$642 Billion is the total value of BANK OF AMERICA CORP /DE/'s 21365 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 119.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EGI | Exit | ENTREE RES LTD | $0 | – | -20,000 | -100.0% | 0.00% | – |
| LGL | Exit | LGL GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| HACV | Exit | ISHARES TRedge msci | $0 | – | -308 | -100.0% | 0.00% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 08/31 | $0 | – | -31,970 | -100.0% | 0.00% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUEput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| REFR | Exit | RESEARCH FRONTIERS INC | $0 | – | -25,000 | -100.0% | 0.00% | – |
| RFFC | Exit | ALPS ETF TRriverfrnt | $0 | – | -2,291 | -100.0% | 0.00% | – |
| WCC | Exit | WESCO INTL INCcall | $0 | – | -19,000 | -100.0% | 0.00% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| ALKS | Exit | ALKERMES PLCput | $0 | – | -14,900 | -100.0% | 0.00% | – |
| SAEX | Exit | SAEXPLORATION HLDGS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | SUNPOWER CORPdbcv 4.00 | $0 | – | -9,000 | -100.0% | 0.00% | – | |
| Exit | WORKDAY INCnote 0.75 | $0 | – | -19,000 | -100.0% | 0.00% | – | |
| AAVVF | Exit | ADVANTAGE OIL & GAS LTD | $0 | – | -1,967 | -100.0% | 0.00% | – |
| TJX | Exit | TJX COS INC NEWcall | $0 | – | -6,200 | -100.0% | 0.00% | – |
| RH | Exit | RHput | $0 | – | -400 | -100.0% | 0.00% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -103,589 | -100.0% | 0.00% | – |
| FFKT | Exit | FARMERS CAP BK CORP | $0 | – | -1,960 | -100.0% | 0.00% | – |
| MGA | Exit | MAGNA INTL INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| Exit | TUTOR PERINI CORPnote 2.87 | $0 | – | -357,000 | -100.0% | 0.00% | – | |
| APEN | Exit | APOLLO ENDOSURGERY INC | $0 | – | -394 | -100.0% | 0.00% | – |
| SRCLP | Exit | STERICYCLE INCdep pfd a | $0 | – | -41,650 | -100.0% | 0.00% | – |
| Exit | VITAMIN SHOPPE INCnote 2.25 | $0 | – | -173,000 | -100.0% | 0.00% | – | |
| KLDX | Exit | KLONDEX MNS LTD | $0 | – | -69,504 | -100.0% | 0.00% | – |
| TRN | Exit | TRINITY INDS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| HCOM | Exit | HAWAIIAN TELCOM HOLDCO INC | $0 | – | -104,025 | -100.0% | 0.00% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEWput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| Exit | PACIRA PHARMACEUTICALS INCnote 2.37 | $0 | – | -87,000 | -100.0% | 0.00% | – | |
| JTPY | Exit | JETPAY CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| TOK | Exit | ISHARES TRmsci kokus | $0 | – | -87 | -100.0% | 0.00% | – |
| CDE | Exit | COEUR MNG INCput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| PRTA | Exit | PROTHENA CORP PLCcall | $0 | – | -94,500 | -100.0% | 0.00% | – |
| SPLK | Exit | SPLUNK INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PANL | Exit | PANGAEA LOGISTICS SOLUTION L | $0 | – | -592 | -100.0% | 0.00% | – |
| TDACU | Exit | TRIDENT ACQUISITIONS CORPunit 05/09 | $0 | – | -4,300 | -100.0% | 0.00% | – |
| MATF | Exit | ISHARES TRmltfact ma | $0 | – | -18,595 | -100.0% | 0.00% | – |
| GLNG | Exit | GOLAR LNG LTD BERMUDAcall | $0 | – | -85,000 | -100.0% | 0.00% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -763 | -100.0% | 0.00% | – | |
| FPAY | Exit | FLEXSHOPPER INC | $0 | – | -2 | -100.0% | 0.00% | – |
| AOI | Exit | ALLIANCE ONE INTL INC | $0 | – | -2,104 | -100.0% | 0.00% | – |
| OEUR | Exit | OSI ETF TRoshares ft | $0 | – | -50 | -100.0% | 0.00% | – |
| LND | Exit | BRASILAGRO BRAZILIAN AGRIC Rsponsored | $0 | – | -291 | -100.0% | 0.00% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.00 | $0 | – | -378,000 | -100.0% | 0.00% | – | |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCcall | $0 | – | -24,800 | -100.0% | 0.00% | – |
| MTGE | Exit | MTGE INVT CORP | $0 | – | -66,611 | -100.0% | 0.00% | – |
| ASTC | Exit | ASTROTECH CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| DISCA | Exit | DISCOVERY INCput | $0 | – | -19,500 | -100.0% | 0.00% | – |
| INDF | Exit | ISHARES TRmltfact in | $0 | – | -2,485 | -100.0% | 0.00% | – |
| UCBA | Exit | UNITED CMNTY BANCORP IND | $0 | – | -3 | -100.0% | 0.00% | – |
| NTN | Exit | NTN BUZZTIME INC | $0 | – | -2 | -100.0% | 0.00% | – |
| HEMV | Exit | ISHARES INCmin vola e | $0 | – | -15,287 | -100.0% | 0.00% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| HIVE | Exit | AEROHIVE NETWORKS INCcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| AAU | Exit | ALMADEN MINERALS LTD | $0 | – | -1,300 | -100.0% | 0.00% | – |
| Exit | VEECO INSTRS INC DELnote 2.70 | $0 | – | -367,000 | -100.0% | 0.00% | – | |
| AAMC | Exit | ALTISOURCE ASSET MGMT CORP | $0 | – | -16 | -100.0% | 0.00% | – |
| JASO | Exit | JA SOLAR HOLDINGS CO LTDspon adr r | $0 | – | -11,536 | -100.0% | 0.00% | – |
| ASV | Exit | ASV HLDGS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| NAKD | Exit | NAKED BRAND GROUP LIMITED | $0 | – | -4 | -100.0% | 0.00% | – |
| TCHF | Exit | ISHARES TRmltfact te | $0 | – | -2,417 | -100.0% | 0.00% | – |
