COWEN AND COMPANY, LLC - Q1 2023 holdings

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$851 Million is the total value of COWEN AND COMPANY, LLC's 579 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was - .

All

			Value		Shares		↓ Weighting
SCPH	New	SCPHARMACEUTICALS INC	$25,464,587	–	2,807,562	+100.0%	2.99%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$24,468,239	–	2,410,664	+100.0%	2.87%	–
TIOA	New	TIO TECH A	$22,152,402	–	2,176,071	+100.0%	2.60%	–
AAC	New	ARES ACQUISITION CORPORATION	$13,459,632	–	1,304,228	+100.0%	1.58%	–
SLAM	New	SLAM CORP	$8,248,000	–	800,000	+100.0%	0.97%	–
LCAA	New	L CATTERTON ASIA ACQUISITION	$8,071,952	–	789,433	+100.0%	0.95%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$5,919,794	–	313,051	+100.0%	0.70%	–
	New	JUNIPER II CORP	$5,474,796	–	527,437	+100.0%	0.64%	–
	New	TRINE II ACQUISITION CORP	$5,376,889	–	514,043	+100.0%	0.63%	–
	New	SK GROWTH OPPORTUNITIES CORP	$5,254,112	–	503,750	+100.0%	0.62%	–
CINR	New	SISECAM RESOURCES LP	$4,944,017	–	196,816	+100.0%	0.58%	–
	New	FOCUS IMPACT ACQUISITION COR	$3,523,686	–	338,816	+100.0%	0.41%	–
	New	ANDRETTI ACQUISITION CORP	$3,512,820	–	334,236	+100.0%	0.41%	–
CCVI	New	CHURCHILL CAPITAL CORP VI	$3,111,190	–	307,734	+100.0%	0.36%	–
	New	PAPAYA GRWT OPPORTUNITY CORP	$2,316,849	–	222,774	+100.0%	0.27%	–
	New	MELI KASZEK PIONEER CORPclass a ord	$1,814,913	–	177,931	+100.0%	0.21%	–
TWNI	New	TAILWIND INTERNATNAL ACQ COR	$1,721,581	–	170,285	+100.0%	0.20%	–
OPA	New	MAGNUM OPUS ACQUISITION LTD	$1,713,800	–	167,200	+100.0%	0.20%	–
	New	TMT ACQUISITION CORPunit 03/27/2028	$1,686,865	–	165,379	+100.0%	0.20%	–
AMC	New	AMC ENTMT HLDGS INC	$1,613,220	–	322,000	+100.0%	0.19%	–
	New	STONEBRIDGE ACQUISITION CORP	$1,582,500	–	150,000	+100.0%	0.19%	–
	New	DIRECT SELLING ACQUISITIN CO	$1,575,000	–	150,000	+100.0%	0.18%	–
TRCA	New	TWIN RIDGE CAPITAL ACQUIS CO	$1,556,069	–	151,960	+100.0%	0.18%	–
TCVA	New	TCV ACQUISITION CORP	$1,536,327	–	150,032	+100.0%	0.18%	–
	New	INCEPTION GROWTH ACQUSTN LTD	$1,450,332	–	142,329	+100.0%	0.17%	–
	New	SIGNAL HILL ACQUISITION CORP	$1,420,534	–	136,853	+100.0%	0.17%	–
	New	CETUS CAP ACQUISITION CORP	$1,422,386	–	140,691	+100.0%	0.17%	–
	New	KNIGHTSWAN ACQUISITION CORP	$1,376,607	–	132,239	+100.0%	0.16%	–
	New	BANNER ACQUISITION CORP	$1,370,449	–	133,833	+100.0%	0.16%	–
	New	NEWHOLD INVESTMENT CORP II	$1,298,675	–	127,698	+100.0%	0.15%	–
	New	FOUR LEAF ACQUISITION CORPunit 03/15/2028	$1,286,323	–	125,495	+100.0%	0.15%	–
	New	TRAILBLAZER MERGER CORP Iunit 04/21/2028	$1,216,238	–	120,539	+100.0%	0.14%	–
	New	10X CAP VENTURE ACQSTN CORP	$1,175,901	–	115,511	+100.0%	0.14%	–
GLD	New	SPDR GOLD TR	$1,154,286	–	6,300	+100.0%	0.14%	–
