COWEN AND COMPANY, LLC - Q3 2022 holdings

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$1.05 Billion is the total value of COWEN AND COMPANY, LLC's 671 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 100.0% .

All

			Value		Shares		↓ Weighting
	Exit	RIGEL RESOURCE ACQ CORP*w exp 99/99/999	$0	–	-23,850	-100.0%	0.00%	–
NOACW	Exit	NATURAL ORDER ACQUISITION CO*w exp 09/15/202	$0	–	-17,467	-100.0%	0.00%	–
	Exit	PERCEPTION CAPITAL CORP II*w exp 10/25/202	$0	–	-12,500	-100.0%	0.00%	–
MNTV	Exit	MOMENTIVE GLOBAL INC	$0	–	-142	-100.0%	0.00%	–
	Exit	SEMPER PARATUS ACQUISITION C*w exp 11/04/202	$0	–	-12,000	-100.0%	0.00%	–
MRNA	Exit	MODERNA INCcall	$0	–	-6,400	-100.0%	0.00%	–
ENV	Exit	ENVESTNET INCput	$0	–	-2,500	-100.0%	0.00%	–
ABCB	Exit	AMERIS BANCORPcall	$0	–	-25,600	-100.0%	0.00%	–
CYH	Exit	COMMUNITY HEALTH SYS INC NEWcall	$0	–	-50,000	-100.0%	0.00%	–
RCHGW	Exit	RECHARGE ACQUISITION CORP*w exp 10/05/202	$0	–	-57,528	-100.0%	0.00%	–
SDC	Exit	SMILEDIRECTCLUB INCcall	$0	–	-298,400	-100.0%	0.00%	–
PLTK	Exit	PLAYTIKA HLDG CORPcall	$0	–	-12,500	-100.0%	0.00%	–
MITWS	Exit	MASON INDUSTRIAL TECHNOLGY I*w exp 99/99/999	$0	–	-33,947	-100.0%	0.00%	–
APRN	Exit	BLUE APRON HLDGS INCcall	$0	–	-20,000	-100.0%	0.00%	–
	Exit	FORGE GLOBAL HOLDINGS INC*w exp 03/29/202	$0	–	-16,499	-100.0%	0.00%	–
	Exit	NORTHERN LIGHTS ACQUISITN CO*w exp 11/01/202	$0	–	-23,168	-100.0%	0.00%	–
TEN	Exit	TENNECO INCcall	$0	–	-13,000	-100.0%	0.00%	–
TWTR	Exit	TWITTER INCcall	$0	–	-12,000	-100.0%	0.00%	–
CRM	Exit	SALESFORCE INCcall	$0	–	-7,500	-100.0%	0.00%	–
TSIBW	Exit	TISHMAN SPEYER INNOVATION CO*w exp 02/11/202	$0	–	-38,420	-100.0%	0.00%	–
	Exit	ENTERPRISE 4.0 TEC ACQSTN CO*w exp 10/21/202	$0	–	-16,762	-100.0%	0.00%	–
HIGAWS	Exit	H I G ACQUISITION CORP*w exp 99/99/999	$0	–	-20,499	-100.0%	0.00%	–
PINS	Exit	PINTEREST INCcall	$0	–	-25,000	-100.0%	0.00%	–
MNTV	Exit	MOMENTIVE GLOBAL INCcall	$0	–	-41,900	-100.0%	0.00%	–
	Exit	ALPHA PARTNERS TECH MERGR CO*w exp 03/31/202	$0	–	-30,767	-100.0%	0.00%	–
WARRWS	Exit	WARRIOR TECHNOLOGIES ACQUI C*w exp 03/31/202	$0	–	-33,487	-100.0%	0.00%	–
NVDA	Exit	NVIDIA CORPORATIONcall	$0	–	-5,000	-100.0%	0.00%	–
	Exit	PRENETICS GLOBAL LTD*w exp 05/18/202	$0	–	-13,555	-100.0%	-0.00%	–
MBI	Exit	MBIA INCcall	$0	–	-22,500	-100.0%	-0.00%	–
