COWEN AND COMPANY, LLC - Q2 2022 holdings

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$1.04 Billion is the total value of COWEN AND COMPANY, LLC's 668 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was - .

All

			Value		Shares		↓ Weighting
	New	DISH NETWORK CORPORATIONnote 3.375% 8/1	$37,151,000	–	55,367,000	+100.0%	3.59%	–
	New	SEA LTDnote 0.250% 9/1	$33,571,000	–	45,774,667	+100.0%	3.24%	–
RNA	New	AVIDITY BIOSCIENCES INC	$32,898,000	–	2,264,150	+100.0%	3.18%	–
	New	JETBLUE AIRWAYS CORPnote 0.500% 4/0	$31,752,000	–	42,885,000	+100.0%	3.07%	–
	New	REVANCE THERAPEUTICS INCnote 1.750% 2/1	$30,769,000	–	36,800,000	+100.0%	2.97%	–
CUTR	New	CUTERA INC	$22,361,000	–	596,305	+100.0%	2.16%	–
	New	DRAFTKINGS INC NEWnote 3/1	$17,013,000	–	28,000,000	+100.0%	1.64%	–
RBAC	New	REDBALL ACQUISITION CORP	$12,467,000	–	1,251,692	+100.0%	1.20%	–
ZYME	New	ZYMEWORKS INC	$7,950,000	–	1,500,000	+100.0%	0.77%	–
SWCH	New	SWITCH INCcl a	$6,234,000	–	186,100	+100.0%	0.60%	–
BWAC	New	BETTER WORLD ACQUISITION COR	$5,682,000	–	550,000	+100.0%	0.55%	–
BOAC	New	BLUESCAPE OPPORTUNITIES ACQU	$5,648,000	–	569,891	+100.0%	0.54%	–
BENE	New	BENESSERE CAPITAL ACQUSTN CO	$5,165,000	–	500,000	+100.0%	0.50%	–
	New	METALS ACQUISITION CORP	$4,074,000	–	415,855	+100.0%	0.39%	–
BCAC	New	BROOKLINE CAP ACQUISITION CO	$3,048,000	–	300,000	+100.0%	0.29%	–
	New	WARNER BROS DISCOVERY INC	$2,982,000	–	222,200	+100.0%	0.29%	–
	New	DUTCH BROS INCcl a	$2,849,000	–	90,000	+100.0%	0.28%	–
DWIN	New	DELWINDS INS ACQUISITION COR	$2,505,000	–	250,000	+100.0%	0.24%	–
BKEP	New	BLUEKNIGHT ENERGY PARTNERS L	$2,486,000	–	550,000	+100.0%	0.24%	–
	New	TURNING PT BRANDS INCnote 2.500% 7/1	$2,284,000	–	2,510,000	+100.0%	0.22%	–
BREZ	New	BREEZE HOLDINGS ACQUISITN CO	$2,054,000	–	200,000	+100.0%	0.20%	–
TWTR	New	TWITTER INC	$1,874,000	–	50,109	+100.0%	0.18%	–
REVHU	New	REVOLUTION HEALTHCAR AQ CORPunit 03/18/20266	$1,843,000	–	187,900	+100.0%	0.18%	–
CHPT	New	CHARGEPOINT HOLDINGS INC	$1,696,000	–	123,898	+100.0%	0.16%	–
ADOC	New	EDOC ACQUISITION CORPcl a	$1,634,000	–	160,000	+100.0%	0.16%	–
NVDA	New	NVIDIA CORPORATION	$1,516,000	–	10,000	+100.0%	0.15%	–
BIOT	New	BIOTECH ACQUISITION COMPANY	$1,485,000	–	150,000	+100.0%	0.14%	–
	New	AURORA CANNABIS INCnote 5.500% 2/2	$1,440,000	–	1,600,000	+100.0%	0.14%	–
DSAC	New	DUDDELL STREET ACQUISITN CORcl a	$1,379,000	–	139,006	+100.0%	0.13%	–
