COWEN AND COMPANY, LLC - Q2 2020 holdings

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$601 Million is the total value of COWEN AND COMPANY, LLC's 403 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 100.0% .

All

			Value		Shares		↓ Weighting
FAST	Exit	FASTENAL CO	$0	–	-20	-100.0%	0.00%	–
VAR	Exit	VARIAN MED SYS INCcall	$0	–	-2,000	-100.0%	0.00%	–
FCX	Exit	FREEPORT-MCMORAN INCcall	$0	–	-193,100	-100.0%	0.00%	–
BPMC	Exit	BLUEPRINT MEDICINES CORPput	$0	–	-700	-100.0%	0.00%	–
DVA	Exit	DAVITA INCput	$0	–	-700	-100.0%	0.00%	–
CNC	Exit	CENTENE CORP DEL	$0	–	-11	-100.0%	0.00%	–
SNDL	Exit	SUNDIAL GROWERS INCcall	$0	–	-22,400	-100.0%	0.00%	–
ACOR	Exit	ACORDA THERAPEUTICS INCcall	$0	–	-25,000	-100.0%	0.00%	–
RDUS	Exit	RADIUS HEALTH INCcall	$0	–	-6,000	-100.0%	0.00%	–
RRC	Exit	RANGE RES CORPcall	$0	–	-20,000	-100.0%	0.00%	–
GOGO	Exit	GOGO INCcall	$0	–	-25,000	-100.0%	-0.00%	–
LCII	Exit	LCI INDScall	$0	–	-1,400	-100.0%	-0.00%	–
XOM	Exit	EXXON MOBIL CORPcall	$0	–	-3,100	-100.0%	-0.00%	–
YOLO	Exit	ADVISORSHARES TRcall	$0	–	-39,800	-100.0%	-0.00%	–
TZACW	Exit	TENZING ACQUISITION CORP*w exp 02/23/202	$0	–	-57,100	-100.0%	-0.00%	–
VTIQ	Exit	VECTOIQ ACQUISITION CORPput	$0	–	-43,200	-100.0%	-0.00%	–
ALGRR	Exit	ALLEGRO MERGER CORPright 12/31/2023	$0	–	-41,978	-100.0%	-0.00%	–
HCCHW	Exit	HL ACQUISITIONS CORP*w exp 06/21/202	$0	–	-91,082	-100.0%	-0.00%	–
CHNG	Exit	CHANGE HEALTHCARE INCcall	$0	–	-25,000	-100.0%	-0.00%	–
GRNVR	Exit	GREENVISION ACQUISITION CORPright 06/01/2021	$0	–	-25,000	-100.0%	-0.00%	–
AAP	Exit	ADVANCE AUTO PARTS INCcall	$0	–	-30,000	-100.0%	-0.00%	–
ETFC	Exit	E TRADE FINANCIAL CORPcall	$0	–	-99,900	-100.0%	-0.00%	–
ALGRW	Exit	ALLEGRO MERGER CORP*w exp 01/06/202	$0	–	-64,250	-100.0%	-0.00%	–
BRPAW	Exit	BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202	$0	–	-58,686	-100.0%	-0.00%	–
CRCQQ	Exit	CALIFORNIA RES CORPcall	$0	–	-70,000	-100.0%	-0.00%	–
S	Exit	SPRINT CORPORATIONput	$0	–	-263,500	-100.0%	-0.00%	–
AMCIW	Exit	AMCI ACQUISITION CORP*w exp 05/20/202	$0	–	-56,785	-100.0%	-0.00%	–
EEM	Exit	ISHARES TRcall	$0	–	-250,000	-100.0%	-0.00%	–
CMA	Exit	COMERICA INC	$0	–	-250	-100.0%	-0.00%	–
LPX	Exit	LOUISIANA PAC CORPcall	$0	–	-41,100	-100.0%	-0.00%	–
OPESW	Exit	OPES ACQUISITION CORP*w exp 03/13/202	$0	–	-191,809	-100.0%	-0.00%	–
