$251 Billion is the total value of BANK OF AMERICA CORP /DE/'s 18345 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $207,101,000 | – | 6,180,267 | +100.0% | 0.08% | – |
| BB | New | BLACKBERRY LTDput | $77,539,000 | – | 9,759,500 | +100.0% | 0.03% | – |
| BB | New | BLACKBERRY LTD | $71,135,000 | – | 8,953,373 | +100.0% | 0.03% | – |
| BID | New | SOTHEBYSput | $60,243,000 | – | 1,226,200 | +100.0% | 0.02% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INCcall | $36,060,000 | – | 1,076,100 | +100.0% | 0.01% | – |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $30,851,000 | – | 923,654 | +100.0% | 0.01% | – |
| EWT | New | ISHARESput | $26,319,000 | – | 1,890,700 | +100.0% | 0.01% | – |
| LIN | New | LIN MEDIA LLC | $22,119,000 | – | 1,090,151 | +100.0% | 0.01% | – |
| GDXJ | New | MARKET VECTORS ETF TRjr gold miners e | $20,435,000 | – | 501,604 | +100.0% | 0.01% | – |
| New | MICRON TECHNOLOGY INCnote 1.875% 8/0 | $20,779,000 | – | 11,086,000 | +100.0% | 0.01% | – | |
| FOXA | New | TWENTY FIRST CENTY FOX INCput | $19,922,000 | – | 594,500 | +100.0% | 0.01% | – |
| VB | New | VANGUARD INDEX FDSput | $20,498,000 | – | 200,000 | +100.0% | 0.01% | – |
| WIN | New | WINDSTREAM HLDGS INC | $16,530,000 | – | 2,068,771 | +100.0% | 0.01% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $17,052,000 | – | 1,857,558 | +100.0% | 0.01% | – |
| BB | New | BLACKBERRY LTDcall | $17,957,000 | – | 2,260,100 | +100.0% | 0.01% | – |
| INCY | New | INCYTE CORPcall | $14,432,000 | – | 378,300 | +100.0% | 0.01% | – |
| DFODQ | New | DEAN FOODS CO NEW | $14,205,000 | – | 735,961 | +100.0% | 0.01% | – |
| RGR | New | STURM RUGER & CO INCput | $14,630,000 | – | 233,600 | +100.0% | 0.01% | – |
| AN | New | AUTONATION INCput | $12,792,000 | – | 245,200 | +100.0% | 0.01% | – |
| New | RADIAN GROUP INCnote 2.250% 3/0 | $13,050,000 | – | 8,946,000 | +100.0% | 0.01% | – | |
| New | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $13,254,000 | – | 8,359,000 | +100.0% | 0.01% | – | |
| WPT | New | WORLD PT TERMS LPunit rep ltd pt | $12,147,000 | – | 606,680 | +100.0% | 0.01% | – |
| AOL | New | AOL INCcall | $8,863,000 | – | 256,300 | +100.0% | 0.00% | – |
| IDOG | New | ALPS ETF TRintl sec dv dog | $10,962,000 | – | 385,986 | +100.0% | 0.00% | – |
| NWSA | New | NEWS CORP NEWcl a | $10,081,000 | – | 627,652 | +100.0% | 0.00% | – |
| New | TESLA MTRS INCnote 1.500% 6/0 | $9,574,000 | – | 5,682,000 | +100.0% | 0.00% | – | |
| RGR | New | STURM RUGER & CO INCcall | $11,273,000 | – | 180,000 | +100.0% | 0.00% | – |
| New | SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $6,848,000 | – | 5,582,000 | +100.0% | 0.00% | – | |
| ATHN | New | ATHENAHEALTH INCcall | $8,687,000 | – | 80,000 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPcall | $8,480,000 | – | 1,363,588 | +100.0% | 0.00% | – |
| ORAN | New | ORANGEsponsored adr | $7,373,000 | – | 589,375 | +100.0% | 0.00% | – |
| New | OMNICARE INCnote 3.500% 2/1 | $7,880,000 | – | 8,300,000 | +100.0% | 0.00% | – | |
| AN | New | AUTONATION INCcall | $7,429,000 | – | 142,400 | +100.0% | 0.00% | – |
| TIPT | New | TIPTREE FINL INCcl a | $6,731,000 | – | 903,533 | +100.0% | 0.00% | – |
| BEAM | New | BEAM INCcall | $6,465,000 | – | 100,000 | +100.0% | 0.00% | – |
| VRA | New | VERA BRADLEY INCcall | $7,161,000 | – | 348,700 | +100.0% | 0.00% | – |
| NYLD | New | NRG YIELD INC | $6,816,000 | – | 225,036 | +100.0% | 0.00% | – |
| VNO | New | VORNADO RLTY TRput | $7,818,000 | – | 93,000 | +100.0% | 0.00% | – |
| WCIC | New | WCI CMNTYS INC | $7,222,000 | – | 418,406 | +100.0% | 0.00% | – |
| SMH | New | MARKET VECTORS ETF TRput | $7,976,000 | – | 200,000 | +100.0% | 0.00% | – |
| AOL | New | AOL INCput | $6,342,000 | – | 183,400 | +100.0% | 0.00% | – |
| ERW | New | EXCHANGE TRADED CONCEPTS TRvelosh eql rsk w | $7,478,000 | – | 150,100 | +100.0% | 0.00% | – |
| DFODQ | New | DEAN FOODS CO NEWcall | $4,937,000 | – | 255,800 | +100.0% | 0.00% | – |
| YRCW | New | YRC WORLDWIDE INCput | $4,210,000 | – | 249,400 | +100.0% | 0.00% | – |
| CBA | New | CLEARBRIDGE AMERN ENERG MLP | $4,567,000 | – | 242,899 | +100.0% | 0.00% | – |
| OUTR | New | OUTERWALL INCput | $6,204,000 | – | 124,000 | +100.0% | 0.00% | – |
| PSA | New | PUBLIC STORAGEput | $5,073,000 | – | 31,600 | +100.0% | 0.00% | – |
| ECL | New | ECOLAB INCput | $4,889,000 | – | 49,500 | +100.0% | 0.00% | – |
| OUTR | New | OUTERWALL INC | $5,859,000 | – | 117,101 | +100.0% | 0.00% | – |
| 3101SC | New | COMMONWEALTH REITput | $4,036,000 | – | 184,200 | +100.0% | 0.00% | – |
| MUSA | New | MURPHY USA INC | $4,841,000 | – | 119,833 | +100.0% | 0.00% | – |
| SPF | New | STANDARD PAC CORP NEWput | $5,082,000 | – | 642,500 | +100.0% | 0.00% | – |
| MTUM | New | ISHARES TRmsci usamomfct | $5,682,000 | – | 105,464 | +100.0% | 0.00% | – |
| ORLY | New | O REILLY AUTOMOTIVE INC NEWcall | $5,678,000 | – | 44,500 | +100.0% | 0.00% | – |
| SM | New | SM ENERGY COput | $5,851,000 | – | 75,800 | +100.0% | 0.00% | – |
| TDC | New | TERADATA CORP DELcall | $3,909,000 | – | 70,500 | +100.0% | 0.00% | – |
| TDC | New | TERADATA CORP DELput | $3,909,000 | – | 70,500 | +100.0% | 0.00% | – |
| KSU | New | KANSAS CITY SOUTHERNcall | $5,741,000 | – | 52,500 | +100.0% | 0.00% | – |
| SM | New | SM ENERGY COcall | $4,153,000 | – | 53,800 | +100.0% | 0.00% | – |
| COLE | New | COLE REAL ESTATE INVTS INC | $4,090,000 | – | 333,627 | +100.0% | 0.00% | – |
| S | New | SPRINT CORP | $4,518,000 | – | 726,374 | +100.0% | 0.00% | – |
| New | SANDISK CORPnote 1.500% 8/1 | $4,428,000 | – | 3,348,000 | +100.0% | 0.00% | – | |
| DRLCQ | New | DORAL FINL CORP | $3,820,000 | – | 200,209 | +100.0% | 0.00% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD CO | $5,715,000 | – | 129,613 | +100.0% | 0.00% | – |
| AAMC | New | ALTISOURCE ASSET MGMT CORP | $5,027,000 | – | 9,431 | +100.0% | 0.00% | – |
| DOV | New | DOVER CORPcall | $4,231,000 | – | 47,100 | +100.0% | 0.00% | – |
| BLOX | New | INFOBLOX INCcall | $4,893,000 | – | 117,000 | +100.0% | 0.00% | – |
| NWS | New | NEWS CORP NEWcl b | $1,864,000 | – | 113,518 | +100.0% | 0.00% | – |
| NWSA | New | NEWS CORP NEWput | $2,675,000 | – | 166,575 | +100.0% | 0.00% | – |
| NWSA | New | NEWS CORP NEWcall | $2,099,000 | – | 130,700 | +100.0% | 0.00% | – |
