COWEN AND COMPANY, LLC - Q2 2023 holdings

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$1.21 Billion is the total value of COWEN AND COMPANY, LLC's 605 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 100.0% .

All

			Value		Shares		↓ Weighting
	Exit	BLUE WORLD ACQUISITION CORP*w exp 01/10/202	$0	–	-76,478	-100.0%	0.00%	–
PRPL	Exit	PURPLE INNOVATION INCput	$0	–	-20,000	-100.0%	0.00%	–
	Exit	POLYMET MNG CORPright 04/04/2023	$0	–	-20,000	-100.0%	0.00%	–
RADI	Exit	RADIUS GLOBAL INFRASTRCTRE Icall	$0	–	-40,000	-100.0%	0.00%	–
ACI	Exit	ALBERTSONS COS INCcall	$0	–	-4,000	-100.0%	0.00%	–
ATIPWS	Exit	ATI PHYSICAL THERAPY INC*w exp 08/10/202	$0	–	-75,500	-100.0%	0.00%	–
	Exit	WEJO GROUP LIMITED*w exp 11/18/202	$0	–	-12,250	-100.0%	0.00%	–
	Exit	EXCELFIN ACQUISITION CORP*w exp 10/25/202	$0	–	-17,043	-100.0%	0.00%	–
	Exit	GREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202	$0	–	-47,681	-100.0%	0.00%	–
	Exit	SKYDECK ACQUISITION CORP*w exp 05/13/202	$0	–	-46,933	-100.0%	0.00%	–
	Exit	BURTECH ACQUISITION CORP*w exp 12/18/202	$0	–	-20,000	-100.0%	0.00%	–
DTOCW	Exit	DIGITAL TRANSFORMATN OPT COR*w exp 03/31/202	$0	–	-10,387	-100.0%	0.00%	–
TFC	Exit	TRUIST FINL CORPcall	$0	–	-10,000	-100.0%	0.00%	–
	Exit	SCULPTOR ACQUISITION CORP I*w exp 99/99/999	$0	–	-14,900	-100.0%	0.00%	–
	Exit	LIV CAPITAL ACQUISITN CORP I*w exp 02/07/202	$0	–	-74,900	-100.0%	0.00%	–
BRIVW	Exit	B RILEY PRIN 250 MERGER CORP*w exp 04/01/202	$0	–	-51,500	-100.0%	0.00%	–
PGRWW	Exit	PROGRESS ACQUISITION CORP*w exp 11/11/202	$0	–	-48,791	-100.0%	0.00%	–
	Exit	BULLPEN PARLAY ACQUISITION C*w exp 12/03/202	$0	–	-70,500	-100.0%	0.00%	–
ANZUW	Exit	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$0	–	-39,240	-100.0%	0.00%	–
	Exit	BANYAN ACQUISITION CORPORATI*w exp 09/30/202	$0	–	-51,670	-100.0%	0.00%	–
	Exit	ALPINE ACQUISITION CORPORATI*w exp 05/01/202	$0	–	-49,589	-100.0%	0.00%	–
	Exit	LAVA MEDTECH ACQUISITION COR*w exp 10/21/202	$0	–	-50,300	-100.0%	0.00%	–
CANO	Exit	CANO HEALTH INCcall	$0	–	-27,200	-100.0%	0.00%	–
	Exit	GAMES & ESPORTS EXPRNC ACQ C*w exp 12/01/202	$0	–	-48,687	-100.0%	0.00%	–
TIOAW	Exit	TIO TECH A*w exp 04/12/202	$0	–	-62,800	-100.0%	0.00%	–
	Exit	SOUND POINT ACQUISITION CORP*w exp 02/25/202	$0	–	-25,301	-100.0%	0.00%	–
	Exit	FINANCIAL STRATEGIES ACQUISI*w exp 03/31/202	$0	–	-55,000	-100.0%	0.00%	–
PRPL	Exit	PURPLE INNOVATION INC	$0	–	-4,100	-100.0%	-0.00%	–
	Exit	GREENLANE HLDGS INCcl a new	$0	–	-13,250	-100.0%	-0.00%	–