SSINQ	Exit	STAGE STORES INC	$0	–	-25,000	-100.0%	-0.00%	–
QDEL	Exit	QUIDEL CORPcall	$0	–	-900	-100.0%	-0.00%	–
LATNW	Exit	UNION ACQUISITION CORP II*w exp 04/01/202	$0	–	-50,391	-100.0%	-0.00%	–
BRPAR	Exit	BIG ROCK PARTNERS ACQUISI COright 12/01/2022	$0	–	-118,618	-100.0%	-0.00%	–
RBZHF	Exit	REEBONZ HLDG LTD	$0	–	-29,942	-100.0%	-0.00%	–
IONS	Exit	IONIS PHARMACEUTICALS INCcall	$0	–	-2,000	-100.0%	-0.00%	–
JD	Exit	JD COM INCput	$0	–	-20,000	-100.0%	-0.00%	–
CHAPQ	Exit	CHAPARRAL ENERGY INC	$0	–	-32,692	-100.0%	-0.00%	–
WRLSR	Exit	PENSARE ACQUISITION CORPright 99/99/9999	$0	–	-117,849	-100.0%	-0.00%	–
AGBAR	Exit	AGBA ACQUISITION LTDright 05/10/2024	$0	–	-116,403	-100.0%	-0.00%	–
GRAFWS	Exit	GRAF INDL CORP*w exp 12/31/202	$0	–	-181,209	-100.0%	-0.00%	–
CLVS	Exit	CLOVIS ONCOLOGY INCcall	$0	–	-180,000	-100.0%	-0.00%	–
NOW	Exit	SERVICENOW INC	$0	–	-62	-100.0%	-0.00%	–
INSUW	Exit	INSURANCE ACQUISITION CORP*w exp 03/31/202	$0	–	-19,172	-100.0%	-0.00%	–
OCUL	Exit	OCULAR THERAPEUTIX INCcall	$0	–	-32,900	-100.0%	-0.00%	–
HHHHW	Exit	WEALTHBRIDGE ACQUISITION LTD*w exp 01/31/202	$0	–	-170,250	-100.0%	-0.01%	–
SHLLWS	Exit	TORTOISE ACQUISITION CORP*w exp 03/04/202	$0	–	-80,000	-100.0%	-0.01%	–
PRDO	Exit	PERDOCEO ED CORPcall	$0	–	-72,000	-100.0%	-0.01%	–
TOTAR	Exit	TOTTENHAM ACQUISITION I LTDright 06/05/2020	$0	–	-188,479	-100.0%	-0.01%	–
TLT	Exit	ISHARES TRcall	$0	–	-14,500	-100.0%	-0.01%	–
AMT	Exit	AMERICAN TOWER CORP NEWcall	$0	–	-40,000	-100.0%	-0.01%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORPput	$0	–	-42,500	-100.0%	-0.01%	–
XBI	Exit	SPDR SER TRcall	$0	–	-7,200	-100.0%	-0.01%	–
BGNE	Exit	BEIGENE LTDcall	$0	–	-10,800	-100.0%	-0.01%	–
PAACW	Exit	PROFICIENT ALPHA ACQUSTN COR*w exp 04/30/202	$0	–	-797,513	-100.0%	-0.01%	–
MFACWS	Exit	MEGALITH FINL ACQUISITION CO*w exp 08/26/202	$0	–	-198,182	-100.0%	-0.01%	–
TLT	Exit	ISHARES TRput	$0	–	-14,500	-100.0%	-0.01%	–
CHPMW	Exit	CHP MERGER CORP*w exp 11/22/202	$0	–	-80,293	-100.0%	-0.01%	–
AAP	Exit	ADVANCE AUTO PARTS INC	$0	–	-445	-100.0%	-0.01%	–
SMH	Exit	VANECK VECTORS ETF TRcall	$0	–	-11,000	-100.0%	-0.01%	–
RDUS	Exit	RADIUS HEALTH INCput	$0	–	-4,000	-100.0%	-0.01%	–
PRDO	Exit	PERDOCEO ED CORPput	$0	–	-28,000	-100.0%	-0.01%	–