| New | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $1,365,000 | – | 1,109,000 | +100.0% | 0.00% | – | |
| KSU | New | KANSAS CITY SOUTHERNput | $3,609,000 | – | 33,000 | +100.0% | 0.00% | – |
| New | IXIAnote 3.000%12/1 | $2,258,000 | – | 1,981,000 | +100.0% | 0.00% | – | |
| New | EQUINIX INCnote 3.000%10/1 | $1,504,000 | – | 901,000 | +100.0% | 0.00% | – | |
| New | ARRIS GROUP INCnote 2.000%11/1 | $1,419,000 | – | 1,320,000 | +100.0% | 0.00% | – | |
| MUSA | New | MURPHY USA INCput | $2,201,000 | – | 54,475 | +100.0% | 0.00% | – |
| MUSA | New | MURPHY USA INCcall | $1,581,000 | – | 39,125 | +100.0% | 0.00% | – |
| AMP | New | AMERIPRISE FINL INCput | $3,188,000 | – | 35,000 | +100.0% | 0.00% | – |
| AMP | New | AMERIPRISE FINL INCcall | $3,188,000 | – | 35,000 | +100.0% | 0.00% | – |
| PGHY | New | POWERSHARES ETF TRUST IIglbl st hi yld | $1,960,000 | – | 77,846 | +100.0% | 0.00% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Dcall | $3,369,000 | – | 25,000 | +100.0% | 0.00% | – |
| CBST | New | CUBIST PHARMACEUTICALS INCcall | $3,178,000 | – | 50,000 | +100.0% | 0.00% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $1,352,000 | – | 75,388 | +100.0% | 0.00% | – |
| LXK | New | LEXMARK INTL NEWput | $1,703,000 | – | 51,600 | +100.0% | 0.00% | – |
| FDS | New | FACTSET RESH SYS INCput | $2,804,000 | – | 25,700 | +100.0% | 0.00% | – |
| HCP | New | HCP INCcall | $3,542,000 | – | 86,500 | +100.0% | 0.00% | – |
| AEP | New | AMERICAN ELEC PWR INCput | $2,003,000 | – | 46,200 | +100.0% | 0.00% | – |
| New | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $2,484,000 | – | 1,299,000 | +100.0% | 0.00% | – | |
| PFIG | New | POWERSHARES ETF TR IIfnd inv gr cp | $2,867,000 | – | 114,923 | +100.0% | 0.00% | – |
| PSA | New | PUBLIC STORAGEcall | $3,211,000 | – | 20,000 | +100.0% | 0.00% | – |
| ANDA | New | ANDINA ACQUISITION CORP | $1,490,000 | – | 148,000 | +100.0% | 0.00% | – |
| EIX | New | EDISON INTLput | $2,229,000 | – | 48,400 | +100.0% | 0.00% | – |
| AGO | New | ASSURED GUARANTY LTDcall | $3,254,000 | – | 173,500 | +100.0% | 0.00% | – |
| SOCL | New | GLOBAL X FDSsocial med etf | $2,838,000 | – | 143,979 | +100.0% | 0.00% | – |
| SAR | New | SARATOGA INVT CORP | $2,442,000 | – | 130,503 | +100.0% | 0.00% | – |
| PENN | New | PENN NATL GAMING INCcall | $3,045,000 | – | 55,000 | +100.0% | 0.00% | – |
| CMCSK | New | COMCAST CORP NEWput | $1,556,000 | – | 35,900 | +100.0% | 0.00% | – |
| SONC | New | SONIC CORPcall | $2,157,000 | – | 121,500 | +100.0% | 0.00% | – |
| PPL | New | PPL CORPcall | $2,279,000 | – | 75,000 | +100.0% | 0.00% | – |
| PCG | New | PG&E CORPput | $3,478,000 | – | 85,000 | +100.0% | 0.00% | – |
| PCG | New | PG&E CORPcall | $3,478,000 | – | 85,000 | +100.0% | 0.00% | – |
| OUTR | New | OUTERWALL INCcall | $2,087,000 | – | 41,700 | +100.0% | 0.00% | – |
| PNK | New | PINNACLE ENTMT INCcall | $3,034,000 | – | 121,100 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM GROUP INCcall | $3,172,000 | – | 50,000 | +100.0% | 0.00% | – |
| SWFT | New | SWIFT TRANSN COput | $2,435,000 | – | 120,600 | +100.0% | 0.00% | – |
| PCL | New | PLUM CREEK TIMBER CO INCcall | $1,639,000 | – | 35,000 | +100.0% | 0.00% | – |
| TPRE | New | THIRD PT REINS LTD | $1,352,000 | – | 93,294 | +100.0% | 0.00% | – |
| CLDX | New | CELLDEX THERAPEUTICS INC NEWcall | $1,725,000 | – | 48,700 | +100.0% | 0.00% | – |
| DFODQ | New | DEAN FOODS CO NEWput | $2,911,000 | – | 150,800 | +100.0% | 0.00% | – |
| GEX | New | MARKET VECTORS ETF TRgbl alter enrg | $1,545,000 | – | 29,162 | +100.0% | 0.00% | – |
| FLS | New | FLOWSERVE CORPput | $1,560,000 | – | 25,000 | +100.0% | 0.00% | – |
| BSCL | New | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $1,545,000 | – | 78,659 | +100.0% | 0.00% | – |
| IBDA | New | ISHARES TR2016 cp tm etf | $2,453,000 | – | 24,418 | +100.0% | 0.00% | – |
| IBDB | New | ISHARES TR2018 cp tm etf | $1,988,000 | – | 19,627 | +100.0% | 0.00% | – |
| IBDD | New | ISHARES TR2023 cp tm etf | $1,532,000 | – | 15,341 | +100.0% | 0.00% | – |
| HAS | New | HASBRO INCput | $2,187,000 | – | 46,400 | +100.0% | 0.00% | – |
| AMH | New | AMERICAN HOMES 4 RENTcl a | $3,033,000 | – | 187,785 | +100.0% | 0.00% | – |
| JNY | New | JONES GROUP INCcall | $1,298,000 | – | 86,500 | +100.0% | 0.00% | – |
| USU | New | USEC INC | $427,000 | – | 40,661 | +100.0% | 0.00% | – |
| USU | New | USEC INCcall | $1,000 | – | 80 | +100.0% | 0.00% | – |
| UNAM | New | UNICO AMERN CORP | $1,000 | – | 87 | +100.0% | 0.00% | – |
| UNIS | New | UNILIFE CORP NEWput | $17,000 | – | 5,000 | +100.0% | 0.00% | – |
| UBOH | New | UNITED BANCSHARES INC OHIO | $3,000 | – | 229 | +100.0% | 0.00% | – |
| New | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| VSBN | New | VSB BANCORP INC N Y | $0 | – | 8 | +100.0% | 0.00% | – |
| VCI | New | VALASSIS COMMUNICATIONS INCcall | $87,000 | – | 3,000 | +100.0% | 0.00% | – |
| VYFC | New | VALLEY FINL CORP VA | $2,000 | – | 194 | +100.0% | 0.00% | – |
| VSB | New | VANTAGESOUTH BANCSHARES INC | $3,000 | – | 546 | +100.0% | 0.00% | – |
| VTNC | New | VITRAN CORP INC | $2,000 | – | 400 | +100.0% | 0.00% | – |
| New | VOLCANO CORPORATIONnote 1.750%12/0 | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| VNO | New | VORNADO RLTY TRcall | $177,000 | – | 2,100 | +100.0% | 0.00% | – |
| WPCS | New | WPCS INTL INC | $0 | – | 100 | +100.0% | 0.00% | – |
| New | WABASH NATL CORPnote 3.375% 5/0 | $5,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | WALTER INVT MGMT CORPnote 4.500%11/0 | $83,000 | – | 79,000 | +100.0% | 0.00% | – | |
| WAVX | New | WAVE SYSTEMS CORPcl a par $0.01 | $20,000 | – | 15,682 | +100.0% | 0.00% | – |
| WEB | New | WEB COM GROUP INCcall | $188,000 | – | 5,800 | +100.0% | 0.00% | – |
| WW | New | WEIGHT WATCHERS INTL INC NEWcall | $523,000 | – | 14,000 | +100.0% | 0.00% | – |
| WEBK | New | WELLESLEY BANCORP INC | $197,000 | – | 11,600 | +100.0% | 0.00% | – |
| WYPRA | New | WEYERHAEUSER COpref conv ser a | $526,000 | – | 9,935 | +100.0% | 0.00% | – |
| WIN | New | WINDSTREAM HLDGS INCcall | $141,000 | – | 17,700 | +100.0% | 0.00% | – |
| WIN | New | WINDSTREAM HLDGS INCput | $873,000 | – | 109,300 | +100.0% | 0.00% | – |
| EU | New | WISDOMTREE TReuro debt fund | $126,000 | – | 5,822 | +100.0% | 0.00% | – |