	New	PONO CAP TWO INC	$1,140,194	–	109,214	+100.0%	0.13%	–
PUCK	New	GOAL ACQUISITIONS CORP	$1,124,373	–	110,017	+100.0%	0.13%	–
	New	OPY ACQUISITION CORP I	$1,099,380	–	109,500	+100.0%	0.13%	–
	New	SPRING VALLEY ACQUISTN CORPclass a ord	$1,038,136	–	100,400	+100.0%	0.12%	–
	New	WORLDWIDE WEBB ACQUISITION C	$1,035,000	–	100,000	+100.0%	0.12%	–
CLBR	New	COLOMBIER ACQUISITION CORPcl a	$922,285	–	91,045	+100.0%	0.11%	–
	New	DISTOKEN ACQUISITION CORPordinary shares	$762,000	–	75,000	+100.0%	0.09%	–
CPUH	New	COMPUTE HEALTH ACQUISITIN CO	$754,155	–	73,648	+100.0%	0.09%	–
PYPL	New	PAYPAL HLDGS INC	$742,921	–	9,783	+100.0%	0.09%	–
	New	FTAC ZEUS ACQUISITION COR	$704,891	–	68,636	+100.0%	0.08%	–
SLV	New	ISHARES SILVER TRishares	$693,904	–	31,370	+100.0%	0.08%	–
	New	BELLEVUE LIFE SCNCS AQSTN CO	$639,330	–	63,300	+100.0%	0.08%	–
VFF	New	VILLAGE FARMS INTL INC	$614,200	–	740,000	+100.0%	0.07%	–
	New	WILLIAMS ROWLAND ACQUISITION	$599,768	–	58,400	+100.0%	0.07%	–
	New	ICONIC SPORTS ACQUISITION CO	$579,876	–	55,200	+100.0%	0.07%	–
	New	JACKSON ACQUISITION CO	$558,692	–	54,242	+100.0%	0.07%	–
	New	ALPHA STAR ACQUISITION CORPordinary shares	$524,500	–	50,000	+100.0%	0.06%	–
	New	OAK WOODS ACQUISITION CORPunit 03/23/2028	$510,000	–	50,000	+100.0%	0.06%	–
	New	EG ACQUISITION CORP	$512,054	–	50,300	+100.0%	0.06%	–
	New	ISRAEL ACQUISITIONS CORPclass a ord	$505,362	–	49,400	+100.0%	0.06%	–
	New	CHECKPOINT THERAPEUTICS INC	$495,000	–	220,000	+100.0%	0.06%	–
	New	AFTERNEXT HEALTHTECH ACQUISI	$482,384	–	47,200	+100.0%	0.06%	–
	New	PROSHARES TRbitcoin strate	$471,288	–	26,900	+100.0%	0.06%	–
	New	KIMBELL TIGER ACQUISITION CO	$462,393	–	43,912	+100.0%	0.05%	–
	New	ENCORE ENERGY CORP	$435,039	–	200,000	+100.0%	0.05%	–
LCAAW	New	L CATTERTON ASIA ACQUISITION*w exp 03/08/202	$431,121	–	798,374	+100.0%	0.05%	–
	New	FAT PROJECTS ACQUISITION COR	$418,000	–	40,000	+100.0%	0.05%	–
	New	PEARL HOLDINGS ACQUISITN COR	$386,363	–	37,008	+100.0%	0.04%	–
	New	ACCRETION ACQUISITION CORP	$372,448	–	36,090	+100.0%	0.04%	–
GAMC	New	GOLDEN ARROW MERGER CORP	$340,858	–	33,715	+100.0%	0.04%	–
	New	AROGO CAPITAL ACQUISITION CO	$327,816	–	31,400	+100.0%	0.04%	–
CHAA	New	CATCHA INVESTMENT CORP	$288,598	–	28,211	+100.0%	0.03%	–
	New	ARTEMIS STRATEGIC INVT CORP	$265,621	–	25,689	+100.0%	0.03%	–
	New	CLEAN EARTH ACQUISITIONS COR	$262,614	–	25,596	+100.0%	0.03%	–
	New	CASCADIA ACQUISITION CORP	$258,500	–	25,000	+100.0%	0.03%	–
	New	CF ACQUISITION CORP VII	$258,034	–	24,955	+100.0%	0.03%	–
	New	TORTOISEECOFIN ACQUISITION C	$243,419	–	23,818	+100.0%	0.03%	–
SMH	New	VANECK ETF TRUSTcall	$248,492	–	20,300	+100.0%	0.03%	–
	New	MOTIVE CAPITAL CORP IIcl a ord	$237,584	–	22,768	+100.0%	0.03%	–