CNC	Exit	CENTENE CORP DELcall	$0	–	-20,000	-100.0%	-0.01%	–
QQQ	Exit	INVESCO QQQ TRcall	$0	–	-2,900	-100.0%	-0.01%	–
MUDSW	Exit	MUDRICK CAP ACQUISITION CORP*w exp 02/12/202	$0	–	-153,856	-100.0%	-0.01%	–
RDUS	Exit	RADIUS HEALTH INC	$0	–	-4,433	-100.0%	-0.01%	–
VVNTWS	Exit	VIVINT SMART HOME INC*w exp 01/17/202	$0	–	-44,552	-100.0%	-0.01%	–
VAR	Exit	VARIAN MED SYS INCput	$0	–	-2,000	-100.0%	-0.02%	–
ACB	Exit	AURORA CANNABIS INCcall	$0	–	-190,000	-100.0%	-0.02%	–
DPHCW	Exit	DIAMONDPEAK HLDGS COR*w exp 02/22/202	$0	–	-157,258	-100.0%	-0.02%	–
MFC	Exit	MANULIFE FINL CORPcall	$0	–	-300,000	-100.0%	-0.02%	–
MDP	Exit	MEREDITH CORP	$0	–	-6,468	-100.0%	-0.02%	–
EHC	Exit	ENCOMPASS HEALTH CORPcall	$0	–	-14,000	-100.0%	-0.02%	–
HHHHR	Exit	WEALTHBRIDGE ACQUISITION LTDright 11/02/2023	$0	–	-183,350	-100.0%	-0.02%	–
CMA	Exit	COMERICA INCcall	$0	–	-310,000	-100.0%	-0.02%	–
GILD	Exit	GILEAD SCIENCES INCcall	$0	–	-14,000	-100.0%	-0.02%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES INC	$0	–	-3,135	-100.0%	-0.02%	–
GMED	Exit	GLOBUS MED INCcall	$0	–	-56,500	-100.0%	-0.02%	–
GMED	Exit	GLOBUS MED INCcl a	$0	–	-2,420	-100.0%	-0.02%	–
GNRSU	Exit	GREENROSE ACQUISITION CORPunit 02/28/2024	$0	–	-11,250	-100.0%	-0.02%	–
ZLAB	Exit	ZAI LAB LTDput	$0	–	-17,500	-100.0%	-0.03%	–
TIVO	Exit	TIVO CORP	$0	–	-16,996	-100.0%	-0.03%	–
IPV	Exit	INTERPRIVATE ACQUISITION COR	$0	–	-13,368	-100.0%	-0.03%	–
LCII	Exit	LCI INDSput	$0	–	-6,500	-100.0%	-0.03%	–
VTIQ	Exit	VECTOIQ ACQUISITION CORP	$0	–	-1,173,985	-100.0%	-0.03%	–
PTLA	Exit	PORTOLA PHARMACEUTICALS INCput	$0	–	-40,000	-100.0%	-0.03%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORPcall	$0	–	-20,000	-100.0%	-0.03%	–
UNIT	Exit	UNITI GROUP INCput	$0	–	-121,400	-100.0%	-0.03%	–
NEBUW	Exit	NEBULA ACQUISITION CORP*w exp 03/12/202	$0	–	-152,968	-100.0%	-0.04%	–
SONG	Exit	AKAZOO SA	$0	–	-53,804	-100.0%	-0.04%	–
SFTWU	Exit	OSPREY TECHNLGY AQUISTION COunit 10/30/2024	$0	–	-16,432	-100.0%	-0.04%	–
CIICU	Exit	CIIG MERGER CORPunit 12/31/2026	$0	–	-16,665	-100.0%	-0.04%	–
UPS	Exit	UNITED PARCEL SERVICE INCput	$0	–	-60,300	-100.0%	-0.04%	–
PAACR	Exit	PROFICIENT ALPHA ACQUSTN CORright 04/30/2026	$0	–	-831,731	-100.0%	-0.04%	–
GILD	Exit	GILEAD SCIENCES INC	$0	–	-2,222	-100.0%	-0.04%	–
