$181 Million is the total value of CALDWELL SUTTER CAPITAL, INC.'s 892 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 10.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
AAPL | Sell | APPLE INC | $9,706,537 | -23.8% | 56,694 | -13.7% | 5.37% | -19.5% |
V | Sell | VISA INC | $4,020,615 | -6.9% | 17,480 | -3.9% | 2.22% | -1.7% |
CVX | Sell | CHEVRON CORP | $3,506,129 | +3.8% | 20,793 | -3.2% | 1.94% | +9.6% |
MSFT | Sell | MICROSOFT CORP | $3,391,777 | -9.9% | 10,742 | -2.8% | 1.88% | -4.8% |
CAT | Sell | CATERPILLAR INC | $3,299,056 | +6.5% | 12,084 | -4.0% | 1.82% | +12.4% |
SSBI | Sell | SUMMIT ST BK SANTA ROSA CALIF | $3,179,449 | +6.1% | 197,956 | -0.2% | 1.76% | +12.0% |
Sell | KINETIK HOLDINGS INC COMnew cl a | $2,993,263 | -4.3% | 88,689 | -0.3% | 1.66% | +1.1% | |
COST | Sell | COSTCO WHSL CORP | $2,943,569 | -0.2% | 5,210 | -4.9% | 1.63% | +5.4% |
NAII | Sell | NATURAL ALTERNATIVES INTL INC | $2,898,369 | -12.4% | 446,590 | -2.8% | 1.60% | -7.4% |
NEN | Sell | NEW ENGLAND RLTY ASSOC LTD Pdepository rcpt | $2,236,994 | -9.7% | 33,639 | -0.9% | 1.24% | -4.5% |
XOM | Sell | EXXON MOBIL CORP | $2,018,402 | +9.0% | 17,166 | -0.6% | 1.12% | +15.2% |
PPIH | Sell | PERMA-PIPE INTL HLDGS INC | $1,940,841 | -14.3% | 237,557 | -0.2% | 1.07% | -9.4% |
AMRK | Sell | A-MARK PRECIOUS METALS INC | $1,824,385 | -48.7% | 62,202 | -34.5% | 1.01% | -45.8% |
CMCT | Sell | CREATIVE MEDIA & CMNTY TR | $1,700,036 | -20.2% | 419,762 | -1.6% | 0.94% | -15.7% |
INTG | Sell | INTERGROUP CORP | $1,696,943 | -11.6% | 55,601 | -1.5% | 0.94% | -6.6% |
PKBK | Sell | PARKE BANCORP INC | $1,636,673 | -5.1% | 100,471 | -1.0% | 0.90% | +0.2% |
IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,582,606 | +1.4% | 11,280 | -3.3% | 0.88% | +7.1% |
BCML | Sell | BAYCOM CORP | $1,580,234 | +13.7% | 82,261 | -1.2% | 0.87% | +20.1% |
KYN | Sell | KAYNE ANDERSON ENERGY INFRSTR | $1,546,364 | +2.5% | 183,872 | -0.8% | 0.86% | +8.4% |
CSWI | Sell | CSW INDUSTRIALS INC | $1,518,279 | -0.3% | 8,664 | -5.5% | 0.84% | +5.3% |
CSCO | Sell | CISCO SYS INC | $1,510,969 | -3.2% | 28,106 | -6.9% | 0.84% | +2.2% |
BANR | Sell | BANNER CORP | $1,470,035 | -8.2% | 34,687 | -5.5% | 0.81% | -3.1% |
JPM | Sell | JPMORGAN CHASE & CO | $1,340,420 | -3.9% | 9,243 | -3.7% | 0.74% | +1.5% |
UNP | Sell | UNION PAC CORP | $1,253,954 | -1.3% | 6,158 | -0.8% | 0.69% | +4.4% |
ARL | Sell | AMERICAN RLTY INVS INC | $1,212,349 | -33.7% | 82,924 | -1.2% | 0.67% | -30.0% |
