CALDWELL SUTTER CAPITAL, INC. - Q3 2023 holdings

$181 Million is the total value of CALDWELL SUTTER CAPITAL, INC.'s 892 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 10.8% .

 Value Shares↓ Weighting
AAPL SellAPPLE INC$9,706,537
-23.8%
56,694
-13.7%
5.37%
-19.5%
V SellVISA INC$4,020,615
-6.9%
17,480
-3.9%
2.22%
-1.7%
CVX SellCHEVRON CORP$3,506,129
+3.8%
20,793
-3.2%
1.94%
+9.6%
MSFT SellMICROSOFT CORP$3,391,777
-9.9%
10,742
-2.8%
1.88%
-4.8%
CAT SellCATERPILLAR INC$3,299,056
+6.5%
12,084
-4.0%
1.82%
+12.4%
SSBI SellSUMMIT ST BK SANTA ROSA CALIF$3,179,449
+6.1%
197,956
-0.2%
1.76%
+12.0%
SellKINETIK HOLDINGS INC COMnew cl a$2,993,263
-4.3%
88,689
-0.3%
1.66%
+1.1%
COST SellCOSTCO WHSL CORP$2,943,569
-0.2%
5,210
-4.9%
1.63%
+5.4%
NAII SellNATURAL ALTERNATIVES INTL INC$2,898,369
-12.4%
446,590
-2.8%
1.60%
-7.4%
NEN SellNEW ENGLAND RLTY ASSOC LTD Pdepository rcpt$2,236,994
-9.7%
33,639
-0.9%
1.24%
-4.5%
XOM SellEXXON MOBIL CORP$2,018,402
+9.0%
17,166
-0.6%
1.12%
+15.2%
PPIH SellPERMA-PIPE INTL HLDGS INC$1,940,841
-14.3%
237,557
-0.2%
1.07%
-9.4%
AMRK SellA-MARK PRECIOUS METALS INC$1,824,385
-48.7%
62,202
-34.5%
1.01%
-45.8%
CMCT SellCREATIVE MEDIA & CMNTY TR$1,700,036
-20.2%
419,762
-1.6%
0.94%
-15.7%
INTG SellINTERGROUP CORP$1,696,943
-11.6%
55,601
-1.5%
0.94%
-6.6%
PKBK SellPARKE BANCORP INC$1,636,673
-5.1%
100,471
-1.0%
0.90%
+0.2%
IBM SellINTERNATIONAL BUSINESS MACHS$1,582,606
+1.4%
11,280
-3.3%
0.88%
+7.1%
BCML SellBAYCOM CORP$1,580,234
+13.7%
82,261
-1.2%
0.87%
+20.1%
KYN SellKAYNE ANDERSON ENERGY INFRSTR$1,546,364
+2.5%
183,872
-0.8%
0.86%
+8.4%
CSWI SellCSW INDUSTRIALS INC$1,518,279
-0.3%
8,664
-5.5%
0.84%
+5.3%
CSCO SellCISCO SYS INC$1,510,969
-3.2%
28,106
-6.9%
0.84%
+2.2%
BANR SellBANNER CORP$1,470,035
-8.2%
34,687
-5.5%
0.81%
-3.1%
JPM SellJPMORGAN CHASE & CO$1,340,420
-3.9%
9,243
-3.7%
0.74%
+1.5%
UNP SellUNION PAC CORP$1,253,954
-1.3%
6,158
-0.8%
0.69%
+4.4%
ARL SellAMERICAN RLTY INVS INC$1,212,349
-33.7%
82,924
-1.2%
0.67%
-30.0%
BA SellBOEING CO$1,081,470
-9.8%
5,642
-0.7%
0.60%
-4.8%
HD SellHOME DEPOT INC$1,041,026
-7.0%
3,445
-4.4%
0.58%
-1.7%
INTC SellINTEL CORP$1,031,522
+5.4%
29,016
-0.9%
0.57%
+11.3%
FB SellMETA PLATFORMS INCcl a$1,000,600
+4.3%
3,333
-0.3%
0.55%
+10.1%
MCD SellMCDONALDS CORP$992,378
-16.5%
3,767
-5.4%
0.55%
-11.7%