| VTGN | Exit | VISTAGEN THERAPEUTICS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| RDCM | Exit | RADCOM LTD | $0 | – | -662 | -100.0% | 0.00% | – |
| Exit | FIREEYE INCnote 1.62 | $0 | – | -150,000 | -100.0% | 0.00% | – | |
| DLHC | Exit | DLH HLDGS CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| COFWS | Exit | CAPITAL ONE FINL CORP*w exp 11/ | $0 | – | -13,000 | -100.0% | 0.00% | – |
| IDX | Exit | VANECK VECTORS ETF TRindonesia | $0 | – | -4,570 | -100.0% | 0.00% | – |
| AZRE | Exit | AZURE PWR GLOBAL LTD | $0 | – | -11,361 | -100.0% | 0.00% | – |
| SKOR | Exit | FLEXSHARES TRcr scd us | $0 | – | -1,521 | -100.0% | 0.00% | – |
| ALSK | Exit | ALASKA COMMUNICATIONS SYS GR | $0 | – | -1,000 | -100.0% | 0.00% | – |
| KODKWS | Exit | EASTMAN KODAK CO*w exp 09/ | $0 | – | -419 | -100.0% | 0.00% | – |
| SYV | Exit | SSGA ACTIVE ETF TRmfs sys va | $0 | – | -229 | -100.0% | 0.00% | – |
| ZGNX | Exit | ZOGENIX INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ALFA | Exit | ETF SER SOLUTIONSalpclone a | $0 | – | -180 | -100.0% | 0.00% | – |
| JNP | Exit | JUNIPER PHARMACEUTICALS INC | $0 | – | -1,900 | -100.0% | 0.00% | – |
| DTRM | Exit | DETERMINE INC | $0 | – | -4 | -100.0% | 0.00% | – |
| DRI | Exit | DARDEN RESTAURANTS INCcall | $0 | – | -16,400 | -100.0% | 0.00% | – |
| OLLI | Exit | OLLIES BARGAIN OUTLT HLDGS Icall | $0 | – | -26,000 | -100.0% | 0.00% | – |
| ROKU | Exit | ROKU INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| WTFCW | Exit | WINTRUST FINL CORP*w exp 12/ | $0 | – | -1,000 | -100.0% | 0.00% | – |
| KND | Exit | KINDRED HEALTHCARE INC | $0 | – | -29,466 | -100.0% | 0.00% | – |
| IWD | Exit | ISHARES TRput | $0 | – | -2,200 | -100.0% | 0.00% | – |
| APRI | Exit | APRICUS BIOSCIENCES INC | $0 | – | -213 | -100.0% | 0.00% | – |
| SPUN | Exit | VANECK VECTORS ETF TRspinoff | $0 | – | -910 | -100.0% | 0.00% | – |
| EASI | Exit | AMPLIFY ETF TReasi tacti | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ARBOR RLTY TR INCnote 6.50 | $0 | – | -80,000 | -100.0% | 0.00% | – | |
| GNW | Exit | GENWORTH FINL INCput | $0 | – | -9,500 | -100.0% | 0.00% | – |
| JPMB | Exit | JP MORGAN EXCHANGE TRADED FDusd emrng | $0 | – | -1,347 | -100.0% | 0.00% | – |
| RFEM | Exit | FIRST TR EXCH TRADED FD IIIrivr frnt | $0 | – | -191 | -100.0% | 0.00% | – |
| TROX | Exit | TRONOX LTDcall | $0 | – | -75,500 | -100.0% | 0.00% | – |
| QRTEB | Exit | QURATE RETAIL INC | $0 | – | -100 | -100.0% | 0.00% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -163,861 | -100.0% | 0.00% | – |
| FMC | Exit | F M C CORPcall | $0 | – | -15,200 | -100.0% | 0.00% | – |
| COLL | Exit | COLLEGIUM PHARMACEUTICAL INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| BECN | Exit | BEACON ROOFING SUPPLY INCput | $0 | – | -18,000 | -100.0% | 0.00% | – |
| MATR | Exit | MATTERSIGHT CORP | $0 | – | -135 | -100.0% | 0.00% | – |
| Exit | SYNAPTICS INCnote 0.50 | $0 | – | -2,208,000 | -100.0% | 0.00% | – | |
| RFCI | Exit | ALPS ETF TRriverfront | $0 | – | -238 | -100.0% | 0.00% | – |
| PPTY | Exit | ETF SER SOLUTIONSus diversi | $0 | – | -423 | -100.0% | 0.00% | – |
| OFIX | Exit | ORTHOFIX INTL N V | $0 | – | -17,524 | -100.0% | 0.00% | – |
| CNDF | Exit | ISHARES TRmltfact ut | $0 | – | -201 | -100.0% | 0.00% | – |
| Exit | NEOVASC INC | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| ELON | Exit | ECHELON CORP | $0 | – | -30 | -100.0% | 0.00% | – |
| NSH | Exit | NUSTAR GP HOLDINGS LLCunit restg | $0 | – | -43,129 | -100.0% | 0.00% | – |
| EARS | Exit | AURIS MED HLDG AG | $0 | – | -100 | -100.0% | 0.00% | – |
| SQ | Exit | SQUARE INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| PNR | Exit | PENTAIR PLCcall | $0 | – | -33,700 | -100.0% | 0.00% | – |
| TSRI | Exit | TSR INC | $0 | – | -1 | -100.0% | 0.00% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| ANDV | Exit | ANDEAVORcall | $0 | – | -11,000 | -100.0% | 0.00% | – |
| HIHO | Exit | HIGHWAY HLDGS LTDord | $0 | – | -25 | -100.0% | 0.00% | – |
| YMLI | Exit | VANECK VECTORS ETF TR | $0 | – | -394 | -100.0% | 0.00% | – |
| CXDC | Exit | CHINA XD PLASTICS CO LTD | $0 | – | -2,875 | -100.0% | 0.00% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -44,700 | -100.0% | 0.00% | – |
| KSM | Exit | DEUTSCHE STRATEGIC MUN INCOM | $0 | – | -8,221 | -100.0% | 0.00% | – |
| NITE | Exit | NIGHTSTAR THERAPEUTICS PLCadr | $0 | – | -8,235 | -100.0% | 0.00% | – |
| MLSS | Exit | MILESTONE SCIENTIFIC INC | $0 | – | -30,000 | -100.0% | 0.00% | – |
| DPLO | Exit | DIPLOMAT PHARMACY INCcall | $0 | – | -45,000 | -100.0% | 0.00% | – |
| Exit | CHART INDS INCnote 2.00 | $0 | – | -29,000 | -100.0% | 0.00% | – | |
| Exit | HUBSPOT INCnote 0.25 | $0 | – | -344,000 | -100.0% | 0.00% | – | |
| DGL | Exit | INVESCO DB MLTI SECTR CMMTYgold fd | $0 | – | -10,193 | -100.0% | 0.00% | – |
| GPL | Exit | GREAT PANTHER SILVER LTD | $0 | – | -100 | -100.0% | 0.00% | – |
| EWY | Exit | ISHARES INCcall | $0 | – | -21,600 | -100.0% | 0.00% | – |
| FFEU | Exit | BARCLAYS BK PLCenhanced e | $0 | – | -106 | -100.0% | 0.00% | – |
| Exit | CLOVIS ONCOLOGY INCnote 2.50 | $0 | – | -1,307,000 | -100.0% | 0.00% | – | |
