$435 Million is the total value of COWEN AND COMPANY, LLC's 416 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KLR | KALEYRA INC | $4,512,000 | -14.1% | 618,103 | 0.0% | 1.04% | +127.2% | |
| DERMTECH INC | $1,621,000 | -9.2% | 144,063 | 0.0% | 0.37% | +140.0% | ||
| MNCLU | MONOCLE ACQUISITION CORPunit 99/99/9999 | $1,287,000 | -6.0% | 126,166 | 0.0% | 0.30% | +148.7% | |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $937,000 | -3.7% | 92,157 | 0.0% | 0.22% | +152.9% | |
| GNLN | GREENLANE HLDGS INCcl a | $579,000 | -47.2% | 336,686 | 0.0% | 0.13% | +40.0% | |
| CVNA | CARVANA COcall | $373,000 | -51.4% | 25,000 | 0.0% | 0.09% | +28.4% | |
| JD | JD COM INCcall | $347,000 | +126.8% | 57,600 | 0.0% | 0.08% | +515.4% | |
| SONG | AKAZOO SA | $151,000 | -46.8% | 53,804 | 0.0% | 0.04% | +40.0% | |
| AVYA | AVAYA HLDGS CORPcall | $23,000 | -72.6% | 24,000 | 0.0% | 0.01% | -28.6% | |
| ORSNR | ORISUN ACQUISITION CORPright 05/31/2024 | $23,000 | -23.3% | 129,400 | 0.0% | 0.01% | +66.7% | |
| INSUW | INSURANCE ACQUISITION CORP*w exp 03/31/202 | $19,000 | -17.4% | 19,172 | 0.0% | 0.00% | +100.0% | |
| RBZHF | REEBONZ HLDG LTD | $12,000 | -65.7% | 29,942 | 0.0% | 0.00% | 0.0% | |
| AGBAW | AGBA ACQUISITION LTD*w exp 05/10/202 | $9,000 | 0.0% | 154,050 | 0.0% | 0.00% | +100.0% | |
| ANDAW | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $9,000 | -50.0% | 86,810 | 0.0% | 0.00% | 0.0% | |
| GRNVR | GREENVISION ACQUISITION CORPright 06/01/2021 | $6,000 | +20.0% | 25,000 | 0.0% | 0.00% | – | |
| ANDA | ANDINA ACQUISITION CORP III | $4,000 | 0.0% | 409,967 | 0.0% | 0.00% | – | |
| GOGO | GOGO INCcall | $4,000 | -88.6% | 25,000 | 0.0% | 0.00% | -66.7% | |
| SNDL | SUNDIAL GROWERS INCcall | $1,000 | -88.9% | 22,400 | 0.0% | 0.00% | -100.0% | |
| HCCHR | HL ACQUISITIONS CORPright 07/17/2023 | $1,000 | -66.7% | 13,203 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-05-22 |
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.