BA | Sell | BOEING CO | $1,081,470 | -9.8% | 5,642 | -0.7% | 0.60% | -4.8% |
HD | Sell | HOME DEPOT INC | $1,041,026 | -7.0% | 3,445 | -4.4% | 0.58% | -1.7% |
INTC | Sell | INTEL CORP | $1,031,522 | +5.4% | 29,016 | -0.9% | 0.57% | +11.3% |
FB | Sell | META PLATFORMS INCcl a | $1,000,600 | +4.3% | 3,333 | -0.3% | 0.55% | +10.1% |
MCD | Sell | MCDONALDS CORP | $992,378 | -16.5% | 3,767 | -5.4% | 0.55% | -11.7% |
UNH | Sell | UNITEDHEALTH GROUP INC | $956,448 | +4.8% | 1,897 | -0.1% | 0.53% | +10.7% |
MRK | Sell | MERCK & CO INC | $919,755 | -14.5% | 8,934 | -4.2% | 0.51% | -9.8% |
ENB | Sell | ENBRIDGE INC | $914,660 | -14.9% | 27,278 | -5.7% | 0.51% | -10.1% |
XLE | Sell | SELECT SECTOR SPDR TRenergy | $850,751 | +10.9% | 9,412 | -0.4% | 0.47% | +17.2% |
MNTX | Sell | MANITEX INTL INC | $801,956 | -15.1% | 171,725 | -1.2% | 0.44% | -10.3% |
VZ | Sell | VERIZON | $799,387 | -18.8% | 24,665 | -6.8% | 0.44% | -14.3% |
JNJ | Sell | JOHNSON & JOHNSON | $775,202 | -12.9% | 4,977 | -7.5% | 0.43% | -7.9% |
SBUX | Sell | STARBUCKS CORP | $753,221 | -17.2% | 8,253 | -10.1% | 0.42% | -12.4% |
PG | Sell | PROCTER AND GAMBLE CO | $750,771 | -4.2% | 5,147 | -0.4% | 0.42% | +1.0% |
GILD | Sell | GILEAD SCIENCES INC | $744,432 | -4.4% | 9,934 | -1.7% | 0.41% | +1.0% |
KEYS | Sell | KEYSIGHT TECHNOLOGIES INC | $704,022 | -26.0% | 5,321 | -6.3% | 0.39% | -21.7% |
ONB | Sell | OLD NATL BANCORP IND | $675,994 | -13.7% | 46,492 | -17.2% | 0.37% | -8.8% |
O | Sell | REALTY INCOME CORP | $657,760 | -26.0% | 13,171 | -11.4% | 0.36% | -21.7% |
LMT | Sell | LOCKHEED MARTIN CORP | $653,927 | -12.1% | 1,599 | -1.1% | 0.36% | -7.2% |
VDE | Sell | VANGUARD WORLD FDSenergy etf | $621,279 | +1.9% | 4,902 | -9.3% | 0.34% | +7.8% |
KO | Sell | COCA COLA CO | $568,377 | -14.9% | 10,153 | -8.5% | 0.31% | -10.3% |
DOW | Sell | DOW INC | $565,332 | -7.7% | 10,965 | -4.6% | 0.31% | -2.5% |
AMGN | Sell | AMGEN INC | $542,426 | +19.5% | 2,018 | -1.3% | 0.30% | +26.1% |
BAC | Sell | BANK AMERICA CORP | $540,997 | -6.5% | 19,759 | -2.0% | 0.30% | -1.3% |
DIS | Sell | DISNEY WALT CO | $399,171 | -12.6% | 4,925 | -3.7% | 0.22% | -7.5% |
XLF | Sell | SELECT SECTOR SPDR TRfinancial | $386,240 | -9.7% | 11,644 | -8.2% | 0.21% | -4.5% |
NUE | Sell | NUCOR CORP | $374,927 | -7.0% | 2,398 | -2.5% | 0.21% | -1.9% |
SPLP | Sell | STEEL PARTNERS HLDGS L Pltd prtrship u | $370,393 | -12.5% | 8,711 | -2.2% | 0.20% | -7.7% |
ABT | Sell | ABBOTT LABS | $350,888 | -13.0% | 3,623 | -2.0% | 0.19% | -8.1% |
