$251 Billion is the total value of BANK OF AMERICA CORP /DE/'s 18345 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 144.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SIG | Exit | SIGNET JEWELERS LIMITEDcall | $0 | – | -600 | -100.0% | 0.00% | – |
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INCcl a new | $0 | – | -596 | -100.0% | 0.00% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC | $0 | – | -31,804 | -100.0% | 0.00% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -599 | -100.0% | 0.00% | – |
| OBCI | Exit | OCEAN BIO CHEM INC | $0 | – | -15 | -100.0% | 0.00% | – |
| EDUC | Exit | EDUCATIONAL DEV CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| LOOK | Exit | LOOKSMART LTD | $0 | – | -2 | -100.0% | 0.00% | – |
| CRWS | Exit | CROWN CRAFTS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| COOL | Exit | MAJESCO ENTERTAINMENT CO | $0 | – | -20 | -100.0% | 0.00% | – |
| PZZI | Exit | PIZZA INN HOLDINGS INC | $0 | – | -349 | -100.0% | 0.00% | – |
| NPD | Exit | CHINA NEPSTAR CHAIN DRUGSTORsponsored adr | $0 | – | -828 | -100.0% | 0.00% | – |
| AEZS | Exit | AETERNA ZENTARIS INC | $0 | – | -1,583 | -100.0% | 0.00% | – |
| DLHC | Exit | DLH HLDGS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| PBTH | Exit | PROLOR BIOTECH INC | $0 | – | -2,400 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRdly glmnrbu3xnew | $0 | – | -60,493 | -100.0% | 0.00% | – |
| MBND | Exit | MULTIBAND CORP | $0 | – | -96 | -100.0% | 0.00% | – |
| OESX | Exit | ORION ENERGY SYSTEMS INC | $0 | – | -37 | -100.0% | 0.00% | – |
| TXTR | Exit | TEXTURA CORP | $0 | – | -36 | -100.0% | 0.00% | – |
| FXP | Exit | PROSHARES TRput | $0 | – | -2,300 | -100.0% | 0.00% | – |
| CSPI | Exit | CSP INC | $0 | – | -2,496 | -100.0% | 0.00% | – |
| ESXB | Exit | COMMUNITY BANKERS TR CORP | $0 | – | -3,739 | -100.0% | 0.00% | – |
| CDYCF | Exit | CARDERO RES CORP | $0 | – | -4,500 | -100.0% | 0.00% | – |
| SCIF | Exit | MARKET VECTORS ETF TRindia small cp | $0 | – | -10,200 | -100.0% | 0.00% | – |
| III | Exit | INFORMATION SERVICES GROUP I | $0 | – | -11 | -100.0% | 0.00% | – |
| AUPRA | Exit | ANGLOGOLD ASHANTI HLDGS FINmand bd cv 13 | $0 | – | -20,591 | -100.0% | 0.00% | – |
| SPCHA | Exit | SPORT CHALET INCcl a | $0 | – | -5 | -100.0% | 0.00% | – |
| GIGA | Exit | GIGA TRONICS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| IMMY | Exit | IMPRIMIS PHARMACEUTICALS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| LMAT | Exit | LEMAITRE VASCULAR INC | $0 | – | -6 | -100.0% | 0.00% | – |
| BPAX | Exit | BIOSANTE PHARMACEUTICALS INC | $0 | – | -27,854 | -100.0% | 0.00% | – |
| KEYN | Exit | KEYNOTE SYS INC | $0 | – | -23,207 | -100.0% | 0.00% | – |
| DBS | Exit | POWERSHS DB MULTI SECT COMMdb silver fund | $0 | – | -273 | -100.0% | 0.00% | – |
| RCKY | Exit | ROCKY BRANDS INC | $0 | – | -119 | -100.0% | 0.00% | – |
| PHDG | Exit | POWERSHARES ACTIVE MNG ETF Ts&p500 dwnhdge | $0 | – | -780 | -100.0% | 0.00% | – |
| NCBC | Exit | NEW CENTRY BANCORP INC DUNN | $0 | – | -42 | -100.0% | 0.00% | – |
| FUNC | Exit | FIRST UTD CORP | $0 | – | -8 | -100.0% | 0.00% | – |
| VIXY | Exit | PROSHARES TR IIput | $0 | – | -1,120 | -100.0% | 0.00% | – |
| IDSA | Exit | INDUSTRIAL SVCS AMER INC FLA | $0 | – | -14 | -100.0% | 0.00% | – |
| CCIHY | Exit | CHINACACHE INTL HLDG LTDspon adr | $0 | – | -791 | -100.0% | 0.00% | – |
| USU | Exit | USEC INC | $0 | – | -964,981 | -100.0% | 0.00% | – |
| HAST | Exit | HASTINGS ENTMT INC | $0 | – | -11 | -100.0% | 0.00% | – |
| IWD | Exit | ISHARES TRput | $0 | – | -900 | -100.0% | 0.00% | – |
| LPHIQ | Exit | LIFE PARTNERS HOLDINGS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| CRL | Exit | CHARLES RIV LABS INTL INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| GTIV | Exit | GENTIVA HEALTH SERVICES INCcall | $0 | – | -81,800 | -100.0% | 0.00% | – |
| LIT | Exit | GLOBAL X FDSput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CASM | Exit | CAS MED SYS INC | $0 | – | -477 | -100.0% | 0.00% | – |
| CBMX | Exit | COMBIMATRIX CORPORATION | $0 | – | -442 | -100.0% | 0.00% | – |
| JJCTF | Exit | BARCLAYS BK PLCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MPAA | Exit | MOTORCAR PTS AMER INC | $0 | – | -18 | -100.0% | 0.00% | – |
| SPPR | Exit | SUPERTEL HOSPITALITY INC MD | $0 | – | -15 | -100.0% | 0.00% | – |
| AMRB | Exit | AMERICAN RIVER BANKSHARES | $0 | – | -26 | -100.0% | 0.00% | – |
| PCMI | Exit | PCM INC | $0 | – | -42 | -100.0% | 0.00% | – |
| SLT | Exit | STERLITE INDS INDIA LTDads | $0 | – | -119,802 | -100.0% | 0.00% | – |
| Exit | OLD REP INTL CORPnote 3.750% 3/1 | $0 | – | -344,000 | -100.0% | 0.00% | – | |
| PST | Exit | PROSHARES TRcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MATR | Exit | MATTERSIGHT CORP | $0 | – | -17,896 | -100.0% | 0.00% | – |
| PDII | Exit | PDI INC | $0 | – | -22,624 | -100.0% | 0.00% | – |
| Exit | TIME WARNER TELECOM INCdbcv 2.375% 4/0 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| DRL | Exit | DORAL FINL CORP | $0 | – | -5,323 | -100.0% | 0.00% | – |
| DGLY | Exit | DIGITAL ALLY INC | $0 | – | -1 | -100.0% | 0.00% | – |
| GLDC | Exit | GOLDEN ENTERPRISES INC | $0 | – | -13 | -100.0% | 0.00% | – |
| BIB | Exit | PROSHARES TR | $0 | – | -250 | -100.0% | 0.00% | – |
| FCTY | Exit | 1ST CENTURY BANCSHARES INC | $0 | – | -256 | -100.0% | 0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRput | $0 | – | -23,700 | -100.0% | 0.00% | – |
| PULB | Exit | PULASKI FINL CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| ARTW | Exit | ARTS WAY MFG INC | $0 | – | -1 | -100.0% | 0.00% | – |
| HOGS | Exit | ZHONGPIN INC | $0 | – | -166 | -100.0% | 0.00% | – |
| NI | Exit | NISOURCE INCput | $0 | – | -3,000 | -100.0% | 0.00% | – |
| GASX | Exit | DIREXION SHS ETF TRcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MOBI | Exit | SKY-MOBI LTDsponsored ads | $0 | – | -645 | -100.0% | 0.00% | – |
| CRMD | Exit | CORMEDIX INC | $0 | – | -93 | -100.0% | 0.00% | – |
| SPXS | Exit | DIREXION SHS ETF TRcall | $0 | – | -1,700 | -100.0% | 0.00% | – |
| Exit | GOODRICH PETE CORPnote 5.000%10/0 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| JCS | Exit | COMMUNICATIONS SYS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| INTT | Exit | INTEST CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| TLAB | Exit | TELLABS INCcall | $0 | – | -3,100 | -100.0% | 0.00% | – |
