$601 Million is the total value of COWEN AND COMPANY, LLC's 403 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 281.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NKLA | New | NIKOLA CORP | $128,359,000 | – | 1,900,774 | +100.0% | 21.34% | – |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $78,377,000 | +34.8% | 316,548 | +3.7% | 13.03% | -2.4% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $24,249,000 | – | 1,476,800 | +100.0% | 4.03% | – |
| BLU | Buy | BELLUS HEALTH INC NEW | $16,730,000 | +1952.8% | 1,625,883 | +1891.3% | 2.78% | +1387.2% |
| AVDL | Buy | AVADEL PHARMACEUTICALS PLCsponsored adr | $15,413,000 | +43.2% | 1,907,504 | +25.7% | 2.56% | +3.6% |
| NKLAW | New | NIKOLA CORP*w exp 06/03/202 | $11,029,000 | – | 332,158 | +100.0% | 1.83% | – |
| XBI | New | SPDR SER TRs&p biotech | $8,956,000 | – | 80,000 | +100.0% | 1.49% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $8,882,000 | – | 62,032 | +100.0% | 1.48% | – |
| ESTA | Buy | ESTABLISHMENT LABS HLDGS INC | $6,494,000 | +50.7% | 347,618 | +16.6% | 1.08% | +9.1% |
| IAC | New | IAC INTERACTIVECORPcall | $6,266,000 | – | 60,600 | +100.0% | 1.04% | – |
| LGVWU | New | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $6,049,000 | – | 598,886 | +100.0% | 1.01% | – |
| XGN | Buy | EXAGEN INC | $5,366,000 | +40.5% | 432,402 | +80.4% | 0.89% | +1.7% |
| TELA | Buy | TELA BIO INC | $5,306,000 | +67.3% | 409,417 | +1.0% | 0.88% | +21.2% |
| SHLLU | New | TORTOISE ACQUISITION CORPunit 03/04/2024 | $5,090,000 | – | 155,000 | +100.0% | 0.85% | – |
| INVA | New | INNOVIVA INCcall | $4,454,000 | – | 1,035,900 | +100.0% | 0.74% | – |
| IWM | New | ISHARES TRcall | $4,183,000 | – | 1,125,300 | +100.0% | 0.70% | – |
| QGEN | Buy | QIAGEN NV | $3,853,000 | +930.2% | 90,003 | +900.8% | 0.64% | +645.3% |
| BMRG | New | B RILEY PRIN MERGER CORP IIcl a | $3,807,000 | – | 354,767 | +100.0% | 0.63% | – |
| GLIBA | New | GCI LIBERTY INC | $3,656,000 | – | 51,403 | +100.0% | 0.61% | – |
| LCAHU | New | LANDCADIA HLDGS II INCunit 05/09/2026 | $3,458,000 | – | 190,515 | +100.0% | 0.58% | – |
| KLR | Buy | KALEYRA INC | $3,364,000 | -25.4% | 832,609 | +34.7% | 0.56% | -46.0% |
| HECCU | New | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $3,315,000 | – | 323,384 | +100.0% | 0.55% | – |
| FICO | New | FAIR ISAAC CORP | $3,219,000 | – | 7,701 | +100.0% | 0.54% | – |
| BBL | New | BHP GROUP PLCsponsored adr | $3,171,000 | – | 77,070 | +100.0% | 0.53% | – |
| CGC | Buy | CANOPY GROWTH CORP | $3,120,000 | +44.2% | 193,100 | +28.7% | 0.52% | +4.4% |
| PTON | Buy | PELOTON INTERACTIVE INCcall | $3,116,000 | +1548.7% | 152,300 | +15.1% | 0.52% | +1104.7% |
| AAPL | New | APPLE INCcall | $3,068,000 | – | 75,000 | +100.0% | 0.51% | – |
| RPV | New | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $2,912,000 | – | 61,000 | +100.0% | 0.48% | – |
| ORSN | New | ORISUN ACQUISITION CORP | $2,836,000 | – | 280,000 | +100.0% | 0.47% | – |
