$402 Billion is the total value of BANK OF AMERICA CORP /DE/'s 20359 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KHC | New | KRAFT HEINZ CO | $1,095,219,000 | – | 15,517,416 | +100.0% | 0.27% | – |
| SHLDQ | New | SEARS HLDGS CORPput | $574,225,000 | – | 25,408,200 | +100.0% | 0.14% | – |
| WELL | New | WELLTOWER INC | $268,370,000 | – | 3,962,930 | +100.0% | 0.07% | – |
| BXLT | New | BAXALTA INC | $180,836,000 | – | 5,738,979 | +100.0% | 0.04% | – |
| PYPL | New | PAYPAL HLDGS INC | $155,399,000 | – | 5,006,398 | +100.0% | 0.04% | – |
| NLSN | New | NIELSEN HLDGS PLC | $91,423,000 | – | 2,055,823 | +100.0% | 0.02% | – |
| RELX | New | RELX PLCsponsored adr | $70,429,000 | – | 4,049,969 | +100.0% | 0.02% | – |
| EPC | New | EDGEWELL PERS CARE CO | $61,484,000 | – | 753,470 | +100.0% | 0.02% | – |
| ENR | New | ENERGIZER HLDGS INC NEW | $62,127,000 | – | 1,604,921 | +100.0% | 0.02% | – |
| WRK | New | WESTROCK CO | $58,172,000 | – | 1,130,866 | +100.0% | 0.01% | – |
| CCP | New | CARE CAP PPTYS INC | $43,645,000 | – | 1,325,379 | +100.0% | 0.01% | – |
| XRX | New | XEROX CORPcall | $36,292,000 | – | 3,729,900 | +100.0% | 0.01% | – |
| THS | New | TREEHOUSE FOODS INCcall | $30,533,000 | – | 392,500 | +100.0% | 0.01% | – |
| BLD | New | TOPBUILD CORPcall | $30,341,000 | – | 979,700 | +100.0% | 0.01% | – |
| WDAY | New | WORKDAY INCput | $29,217,000 | – | 424,300 | +100.0% | 0.01% | – |
| EPC | New | EDGEWELL PERS CARE COput | $25,639,000 | – | 314,200 | +100.0% | 0.01% | – |
| EPC | New | EDGEWELL PERS CARE COcall | $25,476,000 | – | 312,200 | +100.0% | 0.01% | – |
| PYPL | New | PAYPAL HLDGS INCcall | $24,705,000 | – | 795,900 | +100.0% | 0.01% | – |
| VMW | New | VMWARE INCcall | $19,248,000 | – | 244,300 | +100.0% | 0.01% | – |
| FIT | New | FITBIT INCput | $20,379,000 | – | 540,700 | +100.0% | 0.01% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcall | $21,142,000 | – | 835,000 | +100.0% | 0.01% | – |
| OLN | New | OLIN CORPcall | $21,265,000 | – | 1,265,000 | +100.0% | 0.01% | – |
| FLOW | New | SPX FLOW INC | $14,120,000 | – | 410,112 | +100.0% | 0.00% | – |
| RENX | New | RELX NVsponsored adr | $14,858,000 | – | 902,683 | +100.0% | 0.00% | – |
| PH | New | PARKER HANNIFIN CORPput | $16,833,000 | – | 173,000 | +100.0% | 0.00% | – |
| AVB | New | AVALONBAY CMNTYS INCcall | $14,965,000 | – | 85,600 | +100.0% | 0.00% | – |
| MUR | New | MURPHY OIL CORPcall | $15,004,000 | – | 620,000 | +100.0% | 0.00% | – |
| ACIIQ | New | ARCH COAL INCput | $17,574,000 | – | 5,325,400 | +100.0% | 0.00% | – |
| MW | New | MENS WEARHOUSE INCput | $15,307,000 | – | 360,000 | +100.0% | 0.00% | – |
| HOLX | New | HOLOGIC INCcall | $17,464,000 | – | 446,300 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ COcall | $15,591,000 | – | 220,900 | +100.0% | 0.00% | – |
| PYPL | New | PAYPAL HLDGS INCput | $12,379,000 | – | 398,800 | +100.0% | 0.00% | – |
| ENR | New | ENERGIZER HLDGS INC NEWcall | $10,196,000 | – | 263,400 | +100.0% | 0.00% | – |
| CIBR | New | FIRST TR EXCHANGE TRADED FDnasdaq cea cyb | $11,473,000 | – | 666,655 | +100.0% | 0.00% | – |
| ENR | New | ENERGIZER HLDGS INC NEWput | $12,163,000 | – | 314,200 | +100.0% | 0.00% | – |
| BWXT | New | BWX TECHNOLOGIES INC | $12,010,000 | – | 455,645 | +100.0% | 0.00% | – |
| PKG | New | PACKAGING CORP AMERcall | $13,235,000 | – | 220,000 | +100.0% | 0.00% | – |
| VER | New | VEREIT INC | $12,102,000 | – | 1,567,511 | +100.0% | 0.00% | – |
| FL | New | FOOT LOCKER INCcall | $12,465,000 | – | 173,200 | +100.0% | 0.00% | – |
| SYF | New | SYNCHRONY FINLcall | $13,246,000 | – | 423,200 | +100.0% | 0.00% | – |
| STE | New | STERIS CORPcall | $6,185,000 | – | 95,200 | +100.0% | 0.00% | – |
| IBB | New | ISHARES TRcall | $7,826,000 | – | 25,800 | +100.0% | 0.00% | – |
| SRCLP | New | STERICYCLE INCdep pfd a 1/10 | $10,054,000 | – | 98,810 | +100.0% | 0.00% | – |
| EMB | New | ISHARES TRput | $9,342,000 | – | 87,800 | +100.0% | 0.00% | – |
| CRUS | New | CIRRUS LOGIC INCcall | $7,446,000 | – | 236,300 | +100.0% | 0.00% | – |
| CVLT | New | COMMVAULT SYSTEMS INCput | $8,103,000 | – | 238,600 | +100.0% | 0.00% | – |
| MTB | New | M & T BK CORPcall | $6,963,000 | – | 57,100 | +100.0% | 0.00% | – |
| CABO | New | CABLE ONE INC | $9,790,000 | – | 23,339 | +100.0% | 0.00% | – |
| ABCO | New | ADVISORY BRD COput | $7,970,000 | – | 175,000 | +100.0% | 0.00% | – |
| HEDJ | New | WISDOMTREE TRput | $9,378,000 | – | 171,600 | +100.0% | 0.00% | – |
| ALLY | New | ALLY FINL INCput | $7,245,000 | – | 355,500 | +100.0% | 0.00% | – |
| BZH | New | BEAZER HOMES USA INCput | $8,890,000 | – | 666,900 | +100.0% | 0.00% | – |
| PTCT | New | PTC THERAPEUTICS INCcall | $7,481,000 | – | 280,200 | +100.0% | 0.00% | – |
| WBMD | New | WEBMD HEALTH CORPput | $6,578,000 | – | 165,100 | +100.0% | 0.00% | – |
| JPEM | New | J P MORGAN EXCHANGE TRADED Fdiv rtn em eqt | $7,104,000 | – | 165,511 | +100.0% | 0.00% | – |
| CHKP | New | CHECK POINT SOFTWARE TECH LTcall | $6,672,000 | – | 84,100 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCcl c cap stk | $7,683,000 | – | 284,532 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER COput | $8,202,000 | – | 300,000 | +100.0% | 0.00% | – |
| HDAW | New | DBX ETF TRall wrld ex us | $7,913,000 | – | 349,521 | +100.0% | 0.00% | – |
| FIT | New | FITBIT INCcall | $8,868,000 | – | 235,300 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ COput | $7,270,000 | – | 103,000 | +100.0% | 0.00% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vcall | $8,272,000 | – | 95,000 | +100.0% | 0.00% | – |
| CPGX | New | COLUMBIA PIPELINE GROUP INC | $6,040,000 | – | 330,228 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote 0.500% 6/1 | $2,136,000 | – | 1,836,000 | +100.0% | 0.00% | – | |
| ADPTQ | New | ADEPTUS HEALTH INCput | $2,019,000 | – | 25,000 | +100.0% | 0.00% | – |
