$851 Million is the total value of COWEN AND COMPANY, LLC's 579 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 100.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
TWLVW | Exit | TWELVE SEAS INVESTMENT CO II*w exp 03/02/202 | $0 | – | -50,631 | -100.0% | 0.00% | – |
Exit | EVEREST CONSOLIDATOR ACQ COR*w exp 99/99/999 | $0 | – | -33,400 | -100.0% | 0.00% | – | |
TZPSW | Exit | TZP STRATEGIES ACQUISTN CORP*w exp 01/06/202 | $0 | – | -121,865 | -100.0% | 0.00% | – |
Exit | R1 RCM INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – | |
Exit | SOUNDHOUND AI INC*w exp 04/26/202 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
Exit | BLOCKCHAIN MOON ACQUISITN COright 10/14/2026 | $0 | – | -29,080 | -100.0% | 0.00% | – | |
C | Exit | CITIGROUP INCcall | $0 | – | -67,400 | -100.0% | 0.00% | – |
Exit | SPIRE GLOBAL INC*w exp 08/16/202 | $0 | – | -29,299 | -100.0% | 0.00% | – | |
CLAAWS | Exit | COLONNADE ACQUISITION CORP I*w exp 99/99/999 | $0 | – | -20,717 | -100.0% | 0.00% | – |
DISH | Exit | DISH NETWORK CORPORATIONcall | $0 | – | -35,000 | -100.0% | 0.00% | – |
CTAQW | Exit | CARNEY TECHNOLOGY ACQU CORP*w exp 11/30/202 | $0 | – | -16,400 | -100.0% | 0.00% | – |
FRONW | Exit | FRONTIER ACQUISITION CORP*w exp 03/15/202 | $0 | – | -22,116 | -100.0% | 0.00% | – |
Exit | THRIVE ACQUISITION CORPORATI*w exp 10/31/202 | $0 | – | -12,400 | -100.0% | 0.00% | – | |
IBERWS | Exit | IBERE PHARMACEUTICALS*w exp 03/01/202 | $0 | – | -250,974 | -100.0% | 0.00% | – |
HBAN | Exit | HUNTINGTON BANCSHARES INCcall | $0 | – | -30,200 | -100.0% | 0.00% | – |
FHN | Exit | FIRST HORIZON CORPORATIONput | $0 | – | -1,100 | -100.0% | 0.00% | – |
Exit | SEMPER PARATUS ACQUISITION C*w exp 11/04/202 | $0 | – | -13,400 | -100.0% | 0.00% | – | |
MRNA | Exit | MODERNA INCcall | $0 | – | -6,400 | -100.0% | 0.00% | – |
DISAW | Exit | DISRUPTIVE ACQUISITION CORP*w exp 03/06/202 | $0 | – | -49,566 | -100.0% | 0.00% | – |
Exit | INTEGRATED WELLNESS ACQ CORP*w exp 10/31/202 | $0 | – | -51,534 | -100.0% | 0.00% | – | |
Exit | BLOCKCHAIN MOON ACQUISITN CO*w exp 10/14/202 | $0 | – | -41,760 | -100.0% | 0.00% | – | |
DLCAW | Exit | DEEP LAKE CAPITAL ACQUSTN CO*w exp 01/04/202 | $0 | – | -308,772 | -100.0% | 0.00% | – |
NSTDWS | Exit | NORTHERN STAR INVEST CORP IV*w exp 02/25/202 | $0 | – | -24,999 | -100.0% | 0.00% | – |
AEACW | Exit | AUTHENTIC EQUITY ACQUISTN CO*w exp 01/20/202 | $0 | – | -56,450 | -100.0% | 0.00% | – |
Exit | LUCID GROUP INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – | |
PACXW | Exit | PIONEER MERGER CORP*w exp 01/07/202 | $0 | – | -52,800 | -100.0% | 0.00% | – |
Exit | KAIROUS ACQUISITION CORP LTD*w exp 09/15/202 | $0 | – | -11,850 | -100.0% | 0.00% | – | |
VIIAW | Exit | 7GC & CO HOLDINGS INC*w exp 12/28/202 | $0 | – | -44,800 | -100.0% | 0.00% | – |
ITQRW | Exit | ITIQUIRA ACQUISITION CORP*w exp 02/03/202 | $0 | – | -74,608 | -100.0% | 0.00% | – |
KAIRW | Exit | KAIROS ACQUISITION CORP*w exp 11/30/202 | $0 | – | -32,804 | -100.0% | 0.00% | – |
ANACWS | Exit | ARCTOS NORTHSTAR ACQUIS CORP*w exp 99/99/999 | $0 | – | -101,675 | -100.0% | 0.00% | – |
FOLD | Exit | AMICUS THERAPEUTICS INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