| DMYTU | Buy | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $2,800,000 | +139.5% | 276,400 | +132.5% | 0.47% | +73.9% |
| CCL | New | CARNIVAL CORPput | $2,781,000 | – | 226,800 | +100.0% | 0.46% | – |
| SPCE | Buy | VIRGIN GALACTIC HOLDINGS INC | $2,726,000 | +219.2% | 166,820 | +188.6% | 0.45% | +131.1% |
| RPG | New | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $2,657,000 | – | 36,300 | +100.0% | 0.44% | – |
| FUSEU | New | FUSION ACQUISITION CORPunit 99/99/9999 | $2,540,000 | – | 250,000 | +100.0% | 0.42% | – |
| APYX | Buy | APYX MED CORP | $2,516,000 | +97.5% | 453,298 | +27.7% | 0.42% | +42.7% |
| CLF | New | CLEVELAND CLIFFS INC | $2,430,000 | – | 440,215 | +100.0% | 0.40% | – |
| BWAY | Buy | BRAINSWAY LTDsponsored ads | $2,421,000 | -11.4% | 408,876 | +18.7% | 0.40% | -36.0% |
| UN | New | UNILEVER N V | $2,327,000 | – | 43,678 | +100.0% | 0.39% | – |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES N | $2,140,000 | – | 208,937 | +100.0% | 0.36% | – |
| CHNGU | Buy | CHANGE HEALTHCARE INCunit 99/99/9999 | $2,060,000 | +14.4% | 42,796 | +5.0% | 0.34% | -17.4% |
| CHAQU | New | CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999 | $2,038,000 | – | 194,090 | +100.0% | 0.34% | – |
| NFIN | Buy | NETFIN ACQUISITION CORP | $2,039,000 | +549.4% | 189,715 | +494.9% | 0.34% | +370.8% |
| FPAC | New | FAR PT ACQUISITION CORP | $1,954,000 | – | 190,802 | +100.0% | 0.32% | – |
| HCAC | Buy | HENNESSY CAP ACQUSTION CORP | $1,923,000 | +1273.6% | 178,910 | +1193.1% | 0.32% | +900.0% |
| NBAC | New | NEWBORN ACQUISITION CORP | $1,825,000 | – | 184,000 | +100.0% | 0.30% | – |
| SAVE | New | SPIRIT AIRLS INC | $1,810,000 | – | 101,700 | +100.0% | 0.30% | – |
| TIF | Buy | TIFFANY & CO NEWcall | $1,793,000 | +9336.8% | 440,100 | +603.0% | 0.30% | +7350.0% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $1,748,000 | +331.6% | 151,096 | +151.9% | 0.29% | +212.9% |
| TECD | New | TECH DATA CORP | $1,739,000 | – | 12,000 | +100.0% | 0.29% | – |
| HCCO | Buy | HEALTHCARE MERGER CORP | $1,735,000 | +227.4% | 173,105 | +220.4% | 0.29% | +136.1% |
| CCXX | New | CHURCHILL CAP CORP III | $1,664,000 | – | 154,215 | +100.0% | 0.28% | – |
| TIF | Buy | TIFFANY & CO NEWput | $1,644,000 | +220.5% | 720,300 | +273.6% | 0.27% | +131.4% |
| FICO | Buy | FAIR ISAAC CORPcall | $1,600,000 | +401.6% | 55,700 | +4.1% | 0.27% | +264.4% |
| LSXMK | New | LIBERTY MEDIA CORP DEL | $1,574,000 | – | 45,700 | +100.0% | 0.26% | – |
| CCXXU | Buy | CHURCHILL CAP CORP IIIunit 03/01/2027 | $1,414,000 | +328.5% | 125,000 | +279.2% | 0.24% | +209.2% |
| CUK | New | CARNIVAL PLCadr | $1,399,000 | – | 111,229 | +100.0% | 0.23% | – |
| THBR | New | THUNDER BRDG ACQUISTION II L | $1,349,000 | – | 133,606 | +100.0% | 0.22% | – |
| NEM | Buy | NEWMONT CORP | $1,332,000 | +133100.0% | 21,568 | +79781.5% | 0.22% | – |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $1,320,000 | +4025.0% | 36,000 | +2493.7% | 0.22% | +3028.6% |