	New	JAWS HURRICANE ACQUISITN COR	$229,069	–	22,524	+100.0%	0.03%	–
	New	MURPHY CANYON ACQUISITION CO	$229,336	–	21,800	+100.0%	0.03%	–
SMH	New	VANECK ETF TRUSTput	$228,172	–	27,000	+100.0%	0.03%	–
LYFT	New	LYFT INCput	$215,250	–	150,000	+100.0%	0.02%	–
	New	NABORS ENERGY TRANSITION COR	$194,754	–	18,548	+100.0%	0.02%	–
	New	EF HUTTON ACQUISITION CORP I	$192,696	–	18,763	+100.0%	0.02%	–
	New	VISCOGLIOSI BROS ACQUISTN CO	$195,687	–	18,744	+100.0%	0.02%	–
	New	EVEREST CONSOLIDATOR ACQ COR	$192,087	–	18,329	+100.0%	0.02%	–
	New	TARGET GLOBAL ACQUISI I CORP	$186,457	–	17,877	+100.0%	0.02%	–
	New	UTA ACQUISITION CORPORATION	$167,611	–	16,101	+100.0%	0.02%	–
	New	AVALON ACQUISITION INC	$168,183	–	16,125	+100.0%	0.02%	–
PCT	New	PURECYCLE TECHNOLOGIES INC	$167,230	–	23,890	+100.0%	0.02%	–
	New	IX ACQUISITION CORP	$150,336	–	14,610	+100.0%	0.02%	–
	New	MOBIV ACQUISITION CORP	$149,477	–	14,359	+100.0%	0.02%	–
	New	METALS ACQUISITION CORP	$141,822	–	13,877	+100.0%	0.02%	–
	New	GSR II METEORA ACQUISITN COR	$144,382	–	13,950	+100.0%	0.02%	–
	New	MARS ACQUISITION CORPordinary shares	$134,132	–	13,215	+100.0%	0.02%	–
	New	LIVEWIRE GROUP INC	$115,009	–	17,831	+100.0%	0.01%	–
	New	STARBOX GROUP HLDGS LTD.ordinary shares	$117,241	–	33,119	+100.0%	0.01%	–
	New	VERDE CLEAN FUELS INC*w exp 02/15/202	$110,538	–	575,120	+100.0%	0.01%	–
	New	HOME PLATE ACQUISITION CORP*w exp 09/30/202	$112,071	–	353,537	+100.0%	0.01%	–
	New	INSIGHT ACQUISITION CORP	$114,464	–	11,200	+100.0%	0.01%	–
	New	CONYERS PARK III ACQSITN COR	$102,100	–	10,000	+100.0%	0.01%	–
PAYOW	New	PAYONEER GLOBAL INC*w exp 06/25/202	$102,986	–	99,025	+100.0%	0.01%	–
	New	ISRAEL ACQUISITIONS CORP*w exp 99/99/999	$101,344	–	675,633	+100.0%	0.01%	–
	New	ATLANTIC COASTAL AQSTN CORP	$103,800	–	10,000	+100.0%	0.01%	–
LYFT	New	LYFT INCcall	$94,999	–	125,000	+100.0%	0.01%	–
	New	JAGUAR GLOBAL GROWTH CORP Iright 01/01/2027	$85,044	–	497,339	+100.0%	0.01%	–
	New	SATIXFY COMMUNICATIONS LTD*w exp 99/99/999	$70,244	–	408,634	+100.0%	0.01%	–
ADM	New	ARCHER DANIELS MIDLAND COcall	$65,805	–	21,400	+100.0%	0.01%	–
	New	BERKSHIRE GREY INC*w exp 07/21/202	$69,079	–	209,014	+100.0%	0.01%	–
GGAL	New	GRUPO FINANCIERO GALICIA S.Acall	$65,625	–	225,000	+100.0%	0.01%	–
	New	GELESIS HLDGS INC	$66,029	–	405,838	+100.0%	0.01%	–
	New	KAIROUS ACQUISITION CORP LTDright 09/15/2026	$61,664	–	408,914	+100.0%	0.01%	–
SMH	New	VANECK ETF TRUSTsemiconductr etf	$52,638	–	200	+100.0%	0.01%	–
XM	New	QUALTRICS INTL INCcall	$43,230	–	131,000	+100.0%	0.01%	–
	New	ALLEGO N V*w exp 03/16/202	$41,245	–	166,647	+100.0%	0.01%	–
	New	NOGIN INC	$30,600	–	11,250	+100.0%	0.00%	–
	New	FISCALNOTE HOLDINGS INC*w exp 07/29/202	$32,000	–	100,000	+100.0%	0.00%	–