| GEUR | New | ADVISORSHARES TRgartman gld/eu | $2,688,000 | – | 216,569 | +100.0% | 0.00% | – |
| ARCX | New | ARC LOGISTICS PARTNERS LP | $3,269,000 | – | 243,234 | +100.0% | 0.00% | – |
| ASNA | New | ASCENA RETAIL GROUP INCput | $3,765,000 | – | 270,700 | +100.0% | 0.00% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $2,112,000 | – | 2,658,000 | +100.0% | 0.00% | – | |
| ATW | New | ATWOOD OCEANICS INCcall | $2,065,000 | – | 139,400 | +100.0% | 0.00% | – |
| ADSK | New | AUTODESK INCcall | $5,509,000 | – | 124,800 | +100.0% | 0.00% | – |
| BW | New | BABCOCK & WILCOX ENTERPRIS I | $3,641,000 | – | 216,714 | +100.0% | 0.00% | – |
| BXLT | New | BAXALTA INCput | $4,440,000 | – | 140,900 | +100.0% | 0.00% | – |
| HRB | New | BLOCK H & R INCput | $3,620,000 | – | 100,000 | +100.0% | 0.00% | – |
| BUFF | New | BLUE BUFFALO PET PRODS INC | $5,977,000 | – | 333,715 | +100.0% | 0.00% | – |
| CEA | New | CHINA EASTN AIRLS LTDspon adr cl h | $3,714,000 | – | 124,126 | +100.0% | 0.00% | – |
| New | CITRIX SYS INCnote 0.500% 4/1 | $3,566,000 | – | 3,325,000 | +100.0% | 0.00% | – | |
| VLRS | New | CONTROLADORA VUELA CIA DE AVspon adr rp 10 | $4,373,000 | – | 293,047 | +100.0% | 0.00% | – |
| CREE | New | CREE INCput | $3,823,000 | – | 157,800 | +100.0% | 0.00% | – |
| CROX | New | CROCS INCput | $2,585,000 | – | 200,000 | +100.0% | 0.00% | – |
| DLRPRI | New | DIGITAL RLTY TR INCconv pfd i | $4,107,000 | – | 166,032 | +100.0% | 0.00% | – |
| DIN | New | DINEEQUITY INCput | $2,411,000 | – | 26,300 | +100.0% | 0.00% | – |
| DFS | New | DISCOVER FINL SVCScall | $5,319,000 | – | 102,300 | +100.0% | 0.00% | – |
| VLSM | New | DIREXION SHS ETF TRval lne sm mid | $2,664,000 | – | 120,419 | +100.0% | 0.00% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Pput | $2,464,000 | – | 60,000 | +100.0% | 0.00% | – |
| ET | New | ENERGY TRANSFER EQUITY L Pput | $3,675,000 | – | 176,600 | +100.0% | 0.00% | – |
| EVRI | New | EVERI HLDGS INC | $2,203,000 | – | 429,506 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL COcall | $5,481,000 | – | 149,700 | +100.0% | 0.00% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INCcall | $5,466,000 | – | 119,400 | +100.0% | 0.00% | – |
| HST | New | HOST HOTELS & RESORTS INCcall | $3,241,000 | – | 205,000 | +100.0% | 0.00% | – |
| IAC | New | IAC INTERACTIVECORPcall | $3,433,000 | – | 52,600 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote 6/1 | $2,543,000 | – | 2,318,000 | +100.0% | 0.00% | – | |
| INCY | New | INCYTE CORPcall | $4,512,000 | – | 40,900 | +100.0% | 0.00% | – |
| HFXE | New | INDEXIQ ETF TRhdgd ftse euro | $4,904,000 | – | 278,486 | +100.0% | 0.00% | – |
| EMB | New | ISHARES TRcall | $4,022,000 | – | 37,800 | +100.0% | 0.00% | – |
| HEWU | New | ISHARES TRmsci un kngdom | $2,572,000 | – | 113,888 | +100.0% | 0.00% | – |
| New | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $2,205,000 | – | 2,162,000 | +100.0% | 0.00% | – | |
| KBH | New | KB HOMEput | $4,308,000 | – | 317,900 | +100.0% | 0.00% | – |
| New | LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $4,597,000 | – | 3,500,000 | +100.0% | 0.00% | – | |
| LGF | New | LIONS GATE ENTMNT CORPput | $3,312,000 | – | 90,000 | +100.0% | 0.00% | – |
| LAD | New | LITHIA MTRS INCcall | $4,184,000 | – | 38,700 | +100.0% | 0.00% | – |
| LITE | New | LUMENTUM HLDGS INC | $3,554,000 | – | 209,716 | +100.0% | 0.00% | – |
| MINI | New | MOBILE MINI INCput | $3,849,000 | – | 125,000 | +100.0% | 0.00% | – |
| New | MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $2,174,000 | – | 1,668,000 | +100.0% | 0.00% | – | |
| NEEPRQ | New | NEXTERA ENERGY INCunit 08/31/2018 | $4,602,000 | – | 89,445 | +100.0% | 0.00% | – |
| New | OLD REP INTL CORPnote 3.750% 3/1 | $2,271,000 | – | 1,945,000 | +100.0% | 0.00% | – | |
| OLN | New | OLIN CORPput | $4,203,000 | – | 250,000 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM GROUP INCput | $5,740,000 | – | 87,100 | +100.0% | 0.00% | – |
| PPG | New | PPG INDS INCcall | $2,376,000 | – | 27,100 | +100.0% | 0.00% | – |
| PCAR | New | PACCAR INCput | $5,217,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | PALO ALTO NETWORKS INCnote 7/0 | $5,482,000 | – | 3,412,000 | +100.0% | 0.00% | – | |
| YLD | New | PRINCIPAL EXCHANGE TRADED FDprin edge actv | $3,738,000 | – | 100,000 | +100.0% | 0.00% | – |
| SMDV | New | PROSHARES TRruss 2000 divd | $3,287,000 | – | 86,606 | +100.0% | 0.00% | – |
| New | RADIAN GROUP INCnote 2.250% 3/0 | $2,086,000 | – | 1,395,000 | +100.0% | 0.00% | – | |
| RPTP | New | RAPTOR PHARMACEUTICAL CORPcall | $4,023,000 | – | 665,000 | +100.0% | 0.00% | – |
| RPTP | New | RAPTOR PHARMACEUTICAL CORPput | $4,023,000 | – | 665,000 | +100.0% | 0.00% | – |
| JNK | New | SPDR SERIES TRUSTput | $2,853,000 | – | 80,000 | +100.0% | 0.00% | – |
| SCHW | New | SCHWAB CHARLES CORP NEWcall | $2,705,000 | – | 94,700 | +100.0% | 0.00% | – |
| SHLDQ | New | SEARS HLDGS CORPcall | $3,053,000 | – | 135,100 | +100.0% | 0.00% | – |
| SEAS | New | SEAWORLD ENTMT INCput | $5,343,000 | – | 300,000 | +100.0% | 0.00% | – |
| SEMG | New | SEMGROUP CORPcall | $3,675,000 | – | 85,000 | +100.0% | 0.00% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCput | $4,431,000 | – | 175,000 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS U S A INCcall | $2,387,000 | – | 17,800 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS U S A INCput | $2,387,000 | – | 17,800 | +100.0% | 0.00% | – |
| LUV | New | SOUTHWEST AIRLS COput | $2,663,000 | – | 70,000 | +100.0% | 0.00% | – |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $4,503,000 | – | 3,002,000 | +100.0% | 0.00% | – | |
| TEX | New | TEREX CORP NEWcall | $4,277,000 | – | 238,400 | +100.0% | 0.00% | – |
| GLBL | New | TERRAFORM GLOBAL INCcl a | $3,364,000 | – | 505,150 | +100.0% | 0.00% | – |
| UHS | New | UNIVERSAL HLTH SVCS INCcall | $5,292,000 | – | 42,400 | +100.0% | 0.00% | – |
| WOOF | New | VCA INCcall | $2,106,000 | – | 40,000 | +100.0% | 0.00% | – |