| DGRE | New | WISDOMTREE TRem mkts dvd grow | $1,201,000 | – | 48,372 | +100.0% | 0.00% | – |
| EPI | New | WISDOMTREE TRcall | $83,000 | – | 5,400 | +100.0% | 0.00% | – |
| EPI | New | WISDOMTREE TRput | $259,000 | – | 16,900 | +100.0% | 0.00% | – |
| DGRS | New | WISDOMTREE TRus s cap div grw | $600,000 | – | 23,061 | +100.0% | 0.00% | – |
| CRDT | New | WISDOMTREE TRglobl cp bd fd | $216,000 | – | 2,935 | +100.0% | 0.00% | – |
| New | WRIGHT MED GROUP INCnote 2.000% 8/1 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| XGTI | New | XG TECHNOLOGY INC | $0 | – | 100 | +100.0% | 0.00% | – |
| New | XPO LOGISTICS INCnote 4.500%10/0 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| ZIPR | New | ZIPREALTY INC | $4,000 | – | 717 | +100.0% | 0.00% | – |
| AERL | New | ASIA ENTN & RESOURCES LTD | $48,000 | – | 12,330 | +100.0% | 0.00% | – |
| EXXIQ | New | ENERGY XXI (BERMUDA) LTDcall | $230,000 | – | 7,600 | +100.0% | 0.00% | – |
| EXXIQ | New | ENERGY XXI (BERMUDA) LTDput | $227,000 | – | 7,500 | +100.0% | 0.00% | – |
| GLOG | New | GASLOG LTDcall | $36,000 | – | 2,400 | +100.0% | 0.00% | – |
| LBTYB | New | LIBERTY GLOBAL PLC | $10,000 | – | 130 | +100.0% | 0.00% | – |
| LXFT | New | LUXOFT HLDG INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD COcall | $87,000 | – | 1,980 | +100.0% | 0.00% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD COput | $20,000 | – | 456 | +100.0% | 0.00% | – |
| New | SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SIG | New | SIGNET JEWELERS LIMITEDput | $43,000 | – | 600 | +100.0% | 0.00% | – |
| TEL | New | TE CONNECTIVITY LTDcall | $109,000 | – | 2,100 | +100.0% | 0.00% | – |
| CIMT | New | CIMATRON LTDord | $10,000 | – | 1,750 | +100.0% | 0.00% | – |
| GZTGF | New | GAZIT GLOBE LTD | $40,000 | – | 2,990 | +100.0% | 0.00% | – |
| CALL | New | MAGICJACK VOCALTEC LTDcall | $28,000 | – | 2,200 | +100.0% | 0.00% | – |
| CNH | New | CNH GLOBAL N Vcall | $25,000 | – | 500 | +100.0% | 0.00% | – |
| FI | New | FRANKS INTL N V | $486,000 | – | 16,263 | +100.0% | 0.00% | – |
| NLSN | New | NIELSEN HOLDINGS N Vput | $365,000 | – | 10,000 | +100.0% | 0.00% | – |
| VPRT | New | VISTAPRINT N Vput | $40,000 | – | 700 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vcall | $510,000 | – | 14,000 | +100.0% | 0.00% | – |
| BALT | New | BALTIC TRADING LIMITED | $1,000 | – | 270 | +100.0% | 0.00% | – |
| GNKOQ | New | GENCO SHIPPING & TRADING LTDcall | $37,000 | – | 9,300 | +100.0% | 0.00% | – |
| NNA | New | NAVIOS MARITIME ACQUIS CORP | $12,000 | – | 3,200 | +100.0% | 0.00% | – |
| GASS | New | STEALTHGAS INC | $545,000 | – | 59,574 | +100.0% | 0.00% | – |
| TOO | New | TEEKAY OFFSHORE PARTNERS L Pput | $3,000 | – | 100 | +100.0% | 0.00% | – |
| New | AGCO CORPnote 1.250%12/1 | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| BFOR | New | ALPS ETF TRbarrons 400 etf | $924,000 | – | 33,945 | +100.0% | 0.00% | – |
| SPXH | New | ALPS ETF TRvelosh vola hdgd | $13,000 | – | 500 | +100.0% | 0.00% | – |
| TRSK | New | ALPS ETF TRvelosh tail risk | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ANIP | New | ANI PHARMACEUTICALS INC | $46,000 | – | 4,689 | +100.0% | 0.00% | – |
| ANIP | New | ANI PHARMACEUTICALS INCcall | $1,000 | – | 128 | +100.0% | 0.00% | – |
| ANIP | New | ANI PHARMACEUTICALS INCput | $0 | – | 36 | +100.0% | 0.00% | – |
| ACHN | New | ACHILLION PHARMACEUTICALS INcall | $66,000 | – | 21,800 | +100.0% | 0.00% | – |
| ACHN | New | ACHILLION PHARMACEUTICALS INput | $90,000 | – | 29,800 | +100.0% | 0.00% | – |
| ADES | New | ADVANCED EMISSIONS SOLUTS IN | $384,000 | – | 8,999 | +100.0% | 0.00% | – |
| New | ADVANCED MICRO DEVICES INCnote 6.000% 5/0 | $98,000 | – | 94,000 | +100.0% | 0.00% | – | |
| New | AIR LEASE CORPnote 3.875%12/0 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| ARG | New | AIRGAS INCput | $21,000 | – | 200 | +100.0% | 0.00% | – |
| AXXDF | New | ALDERON IRON ORE CORP | $0 | – | 300 | +100.0% | 0.00% | – |
| ALXA | New | ALEXZA PHARMACEUTICALS INC | $8,000 | – | 1,500 | +100.0% | 0.00% | – |
| MDRX | New | ALLSCRIPTS HEALTHCARE SOLUTNput | $15,000 | – | 1,000 | +100.0% | 0.00% | – |
| AMBC | New | AMBAC FINL GROUP INCput | $526,000 | – | 29,000 | +100.0% | 0.00% | – |
| AXL | New | AMERICAN AXLE & MFG HLDGS INcall | $118,000 | – | 6,000 | +100.0% | 0.00% | – |
| AEP | New | AMERICAN ELEC PWR INCcall | $1,118,000 | – | 25,800 | +100.0% | 0.00% | – |
| ARL | New | AMERICAN RLTY INVS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| AWK | New | AMERICAN WTR WKS CO INC NEWput | $623,000 | – | 15,100 | +100.0% | 0.00% | – |
| ANTH | New | ANTHERA PHARMACEUTICALS INC | $5,000 | – | 1,250 | +100.0% | 0.00% | – |
| ABFS | New | ARKANSAS BEST CORP DELcall | $5,000 | – | 200 | +100.0% | 0.00% | – |
| New | ASCENT CAP GROUP INCnote 4.000% 7/1 | $423,000 | – | 402,000 | +100.0% | 0.00% | – | |
| AFCB | New | ATHENS BANCSHARES CORP | $2,000 | – | 100 | +100.0% | 0.00% | – |
| ATHL | New | ATHLON ENERGY INC | $607,000 | – | 18,551 | +100.0% | 0.00% | – |
| ATML | New | ATMEL CORPput | $45,000 | – | 6,100 | +100.0% | 0.00% | – |
| AUQ | New | AURICO GOLD INCcall | $11,000 | – | 2,800 | +100.0% | 0.00% | – |
| AUQ | New | AURICO GOLD INCput | $17,000 | – | 4,500 | +100.0% | 0.00% | – |
| New | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| AWX | New | AVALON HLDGS CORPcl a | $1,000 | – | 261 | +100.0% | 0.00% | – |
| AXGN | New | AXOGEN INC | $97,000 | – | 21,843 | +100.0% | 0.00% | – |
| BRE | New | BRE PROPERTIES INCcall | $1,096,000 | – | 21,600 | +100.0% | 0.00% | – |
| BANC | New | BANC CALIF INC | $193,000 | – | 13,944 | +100.0% | 0.00% | – |
| RATE | New | BANKRATE INC DELcall | $53,000 | – | 2,600 | +100.0% | 0.00% | – |
| RATE | New | BANKRATE INC DELput | $62,000 | – | 3,000 | +100.0% | 0.00% | – |
| DJP | New | BARCLAYS BK PLCput | $37,000 | – | 1,000 | +100.0% | 0.00% | – |
| BRN | New | BARNWELL INDS INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| BRLI | New | BIO-REFERENCE LABS INCput | $114,000 | – | 3,800 | +100.0% | 0.00% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.875% 4/2 | $50,000 | – | 14,000 | +100.0% | 0.00% | – | |
| BEAT | New | BIOTELEMETRY INC | $517,000 | – | 52,177 | +100.0% | 0.00% | – |