IP | Sell | INTERNATIONAL PAPER CO | $298,464 | +6.2% | 8,415 | -4.8% | 0.16% | +12.2% |
NHF | Sell | NEXPOINT DIVERSIFIED REL ET TR | $274,443 | -34.8% | 31,509 | -6.3% | 0.15% | -31.2% |
Sell | GSK PLCsponsored adr | $255,526 | +1.5% | 7,049 | -0.2% | 0.14% | +6.8% | |
ET | Sell | ENERGY TRANSFER L P | $237,935 | +8.3% | 16,959 | -2.0% | 0.13% | +14.8% |
EPD | Sell | ENTERPRISE PRODS PARTNERS L P | $237,963 | +0.9% | 8,694 | -2.9% | 0.13% | +6.5% |
AVGO | Sell | BROADCOM INC | $232,562 | -21.1% | 280 | -17.6% | 0.13% | -16.2% |
QQQ | Sell | INVESCO QQQ TRUSTunit ser 1 | $229,651 | -3.5% | 641 | -0.5% | 0.13% | +1.6% |
GPMT | Sell | GRANITE PT MTG TR INC | $225,846 | -11.7% | 46,280 | -4.1% | 0.12% | -6.7% |
NVDA | Sell | NVIDIA CORPORATION | $218,147 | +1.8% | 502 | -1.0% | 0.12% | +8.0% |
FRPH | Sell | FRP HLDGS INC | $205,950 | -12.0% | 3,816 | -6.1% | 0.11% | -7.3% |
NKE | Sell | NIKE INCcl b | $204,914 | -29.8% | 2,143 | -18.9% | 0.11% | -26.1% |
PCG | Sell | PG&E CORP | $193,657 | -8.6% | 12,006 | -2.0% | 0.11% | -3.6% |
SMID | Sell | SMITH MIDLAND CORP | $190,802 | -55.9% | 10,037 | -45.5% | 0.11% | -53.3% |
PSX | Sell | PHILLIPS 66 | $186,277 | +24.9% | 1,550 | -0.9% | 0.10% | +32.1% |
GAIN | Sell | GLADSTONE INVT CORP | $181,819 | -3.8% | 14,272 | -1.5% | 0.10% | +2.0% |
AFL | Sell | AFLAC INC | $172,227 | -1.8% | 2,244 | -10.7% | 0.10% | +3.3% |
BARK | Sell | BARK INC | $171,396 | -17.3% | 142,830 | -8.3% | 0.10% | -12.8% |
CMI | Sell | CUMMINS INC | $162,664 | -20.8% | 712 | -15.0% | 0.09% | -16.7% |
PAA | Sell | PLAINS ALL AMERN PIPELINE L Punit ltd partn | $160,815 | +4.6% | 10,497 | -3.8% | 0.09% | +9.9% |
MRVL | Sell | MARVELL TECHNOLOGY INC | $158,547 | -46.2% | 2,929 | -40.6% | 0.09% | -42.9% |
CVS | Sell | CVS HEALTH CORP | $156,955 | -63.8% | 2,248 | -64.2% | 0.09% | -61.7% |
GOOGL | Sell | ALPHABET INCcap stk cl a | $150,489 | +8.4% | 1,150 | -0.9% | 0.08% | +13.7% |
LRCX | Sell | LAM RESEARCH CORP | $147,291 | -14.5% | 235 | -12.3% | 0.08% | -10.0% |
SHO | Sell | SUNSTONE HOTEL INVS INC | $140,250 | -13.4% | 15,000 | -6.2% | 0.08% | -8.2% |
SGOL | Sell | ABRDN GOLD ETF TRUST | $124,042 | -5.4% | 7,012 | -1.8% | 0.07% | 0.0% |
RMR | Sell | RMR GROUP INCcl a | $112,571 | +1.3% | 4,591 | -4.3% | 0.06% | +6.9% |
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $111,572 | -8.8% | 261 | -5.4% | 0.06% | -3.1% |
KTOS | Sell | KRATOS DEFENSE & SEC SOLUTIONS | $97,630 | -2.7% | 6,500 | -7.1% | 0.05% | +1.9% |
