COWEN AND COMPANY, LLC - Q1 2020 holdings

$435 Million is the total value of COWEN AND COMPANY, LLC's 416 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 228.7% .

 Value Shares↓ Weighting
MTCH NewMATCH GROUP INC$19,812,000300,000
+100.0%
4.55%
XOM BuyEXXON MOBIL CORP$19,666,000
+2389.4%
517,946
+4474.3%
4.52%
+6444.9%
DFNSU BuyLGL SYS ACQUISITION CORPunit 10/24/2024$14,077,000
+1137.0%
1,397,901
+1152.9%
3.23%
+3164.6%
AVDL NewAVADEL PHARMACEUTICALS PLCsponsored adr$10,767,0001,517,296
+100.0%
2.47%
FIXX NewHOMOLOGY MEDICINES INC$7,405,000476,488
+100.0%
1.70%
BHP NewBHP GROUP LTDsponsored ads$7,147,000194,800
+100.0%
1.64%
SBE BuySWITCHBACK ENERGY ACQUISTN C$6,003,000
+261.4%
622,030
+266.9%
1.38%
+856.9%
GRAF NewGRAF INDL CORP$5,618,000552,410
+100.0%
1.29%
XOM BuyEXXON MOBIL CORPput$5,354,000
+8398.4%
581,800
+3778.7%
1.23%
+24480.0%
PACQ BuyPURE ACQUISITION CORPcl a$5,260,000
+1189.2%
506,240
+1187.4%
1.21%
+3351.4%
CVS NewCVS HEALTH CORP$4,541,00076,534
+100.0%
1.04%
ABUS BuyARBUTUS BIOPHARMA CORP$4,374,000
+69.9%
4,331,020
+367.6%
1.00%
+348.2%
ESTA BuyESTABLISHMENT LABS HLDGS INC$4,310,000
+30.1%
298,247
+149.0%
0.99%
+243.8%
CCX NewCHURCHILL CAP CORP IIcl a$4,122,000414,269
+100.0%
0.95%
XGN NewEXAGEN INC$3,820,000239,671
+100.0%
0.88%
CFFAU BuyCF FIN ACQUISITION CORPunit 04/30/2025$3,612,000
+3213.8%
330,200
+3202.0%
0.83%
+9111.1%
LHC NewLEO HOLDINGS CORP$3,564,000346,002
+100.0%
0.82%
DEACW BuyDIAMOND EAGLE ACQUISITION CO*w exp 06/30/202$3,436,000
+1886.1%
1,201,562
+1559.0%
0.79%
+5160.0%
TEVA NewTEVA PHARMACEUTICAL INDS LTDput$3,385,0001,426,300
+100.0%
0.78%
KRE NewSPDR SER TRput$3,224,000528,600
+100.0%
0.74%
TELA BuyTELA BIO INC$3,171,000
+926.2%
405,507
+1601.6%
0.73%
+2596.3%
BBVA NewBANCO BILBAO VIZCAYA ARGENTAsponsored adr$3,060,0001,000,000
+100.0%
0.70%
BABA NewALIBABA GROUP HLDG LTDsponsored ads$3,039,00015,624
+100.0%
0.70%
CLVS NewCLOVIS ONCOLOGY INC$2,958,000465,132
+100.0%
0.68%
MUFG NewMITSUBISHI UFJ FINL GROUP INsponsored ads$2,832,000773,813
+100.0%
0.65%
IOVA NewIOVANCE BIOTHERAPEUTICS INC$2,799,00093,506
+100.0%
0.64%
AMRN BuyAMARIN CORP PLCput$2,746,000
+9707.1%
189,600
+16.7%
0.63%
+31450.0%
BWAY NewBRAINSWAY LTDsponsored ads$2,734,000344,354
+100.0%
0.63%
RPLAU BuyREPLAY ACQUISITION CORPunit 03/01/2024$2,736,000
+794.1%
278,884
+844.8%