| FFTY | Exit | INNOVATOR ETFS TRibd 50 etf | $0 | – | -95 | -100.0% | 0.00% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -74,516 | -100.0% | 0.00% | – |
| PRKR | Exit | PARKERVISION INC | $0 | – | -500 | -100.0% | 0.00% | – |
| EQFN | Exit | EQUITABLE FINL CORP NEW | $0 | – | -39 | -100.0% | 0.00% | – |
| RAAX | Exit | VANECK VECTORS ETF TRreal asset | $0 | – | -100,000 | -100.0% | 0.00% | – |
| URBN | Exit | URBAN OUTFITTERS INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| PSR | Exit | INVESCO ACTIVELY MANAGD ETFactive us | $0 | – | -450 | -100.0% | 0.00% | – |
| HSGX | Exit | HISTOGENICS CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | COMSTOCK RES INCnote 9.50 | $0 | – | -1,999,788 | -100.0% | 0.00% | – | |
| ARNA | Exit | ARENA PHARMACEUTICALS INCcall | $0 | – | -54,000 | -100.0% | 0.00% | – |
| APHB | Exit | AMPLIPHI BIOSCIENCES CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| NNA | Exit | NAVIOS MARITIME ACQUIS CORP | $0 | – | -75,227 | -100.0% | 0.00% | – |
| FLAG | Exit | EXCHANGE TRADED CONCEPTS TRflag frnsi | $0 | – | -225 | -100.0% | 0.00% | – |
| FLAT | Exit | BARCLAYS BK PLCus tres fl | $0 | – | -145 | -100.0% | 0.00% | – |
| Exit | MOLINA HEALTHCARE INCnote 1.12 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| RFDA | Exit | ALPS ETF TRriverfrnt | $0 | – | -1,242 | -100.0% | 0.00% | – |
| MBOT | Exit | MICROBOT MED INC | $0 | – | -97 | -100.0% | 0.00% | – |
| MBI | Exit | MBIA INCcall | $0 | – | -300,000 | -100.0% | 0.00% | – |
| BRID | Exit | BRIDGFORD FOODS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| KEMQ | Exit | KRANESHARES TRemrng mkt | $0 | – | -472 | -100.0% | 0.00% | – |
| APVO | Exit | APTEVO THERAPEUTICS INC | $0 | – | -306 | -100.0% | 0.00% | – |
| GLNG | Exit | GOLAR LNG LTD BERMUDAput | $0 | – | -42,500 | -100.0% | 0.00% | – |
| FSACU | Exit | FEDERAL STR ACQUISITION CORPunit 99/99 | $0 | – | -9,000 | -100.0% | 0.00% | – |
| PGLC | Exit | PERSHING GOLD CORP | $0 | – | -12,100 | -100.0% | 0.00% | – |
| BIOL | Exit | BIOLASE INC | $0 | – | -4 | -100.0% | 0.00% | – |
| KED | Exit | KAYNE ANDERSON ENERGY DEV CO | $0 | – | -49,568 | -100.0% | 0.00% | – |
| ZGNX | Exit | ZOGENIX INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| KODKWSA | Exit | EASTMAN KODAK CO*w exp 09/ | $0 | – | -419 | -100.0% | 0.00% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.25 | $0 | – | -113,000 | -100.0% | 0.00% | – | |
| Exit | EGALET CORPnote 5.50 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| DWLD | Exit | DAVIS FUNDAMENTAL ETF TRselect wrl | $0 | – | -479 | -100.0% | 0.00% | – |
| DFEN | Exit | DIREXION SHS ETF TRdly aerosp | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | JARDEN CORPnote 1.87 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| SMMT | Exit | SUMMIT THERAPEUTICS PLCspons ads | $0 | – | -100 | -100.0% | 0.00% | – |
| TNTRQ | Exit | TINTRI INC | $0 | – | -34,472 | -100.0% | 0.00% | – |
| RFUN | Exit | ALPS ETF TRriverfront | $0 | – | -186 | -100.0% | 0.00% | – |
| STRA | Exit | STRAYER ED INC | $0 | – | -2,826 | -100.0% | 0.00% | – |
| SPNS | Exit | SAPIENS INTL CORP N V | $0 | – | -2,834 | -100.0% | 0.00% | – |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORPput | $0 | – | -432,500 | -100.0% | 0.00% | – |
| CMCT | Exit | CIM COML TR CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| LOXO | Exit | LOXO ONCOLOGY INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NDRO | Exit | ENDURO RTY TRtr unit | $0 | – | -7,600 | -100.0% | 0.00% | – |
| BAX | Exit | BAXTER INTL INCcall | $0 | – | -21,800 | -100.0% | 0.00% | – |
| IRWD | Exit | IRONWOOD PHARMACEUTICALS INCput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| Exit | CHENIERE ENERGY INCnote 4.25 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| FTHI | Exit | FIRST TR EXCHANGE TRADED FDbuywrit in | $0 | – | -250 | -100.0% | 0.00% | – |
| UTSI | Exit | UTSTARCOM HOLDINGS CORP | $0 | – | -33 | -100.0% | 0.00% | – |
| XRX | Exit | XEROX CORPcall | $0 | – | -55,900 | -100.0% | 0.00% | – |
| PIXY | Exit | SHIFTPIXY INC | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | DEPOMED INCnote 2.50 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| STI | Exit | SUNTRUST BKS INCcall | $0 | – | -12,900 | -100.0% | 0.00% | – |
| QSII | Exit | QUALITY SYS INCput | $0 | – | -70,000 | -100.0% | 0.00% | – |
| HAIR | Exit | RESTORATION ROBOTICS INC | $0 | – | -2,106 | -100.0% | 0.00% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Pcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| ZUO | Exit | ZUORA INCcall | $0 | – | -10,400 | -100.0% | 0.00% | – |
| CTRV | Exit | CONTRAVIR PHARMACEUTICALS IN | $0 | – | -4 | -100.0% | 0.00% | – |
| AFL | Exit | AFLAC INCput | $0 | – | -4,200 | -100.0% | 0.00% | – |
| COLL | Exit | COLLEGIUM PHARMACEUTICAL INCcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| ERGF | Exit | ISHARES TRmltfact en | $0 | – | -15 | -100.0% | 0.00% | – |
| Exit | BLACKSTONE MTG TR INCnote 5.25 | $0 | – | -211,000 | -100.0% | 0.00% | – | |