MU	Exit	MICRON TECHNOLOGY INCcall	$0	–	-84,000	-100.0%	-0.04%	–
PTLA	Exit	PORTOLA PHARMACEUTICALS INC	$0	–	-26,081	-100.0%	-0.04%	–
FMCIW	Exit	FORUM MERGER II CORP*w exp 09/30/202	$0	–	-707,929	-100.0%	-0.04%	–
BMYRT	Exit	BRISTOL-MYERS SQUIBB COright 99/99/9999	$0	–	-50,000	-100.0%	-0.04%	–
CHNG	Exit	CHANGE HEALTHCARE INC	$0	–	-19,714	-100.0%	-0.04%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDcall	$0	–	-336,500	-100.0%	-0.05%	–
VAR	Exit	VARIAN MED SYS INC	$0	–	-1,940	-100.0%	-0.05%	–
ZLAB	Exit	ZAI LAB LTDcall	$0	–	-17,500	-100.0%	-0.05%	–
PFF	Exit	ISHARES TRput	$0	–	-200,000	-100.0%	-0.05%	–
CRSA	Exit	CRESCENT ACQUISITION CORP	$0	–	-22,001	-100.0%	-0.05%	–
FMCIU	Exit	FORUM MERGER II CORPunit 09/30/2025	$0	–	-21,952	-100.0%	-0.05%	–
NVST	Exit	ENVISTA HOLDINGS CORPORATIONcall	$0	–	-250,000	-100.0%	-0.05%	–
CLVS	Exit	CLOVIS ONCOLOGY INCput	$0	–	-160,200	-100.0%	-0.05%	–
BHF	Exit	BRIGHTHOUSE FINL INC	$0	–	-9,872	-100.0%	-0.06%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORP	$0	–	-10,430	-100.0%	-0.06%	–
ACTTW	Exit	ACT II GLOBAL ACQUISITION CO*w exp 04/30/202	$0	–	-345,636	-100.0%	-0.06%	–
X	Exit	UNITED STATES STL CORP NEW	$0	–	-38,763	-100.0%	-0.06%	–
LAUR	Exit	LAUREATE EDUCATION INCput	$0	–	-50,000	-100.0%	-0.06%	–
SWCH	Exit	SWITCH INCcl a	$0	–	-17,649	-100.0%	-0.06%	–
NOW	Exit	SERVICENOW INCput	$0	–	-15,100	-100.0%	-0.06%	–
CHNG	Exit	CHANGE HEALTHCARE INCput	$0	–	-102,500	-100.0%	-0.06%	–
CVS	Exit	CVS HEALTH CORPput	$0	–	-122,700	-100.0%	-0.07%	–
NOW	Exit	SERVICENOW INCcall	$0	–	-25,400	-100.0%	-0.07%	–
BPMC	Exit	BLUEPRINT MEDICINES CORP	$0	–	-4,999	-100.0%	-0.07%	–
S	Exit	SPRINT CORPORATIONcall	$0	–	-182,300	-100.0%	-0.07%	–
GXGXU	Exit	GX ACQUISITION CORPunit 05/24/2026	$0	–	-29,259	-100.0%	-0.07%	–
LIVKU	Exit	LIV CAP ACQUISITION CORPunit 99/99/9999	$0	–	-31,661	-100.0%	-0.07%	–
HCCOU	Exit	HEALTHCARE MERGER CORPunit 12/17/2021	$0	–	-31,582	-100.0%	-0.08%	–
TLT	Exit	ISHARES TR20 yr tr bd etf	$0	–	-2,100	-100.0%	-0.08%	–
JD	Exit	JD COM INCcall	$0	–	-57,600	-100.0%	-0.08%	–
SRPT	Exit	SAREPTA THERAPEUTICS INC	$0	–	-3,589	-100.0%	-0.08%	–
BREW	Exit	CRAFT BREW ALLIANCE INC	$0	–	-23,932	-100.0%	-0.08%	–
AMCI	Exit	AMCI ACQUISITION CORPclass a	$0	–	-36,476	-100.0%	-0.08%	–
IOVA	Exit	IOVANCE BIOTHERAPEUTICS INCput	$0	–	-55,800	-100.0%	-0.08%	–