KRE	Exit	SPDR SER TRcall	$0	–	-31,600	-100.0%	-0.00%	–
	Exit	A SPAC I ACQUISITION CORPright 12/09/2026	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	GIGCAPITAL 5 INC*w exp 03/28/202	$0	–	-416,848	-100.0%	-0.00%	–
	Exit	LOGISTICS INNOVTN TECHNLGS C*w exp 06/15/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	NOVA VISION ACQUISITION CORPright 12/23/2023	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	TRINE II ACQUISITION CORP*w exp 99/99/999	$0	–	-119,372	-100.0%	-0.00%	–
FRXBWS	Exit	FOREST ROAD ACQUISITION COR*w exp 01/15/202	$0	–	-22,500	-100.0%	-0.00%	–
LCAHW	Exit	LANDCADIA HOLDINGS IV INC*w exp 03/29/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	AXIOS SUSTAINABLE GRW ACQ CO*w exp 99/99/999	$0	–	-331,927	-100.0%	-0.00%	–
	Exit	GREEN VISOR FIN TEC ACQ CORP*w exp 10/27/202	$0	–	-62,500	-100.0%	-0.00%	–
	Exit	CIIG CAPITAL PARTNERS II INC*w exp 02/28/202	$0	–	-49,900	-100.0%	-0.00%	–
	Exit	SK GROWTH OPPORTUNITIES CORP*w exp 06/28/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	ANTHEMIS DIGITAL ACQUISITION*w exp 11/01/202	$0	–	-162,900	-100.0%	-0.00%	–
	Exit	DMY TECHNOLOGY GROUP INC VI*w exp 99/99/999	$0	–	-120,100	-100.0%	-0.00%	–
	Exit	AXIOS SUSTAINABLE GRW ACQ COright 99/99/9999	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	OWLET INC*w exp 09/14/202	$0	–	-245,584	-100.0%	-0.00%	–
	Exit	WILLIAMS ROWLAND ACQUISITION*w exp 12/11/202	$0	–	-109,536	-100.0%	-0.00%	–
VLATW	Exit	VALOR LATITUDE ACQUISITN COR*w exp 04/02/202	$0	–	-203,471	-100.0%	-0.00%	–
	Exit	SIGNAL HILL ACQUISITION CORP*w exp 02/10/202	$0	–	-99,666	-100.0%	-0.00%	–
	Exit	FOXO TECHNOLOGIES INC*w exp 08/01/202	$0	–	-182,350	-100.0%	-0.00%	–
	Exit	ELLIOTT OPPORTUNITY II CORP*w exp 03/02/202	$0	–	-90,008	-100.0%	-0.00%	–
	Exit	ZURA BIO LTD*w exp 03/20/202	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	THE GROWTH FOR GOOD ACQU COR*w exp 11/12/202	$0	–	-46,828	-100.0%	-0.00%	–
	Exit	G SQUARED ASCEND II INC*w exp 12/31/202	$0	–	-135,473	-100.0%	-0.00%	–
IPVIW	Exit	INTERPRIVATE IV INFRATECH PR*w exp 03/05/202	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	POST HOLDINGS PARTNERING COR*w exp 04/12/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	EG ACQUISITION CORP*w exp 05/28/202	$0	–	-71,518	-100.0%	-0.00%	–
EUCRW	Exit	EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202	$0	–	-202,371	-100.0%	-0.00%	–
DMSWS	Exit	DIGITAL MEDIA SOLUTIONS INC*w exp 07/15/202	$0	–	-547,092	-100.0%	-0.00%	–
GBRGW	Exit	GOLDENBRIDGE ACQUISITION LTD*w exp 10/28/202	$0	–	-199,900	-100.0%	-0.00%	–