BMO | Sell | BANK MONTREAL QUE | $96,435 | -7.1% | 1,143 | -0.6% | 0.05% | -1.9% |
DD | Sell | DUPONT DE NEMOURS INC | $90,422 | -10.4% | 1,212 | -14.2% | 0.05% | -5.7% |
PANW | Sell | PALO ALTO NETWORKS INC | $87,681 | -16.9% | 374 | -9.4% | 0.05% | -10.9% |
NVST | Sell | ENVISTA HOLDINGS CORPORATION | $86,874 | -37.6% | 3,116 | -24.3% | 0.05% | -34.2% |
MDLZ | Sell | MONDELEZ INTL INCcl a | $85,778 | -36.8% | 1,236 | -33.5% | 0.05% | -33.8% |
IWF | Sell | ISHARES TRrus 1000 grw etf | $82,457 | -14.4% | 310 | -11.4% | 0.05% | -8.0% |
LLY | Sell | ELI LILLY & CO | $75,198 | +5.5% | 140 | -7.9% | 0.04% | +13.5% |
MS | Sell | MORGAN STANLEY | $75,871 | -8.3% | 929 | -4.1% | 0.04% | -2.3% |
AMLP | Sell | ALPS ETF TRalerian mlp | $74,451 | +3.3% | 1,764 | -4.0% | 0.04% | +7.9% |
ORCL | Sell | ORACLE CORP | $71,178 | -14.2% | 672 | -3.6% | 0.04% | -9.3% |
CCK | Sell | CROWN HLDGS INC | $68,218 | -26.7% | 771 | -28.0% | 0.04% | -22.4% |
WM | Sell | WASTE MGMT INC DEL | $66,311 | -20.7% | 435 | -9.8% | 0.04% | -15.9% |
BG | Sell | BUNGE LIMITED | $63,868 | -3.3% | 590 | -15.7% | 0.04% | 0.0% |
MMC | Sell | MARSH & MCLENNAN COS INC | $53,855 | -29.8% | 283 | -30.6% | 0.03% | -25.0% |
Sell | WARNER BROS DISCOVERY INC | $48,381 | -15.4% | 4,455 | -2.3% | 0.03% | -10.0% | |
Sell | SHELL PLCspon ads | $47,577 | -45.2% | 739 | -48.6% | 0.03% | -43.5% | |
VNT | Sell | VONTIER CORPORATION | $40,041 | -30.7% | 1,295 | -27.9% | 0.02% | -26.7% |
LUV | Sell | SOUTHWEST AIRLS CO | $37,763 | -25.7% | 1,395 | -0.6% | 0.02% | -22.2% |
CRM | Sell | SALESFORCE INC | $37,109 | -9.9% | 183 | -6.2% | 0.02% | -4.5% |
CTVA | Sell | CORTEVA INC | $38,225 | -31.4% | 747 | -23.1% | 0.02% | -27.6% |
Sell | GE HEALTHCARE TECHNOLOGIES INC | $35,313 | -29.4% | 519 | -15.7% | 0.02% | -23.1% | |
Sell | HALEON PLCspon ads | $37,052 | -48.0% | 4,448 | -47.7% | 0.02% | -45.9% | |
NTAP | Sell | NETAPP INC | $33,994 | -40.5% | 448 | -40.1% | 0.02% | -36.7% |
JCI | Sell | JOHNSON CTLS INTL PLC | $28,999 | -38.3% | 545 | -21.0% | 0.02% | -36.0% |
UL | Sell | UNILEVER PLC SPONadr new | $26,824 | -30.3% | 543 | -26.4% | 0.02% | -25.0% |
CSX | Sell | CSX CORP | $25,246 | -19.6% | 821 | -10.9% | 0.01% | -12.5% |
GLD | Sell | SPDR GOLD TR | $25,889 | -58.3% | 151 | -56.6% | 0.01% | -56.2% |
AL | Sell | AIR LEASE CORPcl a | $24,237 | -42.9% | 615 | -39.4% | 0.01% | -40.9% |
VGT | Sell | VANGUARD WORLD FDSinf tech etf | $23,649 | -10.9% | 57 | -5.0% | 0.01% | -7.1% |