FLACW	Exit	FRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202	$0	–	-124,551	-100.0%	-0.00%	–
FUBO	Exit	FUBOTV INCcall	$0	–	-150,000	-100.0%	-0.00%	–
MBI	Exit	MBIA INCput	$0	–	-9,400	-100.0%	-0.00%	–
GEVO	Exit	GEVO INCcall	$0	–	-81,100	-100.0%	-0.00%	–
VTAQR	Exit	VENTOUX CCM ACQUISITION CORPright 99/99/9999	$0	–	-107,200	-100.0%	-0.00%	–
	Exit	BENSON HILL INC*w exp 09/29/202	$0	–	-21,814	-100.0%	-0.00%	–
	Exit	CHW ACQUISITION CORPORATION*w exp 09/01/202	$0	–	-50,000	-100.0%	-0.00%	–
GSAQW	Exit	GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999	$0	–	-125,000	-100.0%	-0.00%	–
ATHX	Exit	ATHERSYS INC NEW	$0	–	-23,243	-100.0%	-0.00%	–
TGT	Exit	TARGET CORPcall	$0	–	-19,700	-100.0%	-0.00%	–
PACB	Exit	PACIFIC BIOSCIENCES CALIF INput	$0	–	-5,100	-100.0%	-0.00%	–
DHBCW	Exit	DHB CAPITAL CORP*w exp 03/31/202	$0	–	-49,900	-100.0%	-0.00%	–
	Exit	LEGATO MERGER CORP II*w exp 09/01/202	$0	–	-57,153	-100.0%	-0.00%	–
MX	Exit	MAGNACHIP SEMICONDUCTOR CORPput	$0	–	-21,000	-100.0%	-0.00%	–
BMY	Exit	BRISTOL-MYERS SQUIBB COput	$0	–	-17,500	-100.0%	-0.00%	–
AGIO	Exit	AGIOS PHARMACEUTICALS INCcall	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	GINKGO BIOWORKS HOLDINGS INCcall	$0	–	-134,600	-100.0%	-0.00%	–
MSFT	Exit	MICROSOFT CORPput	$0	–	-5,000	-100.0%	-0.00%	–
FIS	Exit	FIDELITY NATL INFORMATION SVcall	$0	–	-50,000	-100.0%	-0.00%	–
IPODWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-19,022	-100.0%	-0.00%	–
	Exit	GINKGO BIOWORKS HOLDINGS INCput	$0	–	-12,300	-100.0%	-0.00%	–
BKLN	Exit	INVESCO EXCH TRADED FD TR IIsr ln etf	$0	–	-465	-100.0%	-0.00%	–
MTZ	Exit	MASTEC INCput	$0	–	-20,000	-100.0%	-0.00%	–
IPOFWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-20,500	-100.0%	-0.00%	–
ETACW	Exit	E MERGE TECHNOLOGY ACQUISITI*w exp 07/30/202	$0	–	-50,000	-100.0%	-0.00%	–
PACB	Exit	PACIFIC BIOSCIENCES CALIF INcall	$0	–	-60,600	-100.0%	-0.00%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-12,500	-100.0%	-0.00%	–
C	Exit	CITIGROUP INCcall	$0	–	-67,400	-100.0%	-0.00%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-102,800	-100.0%	-0.00%	–
	Exit	SWEETGREEN INCcall	$0	–	-20,000	-100.0%	-0.00%	–
APLS	Exit	APELLIS PHARMACEUTICALS INCcall	$0	–	-15,100	-100.0%	-0.00%	–