| IONS | Buy | IONIS PHARMACEUTICALS INC | $1,285,000 | +30.7% | 21,794 | +4.8% | 0.21% | -5.3% |
| CPAA | Buy | CONYERS PK II ACQUISITION CO | $1,271,000 | +215.4% | 117,658 | +189.3% | 0.21% | +126.9% |
| GMHI | New | GORES METROPOULOS INC | $1,168,000 | – | 109,193 | +100.0% | 0.19% | – |
| SPY | Buy | SPDR S&P 500 ETF TRput | $1,166,000 | -32.9% | 746,700 | +239.4% | 0.19% | -51.4% |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $1,119,000 | – | 104,300 | +100.0% | 0.19% | – |
| SKT | New | TANGER FACTORY OUTLET CTRS I | $1,070,000 | – | 150,000 | +100.0% | 0.18% | – |
| IWM | New | ISHARES TRput | $1,028,000 | – | 79,000 | +100.0% | 0.17% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $1,022,000 | – | 60,300 | +100.0% | 0.17% | – |
| FTACU | New | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $1,007,000 | – | 80,143 | +100.0% | 0.17% | – |
| SFTW | New | OSPREY TECHNLGY AQUISTION CO | $980,000 | – | 97,519 | +100.0% | 0.16% | – |
| WOR | New | WORTHINGTON INDS INC | $973,000 | – | 26,073 | +100.0% | 0.16% | – |
| BWA | New | BORGWARNER INCcall | $958,000 | – | 116,100 | +100.0% | 0.16% | – |
| TECD | New | TECH DATA CORPcall | $925,000 | – | 186,800 | +100.0% | 0.15% | – |
| FVRR | New | FIVERR INTL LTD | $893,000 | – | 12,101 | +100.0% | 0.15% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $862,000 | – | 13,652 | +100.0% | 0.14% | – |
| CGC | Buy | CANOPY GROWTH CORPput | $854,000 | -48.6% | 193,100 | +28.7% | 0.14% | -62.7% |
| NKLA | New | NIKOLA CORPput | $841,000 | – | 39,600 | +100.0% | 0.14% | – |
| GIX | New | GIGCAPITAL2 INC | $819,000 | – | 80,800 | +100.0% | 0.14% | – |
| MNCL | Buy | MONOCLE ACQUISITION CORP | $820,000 | +40900.0% | 349,148 | +29.5% | 0.14% | – |
| GHIVU | New | GORES HLDGS IV INCunit 02/01/2023 | $775,000 | – | 74,520 | +100.0% | 0.13% | – |
| ERI | Buy | ELDORADO RESORTS INCcall | $773,000 | +3120.8% | 218,700 | +118.7% | 0.13% | +2050.0% |
| M | New | MACYS INC | $764,000 | – | 111,100 | +100.0% | 0.13% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $765,000 | – | 13,564 | +100.0% | 0.13% | – |
| SAVE | New | SPIRIT AIRLS INCput | $754,000 | – | 101,700 | +100.0% | 0.12% | – |
| NAV | New | NAVISTAR INTL CORP NEWcall | $717,000 | – | 96,400 | +100.0% | 0.12% | – |
| DLR | New | DIGITAL RLTY TR INC | $708,000 | – | 4,984 | +100.0% | 0.12% | – |
| VEDL | New | VEDANTA LTDsponsored adr | $701,000 | – | 125,000 | +100.0% | 0.12% | – |
| RRR | New | RED ROCK RESORTS INCcl a | $676,000 | – | 62,005 | +100.0% | 0.11% | – |
| F | New | FORD MTR CO DEL | $670,000 | – | 110,193 | +100.0% | 0.11% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCput | $619,000 | – | 792,300 | +100.0% | 0.10% | – |
| PIC | New | PIVOTAL INVT CORP II | $619,000 | – | 61,008 | +100.0% | 0.10% | – |
| SOACU | New | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $610,000 | – | 60,000 | +100.0% | 0.10% | – |