	New	ENERGY VAULT HOLDINGS INC	$1,341,000	–	133,825	+100.0%	0.13%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$1,280,000	–	17,901	+100.0%	0.12%	–
GOOGL	New	ALPHABET INCcap stk cl a	$1,209,000	–	555	+100.0%	0.12%	–
WES	New	WESTERN MIDSTREAM PARTNERS L	$1,126,000	–	46,300	+100.0%	0.11%	–
MRVL	New	MARVELL TECHNOLOGY INC	$1,088,000	–	25,000	+100.0%	0.10%	–
	New	CERENCE INCnote 3.000% 6/0	$1,049,000	–	1,000,000	+100.0%	0.10%	–
HUGS	New	USHG ACQUISITION CORP	$1,047,000	–	106,876	+100.0%	0.10%	–
CRM	New	SALESFORCE INC	$1,032,000	–	6,250	+100.0%	0.10%	–
FXI	New	ISHARES TRcall	$913,000	–	282,500	+100.0%	0.09%	–
TWTR	New	TWITTER INCput	$903,000	–	88,200	+100.0%	0.09%	–
	New	VIRGIN ORBIT HOLDINGS INC	$882,000	–	230,400	+100.0%	0.08%	–
	New	TRICIDA INCnote 3.500% 5/1	$868,000	–	1,600,000	+100.0%	0.08%	–
NCR	New	NCR CORP NEWcall	$858,000	–	271,700	+100.0%	0.08%	–
SMH	New	VANECK ETF TRUSTsemiconductr etf	$815,000	–	4,000	+100.0%	0.08%	–
AAPL	New	APPLE INC	$752,000	–	5,500	+100.0%	0.07%	–
	New	10X CAP VENTURE ACQSTN CORP	$700,000	–	70,657	+100.0%	0.07%	–
JPM	New	JPMORGAN CHASE & CO	$707,000	–	6,275	+100.0%	0.07%	–
PRG	New	PROG HOLDINGS INCput	$697,000	–	50,000	+100.0%	0.07%	–
LAZR	New	LUMINAR TECHNOLOGIES INCput	$681,000	–	611,300	+100.0%	0.07%	–
	New	EVOLENT HEALTH INCnote 3.500%12/0	$578,000	–	325,000	+100.0%	0.06%	–
IGT	New	INTERNATIONAL GAME TECHNOLOG	$585,000	–	31,532	+100.0%	0.06%	–
VG	New	VONAGE HLDGS CORP	$563,000	–	29,900	+100.0%	0.05%	–
	New	LUMENTUM HLDGS INCnote 0.250% 3/1	$558,000	–	400,000	+100.0%	0.05%	–
MGV	New	VANGUARD WORLD FDmega cap val etf	$538,000	–	5,590	+100.0%	0.05%	–
KSS	New	KOHLS CORP	$540,000	–	15,131	+100.0%	0.05%	–
FPAC	New	FAR PEAK ACQUISITION CORP	$540,000	–	55,000	+100.0%	0.05%	–
MGK	New	VANGUARD WORLD FDmega grwth ind	$535,000	–	2,945	+100.0%	0.05%	–
NCR	New	NCR CORP NEWput	$507,000	–	200,000	+100.0%	0.05%	–
XLE	New	SELECT SECTOR SPDR TRput	$497,000	–	54,800	+100.0%	0.05%	–
	New	XPAC ACQUISITION CORPclass a ord	$486,000	–	50,000	+100.0%	0.05%	–
	New	REDFIN CORPnote 10/1	$474,000	–	822,000	+100.0%	0.05%	–
	New	NIO INCnote 4.500% 2/0	$473,000	–	200,000	+100.0%	0.05%	–
CLM	New	CORNERSTONE STRATEGIC VALUE	$462,000	–	53,828	+100.0%	0.04%	–
NCR	New	NCR CORP NEW	$467,000	–	15,000	+100.0%	0.04%	–
WOW	New	WIDEOPENWEST INC	$455,000	–	25,000	+100.0%	0.04%	–
BEPC	New	BROOKFIELD RENEWABLE CORPcl a sub vtg	$418,000	–	11,728	+100.0%	0.04%	–
	New	SPIRIT AIRLS INCnote 4.750% 5/1	$399,000	–	200,000	+100.0%	0.04%	–