UNH SellUNITEDHEALTH GROUP INC$956,448
+4.8%
1,897
-0.1%
0.53%
+10.7%
MRK SellMERCK & CO INC$919,755
-14.5%
8,934
-4.2%
0.51%
-9.8%
ENB SellENBRIDGE INC$914,660
-14.9%
27,278
-5.7%
0.51%
-10.1%
XLE SellSELECT SECTOR SPDR TRenergy$850,751
+10.9%
9,412
-0.4%
0.47%
+17.2%
MNTX SellMANITEX INTL INC$801,956
-15.1%
171,725
-1.2%
0.44%
-10.3%
VZ SellVERIZON$799,387
-18.8%
24,665
-6.8%
0.44%
-14.3%
JNJ SellJOHNSON & JOHNSON$775,202
-12.9%
4,977
-7.5%
0.43%
-7.9%
SBUX SellSTARBUCKS CORP$753,221
-17.2%
8,253
-10.1%
0.42%
-12.4%
PG SellPROCTER AND GAMBLE CO$750,771
-4.2%
5,147
-0.4%
0.42%
+1.0%
GILD SellGILEAD SCIENCES INC$744,432
-4.4%
9,934
-1.7%
0.41%
+1.0%
KEYS SellKEYSIGHT TECHNOLOGIES INC$704,022
-26.0%
5,321
-6.3%
0.39%
-21.7%
ONB SellOLD NATL BANCORP IND$675,994
-13.7%
46,492
-17.2%
0.37%
-8.8%
O SellREALTY INCOME CORP$657,760
-26.0%
13,171
-11.4%
0.36%
-21.7%
LMT SellLOCKHEED MARTIN CORP$653,927
-12.1%
1,599
-1.1%
0.36%
-7.2%
VDE SellVANGUARD WORLD FDSenergy etf$621,279
+1.9%
4,902
-9.3%
0.34%
+7.8%
KO SellCOCA COLA CO$568,377
-14.9%
10,153
-8.5%
0.31%
-10.3%
DOW SellDOW INC$565,332
-7.7%
10,965
-4.6%
0.31%
-2.5%
AMGN SellAMGEN INC$542,426
+19.5%
2,018
-1.3%
0.30%
+26.1%
BAC SellBANK AMERICA CORP$540,997
-6.5%
19,759
-2.0%
0.30%
-1.3%
DIS SellDISNEY WALT CO$399,171
-12.6%
4,925
-3.7%
0.22%
-7.5%
XLF SellSELECT SECTOR SPDR TRfinancial$386,240
-9.7%
11,644
-8.2%
0.21%
-4.5%
NUE SellNUCOR CORP$374,927
-7.0%
2,398
-2.5%
0.21%
-1.9%
SPLP SellSTEEL PARTNERS HLDGS L Pltd prtrship u$370,393
-12.5%
8,711
-2.2%
0.20%
-7.7%
ABT SellABBOTT LABS$350,888
-13.0%
3,623
-2.0%
0.19%
-8.1%
IP SellINTERNATIONAL PAPER CO$298,464
+6.2%
8,415
-4.8%
0.16%
+12.2%
NHF SellNEXPOINT DIVERSIFIED REL ET TR$274,443
-34.8%
31,509
-6.3%
0.15%
-31.2%
SellGSK PLCsponsored adr$255,526
+1.5%
7,049
-0.2%
0.14%
+6.8%
ET SellENERGY TRANSFER L P$237,935
+8.3%
16,959
-2.0%
0.13%
+14.8%
EPD SellENTERPRISE PRODS PARTNERS L P$237,963
+0.9%
8,694
-2.9%
0.13%
+6.5%
AVGO SellBROADCOM INC$232,562
-21.1%
280
-17.6%
0.13%
-16.2%
QQQ SellINVESCO QQQ TRUSTunit ser 1$229,651
-3.5%
641
-0.5%
0.13%
+1.6%
GPMT SellGRANITE PT MTG TR INC$225,846
-11.7%
46,280
-4.1%
0.12%
-6.7%
NVDA SellNVIDIA CORPORATION$218,147
+1.8%
502
-1.0%
0.12%
+8.0%
FRPH SellFRP HLDGS INC$205,950
-12.0%
3,816
-6.1%
0.11%
-7.3%
NKE SellNIKE INCcl b$204,914