| GVAL | Exit | CAMBRIA ETF TRglobal val | $0 | – | -500 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMITED | $0 | – | -329,775 | -100.0% | 0.00% | – |
| IJS | Exit | ISHARES TRput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| Exit | INTEC PHARMA LTD JERUSALEM | $0 | – | -119 | -100.0% | 0.00% | – | |
| MICT | Exit | MICRONET ENERTEC TECH INC | $0 | – | -3 | -100.0% | 0.00% | – |
| BWINA | Exit | BALDWIN & LYONS INCcl a | $0 | – | -1 | -100.0% | 0.00% | – |
| EXR | Exit | EXTRA SPACE STORAGE INCput | $0 | – | -17,000 | -100.0% | 0.00% | – |
| GSTCQ | Exit | GASTAR EXPL INC NEW | $0 | – | -919,342 | -100.0% | 0.00% | – |
| Exit | INSULET CORPnote 1.25 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| TAT | Exit | TRANSATLANTIC PETROLEUM LTD | $0 | – | -8 | -100.0% | 0.00% | – |
| MDB | Exit | MONGODB INCput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| DPLO | Exit | DIPLOMAT PHARMACY INCput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| CWSA | Exit | CITIGROUP INC*w exp 01/ | $0 | – | -23,500 | -100.0% | 0.00% | – |
| VVUS | Exit | VIVUS INC | $0 | – | -10,572 | -100.0% | 0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDput | $0 | – | -28,800 | -100.0% | 0.00% | – |
| MBVXQ | Exit | MABVAX THERAPEUTICS HLDGS IN | $0 | – | -6,664 | -100.0% | 0.00% | – |
| OGEN | Exit | ORAGENICS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLcall | $0 | – | -18,700 | -100.0% | 0.00% | – |
| IDT | Exit | IDT CORPput | $0 | – | -32,500 | -100.0% | 0.00% | – |
| ONCE | Exit | SPARK THERAPEUTICS INCcall | $0 | – | -3,600 | -100.0% | 0.00% | – |
| Exit | MEDICINES COnote 2.50 | $0 | – | -1,814,000 | -100.0% | 0.00% | – | |
| KRP | Exit | KIMBELL RTY PARTNERS LPunit | $0 | – | -4,100 | -100.0% | 0.00% | – |
| SMIT | Exit | SCHMITT INDS INC ORE | $0 | – | -2 | -100.0% | 0.00% | – |
| EFOI | Exit | ENERGY FOCUS INC | $0 | – | -98 | -100.0% | 0.00% | – |
| YDIV | Exit | FIRST TR EXCHANGE TRADED FD | $0 | – | -1,169 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HOUSE RESORTS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| HBI | Exit | HANESBRANDS INCcall | $0 | – | -124,300 | -100.0% | 0.00% | – |
| LGFA | Exit | LIONS GATE ENTMNT CORPput | $0 | – | -80,000 | -100.0% | 0.00% | – |
| Exit | WEB COM GROUP INCnote 1.00 | $0 | – | -342,000 | -100.0% | 0.00% | – | |
| COE | Exit | CHINA ONLINE ED GROUPsponsored | $0 | – | -331 | -100.0% | 0.00% | – |
| PLUG | Exit | PLUG POWER INCcall | $0 | – | -25,400 | -100.0% | 0.00% | – |
| UVXY | Exit | PROSHARES TR IIultra vix | $0 | – | -300 | -100.0% | 0.00% | – |
| EBAY | Exit | EBAY INCcall | $0 | – | -77,800 | -100.0% | 0.00% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -9,876 | -100.0% | 0.00% | – |
| SVXY | Exit | PROSHARES TR IIsht vix st | $0 | – | -500 | -100.0% | 0.00% | – |
| FNCF | Exit | ISHARES TRmltfact fi | $0 | – | -8,745 | -100.0% | 0.00% | – |
| HBMWS | Exit | HUDBAY MINERALS INC*w exp 07/ | $0 | – | -680 | -100.0% | 0.00% | – |
| EGLTQ | Exit | EGALET CORP | $0 | – | -4,296 | -100.0% | 0.00% | – |
| RFAP | Exit | FIRST TR EXCH TRADED FD IIIrivrfrnt d | $0 | – | -702 | -100.0% | 0.00% | – |
| BKU | Exit | BANKUNITED INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | STARWOOD PPTY TR INCnote 4.00 | $0 | – | -142,000 | -100.0% | 0.00% | – | |
| NEPT | Exit | NEPTUNE TECHNOLOGIES BIORESO | $0 | – | -8,975 | -100.0% | 0.00% | – |
| LGCY | Exit | LEGACY RESVS LPunit lp in | $0 | – | -25,468 | -100.0% | 0.00% | – |
| WEAT | Exit | TEUCRIUM COMMODITY TRwheat fd | $0 | – | -217 | -100.0% | 0.00% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -115,645 | -100.0% | 0.00% | – |
| OPK | Exit | OPKO HEALTH INCput | $0 | – | -577,000 | -100.0% | 0.00% | – |
| PERI | Exit | PERION NETWORK LTD | $0 | – | -396 | -100.0% | 0.00% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -50,799 | -100.0% | 0.00% | – |
| KYE | Exit | KAYNE ANDERSON ENRGY TTL RT | $0 | – | -27,230 | -100.0% | 0.00% | – |
| DCAR | Exit | DROPCAR INC | $0 | – | -1 | -100.0% | 0.00% | – |
| CPLA | Exit | CAPELLA EDUCATION COMPANY | $0 | – | -22,188 | -100.0% | 0.00% | – |
| RIGS | Exit | ALPS ETF TRrivrfrnt s | $0 | – | -479 | -100.0% | 0.00% | – |
| NSEC | Exit | NATIONAL SEC GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| QSII | Exit | QUALITY SYS INC | $0 | – | -54,479 | -100.0% | 0.00% | – |
| ENDP | Exit | ENDO INTL PLCcall | $0 | – | -250,000 | -100.0% | 0.00% | – |
| TBRGU | Exit | THUNDER BRIDGE ACQUISITION Lunit 01/01 | $0 | – | -370 | -100.0% | 0.00% | – |
| PKD | Exit | PARKER DRILLING CO | $0 | – | -91,976 | -100.0% | 0.00% | – |
| CNSF | Exit | ISHARES TRmltfct con | $0 | – | -15 | -100.0% | 0.00% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 5.50 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| AGO | Exit | ASSURED GUARANTY LTDcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| STDY | Exit | STEADYMED LTD | $0 | – | -7,300 | -100.0% | 0.00% | – |
| FNBG | Exit | FNB BANCORP CALIF | $0 | – | -885 | -100.0% | 0.00% | – |
| HACW | Exit | ISHARES TRmsci acwi | $0 | – | -108 | -100.0% | 0.00% | – |