	New	KAIROUS ACQUISITION CORP LTDunit 09/15/2026	$400,000	–	39,900	+100.0%	0.04%	–
HBM	New	HUDBAY MINERALS INC	$408,000	–	100,000	+100.0%	0.04%	–
SLACU	New	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$386,000	–	39,254	+100.0%	0.04%	–
PRG	New	PROG HOLDINGS INC	$371,000	–	22,500	+100.0%	0.04%	–
LWLG	New	LIGHTWAVE LOGIC INC	$366,000	–	56,000	+100.0%	0.04%	–
COLB	New	COLUMBIA BKG SYS INC	$341,000	–	11,916	+100.0%	0.03%	–
SRLP	New	SPRAGUE RES LP	$308,000	–	16,238	+100.0%	0.03%	–
VTIQU	New	VECTOIQ ACQUISITION CORP IIunit 99/99/9999	$311,000	–	31,712	+100.0%	0.03%	–
EURN	New	EURONAV NV	$297,000	–	24,880	+100.0%	0.03%	–
MX	New	MAGNACHIP SEMICONDUCTOR CORP	$291,000	–	20,000	+100.0%	0.03%	–
BAC	New	BK OF AMERICA CORP	$261,000	–	8,400	+100.0%	0.02%	–
CCJ	New	CAMECO CORPcall	$262,000	–	213,100	+100.0%	0.02%	–
HIX	New	WESTERN ASSET HIGH INCOM FD	$262,000	–	53,166	+100.0%	0.02%	–
	New	ENCOMPASS HEALTH CORP	$262,000	–	5,900	+100.0%	0.02%	–
HMCO	New	HUMANCO ACQUISITION CORP	$246,000	–	25,000	+100.0%	0.02%	–
CHKEL	New	CHESAPEAKE ENERGY CORP*w exp 02/09/202	$248,000	–	4,750	+100.0%	0.02%	–
KAHC	New	KKR ACQUISITION HOLDING I CO	$245,000	–	25,000	+100.0%	0.02%	–
CHPT	New	CHARGEPOINT HOLDINGS INCcall	$240,000	–	540,900	+100.0%	0.02%	–
SMH	New	VANECK ETF TRUSTput	$216,000	–	22,500	+100.0%	0.02%	–
CWH	New	CAMPING WORLD HLDGS INCcl a	$216,000	–	10,000	+100.0%	0.02%	–
CHPT	New	CHARGEPOINT HOLDINGS INCput	$202,000	–	161,200	+100.0%	0.02%	–
	New	SUPER GROUP SGHC LIMITED	$205,000	–	50,000	+100.0%	0.02%	–
	New	TILRAY BRANDS INCnote 5.000%10/0	$178,000	–	195,000	+100.0%	0.02%	–
MSOS	New	ADVISORSHARES TRput	$173,000	–	126,000	+100.0%	0.02%	–
NVDA	New	NVIDIA CORPORATIONput	$180,000	–	20,000	+100.0%	0.02%	–
FREY	New	FREYR BATTERY	$163,000	–	23,865	+100.0%	0.02%	–
	New	ATHENA CONSUMER ACQ CORPcl a	$152,000	–	15,135	+100.0%	0.02%	–
	New	GENESIS UNICORN CAPITAL CORP*w exp 06/30/202	$133,000	–	981,600	+100.0%	0.01%	–
SBII	New	SANDBRIDGE X2 CORP	$132,000	–	13,510	+100.0%	0.01%	–
MSFT	New	MICROSOFT CORP	$128,000	–	500	+100.0%	0.01%	–
FTPAW	New	FTAC PARNASSUS ACQUISITN COR*w exp 03/10/202	$129,000	–	643,112	+100.0%	0.01%	–
MBI	New	MBIA INC	$112,000	–	9,108	+100.0%	0.01%	–
CRHCWS	New	COHN ROBBINS HOLDINGS CORP*w exp 08/28/202	$102,000	–	238,287	+100.0%	0.01%	–
LVS	New	LAS VEGAS SANDS CORPcall	$101,000	–	25,000	+100.0%	0.01%	–
CCJ	New	CAMECO CORPput	$105,000	–	20,500	+100.0%	0.01%	–
	New	SARCOS TECHN AND ROBOTICS CO*w exp 06/15/202	$94,000	–	199,189	+100.0%	0.01%	–