-29.8%
2,143
-18.9%
0.11%
-26.1%
PCG SellPG&E CORP$193,657
-8.6%
12,006
-2.0%
0.11%
-3.6%
SMID SellSMITH MIDLAND CORP$190,802
-55.9%
10,037
-45.5%
0.11%
-53.3%
PSX SellPHILLIPS 66$186,277
+24.9%
1,550
-0.9%
0.10%
+32.1%
GAIN SellGLADSTONE INVT CORP$181,819
-3.8%
14,272
-1.5%
0.10%
+2.0%
AFL SellAFLAC INC$172,227
-1.8%
2,244
-10.7%
0.10%
+3.3%
BARK SellBARK INC$171,396
-17.3%
142,830
-8.3%
0.10%
-12.8%
CMI SellCUMMINS INC$162,664
-20.8%
712
-15.0%
0.09%
-16.7%
PAA SellPLAINS ALL AMERN PIPELINE L Punit ltd partn$160,815
+4.6%
10,497
-3.8%
0.09%
+9.9%
MRVL SellMARVELL TECHNOLOGY INC$158,547
-46.2%
2,929
-40.6%
0.09%
-42.9%
CVS SellCVS HEALTH CORP$156,955
-63.8%
2,248
-64.2%
0.09%
-61.7%
GOOGL SellALPHABET INCcap stk cl a$150,489
+8.4%
1,150
-0.9%
0.08%
+13.7%
LRCX SellLAM RESEARCH CORP$147,291
-14.5%
235
-12.3%
0.08%
-10.0%
SHO SellSUNSTONE HOTEL INVS INC$140,250
-13.4%
15,000
-6.2%
0.08%
-8.2%
SGOL SellABRDN GOLD ETF TRUST$124,042
-5.4%
7,012
-1.8%
0.07%0.0%
RMR SellRMR GROUP INCcl a$112,571
+1.3%
4,591
-4.3%
0.06%
+6.9%
SPY SellSPDR S&P 500 ETF TRtr unit$111,572
-8.8%
261
-5.4%
0.06%
-3.1%
KTOS SellKRATOS DEFENSE & SEC SOLUTIONS$97,630
-2.7%
6,500
-7.1%
0.05%
+1.9%
BMO SellBANK MONTREAL QUE$96,435
-7.1%
1,143
-0.6%
0.05%
-1.9%
DD SellDUPONT DE NEMOURS INC$90,422
-10.4%
1,212
-14.2%
0.05%
-5.7%
PANW SellPALO ALTO NETWORKS INC$87,681
-16.9%
374
-9.4%
0.05%
-10.9%
NVST SellENVISTA HOLDINGS CORPORATION$86,874
-37.6%
3,116
-24.3%
0.05%
-34.2%
MDLZ SellMONDELEZ INTL INCcl a$85,778
-36.8%
1,236
-33.5%
0.05%
-33.8%
IWF SellISHARES TRrus 1000 grw etf$82,457
-14.4%
310
-11.4%
0.05%
-8.0%
LLY SellELI LILLY & CO$75,198
+5.5%
140
-7.9%
0.04%
+13.5%
MS SellMORGAN STANLEY$75,871
-8.3%
929
-4.1%
0.04%
-2.3%
AMLP SellALPS ETF TRalerian mlp$74,451
+3.3%
1,764
-4.0%
0.04%
+7.9%
ORCL SellORACLE CORP$71,178
-14.2%
672
-3.6%
0.04%
-9.3%
CCK SellCROWN HLDGS INC$68,218
-26.7%
771
-28.0%
0.04%
-22.4%
WM SellWASTE MGMT INC DEL$66,311
-20.7%
435
-9.8%
0.04%
-15.9%
BG SellBUNGE LIMITED$63,868
-3.3%
590
-15.7%
0.04%0.0%
MMC SellMARSH & MCLENNAN COS INC$53,855
-29.8%
283
-30.6%
0.03%
-25.0%
SellWARNER BROS DISCOVERY INC$48,381
-15.4%
4,455
-2.3%
0.03%
-10.0%
SellSHELL PLCspon ads$47,577
-45.2%
739
-48.6%
0.03%
-43.5%
VNT SellVONTIER CORPORATION$40,041
-30.7%
1,295
-27.9%
0.02%
