COWEN AND COMPANY, LLC - Q2 2021 holdings

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$1.92 Billion is the total value of COWEN AND COMPANY, LLC's 598 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was - .

All

			Value		Shares		↓ Weighting
LOW	New	LOWES COS INC	$100,864,000	–	520,000	+100.0%	5.26%	–
HD	New	HOME DEPOT INC	$99,846,000	–	320,000	+100.0%	5.21%	–
XLI	New	SELECT SECTOR SPDR TRsbi int-inds	$51,200,000	–	500,000	+100.0%	2.67%	–
RCKT	New	ROCKET PHARMACEUTICALS INC	$44,290,000	–	1,000,000	+100.0%	2.31%	–
CTLP	New	CANTALOUPE INC	$26,179,000	–	2,207,308	+100.0%	1.37%	–
IWO	New	ISHARES TRrus 2000 grw etf	$23,377,000	–	75,000	+100.0%	1.22%	–
ITB	New	ISHARES TRus home cons etf	$20,766,000	–	300,000	+100.0%	1.08%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$18,855,000	–	350,000	+100.0%	0.98%	–
WPF	New	FOLEY TRASIMENE ACQUISTN COR	$15,144,000	–	1,550,000	+100.0%	0.79%	–
TARS	New	TARSUS PHARMACEUTICALS INC	$14,904,000	–	514,289	+100.0%	0.78%	–
XOP	New	SPDR SER TRs&p oilgas exp	$14,407,000	–	149,000	+100.0%	0.75%	–
NICE	New	NICE LTDsponsored adr	$12,620,000	–	51,000	+100.0%	0.66%	–
CNI	New	CANADIAN NATL RY CO	$11,186,000	–	106,006	+100.0%	0.58%	–
LGAC	New	LAZARD GROWTH ACQUISITION CO	$7,335,000	–	750,000	+100.0%	0.38%	–
LSAQ	New	LIFESCI ACQUISITION II CORP	$7,250,000	–	725,000	+100.0%	0.38%	–
COLI	New	COLICITY INC	$6,825,000	–	700,000	+100.0%	0.36%	–
OMAB	New	GRUPO AEROPORTUARIO DEL CENTspon adr	$5,603,000	–	107,316	+100.0%	0.29%	–
FXI	New	ISHARES TRchina lg-cap etf	$5,369,000	–	115,883	+100.0%	0.28%	–
NOK	New	NOKIA CORPsponsored adr	$5,320,000	–	1,000,000	+100.0%	0.28%	–
FORE	New	FORESIGHT ACQUISITION CORPcl a	$4,945,000	–	500,000	+100.0%	0.26%	–
SOFI	New	SOFI TECHNOLOGIES INC	$4,440,000	–	231,600	+100.0%	0.23%	–
GLD	New	SPDR GOLD TR	$4,154,000	–	25,083	+100.0%	0.22%	–
BHP	New	BHP GROUP LTDsponsored ads	$4,006,000	–	55,000	+100.0%	0.21%	–
ASPL	New	ASPIRATIONAL CONSUMER LIFEST	$3,882,000	–	388,930	+100.0%	0.20%	–
TBLA	New	TABOOLA.COM LTD	$3,160,000	–	305,301	+100.0%	0.16%	–
WOOF	New	PETCO HEALTH & WELLNESS CO I	$3,111,000	–	138,800	+100.0%	0.16%	–
SOFI	New	SOFI TECHNOLOGIES INCput	$2,899,000	–	277,600	+100.0%	0.15%	–
AHAC	New	ALPHA HEALTHCARE ACQUISTN COcl a	$2,453,000	–	240,690	+100.0%	0.13%	–
FLME	New	FLAME ACQUISITION CORP	$2,415,000	–	250,000	+100.0%	0.13%	–
TSIB	New	TISHMAN SPEYER INNOVATION CO	$2,384,000	–	240,585	+100.0%	0.12%	–
EVOJ	New	EVO ACQUISITION CORP	$2,330,000	–	240,205	+100.0%	0.12%	–
CUK	New	CARNIVAL PLCadr	$2,327,000	–	100,000	+100.0%	0.12%	–
XPOA	New	DPCM CAP INC	$2,199,000	–	222,574	+100.0%	0.12%	–
LMND	New	LEMONADE INC	$2,188,000	–	20,000	+100.0%	0.11%	–
CPNG	New	COUPANG INCcl a	$2,091,000	–	50,000	+100.0%	0.11%	–
EQIX	New	EQUINIX INC	$2,010,000	–	2,504	+100.0%	0.10%	–
JWN	New	NORDSTROM INC	$1,971,000	–	53,901	+100.0%	0.10%	–
TBLAW	New	TABOOLA.COM LTD*w exp 06/29/202	$1,911,000	–	697,500	+100.0%	0.10%	–
MACQ	New	MCAP ACQUISITION CORP	$1,924,000	–	200,000	+100.0%	0.10%	–
AWAY	New	ETF MANAGERS TRetfmg travel tec	$1,835,000	–	64,115	+100.0%	0.10%	–
NXU	New	NOVUS CAPITAL CORPORATION II	$1,755,000	–	180,000	+100.0%	0.09%	–
EH	New	EHANG HLDGS LTDads	$1,720,000	–	40,000	+100.0%	0.09%	–
FSSI	New	FORTISTAR SUSTAINABLE SOL CO	$1,703,000	–	175,000	+100.0%	0.09%	–