Exit | RIGETTI COMPUTING INC*w exp 99/99/999 | $0 | – | -12,499 | -100.0% | 0.00% | – | |
APLS | Exit | APELLIS PHARMACEUTICALS INCcall | $0 | – | -4,800 | -100.0% | 0.00% | – |
TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDput | $0 | – | -100,000 | -100.0% | 0.00% | – |
GDS | Exit | GDS HLDGS LTDcall | $0 | – | -14,600 | -100.0% | 0.00% | – |
Exit | TKB CRITICAL TECHNOLOGIES 1*w exp 10/20/202 | $0 | – | -63,370 | -100.0% | 0.00% | – | |
TGT | Exit | TARGET CORPcall | $0 | – | -19,700 | -100.0% | 0.00% | – |
ISEE | Exit | IVERIC BIO INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
Exit | LUMIRADX LTD*w exp 09/28/202 | $0 | – | -14,495 | -100.0% | 0.00% | – | |
SVFAW | Exit | SVF INVESTMENT CORP*w exp 01/12/202 | $0 | – | -32,415 | -100.0% | 0.00% | – |
MX | Exit | MAGNACHIP SEMICONDUCTOR CORPcall | $0 | – | -40,800 | -100.0% | 0.00% | – |
KSICW | Exit | KADEM SUSTAINABLE IMPACT COR*w exp 03/16/202 | $0 | – | -78,134 | -100.0% | 0.00% | – |
FINMW | Exit | MARLIN TECHNOLOGY CORP*w exp 01/12/202 | $0 | – | -780,781 | -100.0% | 0.00% | – |
Exit | JACKSON ACQUISITION CO*w exp 99/99/999 | $0 | – | -174,538 | -100.0% | 0.00% | – | |
LGACW | Exit | LAZARD GROWTH ACQUISITION CO*w exp 02/10/202 | $0 | – | -58,661 | -100.0% | 0.00% | – |
LUNG | Exit | PULMONX CORPput | $0 | – | -6,700 | -100.0% | 0.00% | – |
EPHYW | Exit | EPIPHANY TECHNOLOGY ACQUISIT*w exp 01/12/202 | $0 | – | -321,258 | -100.0% | 0.00% | – |
TCDA | Exit | TRICIDA INC | $0 | – | -12,806 | -100.0% | 0.00% | – |
NAACW | Exit | NORTH ATLANTIC ACQUISITN COR*w exp 10/20/202 | $0 | – | -83,060 | -100.0% | 0.00% | – |
PLMIW | Exit | PLUM ACQUISITION CORP I*w exp 03/15/202 | $0 | – | -12,200 | -100.0% | 0.00% | – |
Exit | BERENSON ACQUISITION CORP I*w exp 08/01/202 | $0 | – | -111,272 | -100.0% | 0.00% | – | |
Exit | CATALYST PARTNRS ACQUISITN C*w exp 05/12/202 | $0 | – | -212,318 | -100.0% | 0.00% | – | |
Exit | FTAC EMERALD ACQUISITION COR*w exp 10/19/202 | $0 | – | -16,077 | -100.0% | 0.00% | – | |
Exit | CAZOO GROUP LTD*w exp 08/26/202 | $0 | – | -339,571 | -100.0% | 0.00% | – | |
POWRW | Exit | POWERED BRANDS*w exp 01/07/202 | $0 | – | -47,650 | -100.0% | 0.00% | – |
GH | Exit | GUARDANT HEALTH INCcall | $0 | – | -4,800 | -100.0% | 0.00% | – |
BKLN | Exit | INVESCO EXCH TRADED FD TR IIput | $0 | – | -50,000 | -100.0% | 0.00% | – |
ADEXWS | Exit | ADIT EDTECH ACQUISITION CORP*w exp 99/99/999 | $0 | – | -35,747 | -100.0% | 0.00% | – |
MSACW | Exit | MEDICUS SCIENCES ACQUISITION*w exp 02/12/202 | $0 | – | -52,887 | -100.0% | 0.00% | – |
HAL | Exit | HALLIBURTON COput | $0 | – | -64,400 | -100.0% | 0.00% | – |
PTOCW | Exit | PINE TECHNOLOGY ACQUISITN CO*w exp 03/31/202 | $0 | – | -49,700 | -100.0% | 0.00% | – |
SCOBW | Exit | SCION TECH GROWTH II*w exp 01/28/202 | $0 | – | -62,722 | -100.0% | 0.00% | – |
GFXWS | Exit | GOLDEN FALCON ACQUISITION CO*w exp 11/04/202 | $0 | – | -30,000 | -100.0% | 0.00% | – |
Exit | EMERGING MARKETS HORIZON COR*w exp 11/16/202 | $0 | – | -197,371 | -100.0% | 0.00% | – | |
Exit | AHREN ACQUISITION CORP*w exp 12/09/202 | $0 | – | -50,578 | -100.0% | 0.00% | – | |