SNAP	Exit	SNAP INCcall	$0	–	-58,500	-100.0%	-0.00%	–
	Exit	SYSTEM1 INC*w exp 99/99/999	$0	–	-26,430	-100.0%	-0.00%	–
MSFT	Exit	MICROSOFT CORPcall	$0	–	-30,000	-100.0%	-0.00%	–
NMMCW	Exit	NORTH MOUNTAIN MERGER CORP*w exp 09/16/202	$0	–	-82,200	-100.0%	-0.00%	–
	Exit	REE AUTOMOTIVE LTD*w exp 07/22/202	$0	–	-130,200	-100.0%	-0.00%	–
XPOAWS	Exit	DPCM CAP INC*w exp 10/14/202	$0	–	-49,300	-100.0%	-0.00%	–
CRUWS	Exit	CRUCIBLE ACQUISITION CORP*w exp 12/26/202	$0	–	-188,451	-100.0%	-0.00%	–
TCDA	Exit	TRICIDA INCcall	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	KENSINGTON CAP ACQ CORP IV*w exp 99/99/999	$0	–	-67,464	-100.0%	-0.00%	–
LEAPWS	Exit	RIBBIT LEAP LTD*w exp 09/09/202	$0	–	-76,711	-100.0%	-0.00%	–
SMH	Exit	VANECK ETF TRUSTcall	$0	–	-15,000	-100.0%	-0.00%	–
FE	Exit	FIRSTENERGY CORPcall	$0	–	-100,000	-100.0%	-0.00%	–
MILE	Exit	METROMILE INC	$0	–	-22,651	-100.0%	-0.00%	–
XLV	Exit	SELECT SECTOR SPDR TRcall	$0	–	-12,500	-100.0%	-0.00%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWARcall	$0	–	-152,800	-100.0%	-0.00%	–
BIIB	Exit	BIOGEN INCcall	$0	–	-7,500	-100.0%	-0.00%	–
AAPL	Exit	APPLE INCcall	$0	–	-17,500	-100.0%	-0.00%	–
MTZ	Exit	MASTEC INCcall	$0	–	-20,000	-100.0%	-0.00%	–
ISEE	Exit	IVERIC BIO INCcall	$0	–	-25,000	-100.0%	-0.00%	–
AAPL	Exit	APPLE INCput	$0	–	-35,000	-100.0%	-0.00%	–
AAL	Exit	AMERICAN AIRLS GROUP INCput	$0	–	-94,700	-100.0%	-0.00%	–
EVBG	Exit	EVERBRIDGE INCcall	$0	–	-47,900	-100.0%	-0.00%	–
BKLN	Exit	INVESCO EXCH TRADED FD TR IIput	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	SOFTWARE ACQUISITN GRP INC I*w exp 02/02/202	$0	–	-113,024	-100.0%	-0.00%	–
MX	Exit	MAGNACHIP SEMICONDUCTOR CORPcall	$0	–	-84,100	-100.0%	-0.00%	–
HAL	Exit	HALLIBURTON COput	$0	–	-32,200	-100.0%	-0.00%	–
MRK	Exit	MERCK & CO INCcall	$0	–	-12,300	-100.0%	-0.00%	–
MILEW	Exit	METROMILE INC*w exp 02/09/202	$0	–	-259,596	-100.0%	-0.00%	–
GDS	Exit	GDS HLDGS LTDcall	$0	–	-14,600	-100.0%	-0.01%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	BIOTE CORP	$0	–	-12,970	-100.0%	-0.01%	–
MO	Exit	ALTRIA GROUP INCcall	$0	–	-141,900	-100.0%	-0.01%	–
APLS	Exit	APELLIS PHARMACEUTICALS INCput	$0	–	-4,200	-100.0%	-0.01%	–
QQQ	Exit	INVESCO QQQ TRcall	$0	–	-19,000	-100.0%	-0.01%	–
SNDL	Exit	SUNDIAL GROWERS INC	$0	–	-203,101	-100.0%	-0.01%	–