INVZ	New	INNOVIZ TECHNOLOGIES LTD	$1,586,000	–	150,000	+100.0%	0.08%	–
RMGC	New	RMG ACQUISITION CORP III	$1,569,000	–	160,900	+100.0%	0.08%	–
FTAI	New	FORTRESS TRANS INFRST INVS L	$1,510,000	–	45,000	+100.0%	0.08%	–
DHCA	New	DHC ACQUISITION CORP	$1,418,000	–	146,210	+100.0%	0.07%	–
STEMWS	New	STEM INC*w exp 08/11/202	$1,377,000	–	57,937	+100.0%	0.07%	–
BARK	New	THE ORIGINAL BARK COMPANY	$1,364,000	–	123,100	+100.0%	0.07%	–
BIIB	New	BIOGEN INC	$1,353,000	–	3,907	+100.0%	0.07%	–
MSOS	New	ADVISORSHARES TRpure us cannabis	$1,339,000	–	33,467	+100.0%	0.07%	–
CNC	New	CENTENE CORP DEL	$1,299,000	–	17,805	+100.0%	0.07%	–
BAMR	New	BROOKFIELD ASSET MGMT REINScl a exch lt vtg	$1,301,000	–	25,000	+100.0%	0.07%	–
GPAC	New	GLOBAL PARTNER ACQISTN CORP	$1,231,000	–	126,095	+100.0%	0.06%	–
BEEM	New	BEAM GLOBAL	$1,149,000	–	30,000	+100.0%	0.06%	–
JAZZ	New	JAZZ PHARMACEUTICALS PLC	$1,105,000	–	6,219	+100.0%	0.06%	–
WOOF	New	PETCO HEALTH & WELLNESS CO Iput	$1,097,000	–	86,000	+100.0%	0.06%	–
CPRI	New	CAPRI HOLDINGS LIMITED	$1,023,000	–	17,880	+100.0%	0.05%	–
XPDI	New	POWER & DIGITAL INFRA ACQ CO	$989,000	–	100,659	+100.0%	0.05%	–
PRPC	New	CC NEUBERGER PRINCIPAL HOLDN	$978,000	–	100,000	+100.0%	0.05%	–
CND	New	CONCORD ACQUISITION CORP	$985,000	–	100,000	+100.0%	0.05%	–
JWSM	New	JAWS MUSTANG ACQUISITION COR	$976,000	–	100,000	+100.0%	0.05%	–
CLDX	New	CELLDEX THERAPEUTICS INC NEW	$950,000	–	28,395	+100.0%	0.05%	–
RIOT	New	RIOT BLOCKCHAIN INC	$942,000	–	25,000	+100.0%	0.05%	–
ENNV	New	ECP ENVIRONMENTAL GW OPT COR	$928,000	–	95,210	+100.0%	0.05%	–
CRM	New	SALESFORCE COM INC	$900,000	–	3,684	+100.0%	0.05%	–
CORT	New	CORCEPT THERAPEUTICS INC	$854,000	–	38,834	+100.0%	0.04%	–
TTCF	New	TATTOOED CHEF INC	$858,000	–	40,000	+100.0%	0.04%	–
SVFA	New	SVF INVESTMENT CORP	$738,000	–	74,685	+100.0%	0.04%	–
LOKM	New	LIVE OAK MOBILITY ACQUISI CO	$744,000	–	75,955	+100.0%	0.04%	–
ATNF	New	180 LIFE SCIENCES CORP	$744,000	–	74,366	+100.0%	0.04%	–
IPVFU	New	INTERPRIVATE III FINANCIAL Punit 99/99/9999	$704,000	–	70,561	+100.0%	0.04%	–
ACQRU	New	INDEPENDENCE HOLDINGS CORPunit 03/02/2026	$706,000	–	70,634	+100.0%	0.04%	–
KR	New	KROGER CO	$718,000	–	18,754	+100.0%	0.04%	–
IGT	New	INTERNATIONAL GAME TECHNOLOG	$665,000	–	27,758	+100.0%	0.04%	–
FOXA	New	FOX CORP	$661,000	–	17,811	+100.0%	0.04%	–
ORGN	New	ORIGIN MATERIALS INC	$653,000	–	79,615	+100.0%	0.03%	–
LAZR	New	LUMINAR TECHNOLOGIES INCcall	$631,000	–	255,000	+100.0%	0.03%	–
CANOWS	New	CANO HEALTH INC*w exp 06/03/202	$622,000	–	168,671	+100.0%	0.03%	–
ALKS	New	ALKERMES PLC	$573,000	–	23,385	+100.0%	0.03%	–
CNI	New	CANADIAN NATL RY COput	$583,000	–	144,500	+100.0%	0.03%	–
WPCA	New	WARBURG PINCUS CAPTAL CORP I	$560,000	–	57,101	+100.0%	0.03%	–
PNC	New	PNC FINL SVCS GROUP INCcall	$540,000	–	6,700	+100.0%	0.03%	–
YTPG	New	TPG PACE BENEFICIAL II CORP	$510,000	–	50,586	+100.0%	0.03%	–
BARK	New	THE ORIGINAL BARK COMPANYput	$515,000	–	123,100	+100.0%	0.03%	–
CPNG	New	COUPANG INCput	$515,000	–	50,000	+100.0%	0.03%	–
PSAGU	New	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$512,000	–	51,580	+100.0%	0.03%	–
EOCWU	New	ELLIOTT OPPORTUNITY II CORPunit 99/99/9999	$501,000	–	50,000	+100.0%	0.03%	–
HZAC	New	HORIZON ACQUISITION CORP	$498,000	–	50,000	+100.0%	0.03%	–
