$191 Million is the total value of CALDWELL SUTTER CAPITAL, INC.'s 867 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | GREENLANE HLDGS INCcl a new | $0 | – | -58 | -100.0% | 0.00% | – | |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -1 | -100.0% | 0.00% | – |
| SURF | Exit | SURFACE ONCOLOGY INC | $0 | – | -200 | -100.0% | 0.00% | – |
| AQUA | Exit | EVOQUA WATER TECHNOLOGIES CORP | $0 | – | -19 | -100.0% | -0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -10 | -100.0% | -0.00% | – |
| LPCN | Exit | LIPOCINE INC | $0 | – | -8,000 | -100.0% | -0.00% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRunit | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SLY | Exit | SPDR SER TRs&p 600 sml cap | $0 | – | -265 | -100.0% | -0.02% | – |
| U | Exit | UNITY SOFTWARE INC | $0 | – | -10,000 | -100.0% | -0.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-07-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 4 | Q3 2023 | 7.0% |
| MSA SAFETY INC | 4 | Q3 2023 | 3.6% |
| VISA INC COM | 4 | Q3 2023 | 3.2% |
| NATURAL ALTERNATIVES INTL INC | 4 | Q3 2023 | 3.3% |
| DONEGAL GROUP INC | 4 | Q3 2023 | 2.6% |
| A-MARK PRECIOUS METALS INC | 4 | Q3 2023 | 2.6% |
| SUMMIT ST BK SANTA ROSA CALIF | 4 | Q3 2023 | 2.4% |
| KINETIK HOLDINGS INC COM NEW | 4 | Q3 2023 | 2.1% |
| CATERPILLAR INC | 4 | Q3 2023 | 1.8% |
| MICROSOFT CORP | 4 | Q3 2023 | 2.0% |
View CALDWELL SUTTER CAPITAL, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Power REIT | June 22, 2016 | 90,415 | 5.1% |
View CALDWELL SUTTER CAPITAL, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-19 |
| SC 13G/A | 2024-02-05 |
| SC 13G/A | 2024-02-05 |
| 13F-HR | 2024-01-19 |
| MA-A | 2023-12-29 |
| X-17A-5 | 2023-12-21 |
| 13F-HR | 2023-10-25 |
| 13F-HR | 2023-07-19 |
| MA-I/A | 2023-04-27 |
| MA-I | 2023-04-26 |
View CALDWELL SUTTER CAPITAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.