GNLN	Exit	GREENLANE HLDGS INCcl a	$0	–	-336,686	-100.0%	-0.01%	–
CRM	Exit	SALESFORCE INCput	$0	–	-8,000	-100.0%	-0.01%	–
WFC	Exit	WELLS FARGO CO NEWcall	$0	–	-50,800	-100.0%	-0.01%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INCcall	$0	–	-2,500	-100.0%	-0.01%	–
	Exit	DECARBONIZATION PLUS ACQUISI*w exp 07/15/202	$0	–	-294,479	-100.0%	-0.01%	–
TCDA	Exit	TRICIDA INCput	$0	–	-12,800	-100.0%	-0.01%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-11,400	-100.0%	-0.01%	–
AMZN	Exit	AMAZON COM INCput	$0	–	-17,500	-100.0%	-0.01%	–
TGTX	Exit	TG THERAPEUTICS INCcall	$0	–	-112,000	-100.0%	-0.01%	–
GDX	Exit	VANECK ETF TRUSTput	$0	–	-25,000	-100.0%	-0.01%	–
ENV	Exit	ENVESTNET INCcall	$0	–	-28,900	-100.0%	-0.01%	–
FITB	Exit	FIFTH THIRD BANCORPcall	$0	–	-101,000	-100.0%	-0.01%	–
LAZR	Exit	LUMINAR TECHNOLOGIES INCcall	$0	–	-643,700	-100.0%	-0.01%	–
WOW	Exit	WIDEOPENWEST INCput	$0	–	-28,500	-100.0%	-0.01%	–
AQST	Exit	AQUESTIVE THERAPEUTICS INC	$0	–	-124,590	-100.0%	-0.01%	–
	Exit	MOONLAKE IMMUNOTHERAPEUTICSclass a ord	$0	–	-16,173	-100.0%	-0.01%	–
ATVI	Exit	ACTIVISION BLIZZARD INCput	$0	–	-20,600	-100.0%	-0.01%	–
AMZN	Exit	AMAZON COM INCcall	$0	–	-142,500	-100.0%	-0.01%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDcall	$0	–	-223,800	-100.0%	-0.01%	–
LVS	Exit	LAS VEGAS SANDS CORPcall	$0	–	-25,000	-100.0%	-0.01%	–
CRHCWS	Exit	COHN ROBBINS HOLDINGS CORP*w exp 08/28/202	$0	–	-238,287	-100.0%	-0.01%	–
CCJ	Exit	CAMECO CORPput	$0	–	-20,500	-100.0%	-0.01%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-500	-100.0%	-0.01%	–
	Exit	GETNET ADQUIRENCIA E SERVICOsponsored ads	$0	–	-79,932	-100.0%	-0.01%	–
SBII	Exit	SANDBRIDGE X2 CORP	$0	–	-13,510	-100.0%	-0.01%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INCput	$0	–	-5,500	-100.0%	-0.01%	–
ASPCW	Exit	ALPHA CAPITAL ACQUISITION CO*w exp 02/16/202	$0	–	-539,576	-100.0%	-0.01%	–
	Exit	ATHENA CONSUMER ACQ CORPcl a	$0	–	-15,135	-100.0%	-0.02%	–
	Exit	LUCID GROUP INCput	$0	–	-5,100	-100.0%	-0.02%	–
FREY	Exit	FREYR BATTERY	$0	–	-23,865	-100.0%	-0.02%	–
	Exit	STRYVE FOODS INC	$0	–	-204,984	-100.0%	-0.02%	–
NVDA	Exit	NVIDIA CORPORATIONput	$0	–	-20,000	-100.0%	-0.02%	–
MSOS	Exit	ADVISORSHARES TRput	$0	–	-126,000	-100.0%	-0.02%	–