| NTGRT | Exit | TORTOISE MLP FD INCright 07/1 | $0 | – | -333,428 | -100.0% | 0.00% | – |
| KTF | Exit | DEUTSCHE MUN INCOME | $0 | – | -245,279 | -100.0% | 0.00% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INCcall | $0 | – | -19,800 | -100.0% | 0.00% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -21,171 | -100.0% | 0.00% | – |
| TAXA | Exit | LIBERTY TAX INCcl a | $0 | – | -15,083 | -100.0% | 0.00% | – |
| Exit | NUANCE COMMUNICATIONS INCdebt 1.50 | $0 | – | -602,000 | -100.0% | 0.00% | – | |
| PLXP | Exit | PLX PHARMA INC | $0 | – | -1 | -100.0% | 0.00% | – |
| FEDU | Exit | FOUR SEASONS ED CAYMAN INCadr | $0 | – | -77 | -100.0% | 0.00% | – |
| V | Exit | VISA INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| FLEX | Exit | FLEX LTDcall | $0 | – | -41,100 | -100.0% | 0.00% | – |
| MMYT | Exit | MAKEMYTRIP LIMITED MAURITIUScall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| MZF | Exit | MANAGED DURATION INVT GRD FU | $0 | – | -30,136 | -100.0% | 0.00% | – |
| Exit | INPHI CORPnote 0.75 | $0 | – | -2,607,000 | -100.0% | 0.00% | – | |
| UIS | Exit | UNISYS CORPcall | $0 | – | -113,300 | -100.0% | 0.00% | – |
| BOFI | Exit | BOFI HLDG INC | $0 | – | -26,163 | -100.0% | 0.00% | – |
| AETI | Exit | AMERICAN ELECTRIC TECH INC | $0 | – | -91 | -100.0% | 0.00% | – |
| TSN | Exit | TYSON FOODS INCcall | $0 | – | -33,200 | -100.0% | 0.00% | – |
| Exit | SOLARCITY CORPnote 1.62 | $0 | – | -506,000 | -100.0% | 0.00% | – | |
| CF | Exit | CF INDS HLDGS INCcall | $0 | – | -36,100 | -100.0% | 0.00% | – |
| ARKK | Exit | ARK ETF TRinnovation | $0 | – | -118 | -100.0% | 0.00% | – |
| NLNK | Exit | NEWLINK GENETICS CORPput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| Exit | MACQUARIE INFRASTRUCTURE CORnote 2.00 | $0 | – | -2,330,000 | -100.0% | 0.00% | – | |
| EYEN | Exit | EYENOVIA INC | $0 | – | -2 | -100.0% | 0.00% | – |
| RSLS | Exit | RESHAPE LIFESCIENCES INC | $0 | – | -387 | -100.0% | 0.00% | – |
| WSM | Exit | WILLIAMS SONOMA INCcall | $0 | – | -2,300 | -100.0% | 0.00% | – |
| BWINB | Exit | BALDWIN & LYONS INCcl b | $0 | – | -104,632 | -100.0% | 0.00% | – |
| INVE | Exit | IDENTIV INC | $0 | – | -5 | -100.0% | 0.00% | – |
| VIDI | Exit | ETF SER SOLUTIONSvident int | $0 | – | -4,626 | -100.0% | 0.00% | – |
| HGTXU | Exit | HUGOTON RTY TR TEXunit ben i | $0 | – | -88,231 | -100.0% | 0.00% | – |
| CNYA | Exit | ISHARES TRmsci china | $0 | – | -8,113 | -100.0% | 0.00% | – |
| DEPO | Exit | DEPOMED INC | $0 | – | -37,972 | -100.0% | 0.00% | – |
| DXR | Exit | DAXOR CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| WINSF | Exit | WINS FIN HLDGS INC | $0 | – | -248 | -100.0% | 0.00% | – |
| RENN | Exit | RENREN INCspon adr a | $0 | – | -751 | -100.0% | 0.00% | – |
| NSPR | Exit | INSPIREMD INC | $0 | – | -2 | -100.0% | 0.00% | – |
| AXR | Exit | AMREP CORP NEW | $0 | – | -1 | -100.0% | 0.00% | – |
| FTRPR | Exit | FRONTIER COMMUNICATIONS CORPpfd conv s | $0 | – | -3,709 | -100.0% | 0.00% | – |
| AGC | Exit | ADVENT CLAY CONV SEC INC FD | $0 | – | -397,464 | -100.0% | 0.00% | – |
| VBND | Exit | ETF SER SOLUTIONSvident cor | $0 | – | -152 | -100.0% | 0.00% | – |
| ALKS | Exit | ALKERMES PLCcall | $0 | – | -4,600 | -100.0% | 0.00% | – |
| Exit | UNISYS CORPnote 5.50 | $0 | – | -575,000 | -100.0% | 0.00% | – | |
| IFRX | Exit | INFLARX NV | $0 | – | -15 | -100.0% | 0.00% | – |
| ACSF | Exit | AMERICAN CAP SR FLOATING LTD | $0 | – | -553 | -100.0% | 0.00% | – |
| OCX | Exit | ONCOCYTE CORPORATION | $0 | – | -3,175 | -100.0% | 0.00% | – |
| FTLS | Exit | FIRST TR EXCH TRADED FD IIIlng/sht eq | $0 | – | -20 | -100.0% | 0.00% | – |
| VCOYY | Exit | VINA CONCHA Y TORO S Asponsored | $0 | – | -594 | -100.0% | 0.00% | – |
| NYMTO | Exit | NEW YORK MTG TR INCpfd-c conv | $0 | – | -500 | -100.0% | 0.00% | – |
| QBAK | Exit | QUALSTAR CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| CNACR | Exit | CONSTELLATION ALPHA CAP CORPright 99/9 | $0 | – | -200 | -100.0% | 0.00% | – |
| EFX | Exit | EQUIFAX INCput | $0 | – | -18,400 | -100.0% | 0.00% | – |
| BTXWS | Exit | BIOTIME INC*w exp 10/ | $0 | – | -460 | -100.0% | 0.00% | – |
| SALM | Exit | SALEM MEDIA GROUP INCcl a | $0 | – | -7,413 | -100.0% | 0.00% | – |
| Exit | ARES CAP CORPnote 3.75 | $0 | – | -2,825,000 | -100.0% | 0.00% | – | |
| BVX | Exit | BOVIE MEDICAL CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | PROOFPOINT INCdbcv 0.75 | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| MYOS | Exit | MYOS RENS TECHNOLOGY INC | $0 | – | -2 | -100.0% | 0.00% | – |
| ELMD | Exit | ELECTROMED INC | $0 | – | -2 | -100.0% | 0.00% | – |
| NSM | Exit | NATIONSTAR MTG HLDGS INC | $0 | – | -92,364 | -100.0% | 0.00% | – |
| BPFHW | Exit | BOSTON PRIVATE FINL HLDGS IN*w exp 11/ | $0 | – | -5,900 | -100.0% | 0.00% | – |
| CHFN | Exit | CHARTER FINL CORP MD | $0 | – | -45,134 | -100.0% | 0.00% | – |
| SESN | Exit | SESEN BIO INC | $0 | – | -1,700 | -100.0% | 0.00% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| GSM | Exit | FERROGLOBE PLCput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| ISR | Exit | ISORAY INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | PRA GROUP INCnote 3.50 | $0 | – | -250,000 | -100.0% | 0.00% | – | |