APLS	New	APELLIS PHARMACEUTICALS INC	$490,000	–	7,756	+100.0%	0.03%	–
SNRH	New	SENIOR CONNECT ACQUISITN COR	$498,000	–	51,138	+100.0%	0.03%	–
XRT	New	SPDR SER TRcall	$493,000	–	302,500	+100.0%	0.03%	–
GPACU	New	GLOBAL PARTNER ACQISTN CORPunit 01/06/2026	$495,000	–	50,000	+100.0%	0.03%	–
PDOTU	New	PERIDOT ACQUISITION CORP IIunit 99/99/9999	$476,000	–	47,634	+100.0%	0.02%	–
BTNB	New	BRIDGETOWN 2 HOLDINGS LTDcl a	$485,000	–	47,509	+100.0%	0.02%	–
XPDIU	New	POWER & DIGITAL INFRA ACQ COunit 99/99/9999	$458,000	–	45,388	+100.0%	0.02%	–
BTWN	New	BRIDGETOWN HOLDINGS LTD	$468,000	–	46,284	+100.0%	0.02%	–
NICE	New	NICE LTDput	$462,000	–	51,000	+100.0%	0.02%	–
SBBP	New	STRONGBRIDGE BIOPHARMA PLC	$459,000	–	154,634	+100.0%	0.02%	–
GLHA	New	GLASS HOUSES ACQUISITION COR	$443,000	–	46,047	+100.0%	0.02%	–
BEAM	New	BEAM THERAPEUTICS INCcall	$444,000	–	8,000	+100.0%	0.02%	–
CLVS	New	CLOVIS ONCOLOGY INCcall	$444,000	–	528,600	+100.0%	0.02%	–
DXC	New	DXC TECHNOLOGY CO	$427,000	–	10,967	+100.0%	0.02%	–
TETC	New	TECH AND ENERGY TRANSITION	$431,000	–	44,621	+100.0%	0.02%	–
ASPN	New	ASPEN AEROGELS INCcall	$401,000	–	69,700	+100.0%	0.02%	–
PAVE	New	GLOBAL X FDSus infr dev etf	$404,000	–	15,708	+100.0%	0.02%	–
EMPW	New	EMPOWER LTD	$399,000	–	39,845	+100.0%	0.02%	–
SBEAU	New	SILVERBOX ENGAGED MERGER COunit 03/31/2028	$367,000	–	36,722	+100.0%	0.02%	–
QTRX	New	QUANTERIX CORP	$340,000	–	5,796	+100.0%	0.02%	–
GRUB	New	JUST EAT TAKEAWAY COM N Vsponsored ads	$351,000	–	19,205	+100.0%	0.02%	–
DNAA	New	SOCIAL CAP SUVRETTA HLDS CRP	$343,000	–	33,915	+100.0%	0.02%	–
SLACU	New	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$337,000	–	33,719	+100.0%	0.02%	–
ARRW	New	ARROWROOT ACQUISITION CORP	$350,000	–	36,308	+100.0%	0.02%	–
TRIP	New	TRIPADVISOR INCcall	$346,000	–	40,000	+100.0%	0.02%	–
VRAY	New	VIEWRAY INCcall	$346,000	–	346,400	+100.0%	0.02%	–
APLS	New	APELLIS PHARMACEUTICALS INCcall	$350,000	–	30,300	+100.0%	0.02%	–
EXEL	New	EXELIXIS INC	$352,000	–	19,322	+100.0%	0.02%	–
GLD	New	SPDR GOLD TRput	$304,000	–	159,700	+100.0%	0.02%	–
NAUT	New	NAUTILUS BIOTECHNOLOGY INC	$303,000	–	30,000	+100.0%	0.02%	–
YACWS	New	YUCAIPA ACQUISITION CORP*w exp 99/99/999	$315,000	–	235,415	+100.0%	0.02%	–
IPVAU	New	INTERPRIVATE II ACQUISITIONunit 99/99/9999	$299,000	–	29,972	+100.0%	0.02%	–
BRPM	New	B RILEY PRINCIPAL 150 MERGER	$307,000	–	31,448	+100.0%	0.02%	–
EEM	New	ISHARES TRmsci emg mkt etf	$279,000	–	5,067	+100.0%	0.02%	–
NGABU	New	NORTHERN GENESIS ACQUISITIONunit 99/99/9999	$287,000	–	27,113	+100.0%	0.02%	–
DKDCW	New	DATA KNIGHTS ACQUISITION COR*w exp 11/11/202	$281,000	–	573,288	+100.0%	0.02%	–
DELL	New	DELL TECHNOLOGIES INCcall	$289,000	–	112,200	+100.0%	0.02%	–
NGABWS	New	NORTHERN GENESIS ACQUISITION*w exp 01/15/202	$265,000	–	159,893	+100.0%	0.01%	–
XPO	New	XPO LOGISTICS INCcall	$263,000	–	55,000	+100.0%	0.01%	–
TPIC	New	TPI COMPOSITES INC	$276,000	–	5,707	+100.0%	0.01%	–
NVO	New	NOVO-NORDISK A Sadr	$260,000	–	3,100	+100.0%	0.01%	–
RARE	New	ULTRAGENYX PHARMACEUTICAL IN	$263,000	–	2,756	+100.0%	0.01%	–
SPY	New	SPDR S&P 500 ETF TRcall	$268,000	–	155,000	+100.0%	0.01%	–
KSI	New	KADEM SUSTAINABLE IMPACT COR	$265,000	–	27,587	+100.0%	0.01%	–
AZUL	New	AZUL S Asponsr adr pfd	$264,000	–	10,000	+100.0%	0.01%	–
VGIIWS	New	VIRGIN GROUP ACQUISIT CORP I*w exp 03/13/202	$258,000	–	201,437	+100.0%	0.01%	–