| WOOF | New | VCA INCput | $2,106,000 | – | 40,000 | +100.0% | 0.00% | – |
| VTEB | New | VANGUARD MUN BD FD INCtax-exempt bd | $4,213,000 | – | 83,861 | +100.0% | 0.00% | – |
| VMC | New | VULCAN MATLS COput | $2,676,000 | – | 30,000 | +100.0% | 0.00% | – |
| WELL | New | WELLTOWER INCcall | $3,386,000 | – | 50,000 | +100.0% | 0.00% | – |
| WELLPRI | New | WELLTOWER INC6.50% pfd prepet | $4,375,000 | – | 72,038 | +100.0% | 0.00% | – |
| WWE | New | WORLD WRESTLING ENTMT INCput | $2,535,000 | – | 150,000 | +100.0% | 0.00% | – |
| XELB | New | XCEL BRANDS INC | $3,182,000 | – | 370,413 | +100.0% | 0.00% | – |
| XRX | New | XEROX CORPput | $2,457,000 | – | 252,500 | +100.0% | 0.00% | – |
| AUY | New | YAMANA GOLD INCput | $4,205,000 | – | 2,473,500 | +100.0% | 0.00% | – |
| ZG | New | ZILLOW GROUP INCput | $2,928,000 | – | 101,900 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCput | $2,187,000 | – | 81,000 | +100.0% | 0.00% | – |
| ALKS | New | ALKERMES PLCcall | $2,347,000 | – | 40,000 | +100.0% | 0.00% | – |
| LILAK | New | LIBERTY GLOBAL PLC | $2,312,000 | – | 67,503 | +100.0% | 0.00% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD COput | $3,197,000 | – | 50,000 | +100.0% | 0.00% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDGScall | $3,725,000 | – | 65,000 | +100.0% | 0.00% | – |
| RDC | New | ROWAN COMPANIES PLCcall | $3,051,000 | – | 188,900 | +100.0% | 0.00% | – |
| STX | New | SEAGATE TECHNOLOGY PLCput | $2,101,000 | – | 46,900 | +100.0% | 0.00% | – |
| PNR | New | PENTAIR PLCput | $5,104,000 | – | 100,000 | +100.0% | 0.00% | – |
| GNK | New | GENCO SHIPPING & TRADING LTD | $2,699,000 | – | 690,366 | +100.0% | 0.00% | – |
| MCFT | New | MCBC HLDGS INC | $71,000 | – | 5,441 | +100.0% | 0.00% | – |
| GSB | New | GLOBALSCAPE INC | $0 | – | 75 | +100.0% | 0.00% | – |
| MTG | New | MGIC INVT CORP WISput | $923,000 | – | 99,700 | +100.0% | 0.00% | – |
| New | M/I HOMES INCnote 3.000% 3/0 | $11,000 | – | 11,000 | +100.0% | 0.00% | – | |
| LGIH | New | LGI HOMES INCcall | $813,000 | – | 29,900 | +100.0% | 0.00% | – |
| LMRK | New | LANDMARK INFRASTRUCTURE LP | $82,000 | – | 5,500 | +100.0% | 0.00% | – |
| LNTH | New | LANTHEUS HLDGS INC | $8,000 | – | 1,872 | +100.0% | 0.00% | – |
| New | GOLDMAN SACHS GROUP INCmtnf 2/1 | $11,000 | – | 11,000 | +100.0% | 0.00% | – | |
| GV | New | GOLDFIELD CORP | $0 | – | 6 | +100.0% | 0.00% | – |
| GG | New | GOLDCORP INC NEWcall | $184,000 | – | 14,700 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $709,000 | – | 1,383,000 | +100.0% | 0.00% | – | |
| ACTX | New | GLOBAL X FDSguru acts etf | $2,000 | – | 200 | +100.0% | 0.00% | – |
| SCIJ | New | GLOBAL X FDSscien beta jpn | $435,000 | – | 18,264 | +100.0% | 0.00% | – |
| LNC | New | LINCOLN NATL CORP INDcall | $384,000 | – | 8,100 | +100.0% | 0.00% | – |
| LNCWS | New | LINCOLN NATL CORP IND*w exp 07/10/201 | $15,000 | – | 375 | +100.0% | 0.00% | – |
| ASEA | New | GLOBAL X FDSgbl x sasia etf | $2,000 | – | 163 | +100.0% | 0.00% | – |
| LINEQ | New | LINN ENERGY LLCput | $114,000 | – | 42,500 | +100.0% | 0.00% | – |
| LOB | New | LIVE OAK BANCSHARES INC | $15,000 | – | 766 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $48,000 | – | 1,129 | +100.0% | 0.00% | – |
| MPET | New | MAGELLAN PETE CORP | $0 | – | 560 | +100.0% | 0.00% | – |
| LOAN | New | MANHATTAN BRIDGE CAPITAL INC | $16,000 | – | 3,900 | +100.0% | 0.00% | – |
| MRO | New | MARATHON OIL CORPcall | $1,012,000 | – | 65,700 | +100.0% | 0.00% | – |
| GEL | New | GENESIS ENERGY L Pput | $1,917,000 | – | 50,000 | +100.0% | 0.00% | – |
| GENE | New | GENETIC TECHNOLOGIES LTD | $0 | – | 1 | +100.0% | 0.00% | – |
| JOB | New | GENERAL EMPLOYMENT ENTERPRIS | $520,000 | – | 1,300,295 | +100.0% | 0.00% | – |
| New | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $390,000 | – | 687,000 | +100.0% | 0.00% | – | |
| EGAS | New | GAS NAT INC | $19,000 | – | 2,160 | +100.0% | 0.00% | – |
| GPS | New | GAP INC DELput | $576,000 | – | 20,200 | +100.0% | 0.00% | – |
| GPS | New | GAP INC DELcall | $1,394,000 | – | 48,900 | +100.0% | 0.00% | – |
| MOTI | New | MARKET VECTORS ETF TRmornstar intl | $8,000 | – | 300 | +100.0% | 0.00% | – |
| GLPG | New | GALAPAGOS NVspon adr | $1,556,000 | – | 38,239 | +100.0% | 0.00% | – |
| New | MEDICINES COdbcv 1.375% 6/0 | $1,000,000 | – | 688,000 | +100.0% | 0.00% | – | |
| MRD | New | MEMORIAL RESOURCE DEV CORPput | $308,000 | – | 17,500 | +100.0% | 0.00% | – |
| FWP | New | FORWARD PHARMA A/Ssponsored adr | $7,000 | – | 297 | +100.0% | 0.00% | – |
| MIK | New | MICHAELS COS INCcall | $624,000 | – | 27,000 | +100.0% | 0.00% | – |
| New | FORESTAR GROUP INCnote 3.750% 3/0 | $9,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | FOREST CITY ENTERPRISES INCnote 4.250% 8/1 | $624,000 | – | 567,000 | +100.0% | 0.00% | – | |
| New | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $819,000 | – | 551,000 | +100.0% | 0.00% | – | |
| MPOYQ | New | MIDSTATES PETE CO INC | $0 | – | 47 | +100.0% | 0.00% | – |
| MB | New | MINDBODY INC | $248,000 | – | 15,833 | +100.0% | 0.00% | – |
| FOGO | New | FOGO DE CHAO INC | $473,000 | – | 30,290 | +100.0% | 0.00% | – |
| MIXT | New | MIX TELEMATICS LTDsponsored adr | $2,000 | – | 371 | +100.0% | 0.00% | – |
| NIHD | New | NII HLDGS INC | $511,000 | – | 78,470 | +100.0% | 0.00% | – |
| NK | New | NANTKWEST INC | $1,700,000 | – | 148,290 | +100.0% | 0.00% | – |
| NTRA | New | NATERA INC | $18,000 | – | 1,637 | +100.0% | 0.00% | – |
| New | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| NEOT | New | NEOTHETICS INC | $4,000 | – | 500 | +100.0% | 0.00% | – |
| FPXI | New | FIRST TR EXCHANGE TRADED FDintl ipo etf | $15,000 | – | 610 | +100.0% | 0.00% | – |
| NJR | New | NEW JERSEY REScall | $1,802,000 | – | 60,000 | +100.0% | 0.00% | – |
| FSGI | New | FIRST SEC GROUP INC | $125,000 | – | 50,000 | +100.0% | 0.00% | – |