| ARCI | Exit | APPLIANCE RECYCLING CTRS AME | $0 | – | -2 | -100.0% | 0.00% | – |
| MSBF | Exit | MSB FINANCIAL CORPORATION | $0 | – | -96 | -100.0% | 0.00% | – |
| TPGI | Exit | THOMAS PPTYS GROUP INC | $0 | – | -3,648 | -100.0% | 0.00% | – |
| ORC | Exit | ORCHID IS CAP INC | $0 | – | -41 | -100.0% | 0.00% | – |
| EMT | Exit | EGA EMERGING GLOBAL SHS TRegshare em metls | $0 | – | -3,970 | -100.0% | 0.00% | – |
| KFS | Exit | KINGSWAY FINL SVCS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| IROQ | Exit | IF BANCORP INC | $0 | – | -99 | -100.0% | 0.00% | – |
| OCR | Exit | OMNICARE INCput | $0 | – | -2,100 | -100.0% | 0.00% | – |
| CZWI | Exit | CITIZENS CMNTY BANCORP INC M | $0 | – | -14 | -100.0% | 0.00% | – |
| REMX | Exit | MARKET VECTORS ETF TRput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NOVB | Exit | NORTH VALLEY BANCORP | $0 | – | -15 | -100.0% | 0.00% | – |
| KCG | Exit | KNIGHT CAP GROUP INC | $0 | – | -155,613 | -100.0% | 0.00% | – |
| LSBK | Exit | LAKE SHORE BANCORP INC | $0 | – | -69 | -100.0% | 0.00% | – |
| DAEG | Exit | DAEGIS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| MEET | Exit | MEETME INC | $0 | – | -32,185 | -100.0% | 0.00% | – |
| FBNIQ | Exit | FURNITURE BRANDS INTL INC | $0 | – | -602 | -100.0% | 0.00% | – |
| NTRI | Exit | NUTRI SYS INC NEWcall | $0 | – | -500 | -100.0% | 0.00% | – |
| SILU | Exit | SPROTT RESOURCE LENDING CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| USBI | Exit | UNITED SEC BANCSHARES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| MFRI | Exit | MFRI INC | $0 | – | -6 | -100.0% | 0.00% | – |
| SVBL | Exit | SILVER BULL RES INC | $0 | – | -100 | -100.0% | 0.00% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCput | $0 | – | -38,400 | -100.0% | 0.00% | – |
| FNBN | Exit | F N B UNITED CORP | $0 | – | -1,641 | -100.0% | 0.00% | – |
| MGYR | Exit | MAGYAR BANCORP INC | $0 | – | -127 | -100.0% | 0.00% | – |
| TAOM | Exit | TAOMEE HLDGS LTDsponsored adr | $0 | – | -324 | -100.0% | 0.00% | – |
| TIKK | Exit | TEL INSTR ELECTRS CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| ACTS | Exit | ACTIONS SEMICONDUCTOR CO LTDadr | $0 | – | -2,207 | -100.0% | 0.00% | – |
| PERFQ | Exit | PERFUMANIA HLDGS INC | $0 | – | -10,049 | -100.0% | 0.00% | – |
| ASMIY | Exit | ASM INTL N Vny register sh | $0 | – | -20,096 | -100.0% | 0.00% | – |
| STEC | Exit | STEC INCcall | $0 | – | -65,200 | -100.0% | 0.00% | – |
| ASTI | Exit | ASCENT SOLAR TECHNOLOGIES IN | $0 | – | -70 | -100.0% | 0.00% | – |
| BGMD | Exit | BG MEDICINE INC | $0 | – | -28,557 | -100.0% | 0.00% | – |
| TNDQ | Exit | ROYAL BK OF SCOTLAND PLCrbs nasd lkd41 | $0 | – | -1,887 | -100.0% | 0.00% | – |
| RSXJ | Exit | MARKET VECTORS ETF TRrussia smallcp | $0 | – | -1,045 | -100.0% | 0.00% | – |
| OSHC | Exit | OCEAN SHORE HLDG CO NEW | $0 | – | -6 | -100.0% | 0.00% | – |
| WAVX | Exit | WAVE SYSTEMS CORP | $0 | – | -62,498 | -100.0% | 0.00% | – |
| HDY | Exit | HYPERDYNAMICS CORP | $0 | – | -15,114 | -100.0% | 0.00% | – |
| AUBN | Exit | AUBURN NATL BANCORP | $0 | – | -14 | -100.0% | 0.00% | – |
| IIJIY | Exit | INTERNET INITIATIVE JAPAN INsponsored adr | $0 | – | -10 | -100.0% | 0.00% | – |
| SGEN | Exit | SEATTLE GENETICS INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| LODE | Exit | COMSTOCK MNG INC | $0 | – | -100 | -100.0% | 0.00% | – |
| INPHQ | Exit | INTERPHASE CORP | $0 | – | -8 | -100.0% | 0.00% | – |
| BRCN | Exit | BURCON NUTRASCIENCE CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| OSHWQ | Exit | ORCHARD SUPPLY HARDWARE STORcl a | $0 | – | -6,520 | -100.0% | 0.00% | – |
| LAKE | Exit | LAKELAND INDS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| FFKY | Exit | FIRST FINL SVC CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| U548CIL | Exit | MARKET VECTORS ETF TRegypt indx etf | $0 | – | -48,171 | -100.0% | 0.00% | – |
| EMDI | Exit | ISHARES INCemkt cnsm disc | $0 | – | -191 | -100.0% | 0.00% | – |
| TFCO | Exit | TUFCO TECHNOLOGIES INC | $0 | – | -43 | -100.0% | 0.00% | – |
| Exit | NATIONAL RETAIL PPTYS INCnote 5.125% 6/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| DAIO | Exit | DATA I O CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| WRLS | Exit | TELULAR CORP | $0 | – | -9,300 | -100.0% | 0.00% | – |
| GEX | Exit | MARKET VECTORS ETF TRgbl alter enrg | $0 | – | -66,860 | -100.0% | 0.00% | – |
| IFON | Exit | INFOSONICS CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| RVSB | Exit | RIVERVIEW BANCORP INC | $0 | – | -28 | -100.0% | 0.00% | – |
| FBZ | Exit | FIRST TR EXCH TRD ALPHA FD Ibrazil alpha | $0 | – | -990 | -100.0% | 0.00% | – |
| VAC | Exit | MARRIOTT VACATIONS WRLDWDE Ccall | $0 | – | -200 | -100.0% | 0.00% | – |
| CELJF | Exit | CELLCOM ISRAEL LTDput | $0 | – | -4,600 | -100.0% | 0.00% | – |
| AQ | Exit | ACQUITY GROUP LTDsponsored adr | $0 | – | -674 | -100.0% | 0.00% | – |
| FFEX | Exit | FROZEN FOOD EXPRESS INDS INC | $0 | – | -12 | -100.0% | 0.00% | – |
| EXFO | Exit | EXFO INC | $0 | – | -17,300 | -100.0% | 0.00% | – |
| NMB | Exit | NUVEEN MASS DIVID ADVANTAG M | $0 | – | -3,300 | -100.0% | 0.00% | – |
| AEY | Exit | ADDVANTAGE TECHNOLOGIES GP I | $0 | – | -33 | -100.0% | 0.00% | – |
| UBFO | Exit | UNITED SECURITY BANCSHARES C | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| NYX | Exit | NYSE EURONEXTput | $0 | – | -200 | -100.0% | 0.00% | – |
| MEMS | Exit | MEMSIC INC | $0 | – | -680 | -100.0% | 0.00% | – |
| Exit | AMDOCS LTDnote 0.500% 3/1 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| CRHRF | Exit | CROSSHAIR ENERGY CORP | $0 | – | -6,250 | -100.0% | 0.00% | – |
| GYRO | Exit | GYRODYNE CO AMER INC | $0 | – | -2,945 | -100.0% | 0.00% | – |
| THHY | Exit | MARKET VECTORS ETF TRhi yld trea bd | $0 | – | -22,788 | -100.0% | 0.00% | – |
| FHI | Exit | FEDERATED INVS INC PAcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MGCD | Exit | MGC DIAGNOSTICS CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| LTONY | Exit | LINKTONE LTDadr | $0 | – | -541 | -100.0% | 0.00% | – |
| BZ | Exit | BOISE INC | $0 | – | -94,801 | -100.0% | 0.00% | – |
| CNTF | Exit | CHINA TECHFAITH WIRLS COMM Tsponsored adr | $0 | – | -1,161 | -100.0% | 0.00% | – |