Exit | FOCUS IMPACT ACQUISITION COR*w exp 10/28/202 | $0 | – | -97,097 | -100.0% | -0.00% | – | |
ADOCR | Exit | EDOC ACQUISITION CORPright 11/30/2027 | $0 | – | -128,808 | -100.0% | -0.00% | – |
INKAW | Exit | KLUDEIN I ACQUISITION CORP*w exp 07/08/202 | $0 | – | -172,556 | -100.0% | -0.00% | – |
PRPL | Exit | PURPLE INNOVATION INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
PINS | Exit | PINTEREST INCcall | $0 | – | -12,500 | -100.0% | -0.00% | – |
Exit | SEAPORT CALIBRE MATLS ACQUIS*w exp 10/28/202 | $0 | – | -222,858 | -100.0% | -0.00% | – | |
LDHAW | Exit | LDH GROWTH CORP I*w exp 03/17/202 | $0 | – | -239,667 | -100.0% | -0.00% | – |
Exit | SILVERSPAC INC*w exp 09/09/202 | $0 | – | -29,900 | -100.0% | -0.00% | – | |
Exit | VIRGIN ORBIT HOLDINGS INC*w exp 99/99/999 | $0 | – | -27,200 | -100.0% | -0.00% | – | |
IGACW | Exit | IG ACQUISITION CORP*w exp 10/05/202 | $0 | – | -200,171 | -100.0% | -0.00% | – |
CCVWS | Exit | CHURCHILL CAPITAL CORP V*w exp 10/29/202 | $0 | – | -129,676 | -100.0% | -0.00% | – |
PINS | Exit | PINTEREST INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
SHCRW | Exit | SHARECARE INC*w exp 07/01/202 | $0 | – | -99,400 | -100.0% | -0.00% | – |
Exit | GOGREEN INVESTMENTS CORP*w exp 05/31/202 | $0 | – | -15,054 | -100.0% | -0.00% | – | |
NVSAW | Exit | NEW VISTA ACQUISITION CORP*w exp 02/01/202 | $0 | – | -96,438 | -100.0% | -0.00% | – |
FTPAW | Exit | FTAC PARNASSUS ACQUISITN COR*w exp 03/10/202 | $0 | – | -674,821 | -100.0% | -0.00% | – |
ADP | Exit | AUTOMATIC DATA PROCESSING INput | $0 | – | -37,700 | -100.0% | -0.00% | – |
DHHCW | Exit | DIAMONDHEAD HOLDINGS CORP*w exp 01/28/202 | $0 | – | -94,687 | -100.0% | -0.00% | – |
QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
NSTG | Exit | NANOSTRING TECHNOLOGIES INCcall | $0 | – | -26,300 | -100.0% | -0.00% | – |
CGC | Exit | CANOPY GROWTH CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
Exit | ROCKLEY PHOTONICS HLDGS LTD*w exp 08/11/202 | $0 | – | -109,781 | -100.0% | -0.00% | – | |
FTAAW | Exit | FTAC ATHENA ACQUISITION CORP*w exp 03/01/202 | $0 | – | -139,718 | -100.0% | -0.00% | – |
QRTEA | Exit | QURATE RETAIL INCcall | $0 | – | -560,000 | -100.0% | -0.00% | – |
Exit | USERTESTING INCcall | $0 | – | -256,100 | -100.0% | -0.00% | – | |
MSDAW | Exit | MSD ACQUISITION CORP*w exp 03/25/202 | $0 | – | -85,332 | -100.0% | -0.00% | – |
WU | Exit | WESTERN UN COput | $0 | – | -45,000 | -100.0% | -0.00% | – |
SPKBW | Exit | SILVER SPIKE ACQUISITN CORP*w exp 02/26/202 | $0 | – | -168,758 | -100.0% | -0.00% | – |
GBWS | Exit | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $0 | – | -34,337 | -100.0% | -0.00% | – |
PDOTWS | Exit | PERIDOT ACQUISITION CORP II*w exp 04/30/202 | $0 | – | -265,135 | -100.0% | -0.00% | – |
FOLD | Exit | AMICUS THERAPEUTICS INCcall | $0 | – | -7,600 | -100.0% | -0.00% | – |
BIIB | Exit | BIOGEN INCput | $0 | – | -4,300 | -100.0% | -0.00% | – |
FMIVW | Exit | FORUM MERGER IV CORP*w exp 03/15/202 | $0 | – | -289,145 | -100.0% | -0.00% | – |
Exit | GELESIS HLDGS INC*w exp 01/13/202 | $0 | – | -702,089 | -100.0% | -0.00% | – | |
MSOS | Exit | ADVISORSHARES TRcall | $0 | – | -310,700 | -100.0% | -0.00% | – |