	Exit	NEWHOLD INVESTMENT CORP II*w exp 10/21/202	$0	–	-89,700	-100.0%	-0.00%	–
	Exit	LEMONADE INC*w exp 02/09/202	$0	–	-347,350	-100.0%	-0.00%	–
	Exit	HORIZON SPACE ACQUSTN I CORPright 03/02/2024	$0	–	-98,300	-100.0%	-0.00%	–
	Exit	BLACK SPADE ACQUISITION CO*w exp 07/16/202	$0	–	-141,804	-100.0%	-0.00%	–
	Exit	CONSILIUM ACQUISITN CORP I Lright 07/01/2023	$0	–	-208,762	-100.0%	-0.00%	–
	Exit	LAKESHORE ACQUISITION II CORright 11/18/2026	$0	–	-100,800	-100.0%	-0.00%	–
	Exit	7 ACQUISITION CORPORATION*w exp 11/05/202	$0	–	-143,779	-100.0%	-0.00%	–
	Exit	ROC ENERGY ACQUISITION CORPright 11/30/2028	$0	–	-46,300	-100.0%	-0.00%	–
AMC	Exit	AMC ENTMT HLDGS INCcall	$0	–	-123,000	-100.0%	-0.00%	–
MAPS	Exit	WM TECHNOLOGY INC	$0	–	-28,562	-100.0%	-0.00%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INCcall	$0	–	-14,400	-100.0%	-0.00%	–
	Exit	MULLEN AUTOMOTIVE INC	$0	–	-200,000	-100.0%	-0.00%	–
	Exit	BELLEVUE LIFE SCNCS AQSTN COright 02/09/2028	$0	–	-125,100	-100.0%	-0.00%	–
	Exit	GROVE COLLABORATIVE HOLD INC	$0	–	-50,000	-100.0%	-0.00%	–
SNRHW	Exit	SENIOR CONNECT ACQUISITN COR*w exp 12/31/202	$0	–	-595,876	-100.0%	-0.00%	–
	Exit	DISTOKEN ACQUISITION CORPright 99/99/9999	$0	–	-165,000	-100.0%	-0.00%	–
	Exit	GROVE COLLABORATIVE HOLD INC*w exp 06/16/202	$0	–	-611,017	-100.0%	-0.00%	–
CANO	Exit	CANO HEALTH INC	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	ROTH CH ACQUISITION IV CO*w exp 07/01/202	$0	–	-131,300	-100.0%	-0.00%	–
	Exit	ZIMMER ENERGY TRANSITION ACQ*w exp 06/16/202	$0	–	-172,965	-100.0%	-0.00%	–
	Exit	NOGIN INC	$0	–	-11,250	-100.0%	-0.00%	–
	Exit	POLESTAR AUTOMOTIVE HLDG UKads a	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	LUCID GROUP INC	$0	–	-5,100	-100.0%	-0.01%	–
XM	Exit	QUALTRICS INTL INCcall	$0	–	-131,000	-100.0%	-0.01%	–
SMH	Exit	VANECK ETF TRUSTsemiconductr etf	$0	–	-200	-100.0%	-0.01%	–
	Exit	AURORA INNOVATION INC*w exp 11/03/202	$0	–	-313,968	-100.0%	-0.01%	–
	Exit	GELESIS HLDGS INC	$0	–	-405,838	-100.0%	-0.01%	–
ADM	Exit	ARCHER DANIELS MIDLAND COcall	$0	–	-21,400	-100.0%	-0.01%	–
GGAL	Exit	GRUPO FINANCIERO GALICIA S.Acall	$0	–	-225,000	-100.0%	-0.01%	–
LYFT	Exit	LYFT INCcall	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	ATLANTIC COASTAL AQSTN CORP	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	ALSET CAPITAL ACQUISITION COright 01/31/2027	$0	–	-450,500	-100.0%	-0.01%	–
FB	Exit	META PLATFORMS INCcall	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	STARBOX GROUP HLDGS LTD.ordinary shares	$0	–	-33,119	-100.0%	-0.01%	–