	New	POLESTAR AUTOMOTIVE HLDG UKads a	$37,900	–	10,000	+100.0%	0.00%	–
	New	GSR II METEORA ACQUISITN CORright 02/24/2027	$33,627	–	39,562	+100.0%	0.00%	–
	New	PHP VENTURES ACQUISITION COR*w exp 08/16/202	$33,371	–	341,576	+100.0%	0.00%	–
CANO	New	CANO HEALTH INC	$36,400	–	40,000	+100.0%	0.00%	–
	New	MULLEN AUTOMOTIVE INC	$26,260	–	200,000	+100.0%	0.00%	–
	New	WORLDWIDE WEBB ACQUISITION C*w exp 10/20/202	$28,755	–	261,412	+100.0%	0.00%	–
	New	PLUTONIAN ACQUISITION CORP*w exp 10/26/202	$24,023	–	430,533	+100.0%	0.00%	–
	New	BELLEVUE LIFE SCNCS AQSTN COright 02/09/2028	$22,518	–	125,100	+100.0%	0.00%	–
	New	DISTOKEN ACQUISITION CORPright 99/99/9999	$21,450	–	165,000	+100.0%	0.00%	–
	New	BRIDGER AEROSPACE GRP HLDGS*w exp 01/24/202	$23,301	–	145,000	+100.0%	0.00%	–
	New	WEWORK INCcl a	$19,432	–	25,000	+100.0%	0.00%	–
	New	LEMONADE INC*w exp 02/09/202	$17,263	–	347,350	+100.0%	0.00%	–
	New	NUBIA BRAND INTERNATIONAL CO*w exp 11/16/202	$15,488	–	64,564	+100.0%	0.00%	–
	New	NUBURU INC*w exp 01/31/202	$15,618	–	305,045	+100.0%	0.00%	–
	New	HEARTLAND MEDIA ACQUISITION*w exp 99/99/999	$19,156	–	225,100	+100.0%	0.00%	–
	New	MARS ACQUISITION CORPright 02/09/2028	$17,222	–	86,110	+100.0%	0.00%	–
	New	OXUS ACQUISITION CORP*w exp 99/99/999	$13,232	–	265,193	+100.0%	0.00%	–
	New	LAKESHORE ACQUISITION II CORright 11/18/2026	$21,168	–	100,800	+100.0%	0.00%	–
	New	EVE MOBILITY ACQUISITION COR*w exp 12/31/202	$14,035	–	280,700	+100.0%	0.00%	–
	New	ROC ENERGY ACQUISITION CORPright 11/30/2028	$16,205	–	46,300	+100.0%	0.00%	–
	New	HORIZON SPACE ACQUSTN I CORPright 03/02/2024	$13,762	–	98,300	+100.0%	0.00%	–
	New	PLUTONIAN ACQUISITION CORPright 10/26/2027	$20,000	–	100,000	+100.0%	0.00%	–
	New	CONSILIUM ACQUISITN CORP I Lright 07/01/2023	$18,788	–	208,762	+100.0%	0.00%	–
	New	ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202	$4,275	–	25,000	+100.0%	0.00%	–
	New	AERWINS TECHNOLOGIES INC*w exp 02/03/202	$4,635	–	74,050	+100.0%	0.00%	–
	New	BELLEVUE LIFE SCNCS AQSTN CO*w exp 02/09/202	$10,500	–	150,000	+100.0%	0.00%	–
	New	BUZZFEED INC*w exp 12/03/202	$11,619	–	116,191	+100.0%	0.00%	–
	New	CIIG CAPITAL PARTNERS II INC*w exp 02/28/202	$6,237	–	49,900	+100.0%	0.00%	–
	New	CETUS CAP ACQUISITION CORP*w exp 01/31/202	$7,005	–	140,100	+100.0%	0.00%	–
	New	FINTECH ECOSYSTEM DEVEright 04/01/2026	$10,040	–	100,300	+100.0%	0.00%	–
	New	NEAR INTELLIGENCE INC*w exp 03/22/202	$5,362	–	50,780	+100.0%	0.00%	–
	New	TEMPO AUTOMATION HOLDINGS IN*w exp 09/30/202	$8,998	–	90,894	+100.0%	0.00%	–
	New	WELSBACH TECH METALS ACQU COright 12/22/2026	$5,088	–	29,078	+100.0%	0.00%	–
	New	ALPHATIME ACQUISITION CORPright 03/01/2028	$12,757	–	75,000	+100.0%	0.00%	–