ESMWS | Exit | ESM ACQUISITION CORPORATION*w exp 02/02/202 | $0 | – | -112,865 | -100.0% | -0.00% | – |
Exit | BLOCKCHAIN COINVSTRS ACQ CRP*w exp 11/01/202 | $0 | – | -211,200 | -100.0% | -0.00% | – | |
Exit | GSR II METEORA ACQUISITN COR*w exp 02/24/202 | $0 | – | -111,101 | -100.0% | -0.00% | – | |
PNTMWS | Exit | PONTEM CORPORATION*w exp 01/05/202 | $0 | – | -154,754 | -100.0% | -0.00% | – |
Exit | JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $0 | – | -40,149 | -100.0% | -0.00% | – | |
Exit | GORILLA TECHNOLOGY GROUP INC*w exp 07/13/202 | $0 | – | -51,904 | -100.0% | -0.00% | – | |
DNZWS | Exit | D AND Z MEDIA ACQUISITION CO*w exp 01/27/202 | $0 | – | -148,534 | -100.0% | -0.00% | – |
Exit | DAVE INC | $0 | – | -70,000 | -100.0% | -0.00% | – | |
Exit | JATT ACQUISITION CORP*w exp 07/19/202 | $0 | – | -98,066 | -100.0% | -0.00% | – | |
CCJ | Exit | CAMECO CORPcall | $0 | – | -160,000 | -100.0% | -0.00% | – |
MBI | Exit | MBIA INCcall | $0 | – | -15,400 | -100.0% | -0.00% | – |
Exit | TENX KEANE ACQUISITIONright 06/30/2028 | $0 | – | -75,000 | -100.0% | -0.00% | – | |
Exit | MOUNT RAINIER ACQUISITION CO*w exp 11/27/202 | $0 | – | -112,897 | -100.0% | -0.00% | – | |
Exit | BUZZFEED INC | $0 | – | -23,502 | -100.0% | -0.00% | – | |
Exit | ENOVIX CORPORATIONcall | $0 | – | -30,400 | -100.0% | -0.00% | – | |
CCJ | Exit | CAMECO CORPput | $0 | – | -65,000 | -100.0% | -0.00% | – |
APLS | Exit | APELLIS PHARMACEUTICALS INCput | $0 | – | -5,700 | -100.0% | -0.00% | – |
UPST | Exit | UPSTART HLDGS INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
QQQ | Exit | INVESCO QQQ TRput | $0 | – | -5,000 | -100.0% | -0.00% | – |
Exit | CINCOR PHARMA INCput | $0 | – | -15,000 | -100.0% | -0.00% | – | |
Exit | TERRAN ORBITAL CORPORATION*w exp 03/25/202 | $0 | – | -239,233 | -100.0% | -0.00% | – | |
Exit | SPRING VALLEY ACQUISTN CORP*w exp 02/25/202 | $0 | – | -99,500 | -100.0% | -0.00% | – | |
UPST | Exit | UPSTART HLDGS INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
Exit | PONO CAPITAL CORP*w exp 09/30/202 | $0 | – | -394,688 | -100.0% | -0.00% | – | |
HERAW | Exit | FTAC HERA ACQUISITION CORP*w exp 02/28/202 | $0 | – | -1,514,041 | -100.0% | -0.00% | – |
WFC | Exit | WELLS FARGO CO NEWcall | $0 | – | -50,800 | -100.0% | -0.00% | – |
SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -15,500 | -100.0% | -0.00% | – |
FITB | Exit | FIFTH THIRD BANCORPcall | $0 | – | -101,000 | -100.0% | -0.00% | – |
CGC | Exit | CANOPY GROWTH CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
Exit | AMCI ACQUISITION CORP II*w exp 08/06/202 | $0 | – | -139,622 | -100.0% | -0.00% | – | |
Exit | RICE ACQUISITION CORP II*w exp 99/99/999 | $0 | – | -27,453 | -100.0% | -0.00% | – | |
TGTX | Exit | TG THERAPEUTICS INCcall | $0 | – | -82,000 | -100.0% | -0.00% | – |
EXAS | Exit | EXACT SCIENCES CORPput | $0 | – | -23,400 | -100.0% | -0.01% | – |
BIIB | Exit | BIOGEN INCcall | $0 | – | -10,900 | -100.0% | -0.01% | – |
RADI | Exit | RADIUS GLOBAL INFRASTRCTRE I | $0 | – | -4,150 | -100.0% | -0.01% | – |
CNK | Exit | CINEMARK HLDGS INCput | $0 | – | -33,500 | -100.0% | -0.01% | – |