0.63%
+2225.9%
NAV NewNAVISTAR INTL CORP NEW$2,728,000165,458
+100.0%
0.63%
HHHH NewWEALTHBRIDGE ACQUISITION LTD$2,680,000261,893
+100.0%
0.62%
CGC BuyCANOPY GROWTH CORP$2,163,000
+2.6%
150,000
+50.0%
0.50%
+171.6%
LGC BuyLEGACY ACQUISITION CORP$2,162,000
+108.1%
208,446
+106.1%
0.50%
+451.1%
NBACU NewNEWBORN ACQUISITION CORPunit 99/99/9999$2,147,000221,350
+100.0%
0.49%
ESSCU NewEAST STONE ACQUISITION CORPunit 12/31/2026$2,113,000215,660
+100.0%
0.48%
FHN NewFIRST HORIZON NATL CORP$2,114,000262,319
+100.0%
0.48%
ALUS NewALUSSA ENERGY ACQUISITION CO$2,040,000212,535
+100.0%
0.47%
VRTWS NewVERTIV HOLDINGS CO*w exp 06/12/202$2,021,0001,122,589
+100.0%
0.46%
PRQR BuyPROQR THRAPEUTICS N V$1,948,000
+89.5%
354,849
+242.1%
0.45%
+402.2%
S NewSPRINT CORPORATION$1,904,000220,885
+100.0%
0.44%
PCG BuyPG&E CORP$1,894,000
+1062.0%
210,695
+1304.6%
0.44%
+3007.1%
MFG BuyMIZUHO FINL GROUP INCsponsored adr$1,837,000
+1.9%
795,350
+36.3%
0.42%
+168.8%
PAEWW NewPAE INC*w exp 09/11/202$1,792,0001,202,686
+100.0%
0.41%
NIO NewNIO INCput$1,725,000500,000
+100.0%
0.40%
CGC BuyCANOPY GROWTH CORPput$1,661,000
+262.7%
150,000
+50.0%
0.38%
+852.5%
GRUB NewGRUBHUB INC$1,643,00040,337
+100.0%
0.38%
LFAC NewLF CAP ACQUISITION CORPcl a$1,589,000153,518
+100.0%
0.36%
ABBV NewABBVIE INC$1,521,00019,960
+100.0%
0.35%
TLRY BuyTILRAY INCput$1,475,000
+517.2%
1,037,700
+1211.9%
0.34%
+1514.3%
QURE NewUNIQURE NV$1,452,00030,599
+100.0%
0.33%
CCACU NewCITIC CAPITAL ACQUISITION COunit 99/99/9999$1,424,000144,420
+100.0%
0.33%
NIO NewNIO INCspon ads$1,390,000500,000
+100.0%
0.32%
SCVXU NewSCVX CORPunit 99/99/9999$1,390,000139,419
+100.0%
0.32%
BEP NewBROOKFIELD RENEWABLE PARTNERpartnership unit$1,386,00022,924
+100.0%
0.32%
IMVTW BuyIMMUNOVANT INC*w exp 12/18/202$1,378,000
+181.2%
574,286
+134.2%
0.32%
+634.9%
VTIQW BuyVECTOIQ ACQUISITION CORP*w exp 05/11/202$1,323,000
+444.4%
678,554
+64.8%
0.30%
+1347.6%
AGN NewALLERGAN PLC$1,288,0007,274
+100.0%
0.30%
APYX BuyAPYX MED CORP$1,274,000
-36.2%
354,879
+50.4%
0.29%
+69.4%
MTCH BuyMATCH GROUP INCput$1,230,000
+472.1%
50,000
+100.0%
0.28%
+1384.2%
DMYTU NewDMY TECHNOLOGY GROUP INCunit 99/99/9999$1,169,000118,900
+100.0%
0.27%
TDAC BuyTRIDENT ACQUISITIONS CORP$1,163,000
+496.4%
107,510
+481.1%
0.27%
+1470.6%
OXY NewOCCIDENTAL PETE CORPput$1,110,0001,000,000
+100.0%