| PDLI | New | PDL BIOPHARMA INC | $588,000 | – | 202,162 | +100.0% | 0.10% | – |
| HUN | New | HUNTSMAN CORP | $585,000 | – | 32,538 | +100.0% | 0.10% | – |
| SPCE | Buy | VIRGIN GALACTIC HOLDINGS INCput | $582,000 | +35.3% | 160,400 | +220.8% | 0.10% | -2.0% |
| New | LUMENTUM HLDGS INCnote 0.250% 3/1 | $563,000 | – | 400,000 | +100.0% | 0.09% | – | |
| BPY | New | BROOKFIELD PROPERTY PARTRS Lput | $557,000 | – | 105,000 | +100.0% | 0.09% | – |
| BHVN | New | BIOHAVEN PHARMACTL HLDG CO L | $542,000 | – | 7,410 | +100.0% | 0.09% | – |
| DFPHU | New | DFP HEALTHCARE ACQUISITNS COunit 03/31/2025 | $534,000 | – | 49,998 | +100.0% | 0.09% | – |
| DMYT | New | DMY TECHNOLOGY GROUP INC | $532,000 | – | 53,089 | +100.0% | 0.09% | – |
| ACELWS | New | ACCEL ENTERTAINMENT INC*w exp 11/20/202 | $521,000 | – | 222,466 | +100.0% | 0.09% | – |
| ARYBU | New | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $515,000 | – | 44,389 | +100.0% | 0.09% | – |
| AAL | New | AMERICAN AIRLS GROUP INCput | $497,000 | – | 151,100 | +100.0% | 0.08% | – |
| BAC | Buy | BK OF AMERICA CORP | $493,000 | +36.6% | 20,742 | +22.0% | 0.08% | -1.2% |
| CFFA | New | CF FIN ACQUISITION CORP | $487,000 | – | 44,868 | +100.0% | 0.08% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $466,000 | – | 315,600 | +100.0% | 0.08% | – |
| FTAC | New | FINTECH ACQUISITION CORP III | $460,000 | – | 41,251 | +100.0% | 0.08% | – |
| CLF | Buy | CLEVELAND CLIFFS INCput | $427,000 | -51.4% | 361,300 | +36.9% | 0.07% | -64.9% |
| SBEU | New | SWITCHBACK ENERGY ACQUISTN Cunit 99/99/9999 | $419,000 | – | 41,483 | +100.0% | 0.07% | – |
| MCF | New | CONTANGO OIL & GAS CO | $412,000 | – | 180,000 | +100.0% | 0.07% | – |
| New | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $399,000 | – | 500,000 | +100.0% | 0.07% | – | |
| SNDX | New | SYNDAX PHARMACEUTICALS INC | $389,000 | – | 26,220 | +100.0% | 0.06% | – |
| OACWS | Buy | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $393,000 | +27.6% | 297,648 | +0.6% | 0.06% | -8.5% |
| THBRW | Buy | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $382,000 | +453.6% | 265,614 | +169.7% | 0.06% | +300.0% |
| EBAY | New | EBAY INC.call | $381,000 | – | 87,700 | +100.0% | 0.06% | – |
| ACAM | Buy | ACAMAR PARTNERS ACQSITION COcl a | $381,000 | +130.9% | 37,158 | +122.1% | 0.06% | +65.8% |
| NEM | Buy | NEWMONT CORPcall | $372,000 | +220.7% | 42,200 | +9.6% | 0.06% | +129.6% |
| X | Buy | UNITED STATES STL CORP NEWput | $370,000 | -1.6% | 181,200 | +154.9% | 0.06% | -27.9% |
| RPLAWS | Buy | REPLAY ACQUISITION CORP*w exp 03/01/202 | $367,000 | +132.3% | 407,626 | +52.5% | 0.06% | +69.4% |
| GNRS | New | GREENROSE ACQUISITION CORP | $349,000 | – | 35,497 | +100.0% | 0.06% | – |
| JWSU | New | JAWS ACQUISITION CORPunit 99/99/9999 | $343,000 | – | 32,904 | +100.0% | 0.06% | – |
| DFNS | New | LGL SYS ACQUISITION CORP | $338,000 | – | 34,039 | +100.0% | 0.06% | – |