Exit | LANVIN GROUP HOLDINGS LIMITE*w exp 99/99/999 | $0 | – | -159,118 | -100.0% | -0.01% | – | |
MASI | Exit | MASIMO CORPcall | $0 | – | -40,000 | -100.0% | -0.01% | – |
Exit | BIOTE CORP*w exp 05/26/202 | $0 | – | -148,298 | -100.0% | -0.01% | – | |
Exit | R1 RCM INC | $0 | – | -4,750 | -100.0% | -0.01% | – | |
LUNG | Exit | PULMONX CORP | $0 | – | -5,126 | -100.0% | -0.01% | – |
TWNDWS | Exit | TAILWIND ACQUISITION CORP*w exp 09/07/202 | $0 | – | -682,096 | -100.0% | -0.01% | – |
NESRW | Exit | NATIONAL ENERGY SERVICES REU*w exp 06/06/202 | $0 | – | -137,021 | -100.0% | -0.01% | – |
MBI | Exit | MBIA INCput | $0 | – | -222,700 | -100.0% | -0.01% | – |
TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDcall | $0 | – | -243,800 | -100.0% | -0.01% | – |
Exit | EVOLV TECHNOLOGIES HLDNGS IN*w exp 03/10/202 | $0 | – | -128,688 | -100.0% | -0.01% | – | |
EOSEW | Exit | EOS ENERGY ENTERPRISES INC*w exp 11/17/202 | $0 | – | -249,756 | -100.0% | -0.01% | – |
GB | Exit | GLOBAL BLUE GROUP HOLDING AG | $0 | – | -11,919 | -100.0% | -0.01% | – |
EXAS | Exit | EXACT SCIENCES CORPcall | $0 | – | -36,000 | -100.0% | -0.01% | – |
ATVI | Exit | ACTIVISION BLIZZARD INCput | $0 | – | -20,800 | -100.0% | -0.01% | – |
GLBLW | Exit | CARTESIAN GROWTH CORP*w exp 02/26/202 | $0 | – | -133,843 | -100.0% | -0.01% | – |
MRK | Exit | MERCK & CO INCput | $0 | – | -36,700 | -100.0% | -0.01% | – |
Exit | GLOBAL BUSINESS TRAVEL GROUP | $0 | – | -11,458 | -100.0% | -0.01% | – | |
Exit | VENTYX BIOSCIENCES INCcall | $0 | – | -12,400 | -100.0% | -0.01% | – | |
ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -378 | -100.0% | -0.01% | – |
Exit | CINCOR PHARMA INC | $0 | – | -7,292 | -100.0% | -0.01% | – | |
Exit | ALPHATEC HLDGS INCnote 0.750% 8/0 | $0 | – | -100,000 | -100.0% | -0.01% | – | |
TCDA | Exit | TRICIDA INCput | $0 | – | -12,800 | -100.0% | -0.01% | – |
HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -6,653 | -100.0% | -0.01% | – |
PLBY | Exit | PLBY GROUP INC | $0 | – | -34,152 | -100.0% | -0.01% | – |
NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -12,666 | -100.0% | -0.01% | – |
GH | Exit | GUARDANT HEALTH INCput | $0 | – | -4,800 | -100.0% | -0.01% | – |
RKTA | Exit | ROCKET INTERNET GRWT OPRT CO | $0 | – | -10,889 | -100.0% | -0.01% | – |
GBRG | Exit | GOLDENBRIDGE ACQUISITION LTD | $0 | – | -10,000 | -100.0% | -0.01% | – |
Exit | NUSCALE PWR CORP | $0 | – | -10,000 | -100.0% | -0.01% | – | |
SIMO | Exit | SILICON MOTION TECHNOLOGY COput | $0 | – | -13,600 | -100.0% | -0.01% | – |
VAQC | Exit | VECTOR ACQUISITION CORP II | $0 | – | -12,000 | -100.0% | -0.01% | – |
Exit | SCREAMING EAGLE ACQUISITN CO*w exp 01/05/202 | $0 | – | -543,953 | -100.0% | -0.01% | – | |
Exit | ROIVANT SCIENCES LTD*w exp 09/30/202 | $0 | – | -62,100 | -100.0% | -0.01% | – | |
DLCA | Exit | DEEP LAKE CAPITAL ACQUSTN CO | $0 | – | -12,302 | -100.0% | -0.01% | – |
GH | Exit | GUARDANT HEALTH INC | $0 | – | -4,819 | -100.0% | -0.01% | – |
BKLN | Exit | INVESCO EXCH TRADED FD TR IIsr ln etf | $0 | – | -6,492 | -100.0% | -0.01% | – |
WFC | Exit | WELLS FARGO CO NEWput | $0 | – | -30,000 | -100.0% | -0.01% | – |