| BJRI | New | BJS RESTAURANTS INCcall | $11,000 | – | 400 | +100.0% | 0.00% | – |
| BHV | New | BLACKROCK VA MUNICIPAL BOND | $8,000 | – | 550 | +100.0% | 0.00% | – |
| MHE | New | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $158,000 | – | 13,054 | +100.0% | 0.00% | – |
| BLUE | New | BLUEBIRD BIO INC | $941,000 | – | 34,927 | +100.0% | 0.00% | – |
| BXP | New | BOSTON PROPERTIES INCput | $535,000 | – | 5,000 | +100.0% | 0.00% | – |
| New | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| BPI | New | BRIDGEPOINT ED INCcall | $78,000 | – | 4,300 | +100.0% | 0.00% | – |
| BPI | New | BRIDGEPOINT ED INCput | $78,000 | – | 4,300 | +100.0% | 0.00% | – |
| EAT | New | BRINKER INTL INCput | $203,000 | – | 5,000 | +100.0% | 0.00% | – |
| BCO | New | BRINKS COput | $62,000 | – | 2,200 | +100.0% | 0.00% | – |
| BSFT | New | BROADSOFT INCcall | $191,000 | – | 5,300 | +100.0% | 0.00% | – |
| BSFT | New | BROADSOFT INCput | $32,000 | – | 900 | +100.0% | 0.00% | – |
| New | BROADSOFT INCnote 1.500% 7/0 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| BR | New | BROADRIDGE FINL SOLUTIONS INcall | $3,000 | – | 100 | +100.0% | 0.00% | – |
| BR | New | BROADRIDGE FINL SOLUTIONS INput | $3,000 | – | 100 | +100.0% | 0.00% | – |
| New | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| BOXC | New | BROOKFIELD CDA OFFICE PPTYStr unit | $15,000 | – | 600 | +100.0% | 0.00% | – |
| CJES | New | C&J ENERGY SVCS INCcall | $4,000 | – | 200 | +100.0% | 0.00% | – |
| CAWW | New | CCA INDS INC | $2,000 | – | 540 | +100.0% | 0.00% | – |
| CDW | New | CDW CORP | $1,143,000 | – | 50,097 | +100.0% | 0.00% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INCput | $77,000 | – | 1,300 | +100.0% | 0.00% | – |
| CIT | New | CIT GROUP INCput | $98,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $316,000 | – | 174,000 | +100.0% | 0.00% | – | |
| CPN | New | CALPINE CORPcall | $49,000 | – | 2,500 | +100.0% | 0.00% | – |
| CAFI | New | CAMCO FINL CORP | $1,000 | – | 213 | +100.0% | 0.00% | – |
| CGIX | New | CANCER GENETICS INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| CAH | New | CARDINAL HEALTH INCput | $37,000 | – | 700 | +100.0% | 0.00% | – |
| CECO | New | CAREER EDUCATION CORPcall | $15,000 | – | 5,500 | +100.0% | 0.00% | – |
| CRXM | New | CARDIUM THERAPEUTICS INC | $0 | – | 276 | +100.0% | 0.00% | – |
| KMX | New | CARMAX INCcall | $1,158,000 | – | 23,900 | +100.0% | 0.00% | – |
| KMX | New | CARMAX INCput | $165,000 | – | 3,400 | +100.0% | 0.00% | – |
| CSFSF | New | CASH STORE FINL SVCS INC | $0 | – | 200 | +100.0% | 0.00% | – |
| CAVM | New | CAVIUM INCput | $124,000 | – | 3,000 | +100.0% | 0.00% | – |
| ICEL | New | CELLULAR DYNAMICS INTL INC | $5,000 | – | 250 | +100.0% | 0.00% | – |
| CNC | New | CENTENE CORP DELput | $243,000 | – | 3,800 | +100.0% | 0.00% | – |
| PLCE | New | CHILDRENS PL RETAIL STORES Iput | $40,000 | – | 700 | +100.0% | 0.00% | – |
| CADC | New | CHINA ADVANCED CONSTR MATLS | $3,000 | – | 833 | +100.0% | 0.00% | – |
| CAAS | New | CHINA AUTOMOTIVE SYS INC | $96,000 | – | 12,900 | +100.0% | 0.00% | – |
| CBPO | New | CHINA BIOLOGIC PRODS INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| CTAS | New | CINTAS CORPcall | $5,000 | – | 100 | +100.0% | 0.00% | – |
| BSCM | New | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2022 | $377,000 | – | 19,094 | +100.0% | 0.00% | – |
| COA | New | COASTAL CONTACTS INC | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| COLE | New | COLE REAL ESTATE INVTS INCcall | $218,000 | – | 17,800 | +100.0% | 0.00% | – |
| New | COLONY FINL INCnote 5.000% 4/1 | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| CBRX | New | COLUMBIA LABS INC | $13,000 | – | 1,717 | +100.0% | 0.00% | – |
| COB | New | COMMUNITYONE BANCORP | $3,000 | – | 228 | +100.0% | 0.00% | – |
| CCURT | New | COMPANIA CERVECERIAS UNIDASright 10/04/2013 | $19,000 | – | 705 | +100.0% | 0.00% | – |
| CPWR | New | COMPUWARE CORPput | $571,000 | – | 51,000 | +100.0% | 0.00% | – |
| CHCI | New | COMSTOCK HLDG COS INCcl a | $1,000 | – | 570 | +100.0% | 0.00% | – |
| New | COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CNQR | New | CONCUR TECHNOLOGIES INCput | $221,000 | – | 2,000 | +100.0% | 0.00% | – |
| CTRL | New | CONTROL4 CORP | $126,000 | – | 7,257 | +100.0% | 0.00% | – |
| CNDO | New | CORONADO BIOSCIENCES INCcall | $140,000 | – | 20,000 | +100.0% | 0.00% | – |
| CRRSQ | New | CORP RES SVCS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| TVIX | New | CREDIT SUISSE AG NASSAU BRHexchtrade shterm | $2,000 | – | 100 | +100.0% | 0.00% | – |
| VIIX | New | CREDIT SUISSE AG NASSAU BRHcall | $8,000 | – | 100 | +100.0% | 0.00% | – |
| MLPN | New | CREDIT SUISSE NASSAU BRHeql wgt mlp lkd | $88,000 | – | 3,000 | +100.0% | 0.00% | – |
| CTPR | New | CTPARTNERS EXECUTIVE SEARCH | $32,000 | – | 6,711 | +100.0% | 0.00% | – |
| FXB | New | CURRENCYSHS BRIT POUND STERcall | $351,000 | – | 2,200 | +100.0% | 0.00% | – |
| CVT | New | CVENT INC | $40,000 | – | 1,125 | +100.0% | 0.00% | – |
| CYTK | New | CYTOKINETICS INC | $250,000 | – | 32,988 | +100.0% | 0.00% | – |
| DBGR | New | DBX ETF TRdx trackr germn | $164,000 | – | 7,041 | +100.0% | 0.00% | – |
| RVNU | New | DBX ETF TRinfrstr rev fd | $1,101,000 | – | 48,300 | +100.0% | 0.00% | – |
| DSW | New | DSW INCcall | $77,000 | – | 900 | +100.0% | 0.00% | – |
| DSW | New | DSW INCput | $256,000 | – | 3,000 | +100.0% | 0.00% | – |
| New | DEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1 | $154,000 | – | 120,000 | +100.0% | 0.00% | – | |
| DRII | New | DIAMOND RESORTS INTL INC | $218,000 | – | 11,600 | +100.0% | 0.00% | – |
| TECL | New | DIREXION SHS ETF TRdly tech bull 3x | $372,000 | – | 5,658 | +100.0% | 0.00% | – |
| MIDU | New | DIREXION SHS ETF TRdly midcap etf3x | $4,000 | – | 58 | +100.0% | 0.00% | – |
| Y322SC | New | DIREXION SHS ETF TRnat gs bear 3x | $7,000 | – | 237 | +100.0% | 0.00% | – |
| Y322SC | New | DIREXION SHS ETF TRput | $31,000 | – | 1,000 | +100.0% | 0.00% | – |
| SPXS | New | DIREXION SHS ETF TRcall | $64,000 | – | 1,400 | +100.0% | 0.00% | – |
| SPXS | New | DIREXION SHS ETF TRput | $8,000 | – | 180 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRdaily gold miner | $192,000 | – | 3,822 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRcall | $1,095,000 | – | 21,780 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRput | $550,000 | – | 10,936 | +100.0% | 0.00% | – |