| EDI | Exit | STONE HBR EMERG MKTS TL INC | $0 | – | -1,540 | -100.0% | 0.00% | – |
| CLIR | Exit | CLEARSIGN COMBUSTION CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| HALO | Exit | HALOZYME THERAPEUTICS INCput | $0 | – | -3,000 | -100.0% | 0.00% | – |
| BRKR | Exit | BRUKER CORPcall | $0 | – | -48,500 | -100.0% | 0.00% | – |
| SGB | Exit | SOUTHWEST GA FINL CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| TSBK | Exit | TIMBERLAND BANCORP INC | $0 | – | -8 | -100.0% | 0.00% | – |
| GTIV | Exit | GENTIVA HEALTH SERVICES INCput | $0 | – | -39,000 | -100.0% | 0.00% | – |
| CRL | Exit | CHARLES RIV LABS INTL INCcall | $0 | – | -7,500 | -100.0% | 0.00% | – |
| DARA | Exit | DARA BIOSCIENCES INC | $0 | – | -1,250 | -100.0% | 0.00% | – |
| MHGC | Exit | MORGANS HOTEL GROUP COcall | $0 | – | -6,900 | -100.0% | 0.00% | – |
| LOCMQ | Exit | LOCAL CORP | $0 | – | -123 | -100.0% | 0.00% | – |
| FCLF | Exit | FIRST CLOVER LEAF FIN CORP | $0 | – | -47 | -100.0% | 0.00% | – |
| ADES | Exit | ADA ES INC | $0 | – | -1,409 | -100.0% | 0.00% | – |
| RVM | Exit | REVETT MINERALS INC | $0 | – | -34,793 | -100.0% | 0.00% | – |
| VIXY | Exit | PROSHARES TR IIcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NTIC | Exit | NORTHERN TECH INTL CORP | $0 | – | -113 | -100.0% | 0.00% | – |
| AEHR | Exit | AEHR TEST SYSTEMS | $0 | – | -2 | -100.0% | 0.00% | – |
| TFM | Exit | FRESH MKT INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| NBN | Exit | NORTHEAST BANCORP | $0 | – | -773 | -100.0% | 0.00% | – |
| IPDN | Exit | PROFESSIONAL DIVERSITY NET I | $0 | – | -21 | -100.0% | 0.00% | – |
| ASBI | Exit | AMERIANA BANCORP | $0 | – | -3 | -100.0% | 0.00% | – |
| CLFD | Exit | CLEARFIELD INC | $0 | – | -12,508 | -100.0% | 0.00% | – |
| Exit | CEMEX SAB DE CVnote 3.750% 3/1 | $0 | – | -174,000 | -100.0% | 0.00% | – | |
| OCR | Exit | OMNICARE INCcall | $0 | – | -4,800 | -100.0% | 0.00% | – |
| SMPL | Exit | SIMPLICITY BANCORP | $0 | – | -20,271 | -100.0% | 0.00% | – |
| PGRX | Exit | PROSPECT GLOBAL RES INC | $0 | – | -27 | -100.0% | 0.00% | – |
| CLGRF | Exit | CLAUDE RES INC | $0 | – | -4,500 | -100.0% | 0.00% | – |
| XPL | Exit | SOLITARIO EXPL & RTY CORP | $0 | – | -50 | -100.0% | 0.00% | – |
| ICAD | Exit | ICAD INC | $0 | – | -22 | -100.0% | 0.00% | – |
| RECV | Exit | RECOVERY ENERGY INC | $0 | – | -20 | -100.0% | 0.00% | – |
| KUTV | Exit | KU6 MEDIA CO LTDsponsored adr | $0 | – | -428 | -100.0% | 0.00% | – |
| TLAB | Exit | TELLABS INCput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CLSN | Exit | CELSION CORPORATIONcall | $0 | – | -4,100 | -100.0% | 0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORPcall | $0 | – | -100 | -100.0% | 0.00% | – |
| GAGA | Exit | LE GAGA HLDGS LTDsponsored adr | $0 | – | -37,721 | -100.0% | 0.00% | – |
| FFCH | Exit | FIRST FINL HLDGS INC | $0 | – | -31,072 | -100.0% | 0.00% | – |
| SVN | Exit | 7 DAYS GROUP HLDGS LTDadr | $0 | – | -731 | -100.0% | 0.00% | – |
| GASX | Exit | DIREXION SHS ETF TRput | $0 | – | -900 | -100.0% | 0.00% | – |
| RGSE | Exit | REAL GOODS SOLAR INCcl a | $0 | – | -3 | -100.0% | 0.00% | – |
| SRF | Exit | CUSHING RTY & INCOME FD | $0 | – | -1,700 | -100.0% | 0.00% | – |
| CIS | Exit | CAMELOT INFORMATION SYS INC | $0 | – | -1,257 | -100.0% | 0.00% | – |
| KRO | Exit | KRONOS WORLDWIDE INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRcall | $0 | – | -4,300 | -100.0% | 0.00% | – |
| FITBP | Exit | FIFTH THIRD BANCORPcnv pfd dep1/250 | $0 | – | -3,640 | -100.0% | 0.00% | – |
| CYBE | Exit | CYBEROPTICS CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| ITRI | Exit | ITRON INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| CUI | Exit | CUI GLOBAL INC | $0 | – | -1 | -100.0% | 0.00% | – |
| ARKR | Exit | ARK RESTAURANTS CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HOUSE RESORTS INC | $0 | – | -112 | -100.0% | 0.00% | – |
| PRPH | Exit | PROPHASE LABS INC | $0 | – | -92 | -100.0% | 0.00% | – |
| KCG | Exit | KNIGHT CAP GROUP INCcall | $0 | – | -3,600 | -100.0% | 0.00% | – |
| ADGE | Exit | AMERICAN DG ENERGY INC | $0 | – | -58,107 | -100.0% | 0.00% | – |
| AFHIF | Exit | ATLAS FINANCIAL HOLDINGS INC | $0 | – | -105 | -100.0% | 0.00% | – |
| ENVI | Exit | ENVIVIO INC | $0 | – | -13,987 | -100.0% | 0.00% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -14 | -100.0% | 0.00% | – |
| SVXY | Exit | PROSHARES TR IIsht vix st trm | $0 | – | -1,233 | -100.0% | 0.00% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INCcall | $0 | – | -5,100 | -100.0% | 0.00% | – |
| WSCI | Exit | WSI INDS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LPput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CEDU | Exit | CHINAEDU CORPspons adr | $0 | – | -497 | -100.0% | 0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTICS INC | $0 | – | -44 | -100.0% | 0.00% | – |
| CHC | Exit | CHINA HYDROELECTRIC CORPsponsored adr | $0 | – | -801 | -100.0% | 0.00% | – |
| KONE | Exit | KINGTONE WIRELESSINFO SOL HLsponsored adr ne | $0 | – | -20 | -100.0% | 0.00% | – |
| Exit | TAKE-TWO INTERACTIVE SOFTWARnote 4.375% 6/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| IMCB | Exit | INTERMOUNTAIN CMNTY BANCORP | $0 | – | -34 | -100.0% | 0.00% | – |
| NAII | Exit | NATURAL ALTERNATIVES INTL IN | $0 | – | -16 | -100.0% | 0.00% | – |
| PLBC | Exit | PLUMAS BANCORP | $0 | – | -6 | -100.0% | 0.00% | – |
| XBKS | Exit | XENITH BANKSHARES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| AMIC | Exit | AMERICAN INDEPENDENCE CORP | $0 | – | -666 | -100.0% | 0.00% | – |
| XVZ | Exit | BARCLAYS BK PLCipath dynm vix | $0 | – | -1,165 | -100.0% | 0.00% | – |
| FONR | Exit | FONAR CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| SPXS | Exit | DIREXION SHS ETF TRdrx s&p500bear | $0 | – | -180 | -100.0% | 0.00% | – |
| ESCA | Exit | ESCALADE INC | $0 | – | -96 | -100.0% | 0.00% | – |
| LIME | Exit | LIME ENERGY CO | $0 | – | -13 | -100.0% | 0.00% | – |
| MITK | Exit | MITEK SYS INCput | $0 | – | -11,200 | -100.0% | 0.00% | – |
| TIGR | Exit | TIGERLOGIC CORPORATION | $0 | – | -461 | -100.0% | 0.00% | – |
| TF | Exit | THAI CAP FD INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| YINN | Exit | DIREXION SHS ETF TRchina bull 3x | $0 | – | -3,000 | -100.0% | 0.00% | – |