| NORNQ | New | NORANDA ALUM HLDG CORP | $448,000 | – | 273,110 | +100.0% | 0.00% | – |
| NOA | New | NORTH AMERN ENERGY PARTNERS | $3,000 | – | 1,244 | +100.0% | 0.00% | – |
| FCFP | New | FIRST CMNTY FINL PARTNERS IN | $276,000 | – | 42,426 | +100.0% | 0.00% | – |
| BUSE | New | FIRST BUSEY CORP | $86,000 | – | 4,285 | +100.0% | 0.00% | – |
| FBMS | New | FIRST BANCSHARES INC MS | $20,000 | – | 1,160 | +100.0% | 0.00% | – |
| FINL | New | FINISH LINE INCput | $1,967,000 | – | 101,900 | +100.0% | 0.00% | – |
| New | FIDELITY NATIONAL FINANCIALnote 4.250% 8/1 | $209,000 | – | 108,000 | +100.0% | 0.00% | – | |
| FIS | New | FIDELITY NATL INFORMATION SVcall | $1,382,000 | – | 20,600 | +100.0% | 0.00% | – |
| JHY | New | NUVEEN HIGH INCOME 2020 TARG | $0 | – | 11 | +100.0% | 0.00% | – |
| OIIM | New | O2MICRO INTERNATIONAL LTDspons adr | $23,000 | – | 10,000 | +100.0% | 0.00% | – |
| ODP | New | OFFICE DEPOT INCput | $128,000 | – | 20,000 | +100.0% | 0.00% | – |
| FGPRQ | New | FERRELLGAS PARTNERS L.P.put | $988,000 | – | 50,000 | +100.0% | 0.00% | – |
| OLLI | New | OLLIES BARGAIN OUTLT HLDGS I | $149,000 | – | 9,243 | +100.0% | 0.00% | – |
| ONDK | New | ON DECK CAP INCcall | $198,000 | – | 20,000 | +100.0% | 0.00% | – |
| PIH | New | 1347 PPTY INS HLDGS INC | $17,000 | – | 2,265 | +100.0% | 0.00% | – |
| OOMA | New | OOMA INC | $98,000 | – | 14,055 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INCcall | $841,000 | – | 100,000 | +100.0% | 0.00% | – |
| FMSA | New | FAIRMOUNT SANTROL HLDGS INC | $11,000 | – | 4,270 | +100.0% | 0.00% | – |
| New | PDL BIOPHARMA INCnote 4.000% 2/0 | $100,000 | – | 116,000 | +100.0% | 0.00% | – | |
| PCG | New | PG&E CORPcall | $275,000 | – | 5,200 | +100.0% | 0.00% | – |
| EXPE | New | EXPEDIA INC DELput | $1,765,000 | – | 15,000 | +100.0% | 0.00% | – |
| PTCT | New | PTC THERAPEUTICS INCput | $1,031,000 | – | 38,600 | +100.0% | 0.00% | – |
| PHF | New | PACHOLDER HIGH YIELD FD INC | $19,000 | – | 3,000 | +100.0% | 0.00% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $14,000 | – | 847 | +100.0% | 0.00% | – |
| EVOL | New | EVOLVING SYS INC | $0 | – | 83 | +100.0% | 0.00% | – |
| EVK | New | EVER GLORY INTL GRP INC | $19,000 | – | 7,500 | +100.0% | 0.00% | – |
| ETSY | New | ETSY INCput | $303,000 | – | 22,100 | +100.0% | 0.00% | – |
| ESSA | New | ESSA BANCORP INC | $188,000 | – | 14,483 | +100.0% | 0.00% | – |
| PAYX | New | PAYCHEX INCput | $429,000 | – | 9,000 | +100.0% | 0.00% | – |
| ERBA | New | ERBA DIAGNOSTICS | $11,000 | – | 6,000 | +100.0% | 0.00% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $20,000 | – | 1,704 | +100.0% | 0.00% | – |
| EVI | New | ENVIROSTAR INC | $10,000 | – | 2,500 | +100.0% | 0.00% | – |
| New | ENVESTNET INCnote 1.750%12/1 | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | PENNYMAC CORPnote 5.375% 5/0 | $9,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PEN | New | PENUMBRA INC | $16,000 | – | 406 | +100.0% | 0.00% | – |
| PUB | New | PEOPLES UTAH BANCORP | $922,000 | – | 56,500 | +100.0% | 0.00% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS Lput | $959,000 | – | 38,500 | +100.0% | 0.00% | – |
| ENG | New | ENGLOBAL CORP | $0 | – | 400 | +100.0% | 0.00% | – |
| ET | New | ENERGY TRANSFER EQUITY L Pcall | $1,041,000 | – | 50,000 | +100.0% | 0.00% | – |
| PIRS | New | PIERIS PHARMACEUTICALS INC | $18,000 | – | 10,000 | +100.0% | 0.00% | – |
| EMAN | New | EMAGIN CORP | $0 | – | 200 | +100.0% | 0.00% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lcall | $1,580,000 | – | 52,000 | +100.0% | 0.00% | – |
| ELLI | New | ELLIE MAE INCput | $33,000 | – | 500 | +100.0% | 0.00% | – |
| PLNT | New | PLANET FITNESS INCcl a | $1,677,000 | – | 97,788 | +100.0% | 0.00% | – |
| PLM | New | POLYMET MINING CORP | $1,000 | – | 1,900 | +100.0% | 0.00% | – |
| New | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| CAFD | New | 8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt | $167,000 | – | 15,724 | +100.0% | 0.00% | – |
| PHDG | New | POWERSHARES ACTIVE MNG ETF Ts&p500 dwnhdge | $239,000 | – | 9,950 | +100.0% | 0.00% | – |
| PGF | New | POWERSHARES ETF TRUSTcall | $1,096,000 | – | 60,000 | +100.0% | 0.00% | – |
| New | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $201,000 | – | 225,000 | +100.0% | 0.00% | – | |
| DGL | New | POWERSHS DB MULTI SECT COMMdb gold fund | $2,000 | – | 54 | +100.0% | 0.00% | – |
| UDN | New | POWERSHS DB US DOLLAR INDEXdoll indx bear | $53,000 | – | 2,428 | +100.0% | 0.00% | – |
| EVBS | New | EASTERN VA BANKSHARES INC | $2,000 | – | 259 | +100.0% | 0.00% | – |
| FXEU | New | POWERSHARES ETF TR IIeuro cur hdg | $6,000 | – | 265 | +100.0% | 0.00% | – |
| KBWI | New | POWERSHARES ETF TR IIkbw ins port | $6,000 | – | 92 | +100.0% | 0.00% | – |
| EPRPRC | New | EPR PPTYSpfd c cnv 5.75% | $504,000 | – | 22,765 | +100.0% | 0.00% | – |
| LOCO | New | EL POLLO LOCO HLDGS INCcall | $539,000 | – | 50,000 | +100.0% | 0.00% | – |
| PGR | New | PROGRESSIVE CORP OHIOcall | $766,000 | – | 25,000 | +100.0% | 0.00% | – |
| DNAI | New | PRONAI THERAPEUTICS INC | $7,000 | – | 325 | +100.0% | 0.00% | – |
| BIS | New | PROSHARES TRultsh nasd biot | $39,000 | – | 1,000 | +100.0% | 0.00% | – |
| SSG | New | PROSHARES TRulshrt semic new | $55,000 | – | 1,000 | +100.0% | 0.00% | – |
| UST | New | PROSHARES TRultr 7-10 trea | $8,000 | – | 134 | +100.0% | 0.00% | – |
| DIG | New | PROSHARES TR | $31,000 | – | 1,009 | +100.0% | 0.00% | – |
| SPXU | New | PROSHARES TRultrapro short s | $302,000 | – | 7,500 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $537,000 | – | 537,000 | +100.0% | 0.00% | – | |
| New | PROSPECT CAPITAL CORPORATIONnote 5.875% 1/1 | $323,000 | – | 325,000 | +100.0% | 0.00% | – | |
| ECTM | New | ECA MARCELLUS TR I | $0 | – | 250 | +100.0% | 0.00% | – |
| DYNPRA | New | DYNEGY INC NEW DELpfd conv ser a | $278,000 | – | 3,462 | +100.0% | 0.00% | – |