| EDZ | New | DIREXION SHS ETF TRdly emkt 3x new | $223,000 | – | 4,780 | +100.0% | 0.00% | – |
| EDZ | New | DIREXION SHS ETF TRput | $200,000 | – | 4,300 | +100.0% | 0.00% | – |
| DPZ | New | DOMINOS PIZZA INCput | $95,000 | – | 1,400 | +100.0% | 0.00% | – |
| RRD | New | DONNELLEY R R & SONS COcall | $120,000 | – | 7,600 | +100.0% | 0.00% | – |
| DOV | New | DOVER CORPput | $638,000 | – | 7,100 | +100.0% | 0.00% | – |
| DWA | New | DREAMWORKS ANIMATION SKG INCcall | $159,000 | – | 5,600 | +100.0% | 0.00% | – |
| DX | New | DYNEX CAP INCput | $32,000 | – | 3,700 | +100.0% | 0.00% | – |
| ECTM | New | ECA MARCELLUS TR I | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| SIVR | New | ETFS SILVER TRcall | $36,000 | – | 1,700 | +100.0% | 0.00% | – |
| SIVR | New | ETFS SILVER TRput | $2,000 | – | 100 | +100.0% | 0.00% | – |
| EVEPQ | New | EV ENERGY PARTNERS LPput | $1,046,000 | – | 28,200 | +100.0% | 0.00% | – |
| EROC | New | EAGLE ROCK ENERGY PARTNERS Lput | $67,000 | – | 9,400 | +100.0% | 0.00% | – |
| ELNK | New | EARTHLINK INCcall | $2,000 | – | 500 | +100.0% | 0.00% | – |
| ELNK | New | EARTHLINK INCput | $12,000 | – | 2,500 | +100.0% | 0.00% | – |
| EBIX | New | EBIX INCcall | $36,000 | – | 3,600 | +100.0% | 0.00% | – |
| EBIX | New | EBIX INCput | $202,000 | – | 20,300 | +100.0% | 0.00% | – |
| EW | New | EDWARDS LIFESCIENCES CORPcall | $348,000 | – | 5,000 | +100.0% | 0.00% | – |
| ELMD | New | ELECTROMED INC | $0 | – | 291 | +100.0% | 0.00% | – |
| ELLI | New | ELLIE MAE INCcall | $781,000 | – | 24,400 | +100.0% | 0.00% | – |
| EFC | New | ELLINGTON FINANCIAL LLCput | $7,000 | – | 300 | +100.0% | 0.00% | – |
| EOX | New | EMERALD OIL INCput | $91,000 | – | 12,600 | +100.0% | 0.00% | – |
| MSN | New | EMERSON RADIO CORP | $0 | – | 200 | +100.0% | 0.00% | – |
| EVHC | New | ENVISION HEALTHCARE HLDGS IN | $232,000 | – | 8,914 | +100.0% | 0.00% | – |
| ESPR | New | ESPERION THERAPEUTICS INC NE | $10,000 | – | 550 | +100.0% | 0.00% | – |
| YMLP | New | EXCHANGE TRADED CONCEPTS TRyork hiinc mlp | $22,000 | – | 1,200 | +100.0% | 0.00% | – |
| EXEL | New | EXELIXIS INCcall | $84,000 | – | 14,500 | +100.0% | 0.00% | – |
| EXEL | New | EXELIXIS INCput | $165,000 | – | 28,400 | +100.0% | 0.00% | – |
| XONE | New | EXONE COcall | $852,000 | – | 20,000 | +100.0% | 0.00% | – |
| EXPD | New | EXPEDITORS INTL WASH INCcall | $326,000 | – | 7,400 | +100.0% | 0.00% | – |
| EXPD | New | EXPEDITORS INTL WASH INCput | $123,000 | – | 2,800 | +100.0% | 0.00% | – |
| EXPR | New | EXPRESS INCcall | $31,000 | – | 1,300 | +100.0% | 0.00% | – |
| EXPR | New | EXPRESS INCput | $66,000 | – | 2,800 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL COput | $508,000 | – | 10,100 | +100.0% | 0.00% | – |
| FFCO | New | FEDFIRST FINL CORP NEW | $2,000 | – | 100 | +100.0% | 0.00% | – |
| FSFR | New | FIFTH STR SR FLOATNG RATE CO | $95,000 | – | 7,000 | +100.0% | 0.00% | – |
| FACO | New | FIRST ACCEPTANCE CORP | $0 | – | 200 | +100.0% | 0.00% | – |
| SCBT | New | FIRST FINL HLDGS INC NEW | $845,000 | – | 15,302 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORPput | $44,000 | – | 3,700 | +100.0% | 0.00% | – |
| FRC | New | FIRST REP BK SAN FRANCISCO Ccall | $597,000 | – | 12,800 | +100.0% | 0.00% | – |
| 9105 | New | FIRST TR VAL LINE EQ ALLO IN | $0 | – | 2 | +100.0% | 0.00% | – |
| FGB | New | FIRST TRUST SPECIALTY FINANC | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| FCG | New | FIRST TR ISE REVERE NAT GAScall | $11,000 | – | 600 | +100.0% | 0.00% | – |
| FXO | New | FIRST TR EXCHANGE TRADED FDcall | $8,000 | – | 400 | +100.0% | 0.00% | – |
| FLN | New | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $53,000 | – | 2,192 | +100.0% | 0.00% | – |
| FNK | New | FIRST TR EXCNGE TRD ALPHADEXmid cap val fd | $6,000 | – | 223 | +100.0% | 0.00% | – |
| TLTE | New | FLEXSHARES TRmstar emkt fac | $30,000 | – | 600 | +100.0% | 0.00% | – |
| IQDF | New | FLEXSHARES TRintl qltdv idx | $13,000 | – | 500 | +100.0% | 0.00% | – |
| QDF | New | FLEXSHARES TRqualt divd idx | $15,000 | – | 500 | +100.0% | 0.00% | – |
| New | FOREST CITY ENTERPRISES INCnote 4.250% 8/1 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| FTNT | New | FORTINET INCput | $1,033,000 | – | 51,000 | +100.0% | 0.00% | – |
| FOXF | New | FOX FACTORY HLDG CORP | $169,000 | – | 8,800 | +100.0% | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORPcall | $54,000 | – | 12,900 | +100.0% | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORPput | $9,000 | – | 2,100 | +100.0% | 0.00% | – |
| FTEK | New | FUEL TECH INC | $2,000 | – | 500 | +100.0% | 0.00% | – |
| GNCIQ | New | GNC HLDGS INCcall | $27,000 | – | 500 | +100.0% | 0.00% | – |
| GNCIQ | New | GNC HLDGS INCput | $11,000 | – | 200 | +100.0% | 0.00% | – |
| GVP | New | GSE SYS INC | $1,000 | – | 720 | +100.0% | 0.00% | – |
| GALE | New | GALENA BIOPHARMA INCcall | $798,000 | – | 350,000 | +100.0% | 0.00% | – |
| New | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| GENTY | New | GENTIUM S P Asponsored adr | $19,000 | – | 700 | +100.0% | 0.00% | – |
| GIMO | New | GIGAMON INC | $33,000 | – | 863 | +100.0% | 0.00% | – |
| GTT | New | GLOBAL TELECOM & TECHNOLGY I | $234,000 | – | 43,825 | +100.0% | 0.00% | – |
| MLPX | New | GLOBAL X FDSglb x mlp enrg i | $21,000 | – | 1,400 | +100.0% | 0.00% | – |
| GLDX | New | GLOBAL X FDSput | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SOCL | New | GLOBAL X FDScall | $101,000 | – | 5,100 | +100.0% | 0.00% | – |
| SOCL | New | GLOBAL X FDSput | $57,000 | – | 2,900 | +100.0% | 0.00% | – |
| CHIC | New | GLOBAL X FDSnasdq china tech | $17,000 | – | 839 | +100.0% | 0.00% | – |
| SIL | New | GLOBAL X FDScall | $49,000 | – | 3,700 | +100.0% | 0.00% | – |
| GLOW | New | GLOWPOINT INC | $1,000 | – | 700 | +100.0% | 0.00% | – |
| GLUU | New | GLU MOBILE INCcall | $3,000 | – | 900 | +100.0% | 0.00% | – |
| GLUU | New | GLU MOBILE INCput | $6,000 | – | 2,000 | +100.0% | 0.00% | – |
| GOGO | New | GOGO INC | $152,000 | – | 8,553 | +100.0% | 0.00% | – |