| PCG | Exit | PG&E CORPput | $0 | – | -64,500 | -100.0% | 0.00% | – |
| ARLZ | Exit | ARALEZ PHARMACEUTICALS INC | $0 | – | -4,923 | -100.0% | 0.00% | – |
| Exit | COMSTOCK RES INCnote 7.75 | $0 | – | -331,660 | -100.0% | 0.00% | – | |
| PBSK | Exit | POAGE BANKSHARES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| CTHR | Exit | CHARLES & COLVARD LTD | $0 | – | -19 | -100.0% | 0.00% | – |
| NAUH | Exit | NATIONAL AMERN UNIV HLDGS IN | $0 | – | -2 | -100.0% | 0.00% | – |
| TGH | Exit | TEXTAINER GROUP HOLDINGS LTDcall | $0 | – | -76,000 | -100.0% | 0.00% | – |
| DERM | Exit | DERMIRA INCput | $0 | – | -33,000 | -100.0% | 0.00% | – |
| BCTF | Exit | BANCORP 34 INC | $0 | – | -7 | -100.0% | 0.00% | – |
| HWBK | Exit | HAWTHORN BANCSHARES INC | $0 | – | -3 | -100.0% | 0.00% | – |
| WWR | Exit | WESTWATER RES INC | $0 | – | -3 | -100.0% | 0.00% | – |
| BATT | Exit | AMPLIFY ETF TRadvanced b | $0 | – | -29 | -100.0% | 0.00% | – |
| SSNT | Exit | SILVERSUN TECHNOLOGIES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -1,900 | -100.0% | 0.00% | – |
| IPCI | Exit | INTELLIPHARMACEUTICS INTL IN | $0 | – | -6 | -100.0% | 0.00% | – |
| IDRA | Exit | IDERA PHARMACEUTICALS INC | $0 | – | -11,560 | -100.0% | 0.00% | – |
| EBIX | Exit | EBIX INCput | $0 | – | -20,600 | -100.0% | 0.00% | – |
| CMCL | Exit | CALEDONIA MNG CORP PLC | $0 | – | -300 | -100.0% | 0.00% | – |
| SYN | Exit | SYNTHETIC BIOLOGICS INC | $0 | – | -22,370 | -100.0% | 0.00% | – |
| SIGM | Exit | SIGMA DESIGNS INC | $0 | – | -9,279 | -100.0% | 0.00% | – |
| CPAC | Exit | CEMENTOS PACASMAYO S A Asponsored | $0 | – | -785 | -100.0% | 0.00% | – |
| Exit | MICRON TECHNOLOGY INCnote 2.37 | $0 | – | -52,000 | -100.0% | 0.00% | – | |
| CVRS | Exit | CORINDUS VASCULAR ROBOTICS I | $0 | – | -79,987 | -100.0% | 0.00% | – |
| IAG | Exit | IAMGOLD CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ALPN | Exit | ALPINE IMMUNE SCIENCES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | UBS AG LONDON BRHen lg cp g | $0 | – | -119 | -100.0% | 0.00% | – | |
| INS | Exit | INTELLIGENT SYS CORP NEW | $0 | – | -501 | -100.0% | 0.00% | – |
| SORL | Exit | SORL AUTO PTS INC | $0 | – | -6,002 | -100.0% | 0.00% | – |
| HMNY | Exit | HELIOS & MATHESON ANALYTICS | $0 | – | -5,295 | -100.0% | 0.00% | – |
| RFEU | Exit | FIRST TR EXCH TRADED FD IIIrivrfrnt d | $0 | – | -1,133 | -100.0% | 0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| XPLR | Exit | XPLORE TECHNOLOGIES CORP | $0 | – | -187 | -100.0% | 0.00% | – |
| Exit | PANDORA MEDIA INCnote 1.75 | $0 | – | -382,000 | -100.0% | 0.00% | – | |
| MIC | Exit | MACQUARIE INFRASTRUCTURE CORcall | $0 | – | -47,500 | -100.0% | 0.00% | – |
| Exit | FIDELITY NATIONAL FINANCIALnote 4.25 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| VUSE | Exit | ETF SER SOLUTIONSvidentcore | $0 | – | -3,639 | -100.0% | 0.00% | – |
| OSTK | Exit | OVERSTOCK COM INC DELcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| OCIP | Exit | OCI PARTNERS LP | $0 | – | -2,500 | -100.0% | 0.00% | – |
| FIDI | Exit | FIDELITYint hg div | $0 | – | -6,596 | -100.0% | 0.00% | – |
| CAH | Exit | CARDINAL HEALTH INCput | $0 | – | -61,500 | -100.0% | 0.00% | – |
| HEUV | Exit | ISHARES TReur cur hd | $0 | – | -1,234 | -100.0% | 0.00% | – |
| NRTSF | Exit | NOBILIS HEALTH CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AMP | Exit | AMERIPRISE FINL INCcall | $0 | – | -22,800 | -100.0% | -0.00% | – |
| AN | Exit | AUTONATION INCcall | $0 | – | -74,200 | -100.0% | -0.00% | – |
| WP | Exit | WORLDPAY INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| QINC | Exit | FIRST TR EXCHANGE TRADED FDrba qualin | $0 | – | -218,831 | -100.0% | -0.00% | – |
| NTR | Exit | NUTRIEN LTDcall | $0 | – | -63,500 | -100.0% | -0.00% | – |
| BHF | Exit | BRIGHTHOUSE FINL INCcall | $0 | – | -140,000 | -100.0% | -0.00% | – |
| ABAX | Exit | ABAXIS INC | $0 | – | -64,538 | -100.0% | -0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEWcall | $0 | – | -85,000 | -100.0% | -0.00% | – |
| LPLA | Exit | LPL FINL HLDGS INCcall | $0 | – | -76,700 | -100.0% | -0.00% | – |
| ALK | Exit | ALASKA AIR GROUP INCcall | $0 | – | -77,800 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS L Pcall | $0 | – | -255,100 | -100.0% | -0.00% | – |
| HRB | Exit | BLOCK H & R INCcall | $0 | – | -270,000 | -100.0% | -0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INCcall | $0 | – | -60,500 | -100.0% | -0.00% | – |
| AIMC | Exit | ALTRA INDL MOTION CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| GRUB | Exit | GRUBHUB INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| EXP | Exit | EAGLE MATERIALS INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INcall | $0 | – | -74,900 | -100.0% | -0.00% | – |
| ABC | Exit | AMERISOURCEBERGEN CORPcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| TPR | Exit | TAPESTRY INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| NYLDA | Exit | NRG YIELD INCcl a new | $0 | – | -190,253 | -100.0% | -0.00% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEWput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTDcall | $0 | – | -37,300 | -100.0% | -0.00% | – |