| DYNT | New | DYNATRONICS CORP | $21,000 | – | 6,759 | +100.0% | 0.00% | – |
| PBYI | New | PUMA BIOTECHNOLOGY INCcall | $1,590,000 | – | 21,100 | +100.0% | 0.00% | – |
| QEP | New | QEP RES INCcall | $971,000 | – | 77,500 | +100.0% | 0.00% | – |
| New | QIHOO 360 TECHNOLOGY CO LTDnote 0.500% 8/1 | $63,000 | – | 72,000 | +100.0% | 0.00% | – | |
| New | QUIDEL CORPnote 3.250%12/1 | $122,000 | – | 130,000 | +100.0% | 0.00% | – | |
| RSPP | New | RSP PERMIAN INCput | $911,000 | – | 45,000 | +100.0% | 0.00% | – |
| New | RADIAN GROUP INCnote 3.000%11/1 | $659,000 | – | 451,000 | +100.0% | 0.00% | – | |
| RLOGQ | New | RAND LOGISTICS INC | $8,000 | – | 3,988 | +100.0% | 0.00% | – |
| DLTR | New | DOLLAR TREE INCput | $400,000 | – | 6,000 | +100.0% | 0.00% | – |
| RRC | New | RANGE RES CORPcall | $96,000 | – | 3,000 | +100.0% | 0.00% | – |
| RAVE | New | RAVE RESTAURANT GROUP INC | $6,000 | – | 649 | +100.0% | 0.00% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INCcall | $92,000 | – | 15,000 | +100.0% | 0.00% | – |
| RTN | New | RAYTHEON COput | $896,000 | – | 8,200 | +100.0% | 0.00% | – |
| BRZU | New | DIREXION SHS ETF TR | $5,000 | – | 350 | +100.0% | 0.00% | – |
| RRGB | New | RED ROBIN GOURMET BURGERS INcall | $15,000 | – | 200 | +100.0% | 0.00% | – |
| RGNX | New | REGENXBIO INC | $4,000 | – | 185 | +100.0% | 0.00% | – |
| RF | New | REGIONS FINL CORP NEWcall | $16,000 | – | 1,800 | +100.0% | 0.00% | – |
| RTKHQ | New | RENTECH INC | $42,000 | – | 7,456 | +100.0% | 0.00% | – |
| TZA | New | DIREXION SHS ETF TRdly sc bear3xnew | $4,000 | – | 300 | +100.0% | 0.00% | – |
| RSO | New | RESOURCE CAP CORP | $44,000 | – | 3,945 | +100.0% | 0.00% | – |
| New | RESOURCE CAP CORPnote 6.000%12/0 | $21,000 | – | 24,000 | +100.0% | 0.00% | – | |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $942,000 | – | 10,100 | +100.0% | 0.00% | – |
| RELL | New | RICHARDSON ELECTRS LTD | $30,000 | – | 5,000 | +100.0% | 0.00% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING INcall | $1,389,000 | – | 80,300 | +100.0% | 0.00% | – |
| ROVI | New | ROVI CORPput | $388,000 | – | 37,000 | +100.0% | 0.00% | – |
| DNRCQ | New | DENBURY RES INCcall | $798,000 | – | 327,000 | +100.0% | 0.00% | – |
| DGAS | New | DELTA NAT GAS INC | $16,000 | – | 800 | +100.0% | 0.00% | – |
| DTEA | New | DAVIDSTEA INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| SPGM | New | SPDR INDEX SHS FDSmsci acwi etf | $8,000 | – | 133 | +100.0% | 0.00% | – |
| DNBF | New | DNB FINL CORP | $20,000 | – | 742 | +100.0% | 0.00% | – |
| DBBR | New | DBX ETF TRxtrak msci brazl | $1,000 | – | 126 | +100.0% | 0.00% | – |
| SRV | New | CUSHING MLP TOTAL RETURN FD | $68,000 | – | 5,812 | +100.0% | 0.00% | – |
| SRF | New | CUSHING ENERGY INCOME | $425,000 | – | 30,430 | +100.0% | 0.00% | – |
| FXSG | New | CURRENCYSHARES SINGAPORE DLR | $24,000 | – | 341 | +100.0% | 0.00% | – |
| CRWS | New | CROWN CRAFTS INC | $23,000 | – | 2,800 | +100.0% | 0.00% | – |
| SPLG | New | SPDR SERIES TRUSTrussell 1000 etf | $196,000 | – | 2,174 | +100.0% | 0.00% | – |
| CROX | New | CROCS INCcall | $554,000 | – | 42,900 | +100.0% | 0.00% | – |
| MLPN | New | CREDIT SUISSE NASSAU BRHx link cush mlp | $41,000 | – | 1,978 | +100.0% | 0.00% | – |
| DSLVF | New | CREDIT SUISSE NASSAU BRH3x invers silv | $36,000 | – | 534 | +100.0% | 0.00% | – |
| UWTI | New | CREDIT SUISSE NASSAU BRHnt lkd 32 | $212,000 | – | 20,000 | +100.0% | 0.00% | – |
| BCA | New | CORPBANCAsponsored adr | $0 | – | 25 | +100.0% | 0.00% | – |
| New | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $1,982,000 | – | 2,185,000 | +100.0% | 0.00% | – | |
| COO | New | COOPER COS INCput | $1,861,000 | – | 12,500 | +100.0% | 0.00% | – |
| SGMS | New | SCIENTIFIC GAMES CORPcall | $1,061,000 | – | 101,500 | +100.0% | 0.00% | – |
| CFMS | New | CONFORMIS INC | $65,000 | – | 3,581 | +100.0% | 0.00% | – |
| SPNE | New | SEASPINE HLDGS CORP | $18,000 | – | 1,110 | +100.0% | 0.00% | – |
| CNW | New | CON-WAY INCcall | $641,000 | – | 13,500 | +100.0% | 0.00% | – |
| CUBN | New | COMMERCE UN BANCSHARES INC | $600,000 | – | 45,150 | +100.0% | 0.00% | – |
| CMAWS | New | COMERICA INC*w exp 11/14/201 | $9,000 | – | 750 | +100.0% | 0.00% | – |
| CPGX | New | COLUMBIA PIPELINE GROUP INCput | $73,000 | – | 4,000 | +100.0% | 0.00% | – |
| CPGX | New | COLUMBIA PIPELINE GROUP INCcall | $18,000 | – | 1,000 | +100.0% | 0.00% | – |
| SEMG | New | SEMGROUP CORPput | $1,946,000 | – | 45,000 | +100.0% | 0.00% | – |
| MCRB | New | SERES THERAPEUTICS INC | $105,000 | – | 3,554 | +100.0% | 0.00% | – |
| SRG | New | SERITAGE GROWTH PPTYScl a | $30,000 | – | 793 | +100.0% | 0.00% | – |
| CDE | New | COEUR MNG INCput | $200,000 | – | 70,900 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY INCcall | $715,000 | – | 20,000 | +100.0% | 0.00% | – |
| SHI | New | SINOPEC SHANGHAI PETROCHEMICspon adr h | $0 | – | 2 | +100.0% | 0.00% | – |
| SITOQ | New | SITO MOBILE LTD | $2,000 | – | 500 | +100.0% | 0.00% | – |
| MOBI | New | SKY-MOBI LTDsponsored ads | $0 | – | 16 | +100.0% | 0.00% | – |
| SKLN | New | SKYLINE MED INC | $0 | – | 48 | +100.0% | 0.00% | – |
| AOS | New | SMITH A Ocall | $828,000 | – | 12,700 | +100.0% | 0.00% | – |
| BID | New | SOTHEBYSput | $1,279,000 | – | 40,000 | +100.0% | 0.00% | – |
| SONA | New | SOUTHERN NATL BANCORP OF VA | $16,000 | – | 1,385 | +100.0% | 0.00% | – |
| CVEO | New | CIVEO CORP CDA | $631,000 | – | 425,992 | +100.0% | 0.00% | – |
| CFG | New | CITIZENS FINL GROUP INCcall | $31,000 | – | 1,300 | +100.0% | 0.00% | – |
| SPLS | New | STAPLES INCput | $771,000 | – | 65,700 | +100.0% | 0.00% | – |
| CNTF | New | CHINA TECHFAITH WIRLS COMM Tsponsored adr | $20,000 | – | 35,200 | +100.0% | 0.00% | – |
| SCM | New | STELLUS CAP INVT CORP | $450,000 | – | 44,720 | +100.0% | 0.00% | – |
| CVR | New | CHICAGO RIVET & MACH CO | $5,000 | – | 200 | +100.0% | 0.00% | – |