TECH	New	BIO-TECHNE CORPcall	$241,000	–	10,600	+100.0%	0.01%	–
AAC	New	ARES ACQUISITION CORPORATION	$246,000	–	25,265	+100.0%	0.01%	–
ROSSU	New	ROSS ACQUISITION CORP IIunit 99/99/9999	$250,000	–	25,000	+100.0%	0.01%	–
WHR	New	WHIRLPOOL CORP	$253,000	–	1,160	+100.0%	0.01%	–
KAHC	New	KKR ACQUISITION HOLDING I CO	$246,000	–	25,029	+100.0%	0.01%	–
COLIW	New	COLICITY INC*w exp 02/24/202	$226,000	–	146,573	+100.0%	0.01%	–
FOREW	New	FORESIGHT ACQUISITION CORP*w exp 01/29/202	$232,000	–	166,666	+100.0%	0.01%	–
CTLP	New	CANTALOUPE INCput	$234,000	–	125,000	+100.0%	0.01%	–
LDL	New	LYDALL INC	$230,000	–	3,799	+100.0%	0.01%	–
SCOBU	New	SCION TECH GROWTH IIunit 99/99/9999	$228,000	–	22,912	+100.0%	0.01%	–
MIT	New	MASON INDUSTRIAL TECHNOLGY I	$236,000	–	24,466	+100.0%	0.01%	–
NUAN	New	NUANCE COMMUNICATIONS INCcall	$226,000	–	470,200	+100.0%	0.01%	–
OSTR	New	OYSTER ENTERPRISES ACQ CORP	$229,000	–	23,630	+100.0%	0.01%	–
CORT	New	CORCEPT THERAPEUTICS INCput	$233,000	–	68,700	+100.0%	0.01%	–
BCRX	New	BIOCRYST PHARMACEUTICALS INC	$237,000	–	14,960	+100.0%	0.01%	–
KEY	New	KEYCORP	$217,000	–	10,489	+100.0%	0.01%	–
LGACW	New	LAZARD GROWTH ACQUISITION CO*w exp 02/10/202	$217,000	–	188,020	+100.0%	0.01%	–
GSAQU	New	GLOBAL SYNERGY ACQUISIT CORPunit 01/01/2024	$202,000	–	20,000	+100.0%	0.01%	–
XLF	New	SELECT SECTOR SPDR TRfinancial	$194,000	–	5,280	+100.0%	0.01%	–
GNACW	New	GROUP NINE ACQUISITION CORP*w exp 01/15/202	$189,000	–	160,424	+100.0%	0.01%	–
AGIO	New	AGIOS PHARMACEUTICALS INC	$201,000	–	3,651	+100.0%	0.01%	–
CANO	New	CANO HEALTH INCcall	$185,000	–	145,200	+100.0%	0.01%	–
TREBWS	New	TREBIA ACQUISITION CORP*w exp 99/99/999	$184,000	–	106,846	+100.0%	0.01%	–
FSRXU	New	FINSERV ACQUISITION CORP IIunit 02/17/2026	$200,000	–	19,982	+100.0%	0.01%	–
QQQ	New	INVESCO QQQ TRcall	$182,000	–	7,500	+100.0%	0.01%	–
GOL	New	GOL LINHAS AEREAS INTELIGENTspon adr pfd new	$184,000	–	20,000	+100.0%	0.01%	–
FUN	New	CEDAR FAIR L Pcall	$170,000	–	90,600	+100.0%	0.01%	–
INVZW	New	INNOVIZ TECHNOLOGIES LTD*w exp 04/05/202	$170,000	–	51,529	+100.0%	0.01%	–
SPGSU	New	SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999	$163,000	–	16,200	+100.0%	0.01%	–
KAHCWS	New	KKR ACQUISITION HOLDING I CO*w exp 99/99/999	$178,000	–	151,072	+100.0%	0.01%	–
PHICW	New	POPULATION HEALTH INVS CO IN*w exp 10/01/202	$162,000	–	140,803	+100.0%	0.01%	–
AGAC	New	AFRICAN GOLD ACQUISITION COR	$147,000	–	15,257	+100.0%	0.01%	–
LVRAU	New	LEVERE HOLDINGS CORPunit 03/09/2026	$148,000	–	14,458	+100.0%	0.01%	–
CVIIU	New	CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$150,000	–	15,009	+100.0%	0.01%	–
BRIVU	New	B RILEY PRIN 250 MERGER CORPunit 04/06/2026	$144,000	–	14,500	+100.0%	0.01%	–
TSPQU	New	TCW SPECIAL PURPOSE ACQU CORunit 99/99/9999	$149,000	–	14,986	+100.0%	0.01%	–
ARWR	New	ARROWHEAD PHARMACEUTICALS INput	$151,000	–	15,900	+100.0%	0.01%	–
ACTDU	New	ARCLIGHT CLEAN TRANSITION IIunit 03/16/2028	$160,000	–	15,901	+100.0%	0.01%	–
CCXI	New	CHEMOCENTRYX INCcall	$130,000	–	22,000	+100.0%	0.01%	–
GMBTU	New	QUEENS GAMBIT GROWTH CAPITALunit 01/19/2026	$138,000	–	13,745	+100.0%	0.01%	–
EXEL	New	EXELIXIS INCput	$125,000	–	27,500	+100.0%	0.01%	–
WKHS	New	WORKHORSE GROUP INCput	$136,000	–	306,900	+100.0%	0.01%	–