| New | GROUP 1 AUTOMOTIVE INCfrnt 2.250% 6/1 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| GPORQ | New | GULFPORT ENERGY CORPput | $328,000 | – | 5,100 | +100.0% | 0.00% | – |
| HCP | New | HCP INCput | $1,011,000 | – | 24,700 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INC | $557,000 | – | 25,349 | +100.0% | 0.00% | – |
| HCAP | New | HARVEST CAP CR CORP | $17,000 | – | 1,111 | +100.0% | 0.00% | – |
| HMA | New | HEALTH MGMT ASSOC INC NEWput | $26,000 | – | 2,000 | +100.0% | 0.00% | – |
| HCNPRI | New | HEALTH CARE REIT INCpfd per con i | $492,000 | – | 8,544 | +100.0% | 0.00% | – |
| New | HEARTWARE INTL INCnote 3.500%12/1 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| HTBX | New | HEAT BIOLOGICS INC | $435,000 | – | 35,000 | +100.0% | 0.00% | – |
| New | HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| SNLN | New | HIGHLAND FDS Ihi ld iboxx srln | $15,000 | – | 763 | +100.0% | 0.00% | – |
| New | HORSEHEAD HLDG CORPnote 3.800% 7/0 | $16,000 | – | 15,000 | +100.0% | 0.00% | – | |
| HSP | New | HOSPIRA INCcall | $196,000 | – | 5,000 | +100.0% | 0.00% | – |
| HDYNQ | New | HYPERDYNAMICS CORP | $6,000 | – | 1,375 | +100.0% | 0.00% | – |
| IGOI | New | IGO INC | $1,000 | – | 270 | +100.0% | 0.00% | – |
| STAR | New | ISTAR FINL INCput | $270,000 | – | 22,400 | +100.0% | 0.00% | – |
| New | ISTAR FINL INCnote 3.000%11/1 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| ESINQ | New | ITT EDUCATIONAL SERVICES INCcall | $310,000 | – | 10,000 | +100.0% | 0.00% | – |
| INVE | New | IDENTIVE GROUP INC | $0 | – | 200 | +100.0% | 0.00% | – |
| IHS | New | IHS INCput | $274,000 | – | 2,400 | +100.0% | 0.00% | – |
| IMPV | New | IMPERVA INCput | $840,000 | – | 20,000 | +100.0% | 0.00% | – |
| INOC | New | INNOTRAC CORP | $1,000 | – | 200 | +100.0% | 0.00% | – |
| IFMI | New | INSTITUTIONAL FINL MKTS INC | $1,000 | – | 450 | +100.0% | 0.00% | – |
| IQNT | New | INTELIQUENT INC | $94,000 | – | 9,716 | +100.0% | 0.00% | – |
| XON | New | INTREXON CORP | $127,000 | – | 5,354 | +100.0% | 0.00% | – |
| EWA | New | ISHAREScall | $197,000 | – | 7,800 | +100.0% | 0.00% | – |
| EZA | New | ISHAREScall | $44,000 | – | 700 | +100.0% | 0.00% | – |
| EWG | New | ISHARESput | $375,000 | – | 13,500 | +100.0% | 0.00% | – |
| EWM | New | ISHARESput | $11,000 | – | 700 | +100.0% | 0.00% | – |
| EWH | New | ISHARESput | $28,000 | – | 1,400 | +100.0% | 0.00% | – |
| IVV | New | ISHARESput | $186,000 | – | 1,100 | +100.0% | 0.00% | – |
| IWB | New | ISHARESput | $299,000 | – | 3,170 | +100.0% | 0.00% | – |
| IBCB | New | ISHARES TR2016 invtgr bd | $841,000 | – | 8,366 | +100.0% | 0.00% | – |
| IBDC | New | ISHARES TR2020 cp tm etf | $1,176,000 | – | 11,583 | +100.0% | 0.00% | – |
| JACK | New | JACK IN THE BOX INCput | $4,000 | – | 100 | +100.0% | 0.00% | – |
| J | New | JACOBS ENGR GROUP INC DELput | $303,000 | – | 5,200 | +100.0% | 0.00% | – |
| JTPY | New | JETPAY CORP | $1,000 | – | 399 | +100.0% | 0.00% | – |
| JOEZ | New | JOES JEANS INC | $2,000 | – | 1,780 | +100.0% | 0.00% | – |
| JLL | New | JONES LANG LASALLE INCput | $183,000 | – | 2,100 | +100.0% | 0.00% | – |
| JNY | New | JONES GROUP INCput | $588,000 | – | 39,200 | +100.0% | 0.00% | – |
| KCG | New | KCG HLDGS INCcl a | $17,000 | – | 1,985 | +100.0% | 0.00% | – |
| KCG | New | KCG HLDGS INCcall | $390,000 | – | 45,000 | +100.0% | 0.00% | – |
| KCG | New | KCG HLDGS INCput | $9,000 | – | 1,056 | +100.0% | 0.00% | – |
| LZB | New | LA Z BOY INCput | $23,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | LAM RESEARCH CORPnote 0.500% 5/1 | $283,000 | – | 250,000 | +100.0% | 0.00% | – | |
| New | LAM RESEARCH CORPnote 1.250% 5/1 | $17,000 | – | 14,000 | +100.0% | 0.00% | – | |
| LSTR | New | LANDSTAR SYS INCcall | $118,000 | – | 2,100 | +100.0% | 0.00% | – |
| LSTR | New | LANDSTAR SYS INCput | $11,000 | – | 200 | +100.0% | 0.00% | – |
| LEG | New | LEGGETT & PLATT INCcall | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| LEG | New | LEGGETT & PLATT INCput | $3,000 | – | 100 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORPdeb 3.750% 2/1 | $5,000 | – | 8,000 | +100.0% | 0.00% | – | |
| LGND | New | LIGAND PHARMACEUTICALS INCcall | $268,000 | – | 6,200 | +100.0% | 0.00% | – |
| LLNW | New | LIMELIGHT NETWORKS INCput | $1,000 | – | 400 | +100.0% | 0.00% | – |
| LLTC | New | LINEAR TECHNOLOGY CORPput | $282,000 | – | 7,100 | +100.0% | 0.00% | – |
| LABC | New | LOUISANA BANCORP INC NEW | $3,000 | – | 194 | +100.0% | 0.00% | – |
| LPX | New | LOUISIANA PAC CORPput | $171,000 | – | 9,700 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCcall | $565,000 | – | 5,300 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCput | $789,000 | – | 7,400 | +100.0% | 0.00% | – |
| LXFR | New | LUXFER HLDGS PLCsponsored adr | $22,000 | – | 1,400 | +100.0% | 0.00% | – |
| MELA | New | MELA SCIENCES INCcall | $0 | – | 200 | +100.0% | 0.00% | – |
| New | MGIC INVT CORP WISnote 5.000% 5/0 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | M/I HOMES INCnote 3.000% 3/0 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| MGIC | New | MAGIC SOFTWARE ENTERPRISES Lord | $34,000 | – | 5,000 | +100.0% | 0.00% | – |
| MTEX | New | MANNATECH INC | $7,000 | – | 300 | +100.0% | 0.00% | – |
| SLX | New | MARKET VECTORS ETF TRcall | $494,000 | – | 11,000 | +100.0% | 0.00% | – |
| REMX | New | MARKET VECTORS ETF TRminor metals | $114,000 | – | 2,732 | +100.0% | 0.00% | – |
| REMX | New | MARKET VECTORS ETF TRcall | $167,000 | – | 4,000 | +100.0% | 0.00% | – |
| REMX | New | MARKET VECTORS ETF TRput | $33,000 | – | 800 | +100.0% | 0.00% | – |
| GDXJ | New | MARKET VECTORS ETF TRcall | $989,000 | – | 24,275 | +100.0% | 0.00% | – |
| GDXJ | New | MARKET VECTORS ETF TRput | $482,000 | – | 11,825 | +100.0% | 0.00% | – |
| SCIF | New | MARKET VECTORS ETF TRindia small cp | $116,000 | – | 4,600 | +100.0% | 0.00% | – |
| EGPT | New | MARKET VECTORS ETF TRegypt indx etf | $581,000 | – | 12,035 | +100.0% | 0.00% | – |
| NLR | New | MARKET VECTORS ETF TRuran nuclr enrgy | $27,000 | – | 580 | +100.0% | 0.00% | – |
| FISH | New | MARLIN MIDSTREAM PARTNERS LP | $7,000 | – | 400 | +100.0% | 0.00% | – |
| 4107PS | New | MEADWESTVACO CORPput | $791,000 | – | 20,600 | +100.0% | 0.00% | – |