	Exit	LIVEWIRE GROUP INC	$0	–	-17,831	-100.0%	-0.01%	–
	Exit	METALS ACQUISITION CORP	$0	–	-13,877	-100.0%	-0.02%	–
	Exit	GSR II METEORA ACQUISITN COR	$0	–	-13,950	-100.0%	-0.02%	–
	Exit	IX ACQUISITION CORP	$0	–	-14,610	-100.0%	-0.02%	–
PCT	Exit	PURECYCLE TECHNOLOGIES INCcall	$0	–	-106,500	-100.0%	-0.02%	–
	Exit	AVALON ACQUISITION INC	$0	–	-16,125	-100.0%	-0.02%	–
	Exit	TARGET GLOBAL ACQUISI I CORP	$0	–	-17,877	-100.0%	-0.02%	–
	Exit	LUCID GROUP INCput	$0	–	-5,100	-100.0%	-0.02%	–
	Exit	VISCOGLIOSI BROS ACQUISTN CO	$0	–	-18,744	-100.0%	-0.02%	–
	Exit	EF HUTTON ACQUISITION CORP I	$0	–	-18,763	-100.0%	-0.02%	–
CGC	Exit	CANOPY GROWTH CORP	$0	–	-120,500	-100.0%	-0.02%	–
LYFT	Exit	LYFT INCput	$0	–	-150,000	-100.0%	-0.02%	–
LYFT	Exit	LYFT INC	$0	–	-24,069	-100.0%	-0.03%	–
SMH	Exit	VANECK ETF TRUSTput	$0	–	-27,000	-100.0%	-0.03%	–
	Exit	JAWS HURRICANE ACQUISITN COR	$0	–	-22,524	-100.0%	-0.03%	–
	Exit	MOTIVE CAPITAL CORP IIcl a ord	$0	–	-22,768	-100.0%	-0.03%	–
	Exit	MALLINCKRODT PLC	$0	–	-34,357	-100.0%	-0.03%	–
SMH	Exit	VANECK ETF TRUSTcall	$0	–	-20,300	-100.0%	-0.03%	–
SCPL	Exit	SCIPLAY CORPORATIONcl a	$0	–	-15,000	-100.0%	-0.03%	–
	Exit	CLEAN EARTH ACQUISITIONS COR	$0	–	-25,596	-100.0%	-0.03%	–
	Exit	ARTEMIS STRATEGIC INVT CORP	$0	–	-25,689	-100.0%	-0.03%	–
CHAA	Exit	CATCHA INVESTMENT CORP	$0	–	-28,211	-100.0%	-0.03%	–
GAMC	Exit	GOLDEN ARROW MERGER CORP	$0	–	-33,715	-100.0%	-0.04%	–
	Exit	ACCRETION ACQUISITION CORP	$0	–	-36,090	-100.0%	-0.04%	–
	Exit	FAT PROJECTS ACQUISITION COR	$0	–	-40,000	-100.0%	-0.05%	–
RAM	Exit	ARIES I ACQUISITION CORP	$0	–	-40,000	-100.0%	-0.05%	–
	Exit	KIMBELL TIGER ACQUISITION CO	$0	–	-43,912	-100.0%	-0.05%	–
	Exit	PROSHARES TRbitcoin strate	$0	–	-26,900	-100.0%	-0.06%	–
	Exit	CHECKPOINT THERAPEUTICS INC	$0	–	-220,000	-100.0%	-0.06%	–
	Exit	EG ACQUISITION CORP	$0	–	-50,300	-100.0%	-0.06%	–
	Exit	OAK WOODS ACQUISITION CORPunit 03/23/2028	$0	–	-50,000	-100.0%	-0.06%	–
	Exit	ALPHA STAR ACQUISITION CORPordinary shares	$0	–	-50,000	-100.0%	-0.06%	–
	Exit	BLUE SAFARI GRP ACQUISITN CO	$0	–	-50,000	-100.0%	-0.06%	–
	Exit	JACKSON ACQUISITION CO	$0	–	-54,242	-100.0%	-0.07%	–
	Exit	BELLEVUE LIFE SCNCS AQSTN CO	$0	–	-63,300	-100.0%	-0.08%	–
SLV	Exit	ISHARES SILVER TRishares	$0	–	-31,370	-100.0%	-0.08%	–
	Exit	DISTOKEN ACQUISITION CORPordinary shares	$0	–	-75,000	-100.0%	-0.09%	–
	Exit	DMY TECHNOLOGY GROUP INC VI	$0	–	-88,392	-100.0%	-0.11%	–