-26.7%
LUV SellSOUTHWEST AIRLS CO$37,763
-25.7%
1,395
-0.6%
0.02%
-22.2%
CRM SellSALESFORCE INC$37,109
-9.9%
183
-6.2%
0.02%
-4.5%
CTVA SellCORTEVA INC$38,225
-31.4%
747
-23.1%
0.02%
-27.6%
SellGE HEALTHCARE TECHNOLOGIES INC$35,313
-29.4%
519
-15.7%
0.02%
-23.1%
SellHALEON PLCspon ads$37,052
-48.0%
4,448
-47.7%
0.02%
-45.9%
NTAP SellNETAPP INC$33,994
-40.5%
448
-40.1%
0.02%
-36.7%
JCI SellJOHNSON CTLS INTL PLC$28,999
-38.3%
545
-21.0%
0.02%
-36.0%
UL SellUNILEVER PLC SPONadr new$26,824
-30.3%
543
-26.4%
0.02%
-25.0%
CSX SellCSX CORP$25,246
-19.6%
821
-10.9%
0.01%
-12.5%
GLD SellSPDR GOLD TR$25,889
-58.3%
151
-56.6%
0.01%
-56.2%
AL SellAIR LEASE CORPcl a$24,237
-42.9%
615
-39.4%
0.01%
-40.9%
VGT SellVANGUARD WORLD FDSinf tech etf$23,649
-10.9%
57
-5.0%
0.01%
-7.1%
DTE SellDTE ENERGY CO$24,324
-16.6%
245
-7.5%
0.01%
-13.3%
AEY SellADDVANTAGE TECHNOLOGIES GROUP$23,201
-47.3%
61,056
-14.1%
0.01%
-43.5%
OPI SellOFFICE PPTYS INCOME TR COM$21,677
-48.2%
5,287
-2.8%
0.01%
-45.5%
TAP SellMOLSON COORS BEVERAGE COcl b$17,360
-19.4%
273
-16.5%
0.01%
-9.1%
VTRS SellVIATRIS INC$18,578
-36.2%
1,884
-35.5%
0.01%
-33.3%
SellKYNDRYL HLDGS INC$15,659
-1.8%
1,037
-13.7%
0.01%
+12.5%
VIAC SellPARAMOUNT GLOBAL CLASS B$12,178
-21.8%
944
-3.6%
0.01%
-12.5%
NS SellNUSTAR ENERGY LP UNIT$10,534
-16.5%
604
-17.9%
0.01%
-14.3%
EBAY SellEBAY INC.$10,273
-31.0%
233
-30.0%
0.01%
-25.0%
SellSYLVAMO CORP$11,251
-31.7%
256
-37.1%
0.01%
-33.3%
OGN SellORGANON & CO$7,031
-54.7%
405
-45.7%
0.00%
-50.0%
SellCONSTELLATION ENERGY CORP$5,454
-30.7%
50
-41.9%
0.00%
-25.0%
CC SellCHEMOURS CO$5,386
-31.8%
192
-10.3%
0.00%
-25.0%
WY SellWEYERHAEUSER CO MTN BE$4,568
-41.2%
149
-35.8%
0.00%
-25.0%
SellRIVIAN AUTOMOTIVE INC$6,119
+21.6%
252
-16.6%
0.00%0.0%
VMW SellVMWARE INC$2,997
-60.6%
18
-66.0%
0.00%
-50.0%
SNY SellSANOFIsponsored adr$3,755
-22.6%
70
-22.2%
0.00%
-33.3%
ARKK SellARK ETF TRinnovation etf$4,284
-38.6%
108
-31.6%
0.00%
-50.0%
ENSG SellENSIGN GROUP INC$3,253
-31.8%
35
-30.0%
0.00%
-33.3%
PIO SellINVESCO EXCH TRADED FD TR IIglobal water$3,378
-46.0%
100
-42.9%
0.00%
-33.3%
DTM SellDT MIDSTREAM INC$3,440
-39.7%
65
-43.5%
0.00%
-33.3%
IRM SellIRON MTN INC DEL$1,486
-47.7%
25
-50.0%
0.00%0.0%
EXR SellEXTRA SPACE STORAGE INC$2,553
-85.8%
21
-82.6%
0.00%
-88.9%
MP SellMP MATERIALS CORP$1,910