	New	CARTICA ACQUISITION CORP*w exp 04/30/202	$7,647	–	107,714	+100.0%	0.00%	–
	New	DISTOKEN ACQUISITION CORP*w exp 11/30/202	$6,512	–	130,250	+100.0%	0.00%	–
	New	THE GROWTH FOR GOOD ACQU COR*w exp 11/12/202	$4,467	–	46,828	+100.0%	0.00%	–
	New	HEALTHCARE AI ACQUISITION CO*w exp 99/99/999	$8,076	–	50,194	+100.0%	0.00%	–
	New	HORIZON SPACE ACQUSTN I CORP*w exp 03/02/202	$8,147	–	197,750	+100.0%	0.00%	–
	New	PORTAGE FINTECH ACQUISITN CO*w exp 07/08/202	$5,140	–	40,000	+100.0%	0.00%	–
	New	ZURA BIO LTD*w exp 03/20/202	$6,490	–	25,000	+100.0%	0.00%	–
	New	ARBE ROBOTICS LTD*w exp 10/07/202	$5,190	–	14,411	+100.0%	0.00%	–
	New	HUB CYBER SECURITY LTD*w exp 02/27/202	$6,250	–	50,000	+100.0%	0.00%	–
	New	SIGNA SPORTS UNITED NV*w exp 12/14/202	$6,852	–	49,799	+100.0%	0.00%	–
TFC	New	TRUIST FINL CORPcall	$1,500	–	10,000	+100.0%	0.00%	–
SCAQW	New	STRATIM CLOUD ACQUISITION CO*w exp 03/05/202	$2,122	–	10,617	+100.0%	0.00%	–
	New	SHOULDERUP TECHNOLOGY ACQUIS*w exp 11/17/202	$3,425	–	125,000	+100.0%	0.00%	–
	New	REVELATION BIOSCIENCES INC*w exp 01/10/202	$1,592	–	98,296	+100.0%	0.00%	–
	New	PERCEPTION CAPITAL CORP II*w exp 10/25/202	$4,125	–	37,500	+100.0%	0.00%	–
	New	PRENETICS GLOBAL LTD*w exp 05/18/202	$1,339	–	12,955	+100.0%	0.00%	–
	New	POLYMET MNG CORPright 04/04/2023	$54	–	20,000	+100.0%	0.00%	–
MBACWS	New	M3 BRIGADE ACQUISITION II CO*w exp 03/09/202	$2,750	–	25,000	+100.0%	0.00%	–
	New	LAVA MEDTECH ACQUISITION COR*w exp 10/21/202	$3,772	–	50,300	+100.0%	0.00%	–
	New	GREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202	$2,436	–	47,681	+100.0%	0.00%	–
	New	FUTURETECH II ACQUISITION CO*w exp 08/18/202	$1,124	–	44,450	+100.0%	0.00%	–
	New	TLGY ACQUISITION CORPORATION*w exp 11/09/202	$1,531	–	18,500	+100.0%	0.00%	–
	New	BANYAN ACQUISITION CORPORATI*w exp 09/30/202	$2,335	–	51,670	+100.0%	0.00%	–
BRIVW	New	B RILEY PRIN 250 MERGER CORP*w exp 04/01/202	$3,414	–	51,500	+100.0%	0.00%	–
ACI	New	ALBERTSONS COS INCcall	$900	–	4,000	+100.0%	0.00%	–
	New	INVESTCORP INDIA ACQUISTN CO*w exp 06/01/202	$4,085	–	58,367	+100.0%	0.00%	–
	New	APX ACQUISITION CORP I*w exp 11/30/202	$1,688	–	29,107	+100.0%	0.00%	–
APGBWS	New	APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202	$2,537	–	26,000	+100.0%	0.00%	–
	New	ALSP ORCHID ACQUISITION CORP*w exp 11/30/202	$1,100	–	22,000	+100.0%	0.00%	–
	New	ALPHATIME ACQUISITION CORP*w exp 03/01/202	$1,939	–	43,007	+100.0%	0.00%	–
	New	LIV CAPITAL ACQUISITN CORP I*w exp 02/07/202	$3,827	–	74,900	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-05-09

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23
4	2024-02-23

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