| MHE | Exit | MASSACHUSETTS HEALTH & ED TXsh ben int | $0 | – | -18,820 | -100.0% | 0.00% | – |
| UBCP | Exit | UNITED BANCORP INC OHIO | $0 | – | -35 | -100.0% | 0.00% | – |
| CNTY | Exit | CENTURY CASINOS INC | $0 | – | -32 | -100.0% | 0.00% | – |
| FCG | Exit | FIRST TR ISE REVERE NAT GASput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| EPAX | Exit | AMBASSADORS GROUP INC | $0 | – | -35 | -100.0% | 0.00% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMIput | $0 | – | -9,500 | -100.0% | 0.00% | – |
| VRNM | Exit | VERENIUM CORP | $0 | – | -5,411 | -100.0% | 0.00% | – |
| CENT | Exit | CENTRAL GARDEN & PET CO | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | DENDREON CORPnote 2.875% 1/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| PMBC | Exit | PACIFIC MERCANTILE BANCORP | $0 | – | -24,491 | -100.0% | 0.00% | – |
| VQT | Exit | BARCLAYS BK PLCs&p 500 veqtor | $0 | – | -908 | -100.0% | 0.00% | – |
| KEQU | Exit | KEWAUNEE SCIENTIFIC CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| PSTR | Exit | POSTROCK ENERGY CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| FNHC | Exit | FEDERATED NATL HLDG CO | $0 | – | -500 | -100.0% | 0.00% | – |
| NWL | Exit | NEWELL RUBBERMAID INCput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| KIPS | Exit | KIPS BAY MED INC | $0 | – | -17 | -100.0% | 0.00% | – |
| IQNT | Exit | NEUTRAL TANDEM INC | $0 | – | -33,042 | -100.0% | 0.00% | – |
| ALCSQ | Exit | ALCO STORES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -16,713 | -100.0% | 0.00% | – |
| HBOS | Exit | HERITAGE FINL GROUP INC | $0 | – | -17,759 | -100.0% | 0.00% | – |
| UFS | Exit | DOMTAR CORPcall | $0 | – | -3,100 | -100.0% | 0.00% | – |
| SFST | Exit | SOUTHERN FIRST BANCSHARES IN | $0 | – | -547 | -100.0% | 0.00% | – |
| VTUS | Exit | VENTRUS BIOSCIENCES INC | $0 | – | -35,289 | -100.0% | 0.00% | – |
| RGDXQ | Exit | RESPONSE GENETICS INC | $0 | – | -7 | -100.0% | 0.00% | – |
| SILC | Exit | SILICOM LTDord | $0 | – | -500 | -100.0% | 0.00% | – |
| SNTA | Exit | SYNTA PHARMACEUTICALS CORPcall | $0 | – | -15,400 | -100.0% | 0.00% | – |
| CITZ | Exit | CFS BANCORP INC | $0 | – | -11 | -100.0% | 0.00% | – |
| BONE | Exit | BACTERIN INTL HLDGS INC | $0 | – | -28 | -100.0% | 0.00% | – |
| BSDM | Exit | BSD MED CORP DEL | $0 | – | -128 | -100.0% | 0.00% | – |
| 5100PS | Exit | VOLCANO CORPORATIONput | $0 | – | -13,000 | -100.0% | 0.00% | – |
| INUV | Exit | INUVO INC | $0 | – | -100 | -100.0% | 0.00% | – |
| ORBT | Exit | ORBIT INTL CORP | $0 | – | -12 | -100.0% | 0.00% | – |
| NRCIB | Exit | NATIONAL RESH CORPcl b | $0 | – | -1,398 | -100.0% | 0.00% | – |
| ANTH | Exit | ANTHERA PHARMACEUTICALS INC | $0 | – | -11,950 | -100.0% | 0.00% | – |
| SCBT | Exit | SCBT FINANCIAL CORP | $0 | – | -22,367 | -100.0% | 0.00% | – |
| MDGN | Exit | MEDGENICS INC | $0 | – | -108 | -100.0% | 0.00% | – |
| AMCN | Exit | AIRMEDIA GROUP INCsponsored adr | $0 | – | -6,759 | -100.0% | 0.00% | – |
| NED | Exit | NOAH ED HLDGS LTDadr | $0 | – | -450 | -100.0% | 0.00% | – |
| RLGT | Exit | RADIANT LOGISTICS INC | $0 | – | -40 | -100.0% | 0.00% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -15,558 | -100.0% | 0.00% | – |
| PBCP | Exit | POLONIA BACORP INC MD | $0 | – | -4 | -100.0% | 0.00% | – |
| 7101PS | Exit | PEOPLES FED BANCSHARES INC | $0 | – | -7,662 | -100.0% | 0.00% | – |
| WSTG | Exit | WAYSIDE TECHNOLOGY GROUP INC | $0 | – | -7 | -100.0% | 0.00% | – |
| PIP | Exit | PHARMATHENE INC | $0 | – | -90 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -18 | -100.0% | 0.00% | – |
| AAME | Exit | ATLANTIC AMERN CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| XIDEQ | Exit | EXIDE TECHNOLOGIES | $0 | – | -1,033,475 | -100.0% | 0.00% | – |
| TZYM | Exit | TRANZYME INC | $0 | – | -600 | -100.0% | 0.00% | – |
| DVCR | Exit | DIVERSICARE HEALTHCARE SVCS | $0 | – | -36 | -100.0% | 0.00% | – |
| CRFN | Exit | CRESCENT FINL BANCSHARES INC | $0 | – | -10,990 | -100.0% | 0.00% | – |
| XRSC | Exit | XRS CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| WSHLY | Exit | WSP HOLDINGS LIMITEDadr new | $0 | – | -132 | -100.0% | 0.00% | – |
| OSBC | Exit | OLD SECOND BANCORP INC ILL | $0 | – | -16 | -100.0% | 0.00% | – |
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -88,492 | -100.0% | 0.00% | – |
| FMSPR | Exit | FRESENIUS MED CARE AG&CO KGAspon adr pref | $0 | – | -2 | -100.0% | 0.00% | – |
| RELV | Exit | RELIV INTL INC | $0 | – | -18 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRcall | $0 | – | -110,320 | -100.0% | 0.00% | – |
| ACNB | Exit | ACNB CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| CBAN | Exit | COLONY BANKCORP INC | $0 | – | -87 | -100.0% | 0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INCput | $0 | – | -145,200 | -100.0% | 0.00% | – |
| AMED | Exit | AMEDISYS INCcall | $0 | – | -86,900 | -100.0% | 0.00% | – |
| HEAR | Exit | PARAMETRIC SOUND CORP | $0 | – | -12,800 | -100.0% | 0.00% | – |
| CPWR | Exit | COMPUWARE CORPcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BKE | Exit | BUCKLE INCcall | $0 | – | -8,800 | -100.0% | 0.00% | – |
| UIHC | Exit | UNITED INS HLDGS CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| GTNA | Exit | GRAY TELEVISION INCcl a | $0 | – | -31 | -100.0% | 0.00% | – |
| LEDR | Exit | MARKET LEADER INC | $0 | – | -1,834 | -100.0% | 0.00% | – |
| JRJC | Exit | CHINA FIN ONLINE CO LTDsponsored adr | $0 | – | -386 | -100.0% | 0.00% | – |
| MPR | Exit | MET PRO CORP | $0 | – | -9,985 | -100.0% | 0.00% | – |
| Exit | AFFILIATED MANAGERS GROUPnote 3.950% 8/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| FCCO | Exit | FIRST CMNTY CORP S C | $0 | – | -256 | -100.0% | 0.00% | – |
| Exit | CHINA ADVANCED CONSTR MATLS | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| RIMG | Exit | RIMAGE CORP | $0 | – | -68 | -100.0% | 0.00% | – |
| SARA | Exit | SARATOGA RES INC TEX | $0 | – | -32,341 | -100.0% | 0.00% | – |
| CCSC | Exit | COUNTRY STYLE COOKING RESTAUsponsored adr | $0 | – | -528 | -100.0% | 0.00% | – |
| NLST | Exit | NETLIST INC | $0 | – | -81 | -100.0% | 0.00% | – |
| SLP | Exit | SIMULATIONS PLUS INC | $0 | – | -12 | -100.0% | 0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -9,002 | -100.0% | 0.00% | – |