KVSA	Exit	KHOSLA VENTURES ACQUISITIONcl a	$0	–	-89,566	-100.0%	-0.11%	–
	Exit	PONO CAP TWO INC	$0	–	-109,214	-100.0%	-0.13%	–
GLD	Exit	SPDR GOLD TR	$0	–	-6,300	-100.0%	-0.14%	–
	Exit	10X CAP VENTURE ACQSTN CORP	$0	–	-115,511	-100.0%	-0.14%	–
	Exit	TRAILBLAZER MERGER CORP Iunit 04/21/2028	$0	–	-120,539	-100.0%	-0.14%	–
	Exit	FOUR LEAF ACQUISITION CORPunit 03/15/2028	$0	–	-125,495	-100.0%	-0.15%	–
	Exit	NEWHOLD INVESTMENT CORP II	$0	–	-127,698	-100.0%	-0.15%	–
	Exit	BANNER ACQUISITION CORP	$0	–	-133,833	-100.0%	-0.16%	–
	Exit	KNIGHTSWAN ACQUISITION CORP	$0	–	-132,239	-100.0%	-0.16%	–
	Exit	SIGNAL HILL ACQUISITION CORP	$0	–	-136,853	-100.0%	-0.17%	–
	Exit	CETUS CAP ACQUISITION CORP	$0	–	-140,691	-100.0%	-0.17%	–
	Exit	INCEPTION GROWTH ACQUSTN LTD	$0	–	-142,329	-100.0%	-0.17%	–
TCVA	Exit	TCV ACQUISITION CORP	$0	–	-150,032	-100.0%	-0.18%	–
TWNI	Exit	TAILWIND INTERNATNAL ACQ COR	$0	–	-170,285	-100.0%	-0.20%	–
	Exit	MELI KASZEK PIONEER CORPclass a ord	$0	–	-177,931	-100.0%	-0.21%	–
	Exit	MOUNTAIN CREST ACQSITN CORP	$0	–	-200,000	-100.0%	-0.24%	–
KRE	Exit	SPDR SER TRs&p regl bkg	$0	–	-48,700	-100.0%	-0.25%	–
	Exit	RICE ACQUISITION CORP II	$0	–	-211,306	-100.0%	-0.25%	–
	Exit	PAPAYA GRWT OPPORTUNITY CORP	$0	–	-222,774	-100.0%	-0.27%	–
OSI	Exit	OSIRIS ACQUISITION CORPcl a	$0	–	-238,744	-100.0%	-0.28%	–
CCVI	Exit	CHURCHILL CAPITAL CORP VI	$0	–	-307,734	-100.0%	-0.36%	–
	Exit	SEAPORT GLOBAL ACQUISITION I	$0	–	-307,270	-100.0%	-0.37%	–
	Exit	FOCUS IMPACT ACQUISITION COR	$0	–	-338,816	-100.0%	-0.41%	–
CINR	Exit	SISECAM RESOURCES LP	$0	–	-196,816	-100.0%	-0.58%	–
APYX	Exit	APYX MEDICAL CORPORATION	$0	–	-1,775,793	-100.0%	-0.60%	–
APGB	Exit	APOLLO STRATEGIC GRWT CPTL I	$0	–	-500,577	-100.0%	-0.60%	–
PNTM	Exit	PONTEM CORPORATION	$0	–	-500,000	-100.0%	-0.61%	–
	Exit	TRINE II ACQUISITION CORP	$0	–	-514,043	-100.0%	-0.63%	–
	Exit	JUNIPER II CORP	$0	–	-527,437	-100.0%	-0.64%	–
	Exit	ALPHA HEALTHCARE ACQU CORP Iunit 04/01/2026	$0	–	-700,000	-100.0%	-0.84%	–
CVII	Exit	CHURCHILL CAPITAL CORP VII	$0	–	-1,227,823	-100.0%	-1.46%	–
IMVT	Exit	IMMUNOVANT INC	$0	–	-1,250,000	-100.0%	-2.28%	–
TIOA	Exit	TIO TECH A	$0	–	-2,176,071	-100.0%	-2.60%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-2,410,664	-100.0%	-2.87%	–
	Exit	SYLVAMO CORP	$0	–	-2,150,000	-100.0%	-11.68%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-08-07

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q2 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export COWEN AND COMPANY, LLC's holdings