AMZN	New	AMAZON COM INCcall	$96,000	–	142,500	+100.0%	0.01%	–
WOW	New	WIDEOPENWEST INCput	$79,000	–	28,500	+100.0%	0.01%	–
AQST	New	AQUESTIVE THERAPEUTICS INC	$80,000	–	124,590	+100.0%	0.01%	–
LAZR	New	LUMINAR TECHNOLOGIES INCcall	$86,000	–	643,700	+100.0%	0.01%	–
	New	MOONLAKE IMMUNOTHERAPEUTICSclass a ord	$85,000	–	16,173	+100.0%	0.01%	–
GLBLW	New	CARTESIAN GROWTH CORP*w exp 02/26/202	$70,000	–	107,200	+100.0%	0.01%	–
ENV	New	ENVESTNET INCcall	$77,000	–	28,900	+100.0%	0.01%	–
	New	GOLDENSTONE ACQUISITION LTDright 07/15/2026	$76,000	–	402,400	+100.0%	0.01%	–
	New	HNR ACQUISITION CORP*w exp 02/04/202	$75,000	–	753,732	+100.0%	0.01%	–
LVOXW	New	LIVEVOX HOLDING INC*w exp 06/18/202	$76,000	–	509,214	+100.0%	0.01%	–
TGTX	New	TG THERAPEUTICS INCcall	$76,000	–	112,000	+100.0%	0.01%	–
	New	OWLET INC*w exp 09/14/202	$63,000	–	222,161	+100.0%	0.01%	–
TCDA	New	TRICIDA INCput	$58,000	–	12,800	+100.0%	0.01%	–
ALNY	New	ALNYLAM PHARMACEUTICALS INCcall	$62,000	–	2,500	+100.0%	0.01%	–
	New	CLEAN EARTH ACQUISITIONS COR*w exp 99/99/999	$61,000	–	435,400	+100.0%	0.01%	–
	New	WESTERN ACQSTN VENTURES CORP*w exp 09/01/202	$58,000	–	481,056	+100.0%	0.01%	–
AMZN	New	AMAZON COM INCput	$63,000	–	17,500	+100.0%	0.01%	–
QQQ	New	INVESCO QQQ TRcall	$63,000	–	19,000	+100.0%	0.01%	–
CRM	New	SALESFORCE INCput	$63,000	–	8,000	+100.0%	0.01%	–
MO	New	ALTRIA GROUP INCcall	$47,000	–	141,900	+100.0%	0.01%	–
	New	BIOTE CORP	$49,000	–	12,970	+100.0%	0.01%	–
	New	REDWOODS ACQUISITION CORP*w exp 03/15/202	$53,000	–	751,089	+100.0%	0.01%	–
	New	RF ACQUISITION CORP*w exp 05/01/202	$49,000	–	539,252	+100.0%	0.01%	–
MRK	New	MERCK & CO INCcall	$42,000	–	12,300	+100.0%	0.00%	–
MILEW	New	METROMILE INC*w exp 02/09/202	$39,000	–	259,596	+100.0%	0.00%	–
	New	BATTERY FUTURE ACQUISITION C*w exp 99/99/999	$46,000	–	255,300	+100.0%	0.00%	–
	New	REDWOODS ACQUISITION CORPright 03/15/2027	$37,000	–	371,191	+100.0%	0.00%	–
	New	BLEUACACIA LTDright 10/30/2026	$42,000	–	323,274	+100.0%	0.00%	–
	New	AXONPRIME INFRSTCTR AQSTN CO*w exp 05/31/202	$37,000	–	161,240	+100.0%	0.00%	–
	New	SHUAA PARTNERS ACQUISTN CORP*w exp 02/24/202	$39,000	–	258,340	+100.0%	0.00%	–
AAPL	New	APPLE INCput	$31,000	–	35,000	+100.0%	0.00%	–
BKLN	New	INVESCO EXCH TRADED FD TR IIput	$33,000	–	100,000	+100.0%	0.00%	–
	New	GOLDENSTONE ACQUISITION LTD*w exp 07/15/202	$36,000	–	444,976	+100.0%	0.00%	–
LGVWS	New	LONGVIEW ACQUISITION CORP II*w exp 99/99/999	$32,000	–	248,293	+100.0%	0.00%	–