Exit | NERDY INC*w exp 08/16/202 | $0 | – | -579,596 | -100.0% | -0.01% | – | |
Exit | HIPPO HLDGS INC | $0 | – | -10,300 | -100.0% | -0.02% | – | |
FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -13,001 | -100.0% | -0.02% | – |
Exit | CENAQ ENERGY CORP*w exp 02/04/202 | $0 | – | -1,589,524 | -100.0% | -0.02% | – | |
Exit | SPIRIT AIRLS INCnote 4.750% 5/1 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
IDXX | Exit | IDEXX LABS INC | $0 | – | -497 | -100.0% | -0.02% | – |
MAQC | Exit | MAQUIA CAPITAL ACQUISITION C | $0 | – | -20,000 | -100.0% | -0.02% | – |
IQV | Exit | IQVIA HLDGS INC | $0 | – | -1,020 | -100.0% | -0.02% | – |
MTD | Exit | METTLER TOLEDO INTERNATIONAL | $0 | – | -148 | -100.0% | -0.02% | – |
Exit | ENERGY VAULT HOLDINGS INC | $0 | – | -66,911 | -100.0% | -0.02% | – | |
FLMEWS | Exit | FLAME ACQUISITION CORP*w exp 02/26/202 | $0 | – | -333,868 | -100.0% | -0.02% | – |
RLMD | Exit | RELMADA THERAPEUTICS INC | $0 | – | -64,011 | -100.0% | -0.02% | – |
Exit | WORLD QUANTUM GROWTH ACQUISI | $0 | – | -22,200 | -100.0% | -0.02% | – | |
ISRG | Exit | INTUITIVE SURGICAL INC | $0 | – | -894 | -100.0% | -0.02% | – |
HIX | Exit | WESTERN ASSET HIGH INCOM FD | $0 | – | -50,140 | -100.0% | -0.02% | – |
COOL | Exit | CORNER GROWTH ACQUISITION CO | $0 | – | -24,104 | -100.0% | -0.02% | – |
APLS | Exit | APELLIS PHARMACEUTICALS INC | $0 | – | -5,000 | -100.0% | -0.03% | – |
DXCM | Exit | DEXCOM INC | $0 | – | -2,355 | -100.0% | -0.03% | – |
FACTU | Exit | FREEDOM ACQUISITION I CORPunit 99/99/9999 | $0 | – | -27,000 | -100.0% | -0.03% | – |
CNK | Exit | CINEMARK HLDGS INC | $0 | – | -33,273 | -100.0% | -0.03% | – |
CVS | Exit | CVS HEALTH CORP | $0 | – | -3,181 | -100.0% | -0.03% | – |
Exit | EXCELFIN ACQUISITION CORP | $0 | – | -28,561 | -100.0% | -0.03% | – | |
HZONWS | Exit | HORIZON ACQUISITION CORPORAT*w exp 10/19/202 | $0 | – | -711,721 | -100.0% | -0.03% | – |
Exit | INFLECTION POINT ACQUSTN COR*w exp 09/21/202 | $0 | – | -1,089,115 | -100.0% | -0.03% | – | |
PINS | Exit | PINTEREST INCcl a | $0 | – | -12,500 | -100.0% | -0.03% | – |
Exit | FTAC EMERALD ACQUISITION COR | $0 | – | -31,154 | -100.0% | -0.03% | – | |
TWOA | Exit | TWO | $0 | – | -32,000 | -100.0% | -0.03% | – |
FSNBU | Exit | FUSION ACQUISITION CORP IIunit 02/29/2028 | $0 | – | -35,000 | -100.0% | -0.04% | – |
SLAMU | Exit | SLAM CORPunit 99/99/9999 | $0 | – | -36,000 | -100.0% | -0.04% | – |
IAC | Exit | IAC INCput | $0 | – | -67,000 | -100.0% | -0.04% | – |
SIMO | Exit | SILICON MOTION TECHNOLOGY COsponsored adr | $0 | – | -5,589 | -100.0% | -0.04% | – |
BMY | Exit | BRISTOL-MYERS SQUIBB CO | $0 | – | -5,349 | -100.0% | -0.04% | – |
Exit | CARTESIAN GROWTH CORP IIclass a ord | $0 | – | -38,573 | -100.0% | -0.04% | – | |
MSOS | Exit | ADVISORSHARES TRput | $0 | – | -106,400 | -100.0% | -0.04% | – |
SDAC | Exit | SUSTAINABLE DEVELP ACQU I CO | $0 | – | -42,000 | -100.0% | -0.04% | – |
KRE | Exit | SPDR SER TRput | $0 | – | -55,000 | -100.0% | -0.05% | – |
FSRX | Exit | FINSERV ACQUISITION CORP II | $0 | – | -43,588 | -100.0% | -0.05% | – |
AACWS | Exit | ARES ACQUISITION CORPORATION*w exp 02/02/202 | $0 | – | -978,140 | -100.0% | -0.05% | – |