GME	Exit	GAMESTOP CORP NEWput	$0	–	-150,000	-100.0%	-0.09%	–
UPS	Exit	UNITED PARCEL SERVICE INCcall	$0	–	-112,300	-100.0%	-0.10%	–
FMCI	Exit	FORUM MERGER II CORPcl a	$0	–	-40,628	-100.0%	-0.10%	–
ARYAW	Exit	ARYA SCIENCES ACQUISITION CO*w exp 10/10/202	$0	–	-229,212	-100.0%	-0.10%	–
LCII	Exit	LCI INDS	$0	–	-6,312	-100.0%	-0.10%	–
LPX	Exit	LOUISIANA PAC CORPput	$0	–	-33,000	-100.0%	-0.10%	–
FEACU	Exit	FLYING EAGLE ACQUISITION CORunit 99/99/9999	$0	–	-45,356	-100.0%	-0.10%	–
MDP	Exit	MEREDITH CORPput	$0	–	-69,500	-100.0%	-0.11%	–
GME	Exit	GAMESTOP CORP NEWcl a	$0	–	-150,000	-100.0%	-0.12%	–
BNTX	Exit	BIONTECH SEsponsored ads	$0	–	-10,000	-100.0%	-0.13%	–
SRPT	Exit	SAREPTA THERAPEUTICS INCput	$0	–	-20,500	-100.0%	-0.14%	–
AON	Exit	AON PLC	$0	–	-3,721	-100.0%	-0.14%	–
LPX	Exit	LOUISIANA PAC CORP	$0	–	-36,919	-100.0%	-0.15%	–
SMH	Exit	VANECK VECTORS ETF TRput	$0	–	-34,700	-100.0%	-0.15%	–
CCH	Exit	COLLIER CREEK HOLDINGS	$0	–	-65,595	-100.0%	-0.15%	–
LIVK	Exit	LIV CAP ACQUISITION CORPcl a	$0	–	-72,500	-100.0%	-0.16%	–
LOGM	Exit	LOGMEIN INC	$0	–	-8,519	-100.0%	-0.16%	–
JIHU	Exit	JUNIPER INDL HLDGS INCunit 11/13/2026	$0	–	-73,356	-100.0%	-0.17%	–
ORSNU	Exit	ORISUN ACQUISITION CORPunit 99/99/9999	$0	–	-80,000	-100.0%	-0.19%	–
KSS	Exit	KOHLS CORP	$0	–	-56,701	-100.0%	-0.19%	–
AMRN	Exit	AMARIN CORP PLCspons adr new	$0	–	-220,000	-100.0%	-0.20%	–
AGBA	Exit	AGBA ACQUISITION LTD	$0	–	-89,750	-100.0%	-0.21%	–
PCG	Exit	PG&E CORPcall	$0	–	-787,500	-100.0%	-0.22%	–
BWA	Exit	BORGWARNER INC	$0	–	-41,342	-100.0%	-0.23%	–
QDEL	Exit	QUIDEL CORP	$0	–	-10,324	-100.0%	-0.23%	–
NPAUU	Exit	NEW PROVIDENCE ACQUISITIONunit 09/01/2024	$0	–	-100,000	-100.0%	-0.24%	–
CZR	Exit	CAESARS ENTMT CORPput	$0	–	-739,000	-100.0%	-0.24%	–
SMH	Exit	VANECK VECTORS ETF TRsemiconductor et	$0	–	-9,016	-100.0%	-0.24%	–
PTON	Exit	PELOTON INTERACTIVE INC	$0	–	-40,277	-100.0%	-0.24%	–
FSRVU	Exit	FINSERV ACQUISITION CORPunit 12/31/2026	$0	–	-107,653	-100.0%	-0.25%	–
IBTX	Exit	INDEPENDENT BK GROUP INC	$0	–	-45,775	-100.0%	-0.25%	–
LATN	Exit	UNION ACQUISITION CORP II	$0	–	-118,395	-100.0%	-0.27%	–
TDAC	Exit	TRIDENT ACQUISITIONS CORP	$0	–	-107,510	-100.0%	-0.27%	–
MTCH	Exit	MATCH GROUP INCput	$0	–	-50,000	-100.0%	-0.28%	–