| FCCY | Exit | 1ST CONSTITUTION BANCORP | $0 | – | -275 | -100.0% | 0.00% | – |
| OPAY | Exit | OFFICIAL PMTS HLDGS INC | $0 | – | -29 | -100.0% | 0.00% | – |
| SDBT | Exit | SOUNDBITE COMMUNICATIONS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -10 | -100.0% | 0.00% | – |
| DNBF | Exit | DNB FINL CORP | $0 | – | -119 | -100.0% | 0.00% | – |
| XNY | Exit | CHINA XINIYA FASHION LTDsponsored adr | $0 | – | -679 | -100.0% | 0.00% | – |
| SZYM | Exit | SOLAZYME INCput | $0 | – | -17,000 | -100.0% | 0.00% | – |
| BGC | Exit | GENERAL CABLE CORP DEL NEWput | $0 | – | -1,800 | -100.0% | 0.00% | – |
| ZXAIY | Exit | CHINA ZENIX AUTO INTL LTDads | $0 | – | -499 | -100.0% | 0.00% | – |
| DBLE | Exit | DOUBLE EAGLE PETE CO | $0 | – | -12 | -100.0% | 0.00% | – |
| TRLG | Exit | TRUE RELIGION APPAREL INCput | $0 | – | -3,700 | -100.0% | 0.00% | – |
| NBS | Exit | NEOSTEM INC | $0 | – | -79,618 | -100.0% | 0.00% | – |
| SGMA | Exit | SIGMATRON INTL INC | $0 | – | -12 | -100.0% | 0.00% | – |
| ERS | Exit | EMPIRE RES INC DEL | $0 | – | -502 | -100.0% | 0.00% | – |
| WLDN | Exit | WILLDAN GROUP INC | $0 | – | -5 | -100.0% | 0.00% | – |
| ASM | Exit | AVINO SILVER & GOLD MINES LT | $0 | – | -103,550 | -100.0% | 0.00% | – |
| WYY | Exit | WIDEPOINT CORP | $0 | – | -21 | -100.0% | 0.00% | – |
| MARK | Exit | REMARK MEDIA INC | $0 | – | -2 | -100.0% | 0.00% | – |
| CAB | Exit | CABELAS INCput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| VALU | Exit | VALUE LINE INC | $0 | – | -3,001 | -100.0% | 0.00% | – |
| DOX | Exit | AMDOCS LTDcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| WCRX | Exit | WARNER CHILCOTT PLC IRELANDput | $0 | – | -52,400 | -100.0% | 0.00% | – |
| GRVY | Exit | GRAVITY CO LTDsponsored adr | $0 | – | -368 | -100.0% | 0.00% | – |
| NCTY | Exit | THE9 LTDadr | $0 | – | -594 | -100.0% | 0.00% | – |
| SNFCA | Exit | SECURITY NATL FINL CORPcl a new | $0 | – | -9,463 | -100.0% | 0.00% | – |
| GRHHQ | Exit | GREENHUNTER RES INC | $0 | – | -78 | -100.0% | 0.00% | – |
| BSQR | Exit | BSQUARE CORP | $0 | – | -12 | -100.0% | 0.00% | – |
| IIN | Exit | INTRICON CORP | $0 | – | -13 | -100.0% | 0.00% | – |
| BZU | Exit | BEAZER HOMES USA INCunit 99/99/9999 | $0 | – | -16,618 | -100.0% | 0.00% | – |
| HSA | Exit | HELIOS STRATEGIC INCOME FD I | $0 | – | -1,484 | -100.0% | 0.00% | – |
| CVCY | Exit | CENTRAL VALLEY CMNTY BANCORP | $0 | – | -2 | -100.0% | 0.00% | – |
| ARB | Exit | ARBITRON INCcall | $0 | – | -800 | -100.0% | 0.00% | – |
| SMBC | Exit | SOUTHERN MO BANCORP INC | $0 | – | -81 | -100.0% | 0.00% | – |
| OCC | Exit | OPTICAL CABLE CORP | $0 | – | -33 | -100.0% | 0.00% | – |
| PMTI | Exit | PALOMAR MED TECHNOLOGIES INC | $0 | – | -413 | -100.0% | 0.00% | – |
| KOL | Exit | MARKET VECTORS ETF TRput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MFSF | Exit | MUTUALFIRST FINL INC | $0 | – | -6 | -100.0% | 0.00% | – |
| ZQKSQ | Exit | QUIKSILVER INCput | $0 | – | -10,100 | -100.0% | 0.00% | – |
| ORRF | Exit | ORRSTOWN FINL SVCS INC | $0 | – | -7,134 | -100.0% | 0.00% | – |
| ZA | Exit | ZUOAN FASHION LTDsponsored adr | $0 | – | -277 | -100.0% | 0.00% | – |
| FESLQ | Exit | FORBES ENERGY SVCS LTD | $0 | – | -56,760 | -100.0% | 0.00% | – |
| ARWR | Exit | ARROWHEAD RESH CORP | $0 | – | -3,332 | -100.0% | 0.00% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -15 | -100.0% | 0.00% | – |
| NOC | Exit | NORTHROP GRUMMAN CORPcall | $0 | – | -11,600 | -100.0% | 0.00% | – |
| HSKA | Exit | HESKA CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| STRS | Exit | STRATUS PPTYS INC | $0 | – | -4,554 | -100.0% | 0.00% | – |
| CSCD | Exit | CASCADE MICROTECH INC | $0 | – | -8 | -100.0% | 0.00% | – |
| SHOO | Exit | MADDEN STEVEN LTDcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| LAND | Exit | GLADSTONE LD CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| GDI | Exit | GARDNER DENVER INC | $0 | – | -15,008 | -100.0% | 0.00% | – |
| SH | Exit | PROSHARES TRput | $0 | – | -400 | -100.0% | 0.00% | – |
| VRML | Exit | VERMILLION INC | $0 | – | -54 | -100.0% | 0.00% | – |
| OXGN | Exit | OXIGENE INC | $0 | – | -1 | -100.0% | 0.00% | – |
| WBSN | Exit | WEBSENSE INC | $0 | – | -2,299 | -100.0% | 0.00% | – |
| EXA | Exit | EXA CORP | $0 | – | -10,767 | -100.0% | 0.00% | – |
| ERY | Exit | DIREXION SHS ETF TRput | $0 | – | -200 | -100.0% | 0.00% | – |
| TLFA | Exit | TANDY LEATHER FACTORY INC | $0 | – | -296 | -100.0% | 0.00% | – |
| Exit | MGIC INVT CORP WISnote 2.000% 4/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| CXM | Exit | CARDIUM THERAPEUTICS INC | $0 | – | -2,148 | -100.0% | 0.00% | – |
| IRIX | Exit | IRIDEX CORP | $0 | – | -39 | -100.0% | 0.00% | – |
| REMX | Exit | MARKET VECTORS ETF TRminor metals | $0 | – | -226 | -100.0% | 0.00% | – |
| PLND | Exit | MARKET VECTORS ETF TRvectrs pol etf | $0 | – | -1,127 | -100.0% | 0.00% | – |
| KCG | Exit | KNIGHT CAP GROUP INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| WLFC | Exit | WILLIS LEASE FINANCE CORP | $0 | – | -11,323 | -100.0% | 0.00% | – |
| KUBTY | Exit | KUBOTA CORPadr | $0 | – | -3,887 | -100.0% | 0.00% | – |
| FFNTQ | Exit | FRIENDFINDER NETWORKS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| OVBC | Exit | OHIO VY BANC CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| BBDO | Exit | BANCO BRADESCO S Asponsored adr | $0 | – | -160 | -100.0% | 0.00% | – |
| BRAZ | Exit | GLOBAL X FDSbrazil mid cap | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EDGW | Exit | EDGEWATER TECHNOLOGY INC | $0 | – | -14 | -100.0% | 0.00% | – |
| ET | Exit | EXACTTARGET INC | $0 | – | -218 | -100.0% | 0.00% | – |
| JOSB | Exit | JOS A BANK CLOTHIERS INCcall | $0 | – | -3,700 | -100.0% | 0.00% | – |
| UGAZ | Exit | CREDIT SUISSE NASSAU BRHetn lkd 32 | $0 | – | -5,142 | -100.0% | 0.00% | – |
| CERE | Exit | CERES INC | $0 | – | -8,508 | -100.0% | 0.00% | – |
| NLR | Exit | MARKET VECTORS ETF TRuran nuclr enrgy | $0 | – | -2,139 | -100.0% | 0.00% | – |
| 5100PS | Exit | VOLCANO CORPORATIONcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CBNRQ | Exit | CUBIC ENERGY INC | $0 | – | -1,846 | -100.0% | 0.00% | – |
| PNBK | Exit | PATRIOT NATL BANCORP INC | $0 | – | -128 | -100.0% | 0.00% | – |
| VNET | Exit | 21VIANET GROUP INCsponsored adr | $0 | – | -7,548 | -100.0% | 0.00% | – |