	Exit	TILRAY BRANDS INCnote 5.000%10/0	$0	–	-195,000	-100.0%	-0.02%	–
WFC	Exit	WELLS FARGO CO NEWput	$0	–	-30,000	-100.0%	-0.02%	–
	Exit	SUPER GROUP SGHC LIMITED	$0	–	-50,000	-100.0%	-0.02%	–
CHPT	Exit	CHARGEPOINT HOLDINGS INCput	$0	–	-161,200	-100.0%	-0.02%	–
SMH	Exit	VANECK ETF TRUSTput	$0	–	-22,500	-100.0%	-0.02%	–
CWH	Exit	CAMPING WORLD HLDGS INCcl a	$0	–	-10,000	-100.0%	-0.02%	–
KSS	Exit	KOHLS CORPput	$0	–	-17,400	-100.0%	-0.02%	–
CHPT	Exit	CHARGEPOINT HOLDINGS INCcall	$0	–	-540,900	-100.0%	-0.02%	–
DNAA	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-25,000	-100.0%	-0.02%	–
VYGGWS	Exit	VY GLOBAL GROWTH*w exp 01/30/203	$0	–	-1,067,769	-100.0%	-0.02%	–
	Exit	EMERGING MARKETS HORIZON CORunit 99/99/9999	$0	–	-25,061	-100.0%	-0.02%	–
CHKEL	Exit	CHESAPEAKE ENERGY CORP*w exp 02/09/202	$0	–	-4,750	-100.0%	-0.02%	–
	Exit	ENCOMPASS HEALTH CORP	$0	–	-5,900	-100.0%	-0.02%	–
CCJ	Exit	CAMECO CORPcall	$0	–	-213,100	-100.0%	-0.02%	–
	Exit	MELI KASZEK PIONEER CORPclass a ord	$0	–	-28,174	-100.0%	-0.03%	–
EURN	Exit	EURONAV NV	$0	–	-24,880	-100.0%	-0.03%	–
VTIQU	Exit	VECTOIQ ACQUISITION CORP IIunit 99/99/9999	$0	–	-31,712	-100.0%	-0.03%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-17,500	-100.0%	-0.03%	–
TBLA	Exit	TABOOLA.COM LTD	$0	–	-144,910	-100.0%	-0.04%	–
LWLG	Exit	LIGHTWAVE LOGIC INC	$0	–	-56,000	-100.0%	-0.04%	–
PRG	Exit	PROG HOLDINGS INC	$0	–	-22,500	-100.0%	-0.04%	–
GDX	Exit	VANECK ETF TRUSTgold miners etf	$0	–	-14,179	-100.0%	-0.04%	–
SLACU	Exit	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$0	–	-39,254	-100.0%	-0.04%	–
DNAC	Exit	SOCIAL CAP SUVRETTA HLD CRPI	$0	–	-38,248	-100.0%	-0.04%	–
HBM	Exit	HUDBAY MINERALS INC	$0	–	-100,000	-100.0%	-0.04%	–
	Exit	KAIROUS ACQUISITION CORP LTDunit 09/15/2026	$0	–	-39,900	-100.0%	-0.04%	–
BEPC	Exit	BROOKFIELD RENEWABLE CORPcl a sub vtg	$0	–	-11,728	-100.0%	-0.04%	–
ADP	Exit	AUTOMATIC DATA PROCESSING INput	$0	–	-37,700	-100.0%	-0.04%	–
GSAQ	Exit	GLOBAL SYNERGY ACQUISIT CORP	$0	–	-44,999	-100.0%	-0.04%	–
WOW	Exit	WIDEOPENWEST INC	$0	–	-25,000	-100.0%	-0.04%	–
CLM	Exit	CORNERSTONE STRATEGIC VALUE	$0	–	-53,828	-100.0%	-0.04%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-12,537	-100.0%	-0.05%	–
	Exit	XPAC ACQUISITION CORPclass a ord	$0	–	-50,000	-100.0%	-0.05%	–