AAPL	New	APPLE INCcall	$29,000	–	17,500	+100.0%	0.00%	–
GAMCW	New	GOLDEN ARROW MERGER CORP*w exp 07/31/202	$32,000	–	400,140	+100.0%	0.00%	–
AAL	New	AMERICAN AIRLS GROUP INCput	$30,000	–	94,700	+100.0%	0.00%	–
MTZ	New	MASTEC INCcall	$34,000	–	20,000	+100.0%	0.00%	–
EVBG	New	EVERBRIDGE INCcall	$29,000	–	47,900	+100.0%	0.00%	–
	New	RELATIVITY ACQUISITION CORP*w exp 12/15/202	$34,000	–	379,888	+100.0%	0.00%	–
	New	ROCKLEY PHOTONICS HLDGS LTD*w exp 08/11/202	$34,000	–	103,025	+100.0%	0.00%	–
	New	ANTHEMIS DIGITAL ACQUISITION*w exp 11/01/202	$28,000	–	213,185	+100.0%	0.00%	–
	New	CLIMATEROCK*w exp 04/25/202	$27,000	–	233,885	+100.0%	0.00%	–
SNAP	New	SNAP INCcall	$24,000	–	58,500	+100.0%	0.00%	–
	New	TKB CRITICAL TECHNOLOGIES 1*w exp 10/20/202	$17,000	–	100,000	+100.0%	0.00%	–
	New	MURPHY CANYON ACQUISITION CO*w exp 01/25/202	$20,000	–	201,200	+100.0%	0.00%	–
	New	BLEUACACIA LTD*w exp 10/30/202	$23,000	–	230,091	+100.0%	0.00%	–
	New	ALSET CAPITAL ACQUISITION COright 01/31/2027	$24,000	–	271,690	+100.0%	0.00%	–
	New	SPRINGBIG HOLDINGS INC*w exp 06/14/202	$17,000	–	163,359	+100.0%	0.00%	–
	New	AURA FAT PROJS ACQUISITION C*w exp 03/31/202	$17,000	–	227,930	+100.0%	0.00%	–
SMH	New	VANECK ETF TRUSTcall	$22,000	–	15,000	+100.0%	0.00%	–
SMMT	New	SUMMIT THERAPEUTICS INC	$18,000	–	18,049	+100.0%	0.00%	–
	New	TRINE II ACQUISITION CORP*w exp 99/99/999	$20,000	–	134,901	+100.0%	0.00%	–
	New	SWEETGREEN INCcall	$25,000	–	20,000	+100.0%	0.00%	–
	New	SYSTEM1 INC*w exp 99/99/999	$21,000	–	26,430	+100.0%	0.00%	–
	New	7 ACQUISITION CORPORATION*w exp 11/05/202	$19,000	–	116,134	+100.0%	0.00%	–
	New	CHENGHE ACQUISITION CO*w exp 04/22/202	$17,000	–	166,666	+100.0%	0.00%	–
	New	LAKESHORE ACQUISITION II CORright 11/18/2026	$20,000	–	184,397	+100.0%	0.00%	–
BTWNW	New	BRIDGETOWN HOLDINGS LTD*w exp 09/30/202	$18,000	–	77,028	+100.0%	0.00%	–
MSFT	New	MICROSOFT CORPcall	$20,000	–	30,000	+100.0%	0.00%	–
	New	EVERGREEN CORPORATION*w exp 02/08/202	$22,000	–	264,195	+100.0%	0.00%	–
TCDA	New	TRICIDA INCcall	$18,000	–	15,000	+100.0%	0.00%	–
MILE	New	METROMILE INC	$21,000	–	22,651	+100.0%	0.00%	–
	New	MERCATO PARTNERS ACQUISITION*w exp 99/99/999	$22,000	–	146,071	+100.0%	0.00%	–
AFAQW	New	AF ACQUISITION CORP*w exp 03/23/202	$18,000	–	125,300	+100.0%	0.00%	–
	New	KENSINGTON CAP ACQ CORP IV*w exp 99/99/999	$20,000	–	67,464	+100.0%	0.00%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$25,000	–	153,179	+100.0%	0.00%	–