| HOLL | Exit | HOLLYWOOD MEDIA CORP | $0 | – | -73 | -100.0% | 0.00% | – |
| UPGI | Exit | UNIVERSAL POWER GROUP INC | $0 | – | -118 | -100.0% | 0.00% | – |
| SKY | Exit | SKYLINE CORP | $0 | – | -2,670 | -100.0% | 0.00% | – |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRHetn lkd spvxsp | $0 | – | -1,000 | -100.0% | 0.00% | – |
| STRM | Exit | STREAMLINE HEALTH SOLUTIONS | $0 | – | -8 | -100.0% | 0.00% | – |
| TBACQ | Exit | TANDY BRANDS ACCESSORIES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| SOQ | Exit | SONDE RES CORP | $0 | – | -3,500 | -100.0% | 0.00% | – |
| UFS | Exit | DOMTAR CORPput | $0 | – | -2,200 | -100.0% | 0.00% | – |
| ATMP | Exit | BARCLAYS BK PLCetn+ sel mlp | $0 | – | -4,600 | -100.0% | 0.00% | – |
| BVA | Exit | CORDIA BANCORP INC | $0 | – | -66 | -100.0% | 0.00% | – |
| CLRX | Exit | COLLABRX INC | $0 | – | -1 | -100.0% | 0.00% | – |
| OMTH | Exit | OMTHERA PHARMACEUTICALS INC | $0 | – | -9,241 | -100.0% | 0.00% | – |
| GENC | Exit | GENCOR INDS INC | $0 | – | -30 | -100.0% | 0.00% | – |
| HDSN | Exit | HUDSON TECHNOLOGIES INC | $0 | – | -100,000 | -100.0% | 0.00% | – |
| PSTI | Exit | PLURISTEM THERAPEUTICS INC | $0 | – | -400 | -100.0% | 0.00% | – |
| MFV | Exit | MFS SPL VALUE TRsh ben int | $0 | – | -600 | -100.0% | 0.00% | – |
| COBR | Exit | COBRA ELECTRS CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| ALC | Exit | ASSISTED LIVING CONCPT NEV Ncl a new | $0 | – | -21,927 | -100.0% | 0.00% | – |
| MDCO | Exit | MEDICINES COcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| HMNF | Exit | HMN FINL INC | $0 | – | -4 | -100.0% | 0.00% | – |
| TOFC | Exit | TOWER FINANCIAL CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| WAYN | Exit | WAYNE SVGS BANCSHARES INC NE | $0 | – | -118 | -100.0% | 0.00% | – |
| GEVO | Exit | GEVO INC | $0 | – | -40,508 | -100.0% | 0.00% | – |
| VSCP | Exit | VIRTUALSCOPICS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| MUAB | Exit | ISHARES TR2013 s&p amtfr | $0 | – | -12,578 | -100.0% | 0.00% | – |
| CLRO | Exit | CLEARONE INC | $0 | – | -31 | -100.0% | 0.00% | – |
| XWES | Exit | WORLD ENERGY SOLUTIONS INC D | $0 | – | -21 | -100.0% | 0.00% | – |
| UMX | Exit | PROSHARES TRult mscimex capp | $0 | – | -634 | -100.0% | 0.00% | – |
| CTCLY | Exit | IFM INVTS LTDads cl a new | $0 | – | -191 | -100.0% | 0.00% | – |
| NLNK | Exit | NEWLINK GENETICS CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| AZC | Exit | AUGUSTA RES CORP | $0 | – | -8,703 | -100.0% | 0.00% | – |
| ATHX | Exit | ATHERSYS INC | $0 | – | -3,704 | -100.0% | 0.00% | – |
| ITI | Exit | ITERIS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| NMD | Exit | NUVEEN MUN HIGH INC OPPTY FD | $0 | – | -39,736 | -100.0% | 0.00% | – |
| AMU | Exit | UBS AG LONDON BRHetrac aler mlp | $0 | – | -10,534 | -100.0% | 0.00% | – |
| FMFC | Exit | FIRST M & F CORP | $0 | – | -11,710 | -100.0% | 0.00% | – |
| INTG | Exit | INTERGROUP CORP | $0 | – | -1,012 | -100.0% | 0.00% | – |
| BKE | Exit | BUCKLE INCput | $0 | – | -8,800 | -100.0% | 0.00% | – |
| MGPI | Exit | MGP INGREDIENTS INC NEW | $0 | – | -33 | -100.0% | 0.00% | – |
| INS | Exit | INTELLIGENT SYS CORP NEW | $0 | – | -200 | -100.0% | 0.00% | – |
| VIIX | Exit | CREDIT SUISSE NASSAU BRHvix short term | $0 | – | -52 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRput | $0 | – | -149,280 | -100.0% | 0.00% | – |
| CVM | Exit | CEL-SCI CORP | $0 | – | -4,137 | -100.0% | 0.00% | – |
| AWRE | Exit | AWARE INC MASS | $0 | – | -26,451 | -100.0% | 0.00% | – |
| MOO | Exit | MARKET VECTORS ETF TRput | $0 | – | -500 | -100.0% | 0.00% | – |
| TVL | Exit | LIN TV CORPcl a | $0 | – | -60,841 | -100.0% | 0.00% | – |
| QTWW | Exit | QUANTUM FUEL SYS TECH WORLDW | $0 | – | -522 | -100.0% | 0.00% | – |
| SPIR | Exit | SPIRE CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| SGC | Exit | SUPERIOR UNIFORM GP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| NURO | Exit | NEUROMETRIX INC | $0 | – | -6,261 | -100.0% | 0.00% | – |
| BPAX | Exit | BIOSANTE PHARMACEUTICALS INCput | $0 | – | -260 | -100.0% | 0.00% | – |
| NTSP | Exit | NETSPEND HLDGS INC | $0 | – | -19,855 | -100.0% | 0.00% | – |
| OIIM | Exit | O2MICRO INTERNATIONAL LTDspons adr | $0 | – | -967 | -100.0% | 0.00% | – |
| Exit | MOLSON COORS BREWING COnote 2.500% 7/3 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -1,700 | -100.0% | 0.00% | – |
| ACU | Exit | ACME UTD CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| PTSI | Exit | P A M TRANSN SVCS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| MTOR | Exit | MERITOR INCcall | $0 | – | -31,800 | -100.0% | 0.00% | – |
| TBAR | Exit | ROYAL BK SCOTLAND PLCgold trendp etn | $0 | – | -541 | -100.0% | 0.00% | – |
| ATX | Exit | CROSS A T COcl a | $0 | – | -9,268 | -100.0% | 0.00% | – |
| LRN | Exit | K12 INCput | $0 | – | -9,200 | -100.0% | 0.00% | – |
| PVFC | Exit | PVF CAPITAL CORP | $0 | – | -5,170 | -100.0% | 0.00% | – |
| PVD | Exit | ADMINISTRADORA FONDOS PENSIOsponsored adr | $0 | – | -610 | -100.0% | 0.00% | – |
| HGSH | Exit | CHINA HGS REAL ESTATE INC | $0 | – | -194 | -100.0% | 0.00% | – |
| VIFL | Exit | FOOD TECHNOLOGY SERVICE INC | $0 | – | -1 | -100.0% | 0.00% | – |
| SEDN | Exit | SED INTL HLDGS INC | $0 | – | -777 | -100.0% | 0.00% | – |
| BEAT | Exit | CARDIONET INC | $0 | – | -50,170 | -100.0% | 0.00% | – |
| R537SC | Exit | PROSHARES TR | $0 | – | -325 | -100.0% | 0.00% | – |
| WCRX | Exit | WARNER CHILCOTT PLC IRELANDcall | $0 | – | -28,200 | -100.0% | 0.00% | – |
| TRNM | Exit | ROYAL BK SCOTLAND PLCus mc trendp etn | $0 | – | -2,257 | -100.0% | 0.00% | – |
| Exit | ALLIANCE DATA SYSTEMS CORPnote 1.750% 8/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| DSKX | Exit | DS HEALTHCARE GROUP INC | $0 | – | -567 | -100.0% | 0.00% | – |
| TKR | Exit | TIMKEN COcall | $0 | – | -15,200 | -100.0% | 0.00% | – |
| IDSY | Exit | I D SYSTEMS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| CCM | Exit | CONCORD MED SVCS HLDGS LTDsponsored adr | $0 | – | -714 | -100.0% | 0.00% | – |
| MAXY | Exit | MAXYGEN INC | $0 | – | -99,439 | -100.0% | 0.00% | – |
| STRT | Exit | STRATTEC SEC CORP | $0 | – | -3,039 | -100.0% | 0.00% | – |
| SDIX | Exit | STRATEGIC DIAGNOSTICS INC | $0 | – | -859 | -100.0% | 0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -8 | -100.0% | 0.00% | – |
