC 13G/A | 2017-02-10 | VANGUARD GROUP INC | STIFEL FINANCIAL CORP | 4,984,293 | 7.5% | EDGAR |
| SC 13G/A | 2017-01-09 | BlackRock Inc. | STIFEL FINANCIAL CORP | 6,773,224 | 10.2% | EDGAR |
| SC 13G/A | 2016-02-10 | VANGUARD GROUP INC | STIFEL FINANCIAL CORP | 4,525,737 | 6.5% | EDGAR |
| SC 13G/A | 2016-02-01 | Invesco Ltd. | STIFEL FINANCIAL CORP | 2,673,565 | 3.8% | EDGAR |
| SC 13G/A | 2016-01-27 | BlackRock Inc. | STIFEL FINANCIAL CORP | 6,017,746 | 8.7% | EDGAR |
| SC 13G/A | 2015-02-11 | VANGUARD GROUP INC | STIFEL FINANCIAL CORP | 4,216,107 | 6.4% | EDGAR |
| SC 13G/A | 2015-02-10 | Invesco Ltd. | STIFEL FINANCIAL CORP | 4,203,613 | 6.4% | EDGAR |
| SC 13G/A | 2015-02-02 | ROYCE & ASSOCIATES LLC | STIFEL FINANCIAL CORP | 1,616,050 | 2.4% | EDGAR |
| SC 13G/A | 2015-01-22 | BlackRock Inc. | STIFEL FINANCIAL CORP | 5,896,280 | 8.9% | EDGAR |
| SC 13G/A | 2014-03-12 | STIFEL FINANCIAL CORP | Carlyle GMS Finance, Inc. | 333,119 | 3.5% | EDGAR |
| SC 13D | 2014-02-18 | STIFEL FINANCIAL CORP | CM Finance Inc | 2,181,818 | 17.0% | EDGAR |
| SC 13G/A | 2014-02-12 | VANGUARD GROUP INC | STIFEL FINANCIAL CORP | 3,857,047 | 6.1% | EDGAR |
| SC 13G | 2014-02-11 | Invesco Ltd. | STIFEL FINANCIAL CORP | 3,885,911 | 6.1% | EDGAR |
| SC 13G/A | 2014-01-30 | BlackRock Inc. | STIFEL FINANCIAL CORP | 6,027,375 | 9.5% | EDGAR |
| SC 13G/A | 2014-01-14 | ROYCE & ASSOCIATES LLC | STIFEL FINANCIAL CORP | 3,279,664 | 5.2% | EDGAR |
| SC 13G | 2013-08-30 | STIFEL FINANCIAL CORP | Carlyle GMS Finance, Inc. | 333,119 | 12.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.