	New	PATRIA LATIN AMRCN OPPRNTY A*w exp 02/23/202	$22,000	–	168,500	+100.0%	0.00%	–
	New	CLIMATEROCKright 10/31/2028	$22,000	–	211,286	+100.0%	0.00%	–
	New	GELESIS HLDGS INC*w exp 01/13/202	$23,000	–	221,375	+100.0%	0.00%	–
	New	GSR II METEORA ACQUISITN COR*w exp 02/24/202	$17,000	–	185,800	+100.0%	0.00%	–
LEAPWS	New	RIBBIT LEAP LTD*w exp 09/09/202	$17,000	–	76,711	+100.0%	0.00%	–
	New	REE AUTOMOTIVE LTD*w exp 07/22/202	$24,000	–	130,200	+100.0%	0.00%	–
	New	FINTECH ECOSYSTEM DEVEright 04/01/2026	$17,000	–	171,044	+100.0%	0.00%	–
XLV	New	SELECT SECTOR SPDR TRcall	$18,000	–	12,500	+100.0%	0.00%	–
	New	JACKSON ACQUISITION CO*w exp 99/99/999	$16,000	–	103,861	+100.0%	0.00%	–
ATHX	New	ATHERSYS INC NEW	$6,000	–	23,243	+100.0%	0.00%	–
	New	BENSON HILL INC*w exp 09/29/202	$10,000	–	21,814	+100.0%	0.00%	–
	New	BILANDER ACQUISITION CORP*w exp 05/19/202	$13,000	–	38,700	+100.0%	0.00%	–
BMY	New	BRISTOL-MYERS SQUIBB COput	$11,000	–	17,500	+100.0%	0.00%	–
CLBRWS	New	COLOMBIER ACQUISITION CORP*w exp 99/99/999	$6,000	–	53,244	+100.0%	0.00%	–
FIS	New	FIDELITY NATL INFORMATION SVcall	$11,000	–	50,000	+100.0%	0.00%	–
	New	FINTECH ECOSYSTEM DEVE*w exp 04/01/202	$6,000	–	55,150	+100.0%	0.00%	–
FVTWS	New	FORTRESS VALUE ACQUIS CORP I*w exp 12/31/202	$8,000	–	42,500	+100.0%	0.00%	–
FUBO	New	FUBOTV INCcall	$7,000	–	150,000	+100.0%	0.00%	–
GEVO	New	GEVO INCcall	$6,000	–	81,100	+100.0%	0.00%	–
	New	GINKGO BIOWORKS HOLDINGS INCcall	$6,000	–	134,600	+100.0%	0.00%	–
	New	GINKGO BIOWORKS HOLDINGS INCput	$11,000	–	12,300	+100.0%	0.00%	–
BKLN	New	INVESCO EXCH TRADED FD TR IIsr ln etf	$9,000	–	465	+100.0%	0.00%	–
KSICW	New	KADEM SUSTAINABLE IMPACT COR*w exp 03/16/202	$8,000	–	78,134	+100.0%	0.00%	–
LMAOW	New	LMF ACQUISITION OPPORTUNIT I*w exp 01/26/202	$10,000	–	92,700	+100.0%	0.00%	–
	New	LEGATO MERGER CORP II*w exp 09/01/202	$15,000	–	57,153	+100.0%	0.00%	–
MBI	New	MBIA INCcall	$10,000	–	22,500	+100.0%	0.00%	–
MBI	New	MBIA INCput	$6,000	–	9,400	+100.0%	0.00%	–
MX	New	MAGNACHIP SEMICONDUCTOR CORPput	$13,000	–	21,000	+100.0%	0.00%	–
MTZ	New	MASTEC INCput	$14,000	–	20,000	+100.0%	0.00%	–
MSFT	New	MICROSOFT CORPput	$11,000	–	5,000	+100.0%	0.00%	–
OEPWW	New	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$12,000	–	106,962	+100.0%	0.00%	–
PACB	New	PACIFIC BIOSCIENCES CALIF INcall	$9,000	–	60,600	+100.0%	0.00%	–
PACB	New	PACIFIC BIOSCIENCES CALIF INput	$8,000	–	5,100	+100.0%	0.00%	–
	New	PAPAYA GRWT OPPORTUNITY CORP*w exp 12/31/202	$9,000	–	88,500	+100.0%	0.00%	–