| STXSW | New | STEREOTAXIS INC*w exp 09/30/201 | $0 | – | 2,520 | +100.0% | 0.00% | – |
| STRA | New | STRAYER ED INCput | $1,099,000 | – | 20,000 | +100.0% | 0.00% | – |
| CQH | New | CHENIERE ENERGY PTNRS LP HLD | $122,000 | – | 6,461 | +100.0% | 0.00% | – |
| New | CHENIERE ENERGY INCnote 4.250% 3/1 | $624,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| CC | New | CHEMOURS COput | $1,839,000 | – | 284,200 | +100.0% | 0.00% | – |
| CC | New | CHEMOURS COcall | $1,605,000 | – | 248,100 | +100.0% | 0.00% | – |
| SXC | New | SUNCOKE ENERGY INCcall | $219,000 | – | 28,200 | +100.0% | 0.00% | – |
| GOMO | New | SUNGY MOBILE LTDadr rep ord a | $0 | – | 7 | +100.0% | 0.00% | – |
| New | SUNPOWER CORPdbcv 0.875% 6/0 | $15,000 | – | 18,000 | +100.0% | 0.00% | – | |
| RUN | New | SUNRUN INC | $101,000 | – | 9,780 | +100.0% | 0.00% | – |
| STS | New | SUPREME INDS INCcl a | $21,000 | – | 2,490 | +100.0% | 0.00% | – |
| GTLS | New | CHART INDS INCcall | $2,000 | – | 100 | +100.0% | 0.00% | – |
| CYOU | New | CHANGYOU COM LTDads rep cl a | $805,000 | – | 45,207 | +100.0% | 0.00% | – |
| CSBR | New | CHAMPIONS ONCOLOGY INC | $11,000 | – | 2,089 | +100.0% | 0.00% | – |
| SYPR | New | SYPRIS SOLUTIONS INC | $0 | – | 300 | +100.0% | 0.00% | – |
| CNTY | New | CENTURY CASINOS INC | $1,000 | – | 138 | +100.0% | 0.00% | – |
| SYRX | New | SYSOREX GLOBAL HLDGS CORP | $20,000 | – | 20,000 | +100.0% | 0.00% | – |
| CENT | New | CENTRAL GARDEN & PET CO | $169,000 | – | 10,914 | +100.0% | 0.00% | – |
| New | TTM TECHNOLOGIES INCnote 1.750%12/1 | $213,000 | – | 248,000 | +100.0% | 0.00% | – | |
| CYAD | New | CELYAD SAadr | $832,000 | – | 19,888 | +100.0% | 0.00% | – |
| New | TARENA INTL INCadr | $0 | – | 5 | +100.0% | 0.00% | – | |
| CAVM | New | CAVIUM INCcall | $1,841,000 | – | 30,000 | +100.0% | 0.00% | – |
| TEAR | New | TEARLAB CORP | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| THW | New | TEKLA WORLD HEALTHCARE FD | $214,000 | – | 14,908 | +100.0% | 0.00% | – |
| TDOC | New | TELADOC INC | $221,000 | – | 9,865 | +100.0% | 0.00% | – |
| CBIO | New | CATALYST BIOSCIENCES INC | $26,000 | – | 5,395 | +100.0% | 0.00% | – |
| CATB | New | CATABASIS PHARMACEUTICALS IN | $6,000 | – | 736 | +100.0% | 0.00% | – |
| TPX | New | TEMPUR SEALY INTL INCput | $1,700,000 | – | 23,800 | +100.0% | 0.00% | – |
| TERP | New | TERRAFORM PWR INCcall | $491,000 | – | 34,500 | +100.0% | 0.00% | – |
| New | CARDTRONICS INCnote 1.000%12/0 | $17,000 | – | 18,000 | +100.0% | 0.00% | – | |
| New | TESLA MTRS INCnote 0.250% 3/0 | $259,000 | – | 268,000 | +100.0% | 0.00% | – | |
| TTPH | New | TETRAPHASE PHARMACEUTICALS Icall | $597,000 | – | 80,000 | +100.0% | 0.00% | – |
| DDD | New | 3-D SYS CORP DELcall | $578,000 | – | 50,000 | +100.0% | 0.00% | – |
| TIER | New | TIER REIT INC | $37,000 | – | 2,543 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTMT CORPput | $59,000 | – | 10,100 | +100.0% | 0.00% | – |
| COG | New | CABOT OIL & GAS CORPcall | $874,000 | – | 40,000 | +100.0% | 0.00% | – |
| CVRR | New | CVR REFNG LPcall | $1,721,000 | – | 90,000 | +100.0% | 0.00% | – |
| TWER | New | TOWERSTREAM CORP | $111,000 | – | 104,187 | +100.0% | 0.00% | – |
| TSCO | New | TRACTOR SUPPLY COput | $34,000 | – | 400 | +100.0% | 0.00% | – |
| TCON | New | TRACON PHARMACEUTICALS INC | $262,000 | – | 26,781 | +100.0% | 0.00% | – |
| AFTY | New | CSOP ETF TRftse china a50 | $747,000 | – | 50,000 | +100.0% | 0.00% | – |
| CRHM | New | CRH MEDICAL CORP | $166,000 | – | 51,900 | +100.0% | 0.00% | – |
| New | TRILLIUM THERAPEUTICS INC | $4,000 | – | 307 | +100.0% | 0.00% | – | |
| TRN | New | TRINITY INDS INCcall | $11,000 | – | 500 | +100.0% | 0.00% | – |
| CNXC | New | CNX COAL RES LP | $64,000 | – | 5,700 | +100.0% | 0.00% | – |
| TOUR | New | TUNIU CORPsponsored ads cl | $0 | – | 1 | +100.0% | 0.00% | – |
| TSN | New | TYSON FOODS INCcall | $1,164,000 | – | 27,000 | +100.0% | 0.00% | – |
| BDCS | New | UBS AG JERSEY BRHexch sec lkd41 | $24,000 | – | 1,200 | +100.0% | 0.00% | – |
| New | UBS AG LONDON BRHen lg cp grwth | $85,000 | – | 787 | +100.0% | 0.00% | – | |
| UBIC | New | UBIC INCsponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| UPLMQ | New | ULTRA PETROLEUM CORPput | $1,917,000 | – | 300,000 | +100.0% | 0.00% | – |
| New | BLACKSTONE MTG TR INCnote 5.250%12/0 | $355,000 | – | 337,000 | +100.0% | 0.00% | – | |
| VFC | New | V F CORPput | $1,228,000 | – | 18,000 | +100.0% | 0.00% | – |
| VTVT | New | VTV THERAPEUTICS INCcl a | $11,000 | – | 1,655 | +100.0% | 0.00% | – |
| BNTCW | New | BENITEC BIOPHARMA LTD*w exp 08/14/202 | $0 | – | 100 | +100.0% | 0.00% | – |
| VPCO | New | VAPOR CORP DEL | $0 | – | 1,209 | +100.0% | 0.00% | – |
| VDSI | New | VASCO DATA SEC INTL INCput | $871,000 | – | 51,100 | +100.0% | 0.00% | – |
| New | VECTOR GROUP LTDfrnt 1/1 | $373,000 | – | 246,000 | +100.0% | 0.00% | – | |
| BXLT | New | BAXALTA INCcall | $1,585,000 | – | 50,300 | +100.0% | 0.00% | – |
| VER | New | VEREIT INCcall | $774,000 | – | 100,300 | +100.0% | 0.00% | – |
| VER | New | VEREIT INCput | $772,000 | – | 100,000 | +100.0% | 0.00% | – |
| BNED | New | BARNES & NOBLE ED INC | $660,000 | – | 51,978 | +100.0% | 0.00% | – |
| ATMP | New | BARCLAYS BK PLCetn+ sel mlp | $414,000 | – | 19,970 | +100.0% | 0.00% | – |
| VBTX | New | VERITEX HLDGS INC | $644,000 | – | 41,232 | +100.0% | 0.00% | – |
| VRML | New | VERMILLION INC | $0 | – | 30 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INCcall | $260,000 | – | 2,500 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INCput | $260,000 | – | 2,500 | +100.0% | 0.00% | – |
| VXZ | New | BARCLAYS BK PLCipath s&p mt etn | $1,024,000 | – | 78,742 | +100.0% | 0.00% | – |
| VIAV | New | VIAVI SOLUTIONS INC | $1,655,000 | – | 308,024 | +100.0% | 0.00% | – |
| VIMC | New | VIMICRO INTL CORPadr | $125,000 | – | 10,000 | +100.0% | 0.00% | – |