AGN	Exit	ALLERGAN PLC	$0	–	-7,274	-100.0%	-0.30%	–
VTIQW	Exit	VECTOIQ ACQUISITION CORP*w exp 05/11/202	$0	–	-678,554	-100.0%	-0.30%	–
IMVTW	Exit	IMMUNOVANT INC*w exp 12/18/202	$0	–	-574,286	-100.0%	-0.32%	–
BEP	Exit	BROOKFIELD RENEWABLE PARTNERpartnership unit	$0	–	-22,924	-100.0%	-0.32%	–
SCVXU	Exit	SCVX CORPunit 99/99/9999	$0	–	-139,419	-100.0%	-0.32%	–
CCACU	Exit	CITIC CAPITAL ACQUISITION COunit 99/99/9999	$0	–	-144,420	-100.0%	-0.33%	–
QURE	Exit	UNIQURE NV	$0	–	-30,599	-100.0%	-0.33%	–
ABBV	Exit	ABBVIE INC	$0	–	-19,960	-100.0%	-0.35%	–
LFAC	Exit	LF CAP ACQUISITION CORPcl a	$0	–	-153,518	-100.0%	-0.36%	–
PCG	Exit	PG&E CORP	$0	–	-210,695	-100.0%	-0.44%	–
S	Exit	SPRINT CORPORATION	$0	–	-220,885	-100.0%	-0.44%	–
FHN	Exit	FIRST HORIZON NATL CORP	$0	–	-262,319	-100.0%	-0.48%	–
NBACU	Exit	NEWBORN ACQUISITION CORPunit 99/99/9999	$0	–	-221,350	-100.0%	-0.49%	–
LGC	Exit	LEGACY ACQUISITION CORP	$0	–	-208,446	-100.0%	-0.50%	–
HHHH	Exit	WEALTHBRIDGE ACQUISITION LTD	$0	–	-261,893	-100.0%	-0.62%	–
NAV	Exit	NAVISTAR INTL CORP NEW	$0	–	-165,458	-100.0%	-0.63%	–
IOVA	Exit	IOVANCE BIOTHERAPEUTICS INC	$0	–	-93,506	-100.0%	-0.64%	–
CLVS	Exit	CLOVIS ONCOLOGY INC	$0	–	-465,132	-100.0%	-0.68%	–
KRE	Exit	SPDR SER TRput	$0	–	-528,600	-100.0%	-0.74%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDput	$0	–	-1,426,300	-100.0%	-0.78%	–
DEACW	Exit	DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202	$0	–	-1,201,562	-100.0%	-0.79%	–
VTIQU	Exit	VECTOIQ ACQUISITION CORPunit 05/16/2023	$0	–	-296,667	-100.0%	-0.95%	–
DVA	Exit	DAVITA INC	$0	–	-57,178	-100.0%	-1.00%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-76,534	-100.0%	-1.04%	–
PACQ	Exit	PURE ACQUISITION CORPcl a	$0	–	-506,240	-100.0%	-1.21%	–
XOM	Exit	EXXON MOBIL CORPput	$0	–	-581,800	-100.0%	-1.23%	–
KSS	Exit	KOHLS CORPput	$0	–	-199,100	-100.0%	-1.73%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-517,946	-100.0%	-4.52%	–
MTCH	Exit	MATCH GROUP INC	$0	–	-300,000	-100.0%	-4.55%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Cowen Financial Products LLC #3

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-08-13

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q2 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

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