| New | MEDICIS PHARMACEUTICAL CORPnote 1.375% 6/0 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| New | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CCA | New | MFS CALIF MUN FD | $46,000 | – | 4,500 | +100.0% | 0.00% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $25,000 | – | 6,000 | +100.0% | 0.00% | – |
| MXA | New | MINNESOTA MUN INCOME PTFL IN | $16,000 | – | 1,048 | +100.0% | 0.00% | – |
| MWW | New | MONSTER WORLDWIDE INCput | $64,000 | – | 14,500 | +100.0% | 0.00% | – |
| MCO | New | MOODYS CORPcall | $28,000 | – | 400 | +100.0% | 0.00% | – |
| MCO | New | MOODYS CORPput | $197,000 | – | 2,800 | +100.0% | 0.00% | – |
| MYGN | New | MYRIAD GENETICS INCcall | $705,000 | – | 30,000 | +100.0% | 0.00% | – |
| MYGN | New | MYRIAD GENETICS INCput | $172,000 | – | 7,300 | +100.0% | 0.00% | – |
| NVSL | New | NAUGATUCK VY FINL CORP MD | $15,000 | – | 1,900 | +100.0% | 0.00% | – |
| NKTR | New | NEKTAR THERAPEUTICScall | $171,000 | – | 16,400 | +100.0% | 0.00% | – |
| NKTR | New | NEKTAR THERAPEUTICSput | $522,000 | – | 50,000 | +100.0% | 0.00% | – |
| NBS | New | NEOSTEM INC | $111,000 | – | 13,000 | +100.0% | 0.00% | – |
| NEPT | New | NEPTUNE TECHNOLOGIES BIORESO | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| N | New | NETSUITE INCcall | $173,000 | – | 1,600 | +100.0% | 0.00% | – |
| NYCBPRU | New | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $24,000 | – | 502 | +100.0% | 0.00% | – |
| NEWT | New | NEWTEK BUSINESS SVCS INC | $1,000 | – | 180 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES & COcl a | $538,000 | – | 12,561 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES & COcall | $99,000 | – | 2,300 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES & COput | $90,000 | – | 2,100 | +100.0% | 0.00% | – |
| GYLD | New | NORTHERN LTS ETF TRarrow dj globl | $54,000 | – | 2,064 | +100.0% | 0.00% | – |
| NG | New | NOVAGOLD RES INCput | $12,000 | – | 5,100 | +100.0% | 0.00% | – |
| MIFI | New | NOVATEL WIRELESS INC | $2,000 | – | 900 | +100.0% | 0.00% | – |
| NBY | New | NOVABAY PHARMACEUTICALS INC | $1,000 | – | 360 | +100.0% | 0.00% | – |
| NUS | New | NU SKIN ENTERPRISES INCput | $517,000 | – | 5,400 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $557,000 | – | 551,000 | +100.0% | 0.00% | – | |
| NTRI | New | NUTRI SYS INC NEWput | $58,000 | – | 4,000 | +100.0% | 0.00% | – |
| JPW | New | NUVEEN FLEXIBLE INVT INCOME | $42,000 | – | 2,500 | +100.0% | 0.00% | – |
| OAK | New | OAKTREE CAP GROUP LLCput | $16,000 | – | 300 | +100.0% | 0.00% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUPput | $19,000 | – | 1,700 | +100.0% | 0.00% | – |
| ONTY | New | ONCOTHYREON INCcall | $0 | – | 100 | +100.0% | 0.00% | – |
| ONTY | New | ONCOTHYREON INCput | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| ONVO | New | ORGANOVO HLDGS INC | $38,000 | – | 6,580 | +100.0% | 0.00% | – |
| OSK | New | OSHKOSH CORPcall | $10,000 | – | 200 | +100.0% | 0.00% | – |
| OSIR | New | OSIRIS THERAPEUTICS INC NEWput | $408,000 | – | 24,500 | +100.0% | 0.00% | – |
| OC | New | OWENS CORNING NEWcall | $4,000 | – | 100 | +100.0% | 0.00% | – |
| ORM | New | OWENS RLTY MTG INC | $174,000 | – | 14,038 | +100.0% | 0.00% | – |
| New | PDL BIOPHARMA INCnote 3.750% 5/0 | $305,000 | – | 237,000 | +100.0% | 0.00% | – | |
| PLXT | New | PLX TECHNOLOGY INCput | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| PED | New | PEDEVCO CORP | $94,000 | – | 22,223 | +100.0% | 0.00% | – |
| PETM | New | PETSMART INCcall | $92,000 | – | 1,200 | +100.0% | 0.00% | – |
| PETM | New | PETSMART INCput | $53,000 | – | 700 | +100.0% | 0.00% | – |
| PSXP | New | PHILLIPS 66 PARTNERS LP | $1,069,000 | – | 34,768 | +100.0% | 0.00% | – |
| New | PHOTRONICS INCnote 3.250% 4/0 | $47,000 | – | 42,000 | +100.0% | 0.00% | – | |
| DOC | New | PHYSICIANS RLTY TR | $0 | – | 36 | +100.0% | 0.00% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lput | $263,000 | – | 5,000 | +100.0% | 0.00% | – |
| PCL | New | PLUM CREEK TIMBER CO INCput | $1,171,000 | – | 25,000 | +100.0% | 0.00% | – |
| PCOM | New | POINTS INTL LTD | $30,000 | – | 1,300 | +100.0% | 0.00% | – |
| PBIB | New | PORTER BANCORP INC | $1,000 | – | 600 | +100.0% | 0.00% | – |
| KBWI | New | POWERSHARES ETF TR IIkbw ins port | $697,000 | – | 11,958 | +100.0% | 0.00% | – |
| PFG | New | PRINCIPAL FINL GROUP INCput | $111,000 | – | 2,600 | +100.0% | 0.00% | – |
| New | PROLOGISnote 3.250% 3/1 | $12,000 | – | 11,000 | +100.0% | 0.00% | – | |
| UST | New | PROSHARES TRultr 7-10 trea | $43,000 | – | 836 | +100.0% | 0.00% | – |
| RWM | New | PROSHARES TRcall | $2,000 | – | 100 | +100.0% | 0.00% | – |
| UGL | New | PROSHARES TR IIput | $10,000 | – | 200 | +100.0% | 0.00% | – |
| TWM | New | PROSHARES TRput | $4,000 | – | 300 | +100.0% | 0.00% | – |
| DUG | New | PROSHARES TRcall | $12,000 | – | 200 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $14,000 | – | 14,000 | +100.0% | 0.00% | – | |
| PRLB | New | PROTO LABS INCcall | $153,000 | – | 2,000 | +100.0% | 0.00% | – |
| QRE | New | QR ENERGY LPput | $868,000 | – | 53,300 | +100.0% | 0.00% | – |
| QTWWQ | New | QUANTUM FUEL SYS TECH WORLDW | $1,000 | – | 220 | +100.0% | 0.00% | – |
| New | RTI INTL METALS INCnote 3.000%12/0 | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| RPTP | New | RAPTOR PHARMACEUTICAL CORPput | $9,000 | – | 600 | +100.0% | 0.00% | – |
| RYN | New | RAYONIER INCput | $768,000 | – | 13,800 | +100.0% | 0.00% | – |
| RRGB | New | RED ROBIN GOURMET BURGERS INcall | $7,000 | – | 100 | +100.0% | 0.00% | – |
| RGDO | New | REGADO BIOSCIENCES INC | $35,000 | – | 5,212 | +100.0% | 0.00% | – |
| New | REGIS CORP MINNnote 5.000% 7/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| RS | New | RELIANCE STEEL & ALUMINUM COcall | $15,000 | – | 200 | +100.0% | 0.00% | – |
| RJETQ | New | REPUBLIC AWYS HLDGS INCput | $24,000 | – | 2,000 | +100.0% | 0.00% | – |
| RH | New | RESTORATION HARDWARE HLDGS Icall | $82,000 | – | 1,300 | +100.0% | 0.00% | – |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $108,000 | – | 1,700 | +100.0% | 0.00% | – |
| SALE | New | RETAILMENOT INC | $23,000 | – | 650 | +100.0% | 0.00% | – |
| REXR | New | REXFORD INDL RLTY INC | $194,000 | – | 14,385 | +100.0% | 0.00% | – |
| RHNO | New | RHINO RESOURCE PARTNERS LP | $1,000 | – | 100 | +100.0% | 0.00% | – |
| 9207PS | New | ROCK-TENN COcall | $334,000 | – | 3,300 | +100.0% | 0.00% | – |