0.26%
IBTX NewINDEPENDENT BK GROUP INC$1,084,00045,775
+100.0%
0.25%
FSRVU BuyFINSERV ACQUISITION CORPunit 12/31/2026$1,085,000
+923.6%
107,653
+939.3%
0.25%
+2666.7%
OAC NewOAKTREE ACQUISITION CORP$1,078,000107,762
+100.0%
0.25%
CZR NewCAESARS ENTMT CORPput$1,055,000739,000
+100.0%
0.24%
NPAUU BuyNEW PROVIDENCE ACQUISITIONunit 09/01/2024$1,027,000
+117.6%
100,000
+117.9%
0.24%
+475.6%
QDEL NewQUIDEL CORP$1,010,00010,324
+100.0%
0.23%
BWA NewBORGWARNER INC$1,008,00041,342
+100.0%
0.23%
IONS NewIONIS PHARMACEUTICALS INC$983,00020,797
+100.0%
0.23%
GRNVU BuyGREENVISION ACQUISITION CORPunit 10/28/2024$977,000
+8.3%
98,212
+9.9%
0.22%
+187.2%
PCG BuyPG&E CORPcall$957,000
+1307.4%
787,500
+763.5%
0.22%
+3566.7%
GLEO NewGALILEO ACQUISITION CORP$942,00097,307
+100.0%
0.22%
AGBA NewAGBA ACQUISITION LTD$906,00089,750
+100.0%
0.21%
TECD NewTECH DATA CORPput$896,000262,800
+100.0%
0.21%
AMRN BuyAMARIN CORP PLCspons adr new$880,000
-74.7%
220,000
+35.7%
0.20%
-33.1%
SPCE NewVIRGIN GALACTIC HOLDINGS INC$854,00057,805
+100.0%
0.20%
KSS BuyKOHLS CORP$827,000
+551.2%
56,701
+2168.0%
0.19%
+1627.3%
ORSNU NewORISUN ACQUISITION CORPunit 99/99/9999$816,00080,000
+100.0%
0.19%
BLU NewBELLUS HEALTH INC NEW$815,00081,650
+100.0%
0.19%
QD BuyQUDIAN INCput$800,000
+177.8%
304,800
+5.9%
0.18%
+636.0%
JIHU NewJUNIPER INDL HLDGS INCunit 11/13/2026$745,00073,356
+100.0%
0.17%
LOGM NewLOGMEIN INC$709,0008,519
+100.0%
0.16%
LIVK NewLIV CAP ACQUISITION CORPcl a$690,00072,500
+100.0%
0.16%
GRUB NewGRUBHUB INCput$671,00055,200
+100.0%
0.15%
LSACU NewLIFESCI ACQUISITION CORPunit 03/31/2025$652,00065,175
+100.0%
0.15%
LPX NewLOUISIANA PAC CORP$634,00036,919
+100.0%
0.15%
SRPT BuySAREPTA THERAPEUTICS INCput$615,000
+75.2%
20,500
+1.5%
0.14%
+370.0%
AON NewAON PLC$614,0003,721
+100.0%
0.14%
BNTX NewBIONTECH SEsponsored ads$584,00010,000
+100.0%
0.13%
CCHWS BuyCOLLIER CREEK HOLDINGS*w exp 99/99/999$552,000
+29.3%
408,921
+33.2%
0.13%
+243.2%
FCX NewFREEPORT-MCMORAN INCput$548,000212,500
+100.0%
0.13%
HCCO NewHEALTHCARE MERGER CORP$530,00054,032
+100.0%
0.12%
GME NewGAMESTOP CORP NEWcl a$525,000150,000
+100.0%
0.12%
FPACWS NewFAR PT ACQUISITION CORP*w exp 06/01/202$498,000922,869
+100.0%
0.11%
MDP NewMEREDITH CORPput$490,00069,500
+100.0%
0.11%
FEACU NewFLYING EAGLE ACQUISITION CORunit 99/99/9999$452,00045,356
+100.0%