| FCA | Exit | FIRST TR EXCH TRD ALPHA FD Ichina alphadex | $0 | – | -782 | -100.0% | 0.00% | – |
| NAVR | Exit | NAVARRE CORP | $0 | – | -64,362 | -100.0% | 0.00% | – |
| TXCCQ | Exit | TRANSWITCH CORP | $0 | – | -15,901 | -100.0% | 0.00% | – |
| TRLG | Exit | TRUE RELIGION APPAREL INCcall | $0 | – | -900 | -100.0% | 0.00% | – |
| PBIP | Exit | PRUDENTIAL BANCORP INC PA | $0 | – | -93 | -100.0% | 0.00% | – |
| DCIN | Exit | DIGITAL CINEMA DESTINATIONS | $0 | – | -92 | -100.0% | 0.00% | – |
| ENDP | Exit | ENDO HEALTH SOLUTIONS INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| STVVY | Exit | CHINA DIGITAL TV HLDG CO LTDsponsored adr | $0 | – | -3,754 | -100.0% | 0.00% | – |
| SIF | Exit | SIFCO INDS INC | $0 | – | -5,991 | -100.0% | 0.00% | – |
| CWBC | Exit | COMMUNITY WEST BANCSHARES | $0 | – | -3 | -100.0% | 0.00% | – |
| STRN | Exit | SUTRON CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | MOLYCORP INC DELnote 6.000% 9/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| CYAN | Exit | CYANOTECH CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| Exit | NASDAQ OMX GROUP INCnote 2.500% 8/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | USEC INCnote 3.000%10/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | INTERMUNE INCnote 2.500% 9/1 | $0 | – | -81,000 | -100.0% | 0.00% | – | |
| MCOX | Exit | MECOX LANE LIMITEDspon adr rep 35 | $0 | – | -156 | -100.0% | 0.00% | – |
| AACG | Exit | ATA INCspons adr | $0 | – | -208 | -100.0% | 0.00% | – |
| TATT | Exit | TAT TECHNOLOGIES LTDord new | $0 | – | -1,131 | -100.0% | 0.00% | – |
| GKNT | Exit | GEEKNET INC | $0 | – | -8,791 | -100.0% | 0.00% | – |
| HOVU | Exit | HOVNANIAN ENTERPRISES INCunit 99/99/9999 | $0 | – | -39 | -100.0% | 0.00% | – |
| STEC | Exit | STEC INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| BORNY | Exit | CHINA NEW BORUN CORPadr | $0 | – | -241 | -100.0% | 0.00% | – |
| ISNS | Exit | IMAGE SENSING SYS INC | $0 | – | -21 | -100.0% | 0.00% | – |
| EVOL | Exit | EVOLVING SYS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| ILF | Exit | ISHARES TRput | $0 | – | -100 | -100.0% | 0.00% | – |
| EVI | Exit | ENVIROSTAR INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| Exit | BGC PARTNERS INCnote 4.500% 7/1 | $0 | – | -1,037,000 | -100.0% | 0.00% | – | |
| CBRX | Exit | COLUMBIA LABS INC | $0 | – | -13,796 | -100.0% | 0.00% | – |
| CDTI | Exit | CLEAN DIESEL TECHNOLOGIES IN | $0 | – | -12 | -100.0% | 0.00% | – |
| GTWN | Exit | GEORGETOWN BANCORP INC MD | $0 | – | -54 | -100.0% | 0.00% | – |
| IPAS | Exit | IPASS INC | $0 | – | -106,163 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| BAMM | Exit | BOOKS-A-MILLION INC | $0 | – | -21 | -100.0% | 0.00% | – |
| FSL | Exit | FREESCALE SEMICONDUCTOR LTDput | $0 | – | -13,800 | -100.0% | 0.00% | – |
| SMMF | Exit | SUMMIT FINANCIAL GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| PLMRT | Exit | POLYMET MINING CORPright 07/03/2013 | $0 | – | -9,460 | -100.0% | 0.00% | – |
| ALLB | Exit | ALLIANCE BANCORP INC PA NEW | $0 | – | -54 | -100.0% | 0.00% | – |
| COBO | Exit | PROSHARES TRusd covered bd | $0 | – | -438 | -100.0% | 0.00% | – |
| SPAN | Exit | SPAN AMER MED SYS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| WIN | Exit | WINDSTREAM CORPcall | $0 | – | -26,400 | -100.0% | 0.00% | – |
| CRMBQ | Exit | CRUMBS BAKE SHOP INC | $0 | – | -1,592 | -100.0% | 0.00% | – |
| BANC | Exit | FIRST PACTRUST BANCORP INC | $0 | – | -5,613 | -100.0% | 0.00% | – |
| LTRE | Exit | LEARNING TREE INTL INC | $0 | – | -65 | -100.0% | 0.00% | – |
| Exit | MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $0 | – | -360,000 | -100.0% | 0.00% | – | |
| GCI | Exit | GANNETT INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN HOLDINGS N Vcall | $0 | – | -83,100 | -100.0% | -0.00% | – |
| CLWR | Exit | CLEARWIRE CORP NEWput | $0 | – | -546,400 | -100.0% | -0.00% | – |
| DF | Exit | DEAN FOODS CO NEWput | $0 | – | -301,600 | -100.0% | -0.00% | – |
| CVLT | Exit | COMMVAULT SYSTEMS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| TRLG | Exit | TRUE RELIGION APPAREL INC | $0 | – | -44,045 | -100.0% | -0.00% | – |
| OKS | Exit | ONEOK PARTNERS LPcall | $0 | – | -28,500 | -100.0% | -0.00% | – |
| EQT | Exit | EQT CORPcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| Exit | PHH CORPnote 4.000% 9/0 | $0 | – | -3,281,000 | -100.0% | -0.00% | – | |
| EQT | Exit | EQT CORPput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| BKI | Exit | BUCKEYE TECHNOLOGIES INC | $0 | – | -42,757 | -100.0% | -0.00% | – |
| Exit | INTEGRA LIFESCIENCES HLDGS Cnote 1.625%12/1 | $0 | – | -1,839,000 | -100.0% | -0.00% | – | |
| Exit | ALPHA NATURAL RESOURCES INCnote 3.750%12/1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCcall | $0 | – | -66,200 | -100.0% | -0.00% | – |
| CHG | Exit | CH ENERGY GROUP INC | $0 | – | -28,317 | -100.0% | -0.00% | – |
| AM | Exit | AMERICAN GREETINGS CORPcl a | $0 | – | -73,607 | -100.0% | -0.00% | – |
| CSTR | Exit | COINSTAR INCcall | $0 | – | -38,900 | -100.0% | -0.00% | – |
| WU | Exit | WESTERN UN COcall | $0 | – | -204,100 | -100.0% | -0.00% | – |
| ASCA | Exit | AMERISTAR CASINOS INC | $0 | – | -105,703 | -100.0% | -0.00% | – |
| CLWR | Exit | CLEARWIRE CORP NEWcall | $0 | – | -593,400 | -100.0% | -0.00% | – |
| DF | Exit | DEAN FOODS CO NEWcall | $0 | – | -311,600 | -100.0% | -0.00% | – |
| MDC | Exit | M D C HLDGS INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| APAPRD | Exit | APACHE CORPpfd conv ser d | $0 | – | -45,895 | -100.0% | -0.00% | – |
| PRGO | Exit | PERRIGO COput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| THRX | Exit | THERAVANCE INCput | $0 | – | -57,000 | -100.0% | -0.00% | – |
| RNF | Exit | RENTECH NITROGEN PARTNERS Lput | $0 | – | -49,400 | -100.0% | -0.00% | – |
| HAS | Exit | HASBRO INCcall | $0 | – | -63,600 | -100.0% | -0.00% | – |
| SGEN | Exit | SEATTLE GENETICS INCcall | $0 | – | -42,500 | -100.0% | -0.00% | – |
| CFN | Exit | CAREFUSION CORPput | $0 | – | -40,200 | -100.0% | -0.00% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L Pcall | $0 | – | -115,000 | -100.0% | -0.00% | – |
| JOSB | Exit | JOS A BANK CLOTHIERS INCput | $0 | – | -50,800 | -100.0% | -0.00% | – |