XLV	New	SELECT SECTOR SPDR TRput	$12,000	–	12,500	+100.0%	0.00%	–
SLACWS	New	SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202	$15,000	–	98,818	+100.0%	0.00%	–
	New	SOUTHPORT ACQUISITION CORP*w exp 99/99/999	$14,000	–	96,822	+100.0%	0.00%	–
	New	AHREN ACQUISITION CORP*w exp 12/09/202	$8,000	–	58,728	+100.0%	0.00%	–
	New	AP ACQUISITION CORP*w exp 12/07/202	$6,000	–	38,679	+100.0%	0.00%	–
	New	ASCENDANT DIGITAL ACQ CORP I*w exp 99/99/999	$9,000	–	68,100	+100.0%	0.00%	–
	New	BULLPEN PARLAY ACQUISITION C*w exp 12/03/202	$10,000	–	65,500	+100.0%	0.00%	–
	New	CAPITALWORKS EMNG MKTS ACQST*w exp 11/19/202	$10,000	–	99,300	+100.0%	0.00%	–
	New	COUNTER PRESS ACQUISITION CO*w exp 02/07/202	$10,000	–	101,209	+100.0%	0.00%	–
	New	ESGEN ACQUISITION CORP*w exp 10/18/202	$10,000	–	53,690	+100.0%	0.00%	–
	New	G SQUARED ASCEND II INC*w exp 12/31/202	$13,000	–	101,700	+100.0%	0.00%	–
JCICW	New	JACK CREEK INVESTMENT CORP*w exp 10/01/202	$8,000	–	104,402	+100.0%	0.00%	–
	New	LAKESHORE ACQUISITION II COR*w exp 11/18/202	$11,000	–	142,900	+100.0%	0.00%	–
	New	PRENETICS GLOBAL LTD*w exp 05/18/202	$6,000	–	13,555	+100.0%	0.00%	–
	New	VALUENCE MERGER CORP I*w exp 02/18/202	$14,000	–	100,000	+100.0%	0.00%	–
SCOBW	New	SCION TECH GROWTH II*w exp 01/28/202	$1,000	–	10,000	+100.0%	0.00%	–
	New	ENTERPRISE 4.0 TEC ACQSTN CO*w exp 10/21/202	$3,000	–	16,762	+100.0%	0.00%	–
ACEVW	New	ACE CONVERGENCE ACQU CORP*w exp 09/30/202	$2,000	–	18,922	+100.0%	0.00%	–
	New	YOTTA ACQUISITION CORPORATIOright 03/15/2027	$2,000	–	25,000	+100.0%	0.00%	–
FRONW	New	FRONTIER ACQUISITION CORP*w exp 03/04/202	$4,000	–	15,950	+100.0%	0.00%	–
WARRWS	New	WARRIOR TECHNOLOGIES ACQUI C*w exp 03/31/202	$2,000	–	33,487	+100.0%	0.00%	–
TWTR	New	TWITTER INCcall	$5,000	–	12,000	+100.0%	0.00%	–
TCDA	New	TRICIDA INC	$1,000	–	80	+100.0%	0.00%	–
TEN	New	TENNECO INCcall	$1,000	–	13,000	+100.0%	0.00%	–
SDC	New	SMILEDIRECTCLUB INCcall	$3,000	–	298,400	+100.0%	0.00%	–
CRM	New	SALESFORCE INCcall	$3,000	–	7,500	+100.0%	0.00%	–
NRACW	New	NOBLE ROCK ACQUISITION CORP*w exp 01/31/202	$5,000	–	50,000	+100.0%	0.00%	–
RCHGW	New	RECHARGE ACQUISITION CORP*w exp 10/05/202	$4,000	–	57,528	+100.0%	0.00%	–
	New	PERCEPTION CAPITAL CORP II*w exp 10/25/202	$2,000	–	12,500	+100.0%	0.00%	–
	New	CHAIN BRIDGE I*w exp 11/10/202	$4,000	–	16,500	+100.0%	0.00%	–
PLTK	New	PLAYTIKA HLDG CORPcall	$1,000	–	12,500	+100.0%	0.00%	–
PINS	New	PINTEREST INCcall	$4,000	–	25,000	+100.0%	0.00%	–