| 9207PS | New | ROCK-TENN COput | $213,000 | – | 2,100 | +100.0% | 0.00% | – |
| RMTI | New | ROCKWELL MED INCcall | $285,000 | – | 25,000 | +100.0% | 0.00% | – |
| RBCN | New | RUBICON TECHNOLOGY INCput | $68,000 | – | 5,600 | +100.0% | 0.00% | – |
| RUE | New | RUE21 INCput | $565,000 | – | 14,000 | +100.0% | 0.00% | – |
| New | RYLAND GROUP INCnote 0.250% 6/0 | $1,215,000 | – | 1,331,000 | +100.0% | 0.00% | – | |
| SSLT | New | SESA GOA LTDsponsored adr | $158,000 | – | 14,045 | +100.0% | 0.00% | – |
| WDIV | New | SPDR INDEX SHS FDSs&p glbdiv etf | $21,000 | – | 335 | +100.0% | 0.00% | – |
| SPSM | New | SPDR SER TRspdr russel 2000 | $6,000 | – | 100 | +100.0% | 0.00% | – |
| SANW | New | S&W SEED CO | $1,000 | – | 90 | +100.0% | 0.00% | – |
| JOE | New | ST JOE COcall | $73,000 | – | 3,700 | +100.0% | 0.00% | – |
| JOE | New | ST JOE COput | $31,000 | – | 1,600 | +100.0% | 0.00% | – |
| SVNTQ | New | SAVIENT PHARMACEUTICALS INCcall | $1,000 | – | 2,000 | +100.0% | 0.00% | – |
| FNDB | New | SCHWAB STRATEGIC TRschwab fdt us bm | $22,000 | – | 900 | +100.0% | 0.00% | – |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $374,000 | – | 7,409 | +100.0% | 0.00% | – |
| SHOS | New | SEARS HOMETOWN & OUTLET STORput | $13,000 | – | 400 | +100.0% | 0.00% | – |
| SCSS | New | SELECT COMFORT CORPput | $83,000 | – | 3,400 | +100.0% | 0.00% | – |
| SVM | New | SILVERCORP METALS INCcall | $8,000 | – | 2,300 | +100.0% | 0.00% | – |
| SWHC | New | SMITH & WESSON HLDG CORPput | $1,051,000 | – | 95,600 | +100.0% | 0.00% | – |
| SMSI | New | SMITH MICRO SOFTWARE INC | $0 | – | 370 | +100.0% | 0.00% | – |
| SWI | New | SOLARWINDS INCput | $196,000 | – | 5,600 | +100.0% | 0.00% | – |
| SPHS | New | SOPHIRIS BIO INC | $0 | – | 38 | +100.0% | 0.00% | – |
| BID | New | SOTHEBYScall | $457,000 | – | 9,300 | +100.0% | 0.00% | – |
| SPDC | New | SPEED COMM INC | $33,000 | – | 10,004 | +100.0% | 0.00% | – |
| SPEX | New | SPHERIX INC | $7,000 | – | 904 | +100.0% | 0.00% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INCput | $2,000 | – | 100 | +100.0% | 0.00% | – |
| SPLK | New | SPLUNK INCput | $702,000 | – | 11,700 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPput | $449,000 | – | 72,224 | +100.0% | 0.00% | – |
| SFM | New | SPROUTS FMRS MKT INC | $115,000 | – | 2,608 | +100.0% | 0.00% | – |
| SRT | New | STARTEK INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| New | STARWOOD PPTY TR INCnote 4.000% 1/1 | $646,000 | – | 624,000 | +100.0% | 0.00% | – | |
| SIBC | New | STATE INVS BANCORP INC | $2,000 | – | 97 | +100.0% | 0.00% | – |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icl b | $4,000 | – | 812 | +100.0% | 0.00% | – |
| SSBI | New | SUMMIT ST BK SANTA ROSA CALI | $2,000 | – | 200 | +100.0% | 0.00% | – |
| SPPR | New | SUPERTEL HOSPITALITY INC MD | $0 | – | 11 | +100.0% | 0.00% | – |
| New | TTM TECHNOLOGIES INCnote 3.250% 5/1 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| TWTC | New | TW TELECOM INCcall | $27,000 | – | 900 | +100.0% | 0.00% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWARcall | $105,000 | – | 5,800 | +100.0% | 0.00% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWARput | $263,000 | – | 14,500 | +100.0% | 0.00% | – |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $119,000 | – | 100,000 | +100.0% | 0.00% | – | |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $738,000 | – | 669,000 | +100.0% | 0.00% | – | |
| SKT | New | TANGER FACTORY OUTLET CTRS Icall | $59,000 | – | 1,800 | +100.0% | 0.00% | – |
| TRCHW | New | TEJON RANCH CO*w exp 08/31/201 | $0 | – | 21 | +100.0% | 0.00% | – |
| New | TELEFLEX INCnote 3.875% 8/0 | $10,000 | – | 7,000 | +100.0% | 0.00% | – | |
| TGC | New | TENGASCO INC | $2,000 | – | 3,890 | +100.0% | 0.00% | – |
| TER | New | TERADYNE INCcall | $59,000 | – | 3,600 | +100.0% | 0.00% | – |
| TER | New | TERADYNE INCput | $137,000 | – | 8,300 | +100.0% | 0.00% | – |
| TSRA | New | TESSERA TECHNOLOGIES INCput | $35,000 | – | 1,800 | +100.0% | 0.00% | – |
| TGX | New | THERAGENICS CORP | $6,000 | – | 2,720 | +100.0% | 0.00% | – |
| TMK | New | TORCHMARK CORPput | $846,000 | – | 11,700 | +100.0% | 0.00% | – |
| TD | New | TORONTO DOMINION BK ONTcall | $36,000 | – | 400 | +100.0% | 0.00% | – |
| New | TOWER GROUP INCnote 5.000% 9/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| TWER | New | TOWERSTREAM CORPcall | $1,000 | – | 300 | +100.0% | 0.00% | – |
| TSPT | New | TRANSCEPT PHARMACEUTICALS INcall | $5,000 | – | 1,500 | +100.0% | 0.00% | – |
| TTHI | New | TRANSITION THERAPEUTICS INC | $41,000 | – | 10,000 | +100.0% | 0.00% | – |
| TZOO | New | TRAVELZOO INCcall | $37,000 | – | 1,400 | +100.0% | 0.00% | – |
| TWO | New | TWO HBRS INVT CORPcall | $124,000 | – | 12,800 | +100.0% | 0.00% | – |
| TRCB | New | TWO RIV BANCORP | $34,000 | – | 4,659 | +100.0% | 0.00% | – |
| BDCL | New | UBS AG LONDON BRH2x lev lng lkd | $101,000 | – | 3,590 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.9% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| APPLE INC | 42 | Q3 2023 | 2.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.8% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.1% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.5% |
View BANK OF AMERICA CORP /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 18, 2023 | 5,754 | 62.0% |
| Federated Hermes Premier Municipal Income Fund | September 14, 2023 | 1,772 | 100.0% |
| BNY MELLON MUNICIPAL INCOME, INC. | July 24, 2023 | 1,209 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | July 24, 2023 | 1,972 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC. | July 24, 2023 | 3,156 | 100.0% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | June 07, 2023 | 1,400 | 100.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 26, 2023 | 1,870 | 52.4% |
| Nuveen Enhanced High Yield Municipal Bond Fund | April 24, 2023 | 545 | 100.0% |
| Forum Merger IV Corp | April 10, 2023 | 1,182,332 | 16.1% |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDSold out | March 31, 2023 | 0 | 0.0% |
View BANK OF AMERICA CORP /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
| 424B2 | 2024-05-07 |
View BANK OF AMERICA CORP /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.