| IHRT | New | IHEARTMEDIA INC | $330,000 | – | 39,487 | +100.0% | 0.06% | – |
| ANIK | New | ANIKA THERAPEUTICS INCcall | $329,000 | – | 56,800 | +100.0% | 0.06% | – |
| AXTA | New | AXALTA COATING SYS LTD | $319,000 | – | 14,131 | +100.0% | 0.05% | – |
| ANGI | New | ANGI HOMESERVICES INCput | $320,000 | – | 200,000 | +100.0% | 0.05% | – |
| PCPLU | New | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $318,000 | – | 30,015 | +100.0% | 0.05% | – |
| ZYNE | New | ZYNERBA PHARMACEUTICALS INCput | $313,000 | – | 50,000 | +100.0% | 0.05% | – |
| DFNSWS | New | LGL SYS ACQUISITION CORP*w exp 11/12/202 | $313,000 | – | 344,039 | +100.0% | 0.05% | – |
| GDX | Buy | VANECK VECTORS ETF TRcall | $315,000 | +570.2% | 100,000 | +100.0% | 0.05% | +372.7% |
| CPAAW | Buy | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $299,000 | +443.6% | 135,759 | +256.0% | 0.05% | +284.6% |
| INVA | New | INNOVIVA INCput | $293,000 | – | 300,000 | +100.0% | 0.05% | – |
| UBER | New | UBER TECHNOLOGIES INC | $294,000 | – | 9,458 | +100.0% | 0.05% | – |
| TBPH | New | THERAVANCE BIOPHARMA INC | $287,000 | – | 13,664 | +100.0% | 0.05% | – |
| NFINW | Buy | NETFIN ACQUISITION CORP*w exp 08/01/202 | $283,000 | +328.8% | 170,895 | +1.4% | 0.05% | +213.3% |
| BBIO | New | BRIDGEBIO PHARMA INCcall | $277,000 | – | 40,000 | +100.0% | 0.05% | – |
| BPMC | Buy | BLUEPRINT MEDICINES CORPcall | $276,000 | +2966.7% | 30,000 | +1204.3% | 0.05% | +2200.0% |
| CCXXWS | New | CHURCHILL CAP CORP III*w exp 03/01/202 | $255,000 | – | 85,017 | +100.0% | 0.04% | – |
| THCB | New | TUSCAN HOLDINGS CORP | $240,000 | – | 23,490 | +100.0% | 0.04% | – |
| WPFU | New | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $224,000 | – | 21,000 | +100.0% | 0.04% | – |
| SAQN | New | SOFTWARE ACQUISITION GROUP I | $224,000 | – | 22,300 | +100.0% | 0.04% | – |
| HYACW | Buy | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $216,000 | +881.8% | 138,401 | +555.9% | 0.04% | +620.0% |
| TMUSR | New | T-MOBILE US INCright 07/27/2020 | $210,000 | – | 1,250,000 | +100.0% | 0.04% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $212,000 | – | 16,239 | +100.0% | 0.04% | – |
| RMG | New | RMG ACQUISITION CORPcl a | $212,000 | – | 20,701 | +100.0% | 0.04% | – |
| GNW | Buy | GENWORTH FINL INCput | $200,000 | +6566.7% | 1,000,600 | +33253.3% | 0.03% | +3200.0% |
| IPOC | New | SOCIAL CAP HEDSPIA HLDG CO I | $190,000 | – | 16,969 | +100.0% | 0.03% | – |
| QQQ | Buy | INVESCO QQQ TRput | $182,000 | -36.1% | 57,400 | +457.3% | 0.03% | -53.8% |
| CYTK | New | CYTOKINETICS INCcall | $174,000 | – | 20,400 | +100.0% | 0.03% | – |
| TLRY | Buy | TILRAY INCcall | $173,000 | -4.4% | 615,800 | +56.5% | 0.03% | -31.0% |
| M | New | MACYS INCput | $174,000 | – | 111,100 | +100.0% | 0.03% | – |
| LUV | New | SOUTHWEST AIRLS COcall | $163,000 | – | 25,000 | +100.0% | 0.03% | – |
| FIT | Buy | FITBIT INCcall | $160,000 | +788.9% | 867,900 | +181.8% | 0.03% | +575.0% |