| IN | Exit | INTERMEC INC | $0 | – | -159,763 | -100.0% | -0.00% | – |
| DGX | Exit | QUEST DIAGNOSTICS INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| Exit | STEWART ENTERPRISES INCnote 3.125% 7/1 | $0 | – | -1,331,000 | -100.0% | -0.00% | – | |
| PWER | Exit | POWER ONE INC NEW | $0 | – | -236,407 | -100.0% | -0.00% | – |
| PRXL | Exit | PAREXEL INTL CORPcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| HLS | Exit | HEALTHSOUTH CORPput | $0 | – | -68,400 | -100.0% | -0.00% | – |
| PRXL | Exit | PAREXEL INTL CORPput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| AXE | Exit | ANIXTER INTL INCcall | $0 | – | -30,600 | -100.0% | -0.00% | – |
| TSRX | Exit | TRIUS THERAPEUTICS INC | $0 | – | -315,632 | -100.0% | -0.00% | – |
| ZBH | Exit | ZIMMER HLDGS INCcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| OCRPRB | Exit | OMNICARE CAP TR IIpfd b tr 4.00% | $0 | – | -65,288 | -100.0% | -0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vput | $0 | – | -166,100 | -100.0% | -0.00% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCput | $0 | – | -64,900 | -100.0% | -0.00% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L Pcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| EWC | Exit | ISHARES INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| HCA | Exit | HCA HOLDINGS INCput | $0 | – | -147,200 | -100.0% | -0.00% | – |
| AMJ | Exit | JPMORGAN CHASE & COput | $0 | – | -120,000 | -100.0% | -0.00% | – |
| FDS | Exit | FACTSET RESH SYS INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| LUFK | Exit | LUFKIN INDS INC | $0 | – | -51,528 | -100.0% | -0.00% | – |
| DF | Exit | DEAN FOODS CO NEW | $0 | – | -516,052 | -100.0% | -0.00% | – |
| THRX | Exit | THERAVANCE INCcall | $0 | – | -111,200 | -100.0% | -0.00% | – |
| Exit | THERAVANCE INCnote 3.000% 1/1 | $0 | – | -2,730,000 | -100.0% | -0.00% | – | |
| FLO | Exit | FLOWERS FOODS INCput | $0 | – | -218,850 | -100.0% | -0.00% | – |
| ALKS | Exit | ALKERMES PLCcall | $0 | – | -251,000 | -100.0% | -0.00% | – |
| Exit | GENERAL CABLE CORP DEL NEWnote 0.875%11/1 | $0 | – | -7,429,000 | -100.0% | -0.00% | – | |
| R | Exit | RYDER SYS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| NFP | Exit | NATIONAL FINL PARTNERS CORP | $0 | – | -290,160 | -100.0% | -0.00% | – |
| ROK | Exit | ROCKWELL AUTOMATION INCcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| DGX | Exit | QUEST DIAGNOSTICS INCcall | $0 | – | -125,000 | -100.0% | -0.00% | – |
| FSCI | Exit | FISHER COMMUNICATIONS INC | $0 | – | -177,812 | -100.0% | -0.00% | – |
| STEC | Exit | STEC INC | $0 | – | -942,714 | -100.0% | -0.00% | – |
| EMCD | Exit | SPDR SER TRspdr bofa ml | $0 | – | -221,991 | -100.0% | -0.00% | – |
| ROK | Exit | ROCKWELL AUTOMATION INCput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| FTE | Exit | FRANCE TELECOMsponsored adr | $0 | – | -646,806 | -100.0% | -0.00% | – |
| Exit | VIROPHARMA INCnote 2.000% 3/1 | $0 | – | -5,500,000 | -100.0% | -0.00% | – | |
| CSTR | Exit | COINSTAR INC | $0 | – | -147,081 | -100.0% | -0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRjr gold miners e | $0 | – | -1,033,209 | -100.0% | -0.00% | – |
| CFN | Exit | CAREFUSION CORPcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| CSTR | Exit | COINSTAR INCput | $0 | – | -175,900 | -100.0% | -0.00% | – |
| Exit | INCYTE CORPnote 4.750%10/0 | $0 | – | -5,063,000 | -100.0% | -0.01% | – | |
| S | Exit | SPRINT NEXTEL CORPput | $0 | – | -1,986,500 | -100.0% | -0.01% | – |
| Exit | STEWART ENTERPRISES INCnote 3.375% 7/1 | $0 | – | -10,489,000 | -100.0% | -0.01% | – | |
| CLWR | Exit | CLEARWIRE CORP NEWcl a | $0 | – | -2,672,505 | -100.0% | -0.01% | – |
| BEAV | Exit | B/E AEROSPACE INCcall | $0 | – | -224,300 | -100.0% | -0.01% | – |
| WIN | Exit | WINDSTREAM CORP | $0 | – | -2,816,998 | -100.0% | -0.01% | – |
| NWSA | Exit | NEWS CORPput | $0 | – | -660,300 | -100.0% | -0.01% | – |
| Exit | MASTEC INCnote 4.000% 6/1 | $0 | – | -10,813,000 | -100.0% | -0.01% | – | |
| PPLPRU | Exit | PPL CORPunit 99/99/9999 | $0 | – | -471,760 | -100.0% | -0.01% | – |
| SRC | Exit | SPIRIT RLTY CAP INC | $0 | – | -1,460,418 | -100.0% | -0.01% | – |
| NWS | Exit | NEWS CORPcl b | $0 | – | -893,963 | -100.0% | -0.01% | – |
| BMC | Exit | BMC SOFTWARE INC | $0 | – | -720,769 | -100.0% | -0.01% | – |
| NWSA | Exit | NEWS CORPcall | $0 | – | -1,012,200 | -100.0% | -0.01% | – |
| BEAV | Exit | B/E AEROSPACE INCput | $0 | – | -620,000 | -100.0% | -0.02% | – |
| S | Exit | SPRINT NEXTEL CORPcall | $0 | – | -6,486,700 | -100.0% | -0.02% | – |
| BBRY | Exit | RESEARCH IN MOTION LTDcall | $0 | – | -6,229,400 | -100.0% | -0.03% | – |
| BBRY | Exit | RESEARCH IN MOTION LTD | $0 | – | -6,993,687 | -100.0% | -0.03% | – |
| BBRY | Exit | RESEARCH IN MOTION LTDput | $0 | – | -10,010,800 | -100.0% | -0.04% | – |
| S | Exit | SPRINT NEXTEL CORP | $0 | – | -17,047,128 | -100.0% | -0.05% | – |
| NWSA | Exit | NEWS CORPcl a | $0 | – | -5,100,007 | -100.0% | -0.07% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.9% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| APPLE INC | 42 | Q3 2023 | 2.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.8% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.1% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.5% |
View BANK OF AMERICA CORP /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 18, 2023 | 5,754 | 62.0% |
| Federated Hermes Premier Municipal Income Fund | September 14, 2023 | 1,772 | 100.0% |
| BNY MELLON MUNICIPAL INCOME, INC. | July 24, 2023 | 1,209 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | July 24, 2023 | 1,972 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC. | July 24, 2023 | 3,156 | 100.0% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | June 07, 2023 | 1,400 | 100.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 26, 2023 | 1,870 | 52.4% |
| Nuveen Enhanced High Yield Municipal Bond Fund | April 24, 2023 | 545 | 100.0% |
| Forum Merger IV Corp | April 10, 2023 | 1,182,332 | 16.1% |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDSold out | March 31, 2023 | 0 | 0.0% |
View BANK OF AMERICA CORP /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
View BANK OF AMERICA CORP /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.