| MD | Exit | MEDNAX INCput | $0 | – | -85,000 | -100.0% | -0.00% | – |
| ATRA | Exit | ATARA BIOTHERAPEUTICS INCput | $0 | – | -92,900 | -100.0% | -0.00% | – |
| CVNA | Exit | CARVANA COcall | $0 | – | -120,000 | -100.0% | -0.00% | – |
| SQ | Exit | SQUARE INCput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| SPB | Exit | SPECTRUM BRANDS HLDGS INC | $0 | – | -96,499 | -100.0% | -0.00% | – |
| PAGS | Exit | PAGSEGURO DIGITAL LTDput | $0 | – | -214,000 | -100.0% | -0.00% | – |
| PKG | Exit | PACKAGING CORP AMERcall | $0 | – | -29,800 | -100.0% | -0.00% | – |
| WLTW | Exit | WILLIS TOWERS WATSON PUB LTDput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -376,946 | -100.0% | -0.00% | – |
| NI | Exit | NISOURCE INCcall | $0 | – | -140,000 | -100.0% | -0.00% | – |
| HCRF | Exit | ISHARES TRmltfct hlt | $0 | – | -117,826 | -100.0% | -0.00% | – |
| DY | Exit | DYCOM INDS INCcall | $0 | – | -44,300 | -100.0% | -0.00% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEWcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERScall | $0 | – | -402,600 | -100.0% | -0.00% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTDput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | VIAVI SOLUTIONS INCnote 1.00 | $0 | – | -3,981,000 | -100.0% | -0.00% | – | |
| HEFV | Exit | ISHARES TRmin vola e | $0 | – | -302,859 | -100.0% | -0.00% | – |
| RTRX | Exit | RETROPHIN INCcall | $0 | – | -331,600 | -100.0% | -0.00% | – |
| Exit | BRISTOW GROUP INCnote 4.50 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| K | Exit | KELLOGG COcall | $0 | – | -50,600 | -100.0% | -0.00% | – |
| ENB | Exit | ENBRIDGE INCcall | $0 | – | -186,000 | -100.0% | -0.00% | – |
| COG | Exit | CABOT OIL & GAS CORPcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| DBX | Exit | DROPBOX INCput | $0 | – | -275,000 | -100.0% | -0.00% | – |
| LYV | Exit | LIVE NATION ENTERTAINMENT INcall | $0 | – | -98,500 | -100.0% | -0.00% | – |
| STE | Exit | STERIS PLCput | $0 | – | -77,900 | -100.0% | -0.00% | – |
| AMP | Exit | AMERIPRISE FINL INCput | $0 | – | -22,800 | -100.0% | -0.00% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEWcall | $0 | – | -31,300 | -100.0% | -0.00% | – |
| Exit | CTRIP COM INTL LTDnote 1.99 | $0 | – | -6,005,000 | -100.0% | -0.00% | – | |
| VRSN | Exit | VERISIGN INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| Exit | NXP SEMICONDUCTORS N Vnote 1.00 | $0 | – | -5,951,000 | -100.0% | -0.00% | – | |
| ILG | Exit | ILG INCput | $0 | – | -173,400 | -100.0% | -0.00% | – |
| SHLM | Exit | SCHULMAN A INC | $0 | – | -81,445 | -100.0% | -0.00% | – |
| IPCC | Exit | INFINITY PPTY & CAS CORP | $0 | – | -48,773 | -100.0% | -0.00% | – |
| WPXP | Exit | WPX ENERGY INCpfd ser a | $0 | – | -59,934 | -100.0% | -0.00% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| HST | Exit | HOST HOTELS & RESORTS INCcall | $0 | – | -405,000 | -100.0% | -0.00% | – |
| LRCX | Exit | LAM RESEARCH CORPcall | $0 | – | -35,800 | -100.0% | -0.00% | – |
| CORT | Exit | CORCEPT THERAPEUTICS INCput | $0 | – | -201,300 | -100.0% | -0.00% | – |
| NAV | Exit | NAVISTAR INTL CORP NEWput | $0 | – | -86,100 | -100.0% | -0.00% | – |
| MTCH | Exit | MATCH GROUP INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| KKR | Exit | KKR & CO L P DELcall | $0 | – | -190,000 | -100.0% | -0.00% | – |
| JWN | Exit | NORDSTROM INCput | $0 | – | -120,000 | -100.0% | -0.00% | – |
| Exit | ENSCO JERSEY FIN LTDnote 3.00 | $0 | – | -3,659,000 | -100.0% | -0.00% | – | |
| HOME | Exit | AT HOME GROUP INCcall | $0 | – | -80,400 | -100.0% | -0.00% | – |
| PNC | Exit | PNC FINL SVCS GROUP INCput | $0 | – | -42,400 | -100.0% | -0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDcall | $0 | – | -255,200 | -100.0% | -0.00% | – |
| TWTR | Exit | TWITTER INCput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| EXP | Exit | EAGLE MATERIALS INCcall | $0 | – | -115,000 | -100.0% | -0.00% | – |
| QCP | Exit | QUALITY CARE PPTYS INC | $0 | – | -457,690 | -100.0% | -0.00% | – |
| RNG | Exit | RINGCENTRAL INCput | $0 | – | -135,000 | -100.0% | -0.00% | – |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| RSPP | Exit | RSP PERMIAN INC | $0 | – | -300,629 | -100.0% | -0.00% | – |
| MOH | Exit | MOLINA HEALTHCARE INCcall | $0 | – | -107,300 | -100.0% | -0.00% | – |
| FNGN | Exit | FINANCIAL ENGINES INC | $0 | – | -222,285 | -100.0% | -0.00% | – |
| Exit | WAYFAIR INCnote 0.37 | $0 | – | -7,865,000 | -100.0% | -0.00% | – | |
| EVHC | Exit | ENVISION HEALTHCARE CORPput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| FXE | Exit | INVESCO CURRENCYSHARES EUROput | $0 | – | -95,000 | -100.0% | -0.00% | – |
| DCT | Exit | DCT INDUSTRIAL TRUST INC | $0 | – | -220,060 | -100.0% | -0.00% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORPcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INput | $0 | – | -274,800 | -100.0% | -0.00% | – |