DTE | Sell | DTE ENERGY CO | $24,324 | -16.6% | 245 | -7.5% | 0.01% | -13.3% |
AEY | Sell | ADDVANTAGE TECHNOLOGIES GROUP | $23,201 | -47.3% | 61,056 | -14.1% | 0.01% | -43.5% |
OPI | Sell | OFFICE PPTYS INCOME TR COM | $21,677 | -48.2% | 5,287 | -2.8% | 0.01% | -45.5% |
TAP | Sell | MOLSON COORS BEVERAGE COcl b | $17,360 | -19.4% | 273 | -16.5% | 0.01% | -9.1% |
VTRS | Sell | VIATRIS INC | $18,578 | -36.2% | 1,884 | -35.5% | 0.01% | -33.3% |
Sell | KYNDRYL HLDGS INC | $15,659 | -1.8% | 1,037 | -13.7% | 0.01% | +12.5% | |
VIAC | Sell | PARAMOUNT GLOBAL CLASS B | $12,178 | -21.8% | 944 | -3.6% | 0.01% | -12.5% |
NS | Sell | NUSTAR ENERGY LP UNIT | $10,534 | -16.5% | 604 | -17.9% | 0.01% | -14.3% |
EBAY | Sell | EBAY INC. | $10,273 | -31.0% | 233 | -30.0% | 0.01% | -25.0% |
Sell | SYLVAMO CORP | $11,251 | -31.7% | 256 | -37.1% | 0.01% | -33.3% | |
OGN | Sell | ORGANON & CO | $7,031 | -54.7% | 405 | -45.7% | 0.00% | -50.0% |
Sell | CONSTELLATION ENERGY CORP | $5,454 | -30.7% | 50 | -41.9% | 0.00% | -25.0% | |
CC | Sell | CHEMOURS CO | $5,386 | -31.8% | 192 | -10.3% | 0.00% | -25.0% |
WY | Sell | WEYERHAEUSER CO MTN BE | $4,568 | -41.2% | 149 | -35.8% | 0.00% | -25.0% |
Sell | RIVIAN AUTOMOTIVE INC | $6,119 | +21.6% | 252 | -16.6% | 0.00% | 0.0% | |
VMW | Sell | VMWARE INC | $2,997 | -60.6% | 18 | -66.0% | 0.00% | -50.0% |
SNY | Sell | SANOFIsponsored adr | $3,755 | -22.6% | 70 | -22.2% | 0.00% | -33.3% |
ARKK | Sell | ARK ETF TRinnovation etf | $4,284 | -38.6% | 108 | -31.6% | 0.00% | -50.0% |
ENSG | Sell | ENSIGN GROUP INC | $3,253 | -31.8% | 35 | -30.0% | 0.00% | -33.3% |
PIO | Sell | INVESCO EXCH TRADED FD TR IIglobal water | $3,378 | -46.0% | 100 | -42.9% | 0.00% | -33.3% |
DTM | Sell | DT MIDSTREAM INC | $3,440 | -39.7% | 65 | -43.5% | 0.00% | -33.3% |
IRM | Sell | IRON MTN INC DEL | $1,486 | -47.7% | 25 | -50.0% | 0.00% | 0.0% |
EXR | Sell | EXTRA SPACE STORAGE INC | $2,553 | -85.8% | 21 | -82.6% | 0.00% | -88.9% |
MP | Sell | MP MATERIALS CORP | $1,910 | -44.3% | 100 | -33.3% | 0.00% | -50.0% |
CAH | Sell | CARDINAL HEALTH INC | $2,605 | -54.1% | 30 | -50.0% | 0.00% | -66.7% |
WAB | Sell | WABTEC | $1,807 | -21.5% | 17 | -19.0% | 0.00% | 0.0% |
PMD | Sell | PSYCHEMEDICS CORP | $119 | -95.5% | 30 | -94.8% | 0.00% | -100.0% |
SYNH | Sell | SYNEOS HEALTH INCcl a | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
ARNC | Exit | ARCONIC CORPORATION | $0 | – | -18 | -100.0% | 0.00% | – |