Exit | CERENCE INCnote 3.000% 6/0 | $0 | – | -500,000 | -100.0% | -0.05% | – | |
AWAY | Exit | ETF MANAGERS TRetfmg travel tec | $0 | – | -28,490 | -100.0% | -0.05% | – |
FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -15,265 | -100.0% | -0.05% | – |
PMGMU | Exit | PRIVETERRA ACQUISITION CORPunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.05% | – |
BITE | Exit | BITE ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.05% | – |
AMZN | Exit | AMAZON COM INCput | $0 | – | -30,000 | -100.0% | -0.05% | – |
KRNL | Exit | KERNEL GROUP HOLDINGS INC | $0 | – | -50,100 | -100.0% | -0.05% | – |
DHHC | Exit | DIAMONDHEAD HOLDINGS CORPcl a | $0 | – | -50,000 | -100.0% | -0.05% | – |
MAXR | Exit | MAXAR TECHNOLOGIES INC | $0 | – | -10,000 | -100.0% | -0.05% | – |
NVSA | Exit | NEW VISTA ACQUISITION CORP | $0 | – | -55,532 | -100.0% | -0.06% | – |
MAXR | Exit | MAXAR TECHNOLOGIES INCcall | $0 | – | -20,000 | -100.0% | -0.06% | – |
YTPG | Exit | TPG PACE BENEFICIAL II CORP | $0 | – | -64,547 | -100.0% | -0.07% | – |
Exit | SPORTSMAP TECH ACQUISITIN CO | $0 | – | -65,500 | -100.0% | -0.07% | – | |
BIIB | Exit | BIOGEN INC | $0 | – | -2,500 | -100.0% | -0.07% | – |
Exit | AMCI ACQUISITION CORP II | $0 | – | -72,710 | -100.0% | -0.08% | – | |
Exit | CONCORD ACQUISITION CORP III | $0 | – | -74,000 | -100.0% | -0.08% | – | |
Exit | RUBICON TECHNOLOGIES INC | $0 | – | -440,529 | -100.0% | -0.08% | – | |
KAIIU | Exit | KISMET ACQUISITION TWO CORPunit 99/99/9999 | $0 | – | -81,326 | -100.0% | -0.09% | – |
CTLP | Exit | CANTALOUPE INCput | $0 | – | -974,100 | -100.0% | -0.09% | – |
BWAY | Exit | BRAINSWAY LTDsponsored ads | $0 | – | -345,001 | -100.0% | -0.09% | – |
FHN | Exit | FIRST HORIZON CORPORATION | $0 | – | -35,949 | -100.0% | -0.09% | – |
Exit | TRICIDA INCnote 3.500% 5/1 | $0 | – | -10,044,000 | -100.0% | -0.10% | – | |
Exit | INTERCEPT PHARMACEUTICALS INnote 3.500% 2/1 | $0 | – | -1,000,000 | -100.0% | -0.10% | – | |
EURN | Exit | EURONAV NV | $0 | – | -59,201 | -100.0% | -0.10% | – |
MIT | Exit | MASON INDUSTRIAL TECHNOLGY I | $0 | – | -100,700 | -100.0% | -0.10% | – |
Exit | ALPHATIME ACQUISITION CORPunit 03/01/2028 | $0 | – | -100,000 | -100.0% | -0.11% | – | |
PNTMU | Exit | PONTEM CORPORATIONunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.11% | – |
Exit | BLUE OCEAN ACQUISITION CORPunit 12/02/2026 | $0 | – | -100,000 | -100.0% | -0.11% | – | |
Exit | LF CAPITAL ACQUISITION CORP | $0 | – | -100,000 | -100.0% | -0.11% | – | |
Exit | TURNING PT BRANDS INCnote 2.500% 7/1 | $0 | – | -1,200,000 | -100.0% | -0.11% | – | |
EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -22,514 | -100.0% | -0.12% | – |
BLNK | Exit | BLINK CHARGING CO | $0 | – | -103,000 | -100.0% | -0.12% | – |
C | Exit | CITIGROUP INCput | $0 | – | -65,100 | -100.0% | -0.12% | – |
Exit | WARNER BROS DISCOVERY INC | $0 | – | -122,200 | -100.0% | -0.12% | – | |
KAII | Exit | KISMET ACQUISITION TWO CORP | $0 | – | -123,567 | -100.0% | -0.13% | – |
IGAC | Exit | IG ACQUISITION CORP | $0 | – | -125,000 | -100.0% | -0.13% | – |
HAL | Exit | HALLIBURTON CO | $0 | – | -32,210 | -100.0% | -0.13% | – |