NVDA	New	NVIDIA CORPORATIONcall	$3,000	–	5,000	+100.0%	0.00%	–
	New	RIGEL RESOURCE ACQ CORP*w exp 99/99/999	$5,000	–	23,850	+100.0%	0.00%	–
	New	NORTHERN LIGHTS ACQUISITN CO*w exp 11/01/202	$5,000	–	23,168	+100.0%	0.00%	–
MNTV	New	MOMENTIVE GLOBAL INCcall	$1,000	–	41,900	+100.0%	0.00%	–
MNTV	New	MOMENTIVE GLOBAL INC	$1,000	–	142	+100.0%	0.00%	–
	New	SEMPER PARATUS ACQUISITION C*w exp 11/04/202	$2,000	–	12,000	+100.0%	0.00%	–
SPKBW	New	SILVER SPIKE ACQUISITN CORP*w exp 02/26/202	$3,000	–	57,709	+100.0%	0.00%	–
	New	JASPER THERAPEUTICS INC*w exp 12/01/202	$3,000	–	32,590	+100.0%	0.00%	–
GFXWS	New	GOLDEN FALCON ACQUISITION CO*w exp 11/04/202	$5,000	–	51,199	+100.0%	0.00%	–
COVAW	New	COVA ACQUISITION CORP*w exp 02/05/202	$3,000	–	26,808	+100.0%	0.00%	–
	New	FUTURE HEALTH ESG CORP*w exp 99/99/999	$4,000	–	15,000	+100.0%	0.00%	–
FOXWW	New	FOXWAYNE ENTERPRIS AQSTN COR*w exp 01/12/202	$1,000	–	14,875	+100.0%	0.00%	–
	New	FORGE GLOBAL HOLDINGS INC*w exp 03/29/202	$1,000	–	16,499	+100.0%	0.00%	–
AKICW	New	SPORTS VENTURES ACQUISIN COR*w exp 11/30/202	$4,000	–	50,000	+100.0%	0.00%	–
ADOCW	New	EDOC ACQUISITION CORP*w exp 11/30/202	$2,000	–	65,100	+100.0%	0.00%	–
	New	FINTECH ACQUISITION CORP VI*w exp 03/31/202	$3,000	–	18,023	+100.0%	0.00%	–
	New	FG MERGER CORP*w exp 06/17/202	$5,000	–	50,000	+100.0%	0.00%	–
ENV	New	ENVESTNET INCput	$3,000	–	2,500	+100.0%	0.00%	–
CYH	New	COMMUNITY HEALTH SYS INC NEWcall	$3,000	–	50,000	+100.0%	0.00%	–
	New	BLOCKCHAIN MOON ACQUISITN COright 10/14/2026	$4,000	–	40,000	+100.0%	0.00%	–
	New	INTEGRATED WELLNESS ACQ CORP*w exp 10/31/202	$2,000	–	10,874	+100.0%	0.00%	–
	New	XPAC ACQUISITION CORP*w exp 99/99/999	$1,000	–	16,666	+100.0%	0.00%	–
AURCW	New	AURORA ACQUISITION CORP*w exp 03/02/202	$4,000	–	25,000	+100.0%	0.00%	–
BOASWS	New	BOA ACQUISITION CORP*w exp 02/22/202	$5,000	–	33,333	+100.0%	0.00%	–
	New	GALATA ACQUISITION CORP*w exp 99/99/999	$5,000	–	62,499	+100.0%	0.00%	–
DHCAW	New	DHC ACQUISITION CORP*w exp 02/25/202	$1,000	–	11,000	+100.0%	0.00%	–
ATAWS	New	AMERICAS TECHNOLOGY ACQSN CO*w exp 12/31/202	$1,000	–	20,265	+100.0%	0.00%	–
	New	JATT ACQUISITION CORP*w exp 07/19/202	$4,000	–	20,700	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2022-08-05

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q2 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

View complete filings history.

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