| WKHS | New | WORKHORSE GROUP INCcall | $164,000 | – | 45,000 | +100.0% | 0.03% | – |
| SWCH | Buy | SWITCH INCcall | $149,000 | +1046.2% | 94,600 | +2207.3% | 0.02% | +733.3% |
| ESPR | New | ESPERION THERAPEUTICS INC NEcall | $152,000 | – | 25,000 | +100.0% | 0.02% | – |
| New | SPIRIT AIRLS INCnote 4.750% 5/1 | $144,000 | – | 100,000 | +100.0% | 0.02% | – | |
| APXT | New | APEX TECHNOLOGY ACQUISITION | $140,000 | – | 13,680 | +100.0% | 0.02% | – |
| GHIVW | New | GORES HLDGS IV INC*w exp 01/22/202 | $130,000 | – | 72,450 | +100.0% | 0.02% | – |
| LL | Buy | LUMBER LIQUIDATORS HLDGS INCcall | $124,000 | +675.0% | 23,700 | +5.3% | 0.02% | +425.0% |
| OXY | New | OCCIDENTAL PETE CORPcall | $120,000 | – | 81,400 | +100.0% | 0.02% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INCcall | $117,000 | – | 38,800 | +100.0% | 0.02% | – |
| REV | New | REVLON INCcl a new | $106,000 | – | 10,690 | +100.0% | 0.02% | – |
| ZGNX | New | ZOGENIX INCcall | $110,000 | – | 177,600 | +100.0% | 0.02% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGput | $109,000 | – | 104,300 | +100.0% | 0.02% | – |
| LOAK | New | LIVE OAK ACQUISITION CORP | $103,000 | – | 10,504 | +100.0% | 0.02% | – |
| GIKU | New | GIGCAPITAL3 INCunit 99/99/9999 | $105,000 | – | 10,500 | +100.0% | 0.02% | – |
| TLRY | New | TILRAY INC | $98,000 | – | 13,849 | +100.0% | 0.02% | – |
| SNDX | New | SYNDAX PHARMACEUTICALS INCput | $96,000 | – | 45,000 | +100.0% | 0.02% | – |
| FSRVW | Buy | FINSERV ACQUISITION CORP*w exp 12/31/202 | $95,000 | +251.9% | 90,718 | +99.7% | 0.02% | +166.7% |
| CORT | New | CORCEPT THERAPEUTICS INCcall | $90,000 | – | 35,000 | +100.0% | 0.02% | – |
| RMGWS | Buy | RMG ACQUISITION CORP*w exp 02/21/202 | $93,000 | +244.4% | 95,324 | +122.9% | 0.02% | +150.0% |
| TCO | New | TAUBMAN CTRS INCcall | $89,000 | – | 71,400 | +100.0% | 0.02% | – |
| HP | New | HELMERICH & PAYNE INC | $87,000 | – | 4,481 | +100.0% | 0.01% | – |
| CBAY | New | CYMABAY THERAPEUTICS INC | $86,000 | – | 24,754 | +100.0% | 0.01% | – |
| GOGO | New | GOGO INC | $76,000 | – | 23,911 | +100.0% | 0.01% | – |
| DSKE | New | DASEKE INC | $79,000 | – | 20,000 | +100.0% | 0.01% | – |
| KLRWS | Buy | KALEYRA INC*w exp 12/12/202 | $77,000 | -21.4% | 119,156 | +3.3% | 0.01% | -43.5% |
| USFD | New | US FOODS HLDG CORP | $81,000 | – | 4,122 | +100.0% | 0.01% | – |
| LHCWS | Buy | LEO HOLDINGS CORP*w exp 07/31/202 | $76,000 | +100.0% | 60,889 | +2.7% | 0.01% | +44.4% |
| ANGI | New | ANGI HOMESERVICES INC | $70,000 | – | 5,768 | +100.0% | 0.01% | – |
| F | New | FORD MTR CO DELcall | $73,000 | – | 471,700 | +100.0% | 0.01% | – |
| NKLA | New | NIKOLA CORPcall | $65,000 | – | 57,400 | +100.0% | 0.01% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS INput | $65,000 | – | 11,600 | +100.0% | 0.01% | – |
| FOLD | New | AMICUS THERAPEUTICS INCcall | $68,000 | – | 20,000 | +100.0% | 0.01% | – |