FLMEWS	New	FLAME ACQUISITION CORP*w exp 02/26/202	$134,000	–	125,000	+100.0%	0.01%	–
TPIC	New	TPI COMPOSITES INCcall	$128,000	–	41,500	+100.0%	0.01%	–
BLSA	New	BCLS ACQUISITION CORP	$134,000	–	12,723	+100.0%	0.01%	–
KNSA	New	KINIKSA PHARMACEUTICALS LTD	$139,000	–	10,000	+100.0%	0.01%	–
TXG	New	10X GENOMICS INCcall	$130,000	–	17,200	+100.0%	0.01%	–
ALLK	New	ALLAKOS INCcall	$109,000	–	46,200	+100.0%	0.01%	–
SLCR	New	SILVER CREST ACQUISITION COR	$111,000	–	11,453	+100.0%	0.01%	–
IPOFWS	New	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$124,000	–	60,320	+100.0%	0.01%	–
MCD	New	MCDONALDS CORP	$117,000	–	505	+100.0%	0.01%	–
LMACW	New	LIBERTY MEDIA ACQUISITION CO*w exp 01/22/202	$110,000	–	50,000	+100.0%	0.01%	–
KPLT	New	KATAPULT HOLDINGS INC	$119,000	–	10,964	+100.0%	0.01%	–
DMYI	New	DMY TECHNOLOGY GROUP INC III	$119,000	–	11,150	+100.0%	0.01%	–
VMW	New	VMWARE INC	$117,000	–	729	+100.0%	0.01%	–
CLII	New	CLIMATE CHANGE CRISIS REAL Iput	$111,000	–	15,500	+100.0%	0.01%	–
OPEN	New	OPENDOOR TECHNOLOGIES INCcall	$124,000	–	150,000	+100.0%	0.01%	–
PV	New	PRIMAVERA CAPITAL ACQUIST CO	$123,000	–	12,554	+100.0%	0.01%	–
WHR	New	WHIRLPOOL CORPput	$108,000	–	10,000	+100.0%	0.01%	–
FCACW	New	FALCON CAPITAL ACQUISITN COR*w exp 08/20/202	$113,000	–	63,355	+100.0%	0.01%	–
CFFEU	New	CF ACQUISITION CORP VIIIunit 03/31/2028	$121,000	–	11,935	+100.0%	0.01%	–
XLF	New	SELECT SECTOR SPDR TRcall	$88,000	–	100,000	+100.0%	0.01%	–
MACQW	New	MCAP ACQUISITION CORP*w exp 03/02/202	$97,000	–	91,566	+100.0%	0.01%	–
CBAY	New	CYMABAY THERAPEUTICS INCput	$99,000	–	71,800	+100.0%	0.01%	–
UPS	New	UNITED PARCEL SERVICE INCcall	$80,000	–	10,100	+100.0%	0.00%	–
JBHT	New	HUNT J B TRANS SVCS INCput	$78,000	–	100,000	+100.0%	0.00%	–
MBACWS	New	M3 BRIGADE ACQUISITION II CO*w exp 09/03/202	$79,000	–	67,900	+100.0%	0.00%	–
CP	New	CANADIAN PAC RY LTDcall	$85,000	–	78,500	+100.0%	0.00%	–
PRPCWS	New	CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999	$72,000	–	56,880	+100.0%	0.00%	–
RMGCW	New	RMG ACQUISITION CORP III*w exp 02/08/202	$76,000	–	60,169	+100.0%	0.00%	–
NXUWS	New	NOVUS CAPITAL CORPORATION II*w exp 02/02/202	$85,000	–	73,226	+100.0%	0.00%	–
HOME	New	AT HOME GROUP INCcall	$73,000	–	78,600	+100.0%	0.00%	–
BFLY	New	BUTTERFLY NETWORK INC	$75,000	–	5,200	+100.0%	0.00%	–
FRXBWS	New	FOREST ROAD ACQUISITION COR*w exp 01/15/202	$85,000	–	60,359	+100.0%	0.00%	–
SVFAW	New	SVF INVESTMENT CORP*w exp 12/20/202	$69,000	–	44,500	+100.0%	0.00%	–
CRM	New	SALESFORCE COM INCput	$73,000	–	10,000	+100.0%	0.00%	–
ABBV	New	ABBVIE INCcall	$76,000	–	40,000	+100.0%	0.00%	–
ERESW	New	EAST RES ACQUISITION CO*w exp 07/01/202	$72,000	–	68,684	+100.0%	0.00%	–
FVTWS	New	FORTRESS VALUE ACQUIS CORP I*w exp 12/31/202	$60,000	–	50,000	+100.0%	0.00%	–
TWCTW	New	TWC TECH HLDGS II CORP*w exp 09/15/202	$62,000	–	35,580	+100.0%	0.00%	–
FMIVW	New	FORUM MERGER IV CORP*w exp 03/15/202	$50,000	–	39,120	+100.0%	0.00%	–
CCXI	New	CHEMOCENTRYX INCput	$54,000	–	22,000	+100.0%	0.00%	–
CHPMW	New	CHP MERGER CORP*w exp 11/22/202	$55,000	–	60,960	+100.0%	0.00%	–
SPAQWS	New	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$57,000	–	47,854	+100.0%	0.00%	–
CMLTW	New	CM LIFE SCIENCES III INC*w exp 04/30/202	$50,000	–	19,475	+100.0%	0.00%	–
CBAY	New	CYMABAY THERAPEUTICS INCcall	$51,000	–	68,500	+100.0%	0.00%	–