| VSCP | New | VIRTUALSCOPICS INC | $1,000 | – | 500 | +100.0% | 0.00% | – |
| BZUN | New | BAOZUN INCsponsored adr | $7,000 | – | 1,500 | +100.0% | 0.00% | – |
| BWFG | New | BANKWELL FINL GROUP INC | $183,000 | – | 10,000 | +100.0% | 0.00% | – |
| VTL | New | VITAL THERAPIES INCcall | $202,000 | – | 50,000 | +100.0% | 0.00% | – |
| VTL | New | VITAL THERAPIES INCput | $243,000 | – | 60,100 | +100.0% | 0.00% | – |
| VVUS | New | VIVUS INCput | $1,038,000 | – | 632,700 | +100.0% | 0.00% | – |
| BK | New | BANK NEW YORK MELLON CORPput | $783,000 | – | 20,000 | +100.0% | 0.00% | – |
| WMIH | New | WMIH CORP | $104,000 | – | 39,997 | +100.0% | 0.00% | – |
| BBDO | New | BANCO BRADESCO S Asponsored adr | $49,000 | – | 7,887 | +100.0% | 0.00% | – |
| New | WALTER INVT MGMT CORPnote 4.500%11/0 | $399,000 | – | 557,000 | +100.0% | 0.00% | – | |
| WBS | New | WEBSTER FINL CORP CONNcall | $1,233,000 | – | 34,600 | +100.0% | 0.00% | – |
| AXPW | New | AXION PWR INTL INC | $0 | – | 100 | +100.0% | 0.00% | – |
| AVGR | New | AVINGER INC | $18,000 | – | 1,223 | +100.0% | 0.00% | – |
| New | WELLS FARGO & COmtnf 1/2 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| WRN | New | WESTERN COPPER & GOLD CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| AHTPRECL | New | ASHFORD HOSPITALITY TR INC9% cum pfd ser e | $78,000 | – | 3,027 | +100.0% | 0.00% | – |
| ASNA | New | ASCENA RETAIL GROUP INCcall | $519,000 | – | 37,300 | +100.0% | 0.00% | – |
| WIN | New | WINDSTREAM HLDGS INCput | $488,000 | – | 79,400 | +100.0% | 0.00% | – |
| WING | New | WINGSTOP INC | $1,000 | – | 57 | +100.0% | 0.00% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $532,000 | – | 26,541 | +100.0% | 0.00% | – |
| WETF | New | WISDOMTREE INVTS INCput | $1,102,000 | – | 68,300 | +100.0% | 0.00% | – |
| ARGS | New | ARGOS THERAPEUTICS INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| DXJC | New | WISDOMTREE TRjapan cp goods | $870,000 | – | 38,153 | +100.0% | 0.00% | – |
| ACIIQ | New | ARCH COAL INCcall | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| ACIIQ | New | ARCH COAL INC | $29,000 | – | 9,130 | +100.0% | 0.00% | – |
| ABUS | New | ARBUTUS BIOPHARMA CORP | $201,000 | – | 33,069 | +100.0% | 0.00% | – |
| ARMK | New | ARAMARKput | $267,000 | – | 9,000 | +100.0% | 0.00% | – |
| New | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | APOLLO INVT CORPnote 5.750% 1/1 | $22,000 | – | 22,000 | +100.0% | 0.00% | – | |
| New | WORKDAY INCnote 0.750% 7/1 | $1,108,000 | – | 1,032,000 | +100.0% | 0.00% | – | |
| New | WORKDAY INCnote 1.500% 7/1 | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| WRLD | New | WORLD ACCEP CORP DELcall | $590,000 | – | 22,000 | +100.0% | 0.00% | – |
| WPXP | New | WPX ENERGY INCpfd ser a cv | $179,000 | – | 4,950 | +100.0% | 0.00% | – |
| XPO | New | XPO LOGISTICS INCput | $262,000 | – | 11,000 | +100.0% | 0.00% | – |
| XNET | New | XUNLEI LTDsponsored adr | $4,000 | – | 560 | +100.0% | 0.00% | – |
| BETR | New | AMPLIFY SNACK BRANDS | $17,000 | – | 1,587 | +100.0% | 0.00% | – |
| XENE | New | XENON PHARMACEUTICALS INC | $18,000 | – | 2,182 | +100.0% | 0.00% | – |
| MESG | New | XURA INC | $117,000 | – | 5,226 | +100.0% | 0.00% | – |
| AUY | New | YAMANA GOLD INCcall | $17,000 | – | 10,000 | +100.0% | 0.00% | – |
| ZPIN | New | ZHAOPIN LTDsponsored adr | $0 | – | 7 | +100.0% | 0.00% | – |
| ZGNX | New | ZOGENIX INC | $28,000 | – | 2,105 | +100.0% | 0.00% | – |
| ZOES | New | ZOES KITCHEN INCput | $853,000 | – | 21,600 | +100.0% | 0.00% | – |
| ANFI | New | AMIRA NATURE FOODS LTDcall | $76,000 | – | 13,800 | +100.0% | 0.00% | – |
| AAU | New | ALMADEN MINERALS LTD | $0 | – | 100 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSput | $162,000 | – | 4,400 | +100.0% | 0.00% | – |
| ALXA | New | ALEXZA PHARMACEUTICALS INC | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| ALRPRB | New | ALERE INCperp pfd conv se | $360,000 | – | 1,124 | +100.0% | 0.00% | – |
| AXXDF | New | ALDERON IRON ORE CORP | $0 | – | 500 | +100.0% | 0.00% | – |
| AGI | New | ALAMOS GOLD INC NEW | $1,358,000 | – | 367,880 | +100.0% | 0.00% | – |
| New | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $839,000 | – | 799,000 | +100.0% | 0.00% | – | |
| AIXNY | New | AIXTRON SEsponsored adr | $1,000 | – | 127 | +100.0% | 0.00% | – |
| AIRI | New | AIR INDS GROUP | $17,000 | – | 1,900 | +100.0% | 0.00% | – |
| LILA | New | LIBERTY GLOBAL PLC | $1,903,000 | – | 56,475 | +100.0% | 0.00% | – |
| AIMT | New | AIMMUNE THERAPEUTICS INC | $218,000 | – | 8,619 | +100.0% | 0.00% | – |
| AEMD | New | AETHLON MED INC | $46,000 | – | 6,400 | +100.0% | 0.00% | – |
| New | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $433,000 | – | 555,000 | +100.0% | 0.00% | – | |
| ACUR | New | ACURA PHARMACEUTICALS INC | $1,000 | – | 240 | +100.0% | 0.00% | – |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS Sput | $954,000 | – | 40,000 | +100.0% | 0.00% | – |
| ATTU | New | ATTUNITY LTD | $1,000 | – | 97 | +100.0% | 0.00% | – |
| CSTE | New | CAESARSTONE SDOT-YAM LTDput | $365,000 | – | 12,000 | +100.0% | 0.00% | – |
| MAGS | New | MAGAL SECURITY SYS LTDord | $6,000 | – | 1,474 | +100.0% | 0.00% | – |
| CMPR | New | CIMPRESS N Vcall | $1,172,000 | – | 15,400 | +100.0% | 0.00% | – |
| CMPR | New | CIMPRESS N Vput | $46,000 | – | 600 | +100.0% | 0.00% | – |
| INXN | New | INTERXION HOLDING N.Vcall | $997,000 | – | 36,800 | +100.0% | 0.00% | – |
| ABIO | New | ARCA BIOPHARMA INC | $11,000 | – | 2,148 | +100.0% | 0.00% | – |
| AMCX | New | AMC NETWORKS INCput | $300,000 | – | 4,100 | +100.0% | 0.00% | – |
| AMCX | New | AMC NETWORKS INCcall | $549,000 | – | 7,500 | +100.0% | 0.00% | – |
| New | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $190,000 | – | 117,000 | +100.0% | 0.00% | – | |
| RIGS | New | ALPS ETF TRrivrfrnt str inc | $17,000 | – | 723 | +100.0% | 0.00% | – |
| ST | New | SENSATA TECHNOLOGIES HLDG NVput | $1,632,000 | – | 36,800 | +100.0% | 0.00% | – |