0.10%
SPCE NewVIRGIN GALACTIC HOLDINGS INCput$430,00050,000
+100.0%
0.10%
LPX NewLOUISIANA PAC CORPput$429,00033,000
+100.0%
0.10%
ARYAW BuyARYA SCIENCES ACQUISITION CO*w exp 10/10/202$422,000
+52.9%
229,212
+42.2%
0.10%
+304.2%
LCII NewLCI INDS$422,0006,312
+100.0%
0.10%
TRNEWS BuyTRINE ACQUISITION CORP*w exp 03/31/202$420,000
+85.8%
699,864
+194.8%
0.10%
+380.0%
UPS NewUNITED PARCEL SERVICE INCcall$415,000112,300
+100.0%
0.10%
DSKEW BuyDASEKE INC*w exp 02/27/202$414,000
+233.9%
4,599,131
+337.9%
0.10%
+763.6%
CPAA NewCONYERS PK II ACQUISITION CO$403,00040,676
+100.0%
0.09%
FCX NewFREEPORT-MCMORAN INCcl b$405,00059,984
+100.0%
0.09%
GME NewGAMESTOP CORP NEWput$385,000150,000
+100.0%
0.09%
X NewUNITED STATES STL CORP NEWput$376,00071,100
+100.0%
0.09%
QGEN NewQIAGEN NV$374,0008,993
+100.0%
0.09%
IOVA NewIOVANCE BIOTHERAPEUTICS INCput$370,00055,800
+100.0%
0.08%
AMCI NewAMCI ACQUISITION CORPclass a$371,00036,476
+100.0%
0.08%
BREW NewCRAFT BREW ALLIANCE INC$357,00023,932
+100.0%
0.08%
SRPT BuySAREPTA THERAPEUTICS INC$351,000
-13.5%
3,589
+14.1%
0.08%
+131.4%
TLT NewISHARES TR20 yr tr bd etf$346,0002,100
+100.0%
0.08%
CCXXU NewCHURCHILL CAP CORP IIIunit 03/01/2027$330,00032,967
+100.0%
0.08%
CHPM NewCHP MERGER CORP$319,00032,899
+100.0%
0.07%
FICO NewFAIR ISAAC CORPcall$319,00053,500
+100.0%
0.07%
DISH NewDISH NETWORK CORPORATIONcl a$318,00015,889
+100.0%
0.07%
NFIN BuyNETFIN ACQUISITION CORP$314,000
+85.8%
31,891
+87.6%
0.07%
+380.0%
OACWS BuyOAKTREE ACQUISITION CORP*w exp 99/99/999$308,000
+250.0%
295,859
+220.3%
0.07%
+787.5%
SFTWWS BuyOSPREY TECHNLGY AQUISTION CO*w exp 10/30/202$309,000
+653.7%
367,459
+698.6%
0.07%
+1675.0%
WCC NewWESCO INTL INCput$308,00012,700
+100.0%
0.07%
SBEWS BuySWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202$304,000
+55.9%
488,104
+50.2%
0.07%
+311.8%
NEM NewNEWMONT CORPput$306,00063,100
+100.0%
0.07%
DISH NewDISH NETWORK CORPORATIONput$295,00020,000
+100.0%
0.07%
NOW NewSERVICENOW INCcall$292,00025,400
+100.0%
0.07%
IONS NewIONIS PHARMACEUTICALS INCput$292,00027,700
+100.0%
0.07%
CVS NewCVS HEALTH CORPput$293,000122,700
+100.0%
0.07%
BPMC NewBLUEPRINT MEDICINES CORP$292,0004,999
+100.0%
0.07%
NOW NewSERVICENOW INCput$268,00015,100
+100.0%
0.06%
CHNG BuyCHANGE HEALTHCARE INCput$268,000
+712.1%
102,500
+2.5%
0.06%
+1966.7%