GOEV	New	CANOO INCcall	$51,000	–	56,900	+100.0%	0.00%	–
SDACW	New	SUSTAINABLE DEVELP ACQU I CO*w exp 02/04/202	$67,000	–	70,000	+100.0%	0.00%	–
GIIXW	New	GORES HLDGS VIII INC*w exp 03/01/202	$54,000	–	41,766	+100.0%	0.00%	–
GGPIW	New	GORES GUGGENHEIM INC*w exp 03/25/202	$55,000	–	40,000	+100.0%	0.00%	–
TWTR	New	TWITTER INCcall	$51,000	–	10,100	+100.0%	0.00%	–
GSEVW	New	GORES HOLDINGS VII INC*w exp 02/25/202	$62,000	–	45,489	+100.0%	0.00%	–
COVAW	New	COVA ACQUISITION CORP*w exp 02/05/202	$50,000	–	55,932	+100.0%	0.00%	–
LCAHW	New	LANDCADIA HOLDINGS IV INC*w exp 03/29/202	$53,000	–	50,000	+100.0%	0.00%	–
MRSN	New	MERSANA THERAPEUTICS INCput	$54,000	–	25,000	+100.0%	0.00%	–
HSY	New	HERSHEY COcall	$54,000	–	35,000	+100.0%	0.00%	–
ETACW	New	E MERGE TECHNOLOGY ACQUISITI*w exp 07/30/202	$55,000	–	56,731	+100.0%	0.00%	–
TWTR	New	TWITTER INCput	$51,000	–	18,100	+100.0%	0.00%	–
FCAXWS	New	FORTRESS CAPITAL ACQUISITION*w exp 99/99/999	$65,000	–	60,000	+100.0%	0.00%	–
RLMD	New	RELMADA THERAPEUTICS INCcall	$65,000	–	13,500	+100.0%	0.00%	–
APLS	New	APELLIS PHARMACEUTICALS INCput	$49,000	–	30,300	+100.0%	0.00%	–
TSIBW	New	TISHMAN SPEYER INNOVATION CO*w exp 02/11/202	$63,000	–	50,000	+100.0%	0.00%	–
TWTR	New	TWITTER INC	$38,000	–	557	+100.0%	0.00%	–
DNZWS	New	D AND Z MEDIA ACQUISITION CO*w exp 01/27/202	$47,000	–	50,000	+100.0%	0.00%	–
ELMS	New	ELECTRIC LAST MILE SOLUTNS I	$29,000	–	2,900	+100.0%	0.00%	–
CORT	New	CORCEPT THERAPEUTICS INCcall	$44,000	–	48,700	+100.0%	0.00%	–
EVOJW	New	EVO ACQUISITION CORP*w exp 01/04/202	$38,000	–	61,989	+100.0%	0.00%	–
FVIVWS	New	FORTRESS VALUE ACQUISI CORP*w exp 03/18/202	$46,000	–	35,674	+100.0%	0.00%	–
GSAT	New	GLOBALSTAR INC	$45,000	–	25,000	+100.0%	0.00%	–
CVIIWS	New	CHURCHILL CAPITAL CORP VII*w exp 02/29/202	$33,000	–	23,740	+100.0%	0.00%	–
CNC	New	CENTENE CORP DELput	$38,000	–	10,000	+100.0%	0.00%	–
MMAT	New	META MATERIALS INCcall	$38,000	–	268,700	+100.0%	0.00%	–
CNI	New	CANADIAN NATL RY COcall	$31,000	–	28,700	+100.0%	0.00%	–
NUAN	New	NUANCE COMMUNICATIONS INCput	$29,000	–	58,300	+100.0%	0.00%	–
AMHCW	New	AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202	$35,000	–	30,000	+100.0%	0.00%	–
PSTI	New	PLURISTEM THERAPEUTICS INC	$40,000	–	10,134	+100.0%	0.00%	–
BITEWS	New	BITE ACQUISITION CORP*w exp 02/12/203	$35,000	–	50,700	+100.0%	0.00%	–
BIIB	New	BIOGEN INCput	$39,000	–	3,200	+100.0%	0.00%	–
BCRX	New	BIOCRYST PHARMACEUTICALS INCput	$34,000	–	40,500	+100.0%	0.00%	–
CRM	New	SALESFORCE COM INCcall	$41,000	–	45,000	+100.0%	0.00%	–
SNRHW	New	SENIOR CONNECT ACQUISITN COR*w exp 12/31/202	$47,000	–	55,282	+100.0%	0.00%	–
SOFI	New	SOFI TECHNOLOGIES INCcall	$40,000	–	54,200	+100.0%	0.00%	–
ACRS	New	ACLARIS THERAPEUTICS INCcall	$47,000	–	55,300	+100.0%	0.00%	–
UPS	New	UNITED PARCEL SERVICE INCput	$45,000	–	10,100	+100.0%	0.00%	–
SRNGW	New	SOARING EAGLE ACQUISITION CO*w exp 02/23/202	$33,000	–	10,000	+100.0%	0.00%	–
AEACW	New	AUTHENTIC EQUITY ACQUISTN CO*w exp 01/20/202	$30,000	–	34,734	+100.0%	0.00%	–
DHCAW	New	DHC ACQUISITION CORP*w exp 02/25/202	$46,000	–	45,000	+100.0%	0.00%	–
FACTWS	New	FREEDOM ACQUISITION I CORP*w exp 99/99/999	$40,000	–	37,200	+100.0%	0.00%	–
HUGSWS	New	USHG ACQUISITION CORP*w exp 02/24/202	$25,000	–	24,597	+100.0%	0.00%	–