	Exit	DIGITAL WORLD ACQUISITION CO	$0	–	-20,590	-100.0%	-0.05%	–
JWSM	Exit	JAWS MUSTANG ACQUISITION COR	$0	–	-50,000	-100.0%	-0.05%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-54,800	-100.0%	-0.05%	–
IMPXWS	Exit	AEA-BRIDGES IMPACT CORP*w exp 09/19/202	$0	–	-1,347,558	-100.0%	-0.05%	–
NCR	Exit	NCR CORP NEWput	$0	–	-200,000	-100.0%	-0.05%	–
KRE	Exit	SPDR SER TRput	$0	–	-75,000	-100.0%	-0.05%	–
MGK	Exit	VANGUARD WORLD FDmega grwth ind	$0	–	-2,945	-100.0%	-0.05%	–
DIA	Exit	SPDR DOW JONES INDL AVERAGEut ser 1	$0	–	-1,750	-100.0%	-0.05%	–
KSS	Exit	KOHLS CORP	$0	–	-15,131	-100.0%	-0.05%	–
MGV	Exit	VANGUARD WORLD FDmega cap val etf	$0	–	-5,590	-100.0%	-0.05%	–
	Exit	LUCID GROUP INC	$0	–	-32,800	-100.0%	-0.05%	–
VG	Exit	VONAGE HLDGS CORP	$0	–	-29,900	-100.0%	-0.05%	–
IGT	Exit	INTERNATIONAL GAME TECHNOLOG	$0	–	-31,532	-100.0%	-0.06%	–
AGIO	Exit	AGIOS PHARMACEUTICALS INC	$0	–	-27,132	-100.0%	-0.06%	–
LAZR	Exit	LUMINAR TECHNOLOGIES INCput	$0	–	-611,300	-100.0%	-0.07%	–
PRG	Exit	PROG HOLDINGS INCput	$0	–	-50,000	-100.0%	-0.07%	–
	Exit	10X CAP VENTURE ACQSTN CORP	$0	–	-70,657	-100.0%	-0.07%	–
AGIO	Exit	AGIOS PHARMACEUTICALS INCput	$0	–	-30,000	-100.0%	-0.07%	–
CTLP	Exit	CANTALOUPE INCput	$0	–	-1,100,000	-100.0%	-0.08%	–
NCR	Exit	NCR CORP NEWcall	$0	–	-271,700	-100.0%	-0.08%	–
TWTR	Exit	TWITTER INCput	$0	–	-88,200	-100.0%	-0.09%	–
FXI	Exit	ISHARES TRcall	$0	–	-282,500	-100.0%	-0.09%	–
FSSI	Exit	FORTISTAR SUSTAINABLE SOL CO	$0	–	-100,000	-100.0%	-0.10%	–
ACII	Exit	ATLAS CREST INVESTMENT CORP	$0	–	-100,000	-100.0%	-0.10%	–
PICC	Exit	PIVOTAL INVESTMENT CORP III	$0	–	-100,000	-100.0%	-0.10%	–
SDAC	Exit	SUSTAINABLE DEVELP ACQU I CO	$0	–	-100,000	-100.0%	-0.10%	–
FCAX	Exit	FORTRESS CAPITAL ACQUISITION	$0	–	-100,000	-100.0%	-0.10%	–
	Exit	CANNA GLOBAL ACQUISITION COR	$0	–	-100,000	-100.0%	-0.10%	–
HUGS	Exit	USHG ACQUISITION CORP	$0	–	-106,876	-100.0%	-0.10%	–
MRVL	Exit	MARVELL TECHNOLOGY INC	$0	–	-25,000	-100.0%	-0.10%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWARput	$0	–	-62,500	-100.0%	-0.11%	–
WES	Exit	WESTERN MIDSTREAM PARTNERS L	$0	–	-46,300	-100.0%	-0.11%	–
C	Exit	CITIGROUP INCput	$0	–	-65,100	-100.0%	-0.11%	–
FACA	Exit	FIGURE ACQUISITION CORP I	$0	–	-124,611	-100.0%	-0.12%	–
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-17,901	-100.0%	-0.12%	–