Sell | ANNALY CAPITAL MANAGEMENT INC | $113 | -98.9% | 6 | -98.9% | 0.00% | -100.0% | |
TTM | Exit | TATA MTRS LTDsponsored adr | $0 | – | -100 | -100.0% | 0.00% | – |
AVNS | Sell | AVANOS MED INC | $61 | -87.4% | 3 | -84.2% | 0.00% | – |
WTRG | Exit | ESSENTIAL UTILS INC | $0 | – | -50 | -100.0% | -0.00% | – |
FRBK | Exit | REPUBLIC FIRST BANCORP INC | $0 | – | -1,441 | -100.0% | -0.00% | – |
UNAM | Exit | UNICO AMERN CORP | $0 | – | -21,709 | -100.0% | -0.00% | – |
GGZ | Exit | GABELLI GLOBAL SMALL & MID CAP | $0 | – | -90 | -100.0% | -0.00% | – |
WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -25 | -100.0% | -0.00% | – |
HBI | Exit | HANESBRANDS INC | $0 | – | -660 | -100.0% | -0.00% | – |
PKE | Exit | PARK AEROSPACE CORP | $0 | – | -330 | -100.0% | -0.00% | – |
NODK | Exit | NI HLDGS INC | $0 | – | -250 | -100.0% | -0.00% | – |
GL | Exit | GLOBE LIFE INC | $0 | – | -30 | -100.0% | -0.00% | – |
FWONK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -171 | -100.0% | -0.01% | – |
GDV | Exit | GABELLI DIVID & INCOME TR | $0 | – | -900 | -100.0% | -0.01% | – |
SI | Exit | SILVERGATE CAP CORPcl a | $0 | – | -125,000 | -100.0% | -0.05% | – |
NEOG | Exit | NEOGEN CORP | $0 | – | -6,030 | -100.0% | -0.07% | – |
MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -7,535 | -100.0% | -0.25% | – |
NHS | Exit | NEUBERGER BERMAN HIGH YIELD ST | $0 | – | -67,068 | -100.0% | -0.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-25
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
APPLE INC | 4 | Q3 2023 | 7.0% |
MSA SAFETY INC | 4 | Q3 2023 | 3.6% |
VISA INC COM | 4 | Q3 2023 | 3.2% |
NATURAL ALTERNATIVES INTL INC | 4 | Q3 2023 | 3.3% |
DONEGAL GROUP INC | 4 | Q3 2023 | 2.6% |
A-MARK PRECIOUS METALS INC | 4 | Q3 2023 | 2.6% |
SUMMIT ST BK SANTA ROSA CALIF | 4 | Q3 2023 | 2.4% |
KINETIK HOLDINGS INC COM NEW | 4 | Q3 2023 | 2.1% |
CATERPILLAR INC | 4 | Q3 2023 | 1.8% |
MICROSOFT CORP | 4 | Q3 2023 | 2.0% |
View CALDWELL SUTTER CAPITAL, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Power REIT | June 22, 2016 | 90,415 | 5.1% |
View CALDWELL SUTTER CAPITAL, INC.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-19 |
SC 13G/A | 2024-02-05 |
SC 13G/A | 2024-02-05 |
13F-HR | 2024-01-19 |
MA-A | 2023-12-29 |
X-17A-5 | 2023-12-21 |
13F-HR | 2023-10-25 |
13F-HR | 2023-07-19 |
MA-I/A | 2023-04-27 |
MA-I | 2023-04-26 |
View CALDWELL SUTTER CAPITAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.