$851 Million is the total value of COWEN AND COMPANY, LLC's 579 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SYLVAMO CORP | $99,459,000 | -4.8% | 2,150,000 | 0.0% | 11.68% | +6.9% | ||
| AVDL | AVADEL PHARMACEUTICALS PLCsponsored adr | $34,192,246 | +27.9% | 3,732,778 | 0.0% | 4.02% | +43.7% | |
| IMCR | IMMUNOCORE HLDGS PLCads | $20,031,802 | -13.4% | 405,174 | 0.0% | 2.35% | -2.7% | |
| IMVT | IMMUNOVANT INC | $19,387,500 | -12.6% | 1,250,000 | 0.0% | 2.28% | -1.9% | |
| RCKT | ROCKET PHARMACEUTICALS INC | $18,843,000 | -12.5% | 1,100,000 | 0.0% | 2.21% | -1.7% | |
| ACET | ADICET BIO INC | $18,107,182 | -35.6% | 3,143,608 | 0.0% | 2.13% | -27.6% | |
| PROJECT ENERGY REIMAGINED ACclass a ord | $15,315,000 | +1.4% | 1,500,000 | 0.0% | 1.80% | +13.9% | ||
| HENNESSY CAPITAL INVST CORPunit 99/99/9999 | $15,225,000 | +3.0% | 1,500,000 | 0.0% | 1.79% | +15.7% | ||
| ALPHA HEALTHCARE ACQU CORP Iunit 04/01/2026 | $7,161,000 | +2.5% | 700,000 | 0.0% | 0.84% | +15.2% | ||
| LL | LL FLOORING HOLDINGS INC | $6,163,600 | -32.4% | 1,622,000 | 0.0% | 0.72% | -24.0% | |
| APYX | APYX MEDICAL CORPORATION | $5,114,283 | +23.1% | 1,775,793 | 0.0% | 0.60% | +38.5% | |
| BREZ | BREEZE HOLDINGS ACQUISITN CO | $2,657,500 | +1.9% | 250,000 | 0.0% | 0.31% | +14.3% | |
| CANNA GLOBAL ACQUISITION COR | $2,108,000 | +3.1% | 200,000 | 0.0% | 0.25% | +15.9% | ||
| MOUNTAIN CREST ACQSITN CORP | $2,050,000 | +1.8% | 200,000 | 0.0% | 0.24% | +14.8% | ||
| BWAC | BETTER WORLD ACQUISITION COR | $1,728,238 | +2.7% | 160,991 | 0.0% | 0.20% | +15.3% | |
| TARO | TARO PHARMACEUTICAL INDS LTD | $1,717,137 | -16.3% | 70,606 | 0.0% | 0.20% | -5.6% | |
| INVZW | INNOVIZ TECHNOLOGIES LTD*w exp 04/05/202 | $1,039,269 | -0.7% | 721,715 | 0.0% | 0.12% | +11.9% | |
| DMY TECHNOLOGY GROUP INC VI | $903,375 | +1.7% | 88,392 | 0.0% | 0.11% | +14.0% | ||
| SOMALOGIC INC | $630,426 | +1.6% | 247,226 | 0.0% | 0.07% | +13.8% | ||
| DNAD | SOCIAL CAP SUVRETTA HLDS CP | $550,858 | +1.7% | 53,900 | 0.0% | 0.06% | +14.0% | |
| BLUE SAFARI GRP ACQUISITN CO | $542,500 | +3.7% | 50,000 | 0.0% | 0.06% | +16.4% | ||
| RAM | ARIES I ACQUISITION CORP | $423,600 | +3.1% | 40,000 | 0.0% | 0.05% | +16.3% | |
| TBLAW | TABOOLA.COM LTD*w exp 06/29/202 | $285,975 | -16.4% | 697,500 | 0.0% | 0.03% | -5.6% | |
| LUCID GROUP INCput | $188,392 | -3.5% | 5,100 | 0.0% | 0.02% | +10.0% | ||
| FB | META PLATFORMS INCcall | $120,436 | +254.2% | 10,000 | 0.0% | 0.01% | +250.0% | |
| WESTERN ACQSTN VENTURES CORP*w exp 09/01/202 | $90,073 | +36.9% | 1,012,060 | 0.0% | 0.01% | +57.1% | ||
| DBVT | DBV TECHNOLOGIES S Asponsored adr | $86,166 | +10.5% | 50,986 | 0.0% | 0.01% | +25.0% | |
| PLANET LABS PBC | $61,893 | -9.7% | 15,749 | 0.0% | 0.01% | 0.0% | ||
| MAPS | WM TECHNOLOGY INC | $24,254 | -15.9% | 28,562 | 0.0% | 0.00% | 0.0% | |
| VISION SENSING ACQUISITION C*w exp 10/21/202 | $19,869 | +86.0% | 364,571 | 0.0% | 0.00% | +100.0% | ||
| ACRI CAPITAL ACQUISITION COR*w exp 02/01/202 | $10,727 | +100.0% | 153,250 | 0.0% | 0.00% | 0.0% | ||
| ALSET CAPITAL ACQUISITION CO*w exp 01/31/202 | $6,255 | -40.9% | 136,581 | 0.0% | 0.00% | 0.0% | ||