SPTKW	New	SPORTSTEK ACQUISITION CORP*w exp 02/16/202	$13,000	–	17,450	+100.0%	0.00%	–
BRPMW	New	B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202	$15,000	–	12,200	+100.0%	0.00%	–
TEKKW	New	TEKKORP DIGITAL ACQUISITN CO*w exp 10/26/202	$15,000	–	14,660	+100.0%	0.00%	–
WORK	New	SLACK TECHNOLOGIES INCput	$23,000	–	19,100	+100.0%	0.00%	–
SEER	New	SEER INCcall	$14,000	–	31,300	+100.0%	0.00%	–
BIIB	New	BIOGEN INCcall	$19,000	–	3,000	+100.0%	0.00%	–
ROCRW	New	ROTH CH ACQUISITION III CO*w exp 02/26/202	$26,000	–	15,711	+100.0%	0.00%	–
WHR	New	WHIRLPOOL CORPcall	$19,000	–	10,000	+100.0%	0.00%	–
RF	New	REGIONS FINANCIAL CORP NEWcall	$28,000	–	43,500	+100.0%	0.00%	–
RLGY	New	REALOGY HLDGS CORPcall	$21,000	–	20,000	+100.0%	0.00%	–
XPO	New	XPO LOGISTICS INCput	$23,000	–	5,500	+100.0%	0.00%	–
PSAGW	New	PROPERTY SOLUTIONS ACQUISITI*w exp 03/01/202	$25,000	–	20,770	+100.0%	0.00%	–
ATAWS	New	AMERICAS TECHNOLOGY ACQSN CO*w exp 12/31/202	$25,000	–	38,188	+100.0%	0.00%	–
PMGMW	New	PRIVETERRA ACQUISITION CORP*w exp 02/28/202	$25,000	–	25,000	+100.0%	0.00%	–
BFLY	New	BUTTERFLY NETWORK INCput	$25,000	–	5,200	+100.0%	0.00%	–
ORPH	New	ORPHAZYME A Sads	$18,000	–	2,500	+100.0%	0.00%	–
FTPAW	New	FTAC PARNASSUS ACQUISITN COR*w exp 03/10/202	$20,000	–	17,697	+100.0%	0.00%	–
OHPAW	New	ORION ACQUISITION CORP*w exp 02/19/202	$10,000	–	10,500	+100.0%	0.00%	–
ORGN	New	ORIGIN MATERIALS INCcall	$12,000	–	84,500	+100.0%	0.00%	–
OEPWW	New	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$19,000	–	20,811	+100.0%	0.00%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$13,000	–	12,442	+100.0%	0.00%	–
JWN	New	NORDSTROM INCput	$18,000	–	13,000	+100.0%	0.00%	–
COG	New	CABOT OIL & GAS CORPcall	$25,000	–	20,000	+100.0%	0.00%	–
SLAMW	New	SLAM CORP*w exp 02/23/202	$22,000	–	20,307	+100.0%	0.00%	–
NOACW	New	NATURAL ORDER ACQUISITION CO*w exp 09/15/202	$14,000	–	19,872	+100.0%	0.00%	–
CRZNW	New	CORAZON CAPITAL V838 MONOCER*w exp 03/24/202	$18,000	–	17,921	+100.0%	0.00%	–
CPTKWS	New	CROWN PROPTECH ACQUISITIONS*w exp 99/99/999	$21,000	–	26,036	+100.0%	0.00%	–
EPWRWS	New	EMPOWERMENT & INCLUSION CAPI*w exp 01/12/202	$15,000	–	20,000	+100.0%	0.00%	–
EJFAW	New	EJF ACQUISITION CORP*w exp 03/10/202	$27,000	–	33,334	+100.0%	0.00%	–
MCD	New	MCDONALDS CORPput	$26,000	–	15,000	+100.0%	0.00%	–
SCOAW	New	SCION TECH GROWTH I*w exp 11/01/202	$14,000	–	13,068	+100.0%	0.00%	–
LOKMWS	New	LIVE OAK MOBILITY ACQUISI CO*w exp 03/04/202	$28,000	–	18,637	+100.0%	0.00%	–
LCAPW	New	LIONHEART ACQUISITION CORP I*w exp 02/14/202	$24,000	–	25,000	+100.0%	0.00%	–
ELMS	New	ELECTRIC LAST MILE SOLUTNS Iput	$15,000	–	2,900	+100.0%	0.00%	–
CTLP	New	CANTALOUPE INCcall	$12,000	–	14,300	+100.0%	0.00%	–
KR	New	KROGER COput	$26,000	–	47,200	+100.0%	0.00%	–
DELL	New	DELL TECHNOLOGIES INCput	$25,000	–	28,700	+100.0%	0.00%	–
COF	New	CAPITAL ONE FINL CORP	$27,000	–	172	+100.0%	0.00%	–
HYG	New	ISHARES TRput	$11,000	–	51,200	+100.0%	0.00%	–
ROSSWS	New	ROSS ACQUISITION CORP II*w exp 02/01/202	$10,000	–	10,528	+100.0%	0.00%	–
GPACW	New	GLOBAL PARTNER ACQISTN CORP*w exp 01/14/202	$21,000	–	20,000	+100.0%	0.00%	–
IIACWS	New	INVESTINDUSTRIAL ACQUISITION*w exp 10/30/202	$14,000	–	13,334	+100.0%	0.00%	–
HALO	New	HALOZYME THERAPEUTICS INCcall	$14,000	–	17,500	+100.0%	0.00%	–