LHC | Exit | LEO HLDGS CORP II | $0 | – | -135,000 | -100.0% | -0.14% | – |
WFC | Exit | WELLS FARGO CO NEW | $0 | – | -33,640 | -100.0% | -0.14% | – |
QS | Exit | QUANTUMSCAPE CORP | $0 | – | -250,000 | -100.0% | -0.15% | – |
Exit | ALPHAVEST ACQUISITION CORPunit 06/19/2024 | $0 | – | -150,000 | -100.0% | -0.16% | – | |
TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $0 | – | -176,942 | -100.0% | -0.17% | – |
MUFG | Exit | MITSUBISHI UFJ FINL GROUP INsponsored ads | $0 | – | -250,000 | -100.0% | -0.17% | – |
POW | Exit | POWERED BRANDScl a | $0 | – | -174,042 | -100.0% | -0.18% | – |
Exit | RENEW ENERGY GLOBAL PLC | $0 | – | -381,900 | -100.0% | -0.22% | – | |
Exit | MACONDRAY CAP ACQUISITN CORP | $0 | – | -215,000 | -100.0% | -0.23% | – | |
TGT | Exit | TARGET CORPput | $0 | – | -19,900 | -100.0% | -0.23% | – |
MBI | Exit | MBIA INC | $0 | – | -177,296 | -100.0% | -0.24% | – |
Exit | DTRT HEALTH ACQUISITION CORP | $0 | – | -224,845 | -100.0% | -0.24% | – | |
NGC | Exit | NORTHERN GENESIS ACQU CORP I | $0 | – | -250,810 | -100.0% | -0.26% | – |
Exit | MICROSTRATEGY INCnote 2/1 | $0 | – | -7,000,000 | -100.0% | -0.28% | – | |
MRK | Exit | MERCK & CO INC | $0 | – | -24,969 | -100.0% | -0.29% | – |
MRNA | Exit | MODERNA INC | $0 | – | -16,324 | -100.0% | -0.31% | – |
TGT | Exit | TARGET CORP | $0 | – | -19,867 | -100.0% | -0.31% | – |
C | Exit | CITIGROUP INC | $0 | – | -65,704 | -100.0% | -0.31% | – |
EWT | Exit | ISHARES INCmsci taiwan etf | $0 | – | -74,193 | -100.0% | -0.31% | – |
Exit | INTEGRATED RAIL AND RES ACQ | $0 | – | -300,382 | -100.0% | -0.32% | – | |
AMZN | Exit | AMAZON COM INC | $0 | – | -37,127 | -100.0% | -0.33% | – |
Exit | GRAF ACQUISITION CORP IV | $0 | – | -363,598 | -100.0% | -0.38% | – | |
SVFA | Exit | SVF INVESTMENT CORP | $0 | – | -379,824 | -100.0% | -0.40% | – |
JNCE | Exit | JOUNCE THERAPEUTICS INC | $0 | – | -3,647,430 | -100.0% | -0.42% | – |
NSTD | Exit | NORTHERN STAR INVEST CORP IV | $0 | – | -425,000 | -100.0% | -0.45% | – |
MRNA | Exit | MODERNA INCput | $0 | – | -16,300 | -100.0% | -0.46% | – |
Exit | CBL & ASSOC PPTYS INC | $0 | – | -250,000 | -100.0% | -0.60% | – | |
PACX | Exit | PIONEER MERGER CORP | $0 | – | -625,000 | -100.0% | -0.66% | – |
NSTC | Exit | NORTHERN STAR INVEST CORP II | $0 | – | -735,000 | -100.0% | -0.77% | – |
KAIR | Exit | KAIROS ACQUISITION CORP | $0 | – | -869,000 | -100.0% | -0.92% | – |
CTLP | Exit | CANTALOUPE INC | $0 | – | -2,821,409 | -100.0% | -1.28% | – |
Exit | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $0 | – | -45,367,000 | -100.0% | -2.98% | – | |
Exit | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $0 | – | -36,600,000 | -100.0% | -3.59% | – | |
DCP | Exit | DCP MIDSTREAM LP | $0 | – | -1,516,562 | -100.0% | -6.15% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-09
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
EXAGEN INC | 15 | Q3 2023 | 1.5% |
INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G/A | 2024-04-02 |
3 | 2024-03-15 |
3 | 2024-03-15 |
4 | 2024-03-15 |
4 | 2024-03-15 |
SC 13G | 2024-03-11 |
FOCUSN | 2024-02-29 |
X-17A-5 | 2024-02-29 |
3 | 2024-02-23 |
4 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.