-44.3%
100
-33.3%
0.00%
-50.0%
CAH SellCARDINAL HEALTH INC$2,605
-54.1%
30
-50.0%
0.00%
-66.7%
WAB SellWABTEC$1,807
-21.5%
17
-19.0%
0.00%0.0%
PMD SellPSYCHEMEDICS CORP$119
-95.5%
30
-94.8%
0.00%
-100.0%
SYNH SellSYNEOS HEALTH INCcl a$0
-100.0%
0
-100.0%
0.00%
-100.0%
ARNC ExitARCONIC CORPORATION$0-18
-100.0%
0.00%
SellANNALY CAPITAL MANAGEMENT INC$113
-98.9%
6
-98.9%
0.00%
-100.0%
TTM ExitTATA MTRS LTDsponsored adr$0-100
-100.0%
0.00%
AVNS SellAVANOS MED INC$61
-87.4%
3
-84.2%
0.00%
WTRG ExitESSENTIAL UTILS INC$0-50
-100.0%
-0.00%
FRBK ExitREPUBLIC FIRST BANCORP INC$0-1,441
-100.0%
-0.00%
UNAM ExitUNICO AMERN CORP$0-21,709
-100.0%
-0.00%
GGZ ExitGABELLI GLOBAL SMALL & MID CAP$0-90
-100.0%
-0.00%
WWE ExitWORLD WRESTLING ENTMT INCcl a$0-25
-100.0%
-0.00%
HBI ExitHANESBRANDS INC$0-660
-100.0%
-0.00%
PKE ExitPARK AEROSPACE CORP$0-330
-100.0%
-0.00%
NODK ExitNI HLDGS INC$0-250
-100.0%
-0.00%
GL ExitGLOBE LIFE INC$0-30
-100.0%
-0.00%
FWONK ExitLIBERTY MEDIA CORP DEL$0-171
-100.0%
-0.01%
GDV ExitGABELLI DIVID & INCOME TR$0-900
-100.0%
-0.01%
SI ExitSILVERGATE CAP CORPcl a$0-125,000
-100.0%
-0.05%
NEOG ExitNEOGEN CORP$0-6,030
-100.0%
-0.07%
MMP ExitMAGELLAN MIDSTREAM PRTNRS LP$0-7,535
-100.0%
-0.25%
NHS ExitNEUBERGER BERMAN HIGH YIELD ST$0-67,068
-100.0%
-0.26%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-10-25
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC4Q3 20237.0%
MSA SAFETY INC4Q3 20233.6%
VISA INC COM4Q3 20233.2%
NATURAL ALTERNATIVES INTL INC4Q3 20233.3%
DONEGAL GROUP INC4Q3 20232.6%
A-MARK PRECIOUS METALS INC4Q3 20232.6%
SUMMIT ST BK SANTA ROSA CALIF4Q3 20232.4%
KINETIK HOLDINGS INC COM NEW4Q3 20232.1%
CATERPILLAR INC4Q3 20231.8%
MICROSOFT CORP4Q3 20232.0%

View CALDWELL SUTTER CAPITAL, INC.'s complete holdings history.

Latest significant ownerships (13-D/G)
CALDWELL SUTTER CAPITAL, INC. Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Power REITJune 22, 201690,4155.1%

View CALDWELL SUTTER CAPITAL, INC.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-04-19
SC 13G/A2024-02-05
SC 13G/A2024-02-05
13F-HR2024-01-19
MA-A2023-12-29
X-17A-52023-12-21
13F-HR2023-10-25
13F-HR2023-07-19
MA-I/A2023-04-27
MA-I2023-04-26

View CALDWELL SUTTER CAPITAL, INC.'s complete filings history.

Compare quarters

Export CALDWELL SUTTER CAPITAL, INC.'s holdings