| HYH | Exit | HALYARD HEALTH INC | $0 | – | -190,315 | -100.0% | -0.00% | – |
| RH | Exit | RHcall | $0 | – | -72,000 | -100.0% | -0.00% | – |
| IBMG | Exit | ISHARES TRibonds sep | $0 | – | -374,372 | -100.0% | -0.00% | – |
| PZZA | Exit | PAPA JOHNS INTL INCcall | $0 | – | -199,900 | -100.0% | -0.00% | – |
| LH | Exit | LABORATORY CORP AMER HLDGScall | $0 | – | -57,000 | -100.0% | -0.00% | – |
| VOYA | Exit | VOYA FINL INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS Lcall | $0 | – | -670,000 | -100.0% | -0.00% | – |
| WGL | Exit | WGL HLDGS INC | $0 | – | -184,604 | -100.0% | -0.00% | – |
| FXE | Exit | INVESCO CURRENCYSHARES EUROcall | $0 | – | -145,000 | -100.0% | -0.00% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY S Acall | $0 | – | -112,700 | -100.0% | -0.00% | – |
| CBOE | Exit | CBOE GLOBAL MARKETS INCput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| EDR | Exit | EDUCATION RLTY TR INC | $0 | – | -477,395 | -100.0% | -0.00% | – |
| MYL | Exit | MYLAN N Vput | $0 | – | -475,700 | -100.0% | -0.00% | – |
| OZRK | Exit | BANK OF THE OZARKS | $0 | – | -347,089 | -100.0% | -0.00% | – |
| IP | Exit | INTL PAPER COcall | $0 | – | -313,900 | -100.0% | -0.00% | – |
| WHR | Exit | WHIRLPOOL CORPcall | $0 | – | -144,300 | -100.0% | -0.00% | – |
| NYLD | Exit | NRG YIELD INCcl c | $0 | – | -899,323 | -100.0% | -0.00% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INCcall | $0 | – | -74,100 | -100.0% | -0.00% | – |
| COTV | Exit | COTIVITI HLDGS INC | $0 | – | -417,558 | -100.0% | -0.00% | – |
| RMP | Exit | RICE MIDSTREAM PARTNERS LPunit ltd p | $0 | – | -1,378,538 | -100.0% | -0.00% | – |
| PAY | Exit | VERIFONE SYS INC | $0 | – | -948,251 | -100.0% | -0.00% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd par | $0 | – | -1,927,061 | -100.0% | -0.00% | – |
| HES | Exit | HESS CORPput | $0 | – | -340,000 | -100.0% | -0.00% | – |
| RENX | Exit | RELX NVsponsored | $0 | – | -1,178,236 | -100.0% | -0.00% | – |
| HRG | Exit | HRG GROUP INC | $0 | – | -1,875,973 | -100.0% | -0.00% | – |
| GGP | Exit | GGP INC | $0 | – | -1,591,817 | -100.0% | -0.01% | – |
| FMI | Exit | FOUNDATION MEDICINE INC | $0 | – | -200,815 | -100.0% | -0.01% | – |
| JBHT | Exit | HUNT J B TRANS SVCS INCcall | $0 | – | -240,000 | -100.0% | -0.01% | – |
| ILG | Exit | ILG INC | $0 | – | -916,302 | -100.0% | -0.01% | – |
| IYR | Exit | ISHARES TRcall | $0 | – | -457,200 | -100.0% | -0.01% | – |
| XL | Exit | XL GROUP LTD | $0 | – | -754,447 | -100.0% | -0.01% | – |
| EFX | Exit | EQUIFAX INCcall | $0 | – | -334,400 | -100.0% | -0.01% | – |
| Exit | MEDIDATA SOLUTIONS INCnote 1.00 | $0 | – | -29,734,900 | -100.0% | -0.01% | – | |
| CAVM | Exit | CAVIUM INC | $0 | – | -506,248 | -100.0% | -0.01% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -2,115,846 | -100.0% | -0.01% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCcall | $0 | – | -405,000 | -100.0% | -0.01% | – |
| EWW | Exit | ISHARES INCput | $0 | – | -1,672,900 | -100.0% | -0.01% | – |
| TEP | Exit | TALLGRASS ENERGY PARTNERS LP | $0 | – | -1,745,959 | -100.0% | -0.01% | – |
| VR | Exit | VALIDUS HOLDINGS LTD | $0 | – | -1,172,649 | -100.0% | -0.01% | – |
| DE | Exit | DEERE & COcall | $0 | – | -906,900 | -100.0% | -0.02% | – |
| XBI | Exit | SPDR SERIES TRUSTcall | $0 | – | -1,467,500 | -100.0% | -0.02% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -3,745,523 | -100.0% | -0.02% | – |
| ADI | Exit | ANALOG DEVICES INCcall | $0 | – | -1,729,200 | -100.0% | -0.03% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -10,957,100 | -100.0% | -0.04% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -11,980,963 | -100.0% | -0.05% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INC | $0 | – | -3,707,819 | -100.0% | -0.08% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.9% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| APPLE INC | 42 | Q3 2023 | 2.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.8% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.1% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.5% |
View BANK OF AMERICA CORP /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 18, 2023 | 5,754 | 62.0% |
| Federated Hermes Premier Municipal Income Fund | September 14, 2023 | 1,772 | 100.0% |
| BNY MELLON MUNICIPAL INCOME, INC. | July 24, 2023 | 1,209 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | July 24, 2023 | 1,972 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC. | July 24, 2023 | 3,156 | 100.0% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | June 07, 2023 | 1,400 | 100.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 26, 2023 | 1,870 | 52.4% |
| Nuveen Enhanced High Yield Municipal Bond Fund | April 24, 2023 | 545 | 100.0% |
| Forum Merger IV Corp | April 10, 2023 | 1,182,332 | 16.1% |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDSold out | March 31, 2023 | 0 | 0.0% |
View BANK OF AMERICA CORP /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
| 424B2 | 2024-05-08 |
View BANK OF AMERICA CORP /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.