| CARR | New | CARRIER GLOBAL CORPORATIONcall | $64,000 | – | 24,600 | +100.0% | 0.01% | – |
| GNRSW | New | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $61,000 | – | 291,899 | +100.0% | 0.01% | – |
| NBACW | New | NEWBORN ACQUISITION CORP*w exp 02/03/202 | $62,000 | – | 387,489 | +100.0% | 0.01% | – |
| ORSNR | Buy | ORISUN ACQUISITION CORPright 05/31/2024 | $62,000 | +169.6% | 207,850 | +60.6% | 0.01% | +100.0% |
| ERI | New | ELDORADO RESORTS INCput | $63,000 | – | 111,200 | +100.0% | 0.01% | – |
| RF | New | REGIONS FINANCIAL CORP NEW | $53,000 | – | 4,788 | +100.0% | 0.01% | – |
| VFF | New | VILLAGE FARMS INTL INCcall | $55,000 | – | 43,100 | +100.0% | 0.01% | – |
| WSM | New | WILLIAMS SONOMA INCput | $53,000 | – | 51,500 | +100.0% | 0.01% | – |
| PTACW | Buy | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $53,000 | +6.0% | 75,604 | +5.8% | 0.01% | -18.2% |
| AAPL | New | APPLE INCput | $56,000 | – | 25,000 | +100.0% | 0.01% | – |
| BMRGWS | New | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $57,000 | – | 32,500 | +100.0% | 0.01% | – |
| CFFAW | New | CF FIN ACQUISITION CORP*w exp 04/30/202 | $52,000 | – | 38,850 | +100.0% | 0.01% | – |
| METXW | New | METEN EDTECHX ED GROUP LTD*w exp 03/31/202 | $52,000 | – | 92,645 | +100.0% | 0.01% | – |
| MJ | New | ETF MANAGERS TRetfmg altr hrvst | $55,000 | – | 4,279 | +100.0% | 0.01% | – |
| QD | New | QUDIAN INCadr | $54,000 | – | 31,471 | +100.0% | 0.01% | – |
| ALUSWS | New | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $48,000 | – | 86,613 | +100.0% | 0.01% | – |
| AMC | New | AMC ENTMT HLDGS INCput | $44,000 | – | 59,300 | +100.0% | 0.01% | – |
| BROGW | Buy | BROOGE ENERGY LTD*w exp 12/20/202 | $41,000 | -26.8% | 83,877 | +19.4% | 0.01% | -46.2% |
| IHRT | New | IHEARTMEDIA INCcall | $42,000 | – | 211,500 | +100.0% | 0.01% | – |
| MJ | New | ETF MANAGERS TRput | $41,000 | – | 30,000 | +100.0% | 0.01% | – |
| SNDX | New | SYNDAX PHARMACEUTICALS INCcall | $36,000 | – | 14,700 | +100.0% | 0.01% | – |
| NBACR | New | NEWBORN ACQUISITION CORPright 02/03/2025 | $39,000 | – | 184,000 | +100.0% | 0.01% | – |
| ESPR | New | ESPERION THERAPEUTICS INC NEput | $34,000 | – | 25,000 | +100.0% | 0.01% | – |
| CLDR | New | CLOUDERA INCcall | $37,000 | – | 115,000 | +100.0% | 0.01% | – |
| FSCT | New | FORESCOUT TECHNOLOGIES INCcall | $35,000 | – | 30,800 | +100.0% | 0.01% | – |
| GBT | Buy | GLOBAL BLOOD THERAPEUTICS INcall | $38,000 | +18.8% | 30,400 | +186.8% | 0.01% | -14.3% |
| SWCH | Buy | SWITCH INCput | $38,000 | +81.0% | 50,000 | +93.1% | 0.01% | +20.0% |
| ZYNE | New | ZYNERBA PHARMACEUTICALS INCcall | $29,000 | – | 91,600 | +100.0% | 0.01% | – |
| NPAWW | New | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $28,000 | – | 28,177 | +100.0% | 0.01% | – |
| XLV | New | SELECT SECTOR SPDR TRcall | $33,000 | – | 12,500 | +100.0% | 0.01% | – |