| ARTEMIS STRATEGIC INVT CORP*w exp 09/30/202 | $10,183 | -55.6% | 169,729 | 0.0% | 0.00% | -50.0% | ||
| GLOBAL STAR ACQUISITION INC*w exp 07/15/202 | $5,000 | +44.1% | 100,000 | 0.0% | 0.00% | – | ||
| GREENLANE HLDGS INCcl a new | $4,821 | +27.1% | 13,250 | 0.0% | 0.00% | – | ||
| INTEGRAL ACQUISITION CORP 1*w exp 05/31/202 | $9,500 | -54.9% | 282,757 | 0.0% | 0.00% | -50.0% | ||
| MOBIV ACQUISITION CORP*w exp 07/31/202 | $5,500 | -8.3% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| OSIWS | OSIRIS ACQUISITION CORP*w exp 05/01/202 | $10,701 | +192.7% | 88,958 | 0.0% | 0.00% | – | |
| PRIME NO ACQUISITION I CORP*w exp 07/31/202 | $5,930 | -34.6% | 139,541 | 0.0% | 0.00% | 0.0% | ||
| SHAPEWAYS HOLDINGS INC*w exp 09/29/202 | $7,770 | +30.2% | 353,221 | 0.0% | 0.00% | 0.0% | ||
| SOUTHPORT ACQUISITION CORP*w exp 99/99/999 | $4,463 | +103.1% | 96,822 | 0.0% | 0.00% | – | ||
| ALPHA STAR ACQUISITION CORP*w exp 12/13/202 | $8,648 | -9.2% | 626,711 | 0.0% | 0.00% | 0.0% | ||
| BLEUACACIA LTD*w exp 10/30/202 | $6,569 | +136.4% | 229,691 | 0.0% | 0.00% | – | ||
| CLIMATEROCK*w exp 04/25/202 | $6,281 | -41.0% | 202,640 | 0.0% | 0.00% | 0.0% | ||
| EMBRACE CHANGE ACQUISITN COR*w exp 10/25/202 | $6,356 | +23.1% | 158,900 | 0.0% | 0.00% | 0.0% | ||
| GALATA ACQUISITION CORP*w exp 99/99/999 | $6,112 | +26.4% | 67,915 | 0.0% | 0.00% | 0.0% | ||
| GREEN VISOR FIN TEC ACQ CORP*w exp 10/27/202 | $6,250 | +900.0% | 62,500 | 0.0% | 0.00% | – | ||
| SHF HOLDINGS INC*w exp 09/28/202 | $1,842 | -58.3% | 70,319 | 0.0% | 0.00% | – | ||
| RADI | RADIUS GLOBAL INFRASTRCTRE Icall | $2,500 | -88.6% | 40,000 | 0.0% | 0.00% | -100.0% | |
| QOMOLANGMA ACQUISITION CORP*w exp 09/29/202 | $3,444 | -25.0% | 114,800 | 0.0% | 0.00% | – | ||
| NBSTW | NEWBURY STREET ACQUISITN COR*w exp 04/30/202 | $3,124 | -35.9% | 69,593 | 0.0% | 0.00% | -100.0% | |
| MAQCW | MAQUIA CAPITAL ACQUISITION C*w exp 05/05/202 | $2,222 | -48.1% | 118,849 | 0.0% | 0.00% | – | |
| INCEPTION GROWTH ACQUSTN LTD*w exp 10/15/202 | $1,348 | -37.2% | 53,723 | 0.0% | 0.00% | – | ||
| GLOBAL BLOCKCHAIN ACQUI CORP*w exp 05/09/202 | $2,096 | -6.1% | 64,500 | 0.0% | 0.00% | – | ||
| SPREE ACQUISITION CORP 1 LTD*w exp 12/22/202 | $1,902 | -25.1% | 63,000 | 0.0% | 0.00% | – | ||
| GLOBALINK INVT INC*w exp 12/03/202 | $522 | -5.4% | 50,200 | 0.0% | 0.00% | – | ||
| GLOBAL SYSTEMS DYNAMICS INC*w exp 04/01/202 | $2,863 | +23.2% | 46,482 | 0.0% | 0.00% | – | ||
| DOMA HOLDINGS INC*w exp 07/28/202 | $3,852 | +11.7% | 201,687 | 0.0% | 0.00% | – | ||
| 10X CAPITAL VENTURE ACQ III*w exp 06/30/202 | $2,204 | +6.0% | 26,000 | 0.0% | 0.00% | – | ||
| BFIIW | BURGERFI INTERNATIONAL INC*w exp 12/16/202 | $3,475 | +38.3% | 53,473 | 0.0% | 0.00% | – | |
| BEARD ENERGY TRANSITION ACQ*w exp 99/99/999 | $3,396 | -50.0% | 84,901 | 0.0% | 0.00% | -100.0% | ||
| PROCAPS GROUP SA*w exp 09/29/202 | $2,501 | -46.1% | 10,000 | 0.0% | 0.00% | – | ||
| ALTUW | ALTITUDE ACQUISITION CORP*w exp 11/30/202 | $1,280 | -12.4% | 25,000 | 0.0% | 0.00% | – | |
| AURCW | AURORA ACQUISITION CORP*w exp 03/02/202 | $1,447 | +285.9% | 25,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
| 4 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.