DSAC	Exit	DUDDELL STREET ACQUISITN CORcl a	$0	–	-139,006	-100.0%	-0.13%	–
CFIV	Exit	CF ACQUISITION CORP IV	$0	–	-146,654	-100.0%	-0.14%	–
	Exit	AURORA CANNABIS INCnote 5.500% 2/2	$0	–	-1,600,000	-100.0%	-0.14%	–
BIOT	Exit	BIOTECH ACQUISITION COMPANY	$0	–	-150,000	-100.0%	-0.14%	–
NVDA	Exit	NVIDIA CORPORATION	$0	–	-10,000	-100.0%	-0.15%	–
ADOC	Exit	EDOC ACQUISITION CORPcl a	$0	–	-160,000	-100.0%	-0.16%	–
CHPT	Exit	CHARGEPOINT HOLDINGS INC	$0	–	-123,898	-100.0%	-0.16%	–
REVHU	Exit	REVOLUTION HEALTHCAR AQ CORPunit 03/18/20266	$0	–	-187,900	-100.0%	-0.18%	–
TSIB	Exit	TISHMAN SPEYER INNOVATION CO	$0	–	-190,000	-100.0%	-0.18%	–
NOAC	Exit	NATURAL ORDER ACQUISITION CO	$0	–	-200,000	-100.0%	-0.19%	–
HGEN	Exit	HUMANIGEN INC	$0	–	-1,128,174	-100.0%	-0.19%	–
TGT	Exit	TARGET CORPput	$0	–	-24,900	-100.0%	-0.23%	–
BKEP	Exit	BLUEKNIGHT ENERGY PARTNERS L	$0	–	-550,000	-100.0%	-0.24%	–
DWIN	Exit	DELWINDS INS ACQUISITION COR	$0	–	-250,000	-100.0%	-0.24%	–
ASLE	Exit	AERSALE CORPORATION	$0	–	-178,803	-100.0%	-0.25%	–
LMND	Exit	LEMONADE INC	$0	–	-150,000	-100.0%	-0.26%	–
	Exit	DUTCH BROS INCcl a	$0	–	-90,000	-100.0%	-0.28%	–
BCAC	Exit	BROOKLINE CAP ACQUISITION CO	$0	–	-300,000	-100.0%	-0.29%	–
	Exit	METALS ACQUISITION CORP	$0	–	-415,855	-100.0%	-0.39%	–
MIC	Exit	MACQUARIE INFRASTR HOLD LLC	$0	–	-1,143,142	-100.0%	-0.43%	–
NOK	Exit	NOKIA CORPsponsored adr	$0	–	-1,000,000	-100.0%	-0.44%	–
MSAC	Exit	MEDICUS SCIENCES ACQUISITION	$0	–	-500,000	-100.0%	-0.47%	–
MRNA	Exit	MODERNA INCput	$0	–	-16,300	-100.0%	-0.49%	–
BOAC	Exit	BLUESCAPE OPPORTUNITIES ACQU	$0	–	-569,891	-100.0%	-0.54%	–
BRPM	Exit	B RILEY PRINCIPAL 150 MERGER	$0	–	-647,549	-100.0%	-0.62%	–
ZYME	Exit	ZYMEWORKS INC	$0	–	-1,500,000	-100.0%	-0.77%	–
PTGX	Exit	PROTAGONIST THERAPEUTICS INC	$0	–	-1,065,724	-100.0%	-0.81%	–
ADER	Exit	26 CAPITAL ACQUISITION CORP	$0	–	-1,000,000	-100.0%	-0.95%	–
RBAC	Exit	REDBALL ACQUISITION CORP	$0	–	-1,251,692	-100.0%	-1.20%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-952,000	-100.0%	-1.84%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2022-11-14

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q3 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export COWEN AND COMPANY, LLC's holdings