| CBAY | New | CYMABAY THERAPEUTICS INCput | $25,000 | – | 40,000 | +100.0% | 0.00% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCcall | $26,000 | – | 494,500 | +100.0% | 0.00% | – |
| USFD | New | US FOODS HLDG CORPput | $27,000 | – | 20,700 | +100.0% | 0.00% | – |
| FVACWS | New | FORTRESS VALUE ACQUISITION C*w exp 05/04/202 | $27,000 | – | 19,105 | +100.0% | 0.00% | – |
| EVRG | New | EVERGY INCcall | $26,000 | – | 10,000 | +100.0% | 0.00% | – |
| EIDX | New | EIDOS THERAPEUTICS INCcall | $24,000 | – | 17,800 | +100.0% | 0.00% | – |
| ESSCR | New | EAST STONE ACQUISITION CORPright 12/31/2026 | $24,000 | – | 126,121 | +100.0% | 0.00% | – |
| HCCHR | Buy | HL ACQUISITIONS CORPright 07/17/2023 | $27,000 | +2600.0% | 28,241 | +113.9% | 0.00% | – |
| CVS | New | CVS HEALTH CORPcall | $17,000 | – | 10,000 | +100.0% | 0.00% | – |
| DIS | New | DISNEY WALT COput | $20,000 | – | 25,000 | +100.0% | 0.00% | – |
| CLF | New | CLEVELAND CLIFFS INCcall | $20,000 | – | 90,700 | +100.0% | 0.00% | – |
| XLU | New | SELECT SECTOR SPDR TRcall | $21,000 | – | 55,700 | +100.0% | 0.00% | – |
| New | HORIZON GLOBAL CORPnote 2.750% 7/0 | $20,000 | – | 37,000 | +100.0% | 0.00% | – | |
| ZGNX | New | ZOGENIX INCput | $10,000 | – | 119,700 | +100.0% | 0.00% | – |
| HP | New | HELMERICH & PAYNE INCput | $11,000 | – | 17,800 | +100.0% | 0.00% | – |
| MRTX | Buy | MIRATI THERAPEUTICS INCput | $10,000 | -94.9% | 6,900 | +46.8% | 0.00% | -95.6% |
| HYG | New | ISHARES TRcall | $12,000 | – | 89,600 | +100.0% | 0.00% | – |
| FOLD | New | AMICUS THERAPEUTICS INCput | $11,000 | – | 10,000 | +100.0% | 0.00% | – |
| F | New | FORD MTR CO DELput | $15,000 | – | 36,000 | +100.0% | 0.00% | – |
| XBI | Buy | SPDR SER TRput | $10,000 | -78.3% | 130,000 | +68.8% | 0.00% | -81.8% |
| GNW | Buy | GENWORTH FINL INCcall | $4,000 | -73.3% | 130,600 | +30.2% | 0.00% | -66.7% |
| WOR | New | WORTHINGTON INDS INCput | $9,000 | – | 11,600 | +100.0% | 0.00% | – |
| X | New | UNITED STATES STL CORP NEWcall | $5,000 | – | 112,300 | +100.0% | 0.00% | – |
| CVNA | New | CARVANA COput | $7,000 | – | 15,000 | +100.0% | 0.00% | – |
| SLNO | New | SOLENO THERAPEUTICS INCcall | $9,000 | – | 177,300 | +100.0% | 0.00% | – |
| XLV | New | SELECT SECTOR SPDR TRput | $9,000 | – | 20,000 | +100.0% | 0.00% | – |
| QDEL | Buy | QUIDEL CORPput | $5,000 | -28.6% | 28,200 | +129.3% | 0.00% | -50.0% |
| USFD | New | US FOODS HLDG CORPcall | $4,000 | – | 20,700 | +100.0% | 0.00% | – |
| PFE | New | PFIZER INCput | $4,000 | – | 49,700 | +100.0% | 0.00% | – |
| ADRO | New | ADURO BIOTECH INCcall | $1,000 | – | 15,000 | +100.0% | 0.00% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS INcall | $2,000 | – | 5,500 | +100.0% | 0.00% | – |
| BCRX | New | BIOCRYST PHARMACEUTICALS INCcall | $2,000 | – | 22,500 | +100.0% | 0.00% | – |
| CORT | New | CORCEPT THERAPEUTICS INCput | $2,000 | – | 17,500 | +100.0% | 0.00% | – |
| GNUS | New | GENIUS BRANDS INTL INCcall | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.