PAVE	New	GLOBAL X FDSput	$14,000	–	41,400	+100.0%	0.00%	–
AMED	New	AMEDISYS INCcall	$26,000	–	23,900	+100.0%	0.00%	–
GABRT	New	GABELLI EQUITY TR INCright 07/14/2021	$12,000	–	100,000	+100.0%	0.00%	–
LNFAWS	New	L&F ACQUISITION CORP*w exp 05/23/202	$10,000	–	11,500	+100.0%	0.00%	–
FE	New	FIRSTENERGY CORPput	$25,000	–	47,800	+100.0%	0.00%	–
TRCAWS	New	TWIN RIDGE CAPITAL ACQUIS CO*w exp 03/07/202	$23,000	–	25,000	+100.0%	0.00%	–
THMAW	New	THIMBLE POINT ACQUISITION CO*w exp 02/04/202	$22,000	–	15,000	+100.0%	0.00%	–
WPCBWS	New	WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999	$15,000	–	11,232	+100.0%	0.00%	–
ADEXWS	New	ADIT EDTECH ACQUISITION CORP*w exp 99/99/999	$18,000	–	25,213	+100.0%	0.00%	–
RARE	New	ULTRAGENYX PHARMACEUTICAL INput	$28,000	–	7,000	+100.0%	0.00%	–
SRAC	New	STABLE RD ACQUISITION CORPcall	$28,000	–	14,300	+100.0%	0.00%	–
	New	FALCON MINERALS CORP*w exp 07/21/202	$21,000	–	108,034	+100.0%	0.00%	–
CERS	New	CERUS CORPcall	$5,000	–	12,200	+100.0%	0.00%	–
ARWR	New	ARROWHEAD PHARMACEUTICALS INcall	$8,000	–	2,200	+100.0%	0.00%	–
BCEL	New	ATRECA INCput	$6,000	–	32,200	+100.0%	0.00%	–
BEAM	New	BEAM THERAPEUTICS INCput	$8,000	–	4,700	+100.0%	0.00%	–
BBBY	New	BED BATH & BEYOND INCcall	$4,000	–	20,000	+100.0%	0.00%	–
GOEV	New	CANOO INC	$7,000	–	732	+100.0%	0.00%	–
ARKG	New	ARK ETF TRput	$4,000	–	55,900	+100.0%	0.00%	–
CLOV	New	CLOVER HEALTH INVESTMENTS COput	$3,000	–	35,500	+100.0%	0.00%	–
CLDR	New	CLOUDERA INCcall	$4,000	–	77,000	+100.0%	0.00%	–
CLDR	New	CLOUDERA INCput	$4,000	–	8,600	+100.0%	0.00%	–
CLVS	New	CLOVIS ONCOLOGY INCput	$1,000	–	5,400	+100.0%	0.00%	–
CBAY	New	CYMABAY THERAPEUTICS INC	$2,000	–	523	+100.0%	0.00%	–
ELMS	New	ELECTRIC LAST MILE SOLUTNS Icall	$7,000	–	10,000	+100.0%	0.00%	–
EXEL	New	EXELIXIS INCcall	$8,000	–	27,500	+100.0%	0.00%	–
FITB	New	FIFTH THIRD BANCORPput	$9,000	–	20,000	+100.0%	0.00%	–
PAVE	New	GLOBAL X FDScall	$1,000	–	900	+100.0%	0.00%	–
TLT	New	ISHARES TRput	$2,000	–	50,000	+100.0%	0.00%	–
KR	New	KROGER COcall	$1,000	–	3,600	+100.0%	0.00%	–
MMAT	New	META MATERIALS INC	$2,000	–	319	+100.0%	0.00%	–
ATNF	New	180 LIFE SCIENCES CORPput	$6,000	–	12,900	+100.0%	0.00%	–
ORPH	New	ORPHAZYME A Scall	$2,000	–	5,500	+100.0%	0.00%	–
ORPH	New	ORPHAZYME A Sput	$5,000	–	2,500	+100.0%	0.00%	–
PLBY	New	PLBY GROUP INCput	$2,000	–	10,300	+100.0%	0.00%	–
QTS	New	QTS RLTY TR INCcall	$8,000	–	28,000	+100.0%	0.00%	–
RLGY	New	REALOGY HLDGS CORPput	$6,000	–	21,000	+100.0%	0.00%	–
SNDL	New	SUNDIAL GROWERS INCput	$2,000	–	13,500	+100.0%	0.00%	–
SWCH	New	SWITCH INCcall	$6,000	–	2,300	+100.0%	0.00%	–
REAL	New	THE REALREAL INCcall	$5,000	–	25,000	+100.0%	0.00%	–
REAL	New	THE REALREAL INCput	$7,000	–	26,900	+100.0%	0.00%	–
VMW	New	VMWARE INCcall	$7,000	–	15,500	+100.0%	0.00%	–
WB	New	WEIBO CORPput	$1,000	–	10,000	+100.0%	0.00%	–
SCOBW	New	SCION TECH GROWTH II*w exp 01/28/202	$9,000	–	10,000	+100.0%	0.00%	–
MACAW	New	MORINGA ACQUISITION CORP*w exp 02/22/202	$8,000	–	10,000	+100.0%	0.00%	–
VENAW	New	VENUS ACQUISITION CORPORATIO*w exp 04/30/202	$6,000	–	16,100	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-08-13

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q2 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

View complete filings history.

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