| TEUFF | New | BOX SHIPS INCORPORATED | $10,000 | – | 17,000 | +100.0% | 0.00% | – |
| EWG | New | ISHAREScall | $12,000 | – | 500 | +100.0% | 0.00% | – |
| DVY | New | ISHARES TRcall | $662,000 | – | 9,100 | +100.0% | 0.00% | – |
| DVY | New | ISHARES TRput | $36,000 | – | 500 | +100.0% | 0.00% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEWput | $285,000 | – | 10,000 | +100.0% | 0.00% | – |
| INS | New | INTELLIGENT SYS CORP NEW | $1,000 | – | 500 | +100.0% | 0.00% | – |
| IWF | New | ISHARES TRput | $65,000 | – | 700 | +100.0% | 0.00% | – |
| HFXI | New | INDEXIQ ETF TRhdgd ftse intl | $177,000 | – | 10,075 | +100.0% | 0.00% | – |
| IMUC | New | IMMUNOCELLULAR THERAPEUTICS | $0 | – | 150 | +100.0% | 0.00% | – |
| TOK | New | ISHARES TRmsci kokusai etf | $500,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $1,640,000 | – | 2,063,000 | +100.0% | 0.00% | – | |
| GSL | New | GLOBAL SHIP LEASE INC NEW | $6,000 | – | 1,385 | +100.0% | 0.00% | – |
| ITUS | New | ITUS CORP | $2,000 | – | 400 | +100.0% | 0.00% | – |
| STAR | New | ISTAR INCput | $1,047,000 | – | 83,200 | +100.0% | 0.00% | – |
| IDI | New | IDI INC | $15,000 | – | 2,000 | +100.0% | 0.00% | – |
| HSON | New | HUDSON GLOBAL INC | $1,000 | – | 210 | +100.0% | 0.00% | – |
| HLI | New | HOULIHAN LOKEY INCcl a | $484,000 | – | 22,185 | +100.0% | 0.00% | – |
| HOSSQ | New | HORNBECK OFFSHORE SVCS INC Ncall | $934,000 | – | 69,000 | +100.0% | 0.00% | – |
| HZN | New | HORIZON GLOBAL CORP | $3,000 | – | 307 | +100.0% | 0.00% | – |
| HH | New | HOOPER HOLMES INC | $3,000 | – | 27,778 | +100.0% | 0.00% | – |
| New | HOLOGIC INCfrnt 12/1 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| HTZ | New | HERTZ GLOBAL HOLDINGS INCput | $335,000 | – | 20,000 | +100.0% | 0.00% | – |
| SIZE | New | ISHARES TRmsci usaszefct | $246,000 | – | 3,989 | +100.0% | 0.00% | – |
| HTGC | New | HERCULES TECH GROWTH CAP INCcall | $3,000 | – | 300 | +100.0% | 0.00% | – |
| XT | New | ISHARES TRexponen techno | $862,000 | – | 37,103 | +100.0% | 0.00% | – |
| IQLT | New | ISHARES TRintl dev ql fc | $4,000 | – | 156 | +100.0% | 0.00% | – |
| HNT | New | HEALTH NET INCput | $193,000 | – | 3,200 | +100.0% | 0.00% | – |
| IBDP | New | ISHARES TRibnd dec24 etf | $928,000 | – | 38,276 | +100.0% | 0.00% | – |
| ICVT | New | ISHARES TRconv bd etf | $34,000 | – | 755 | +100.0% | 0.00% | – |
| IBMK | New | ISHARES TRibonds dec 22 | $82,000 | – | 3,215 | +100.0% | 0.00% | – |
| IBMJ | New | ISHARES TRibonds dec 21 | $82,000 | – | 3,224 | +100.0% | 0.00% | – |
| HEWI | New | ISHARES TRmsci italy etf | $17,000 | – | 757 | +100.0% | 0.00% | – |
| JAX | New | J ALEXANDERS HLDGS INC | $19,000 | – | 1,979 | +100.0% | 0.00% | – |
| JPIN | New | J P MORGAN EXCHANGE TRADED Fdiv rtn int eq | $3,000 | – | 65 | +100.0% | 0.00% | – |
| TOPS | New | TOP SHIPS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| HLIT | New | HARMONIC INCcall | $72,000 | – | 12,400 | +100.0% | 0.00% | – |
| HNSN | New | HANSEN MEDICAL INC | $5,000 | – | 1,420 | +100.0% | 0.00% | – |
| New | JARDEN CORPnote 1.125% 3/1 | $832,000 | – | 743,000 | +100.0% | 0.00% | – | |
| HBI | New | HANESBRANDS INCcall | $1,447,000 | – | 50,000 | +100.0% | 0.00% | – |
| KCG | New | KCG HLDGS INCcall | $1,160,000 | – | 105,700 | +100.0% | 0.00% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $40,000 | – | 2,732 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INCput | $6,000 | – | 200 | +100.0% | 0.00% | – |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $42,000 | – | 2,100 | +100.0% | 0.00% | – |
| KTEC | New | KEY TECHNOLOGY INC | $11,000 | – | 933 | +100.0% | 0.00% | – |
| KEY | New | KEYCORP NEWput | $1,829,000 | – | 140,600 | +100.0% | 0.00% | – |
| GRUB | New | GRUBHUB INCput | $268,000 | – | 11,000 | +100.0% | 0.00% | – |
| KGC | New | KINROSS GOLD CORPput | $1,759,000 | – | 1,022,700 | +100.0% | 0.00% | – |
| New | GREENBRIER COS INCnote 3.500% 4/0 | $9,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | KOHLBERG CAPITAL CORPnote 8.750% 3/1 | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| GPP | New | GREEN PLAINS PARTNERS LP | $207,000 | – | 15,710 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BANK OF AMERICA NA #1
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC. #2
- MERRILL LYNCH CANADA INC #5
- MERRILL LYNCH INTERNATIONAL #6
- MERRILL LYNCH PROFESSIONAL CLEARING CORP #12
- MERRILL LYNCH GROUP, INC. #16
- Blue Ridge Investments, L.L.C. #20
- EQUITY FINANCE DELAWARE, LLC #21
- U.S. TRUST Co OF DELAWARE #28
- MANAGED ACCOUNT ADVISORS LLC #43
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.9% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| APPLE INC | 42 | Q3 2023 | 2.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.8% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.1% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.5% |
View BANK OF AMERICA CORP /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 18, 2023 | 5,754 | 62.0% |
| Federated Hermes Premier Municipal Income Fund | September 14, 2023 | 1,772 | 100.0% |
| BNY MELLON MUNICIPAL INCOME, INC. | July 24, 2023 | 1,209 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | July 24, 2023 | 1,972 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC. | July 24, 2023 | 3,156 | 100.0% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | June 07, 2023 | 1,400 | 100.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 26, 2023 | 1,870 | 52.4% |
| Nuveen Enhanced High Yield Municipal Bond Fund | April 24, 2023 | 545 | 100.0% |
| Forum Merger IV Corp | April 10, 2023 | 1,182,332 | 16.1% |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDSold out | March 31, 2023 | 0 | 0.0% |
View BANK OF AMERICA CORP /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
View BANK OF AMERICA CORP /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.