SWCH NewSWITCH INCcl a$255,00017,649
+100.0%
0.06%
LAUR NewLAUREATE EDUCATION INCput$253,00050,000
+100.0%
0.06%
X NewUNITED STATES STL CORP NEW$245,00038,763
+100.0%
0.06%
ACTTW BuyACT II GLOBAL ACQUISITION CO*w exp 04/30/202$242,000
+39.9%
345,636
+99.9%
0.06%
+273.3%
CY NewCYPRESS SEMICONDUCTOR CORP$243,00010,430
+100.0%
0.06%
BHF NewBRIGHTHOUSE FINL INC$239,0009,872
+100.0%
0.06%
FTACW BuyFINTECH ACQUISITION CORP III*w exp 12/01/202$240,000
-39.8%
400,474
+37.8%
0.06%
+57.1%
NVST NewENVISTA HOLDINGS CORPORATIONcall$231,000250,000
+100.0%
0.05%
CLVS NewCLOVIS ONCOLOGY INCput$229,000160,200
+100.0%
0.05%
FMCIU NewFORUM MERGER II CORPunit 09/30/2025$227,00021,952
+100.0%
0.05%
FICO NewFAIR ISAAC CORPput$225,00019,200
+100.0%
0.05%
HYACU NewHAYMAKER ACQUISITION CORP IIunit 10/31/2026$226,00022,401
+100.0%
0.05%
FFIV NewF5 NETWORKS INCcall$227,00030,100
+100.0%
0.05%
IOVA BuyIOVANCE BIOTHERAPEUTICS INCcall$224,000
+244.6%
94,800
+412.4%
0.05%
+750.0%
TCO NewTAUBMAN CTRS INCput$221,000143,500
+100.0%
0.05%
IPVWS NewINTERPRIVATE ACQUISITION COR*w exp 10/24/202$214,000339,048
+100.0%
0.05%
ZLAB NewZAI LAB LTDcall$210,00017,500
+100.0%
0.05%
TEVA NewTEVA PHARMACEUTICAL INDS LTDcall$200,000336,500
+100.0%
0.05%
VAR BuyVARIAN MED SYS INC$199,000
+30.9%
1,940
+81.8%
0.05%
+253.8%
CHNG NewCHANGE HEALTHCARE INC$197,00019,714
+100.0%
0.04%
FMCIW BuyFORUM MERGER II CORP*w exp 09/30/202$191,000
+19.4%
707,929
+103.8%
0.04%
+214.3%
BMYRT BuyBRISTOL-MYERS SQUIBB COright 99/99/9999$190,000
+102.1%
50,000
+60.2%
0.04%
+450.0%
PTON BuyPELOTON INTERACTIVE INCcall$189,000
-9.6%
132,300
+105.4%
0.04%
+138.9%
PTLA NewPORTOLA PHARMACEUTICALS INC$186,00026,081
+100.0%
0.04%
NESRW NewNATIONAL ENERGY SERVICES REU*w exp 05/05/202$183,000554,597
+100.0%
0.04%
TLRY BuyTILRAY INCcall$181,000
-50.1%
393,600
+90.7%
0.04%
+31.2%
PAACR BuyPROFICIENT ALPHA ACQUSTN CORright 04/30/2026$166,000
+225.5%
831,731
+176.1%
0.04%
+850.0%
ACAM NewACAMAR PARTNERS ACQSITION COcl a$165,00016,731
+100.0%
0.04%
GILD NewGILEAD SCIENCES INC$166,0002,222
+100.0%
0.04%
UPS NewUNITED PARCEL SERVICE INCput$167,00060,300
+100.0%
0.04%
SMMCW BuySOUTH MTN MERGER CORP*w exp 06/20/202$165,000
+101.2%
175,969
+92.2%
0.04%
+442.9%
SFTWU NewOSPREY TECHNLGY AQUISTION COunit 10/30/2024$160,00016,432
+100.0%
0.04%
HCCOW NewHEALTHCARE MERGER CORP*w exp 12/17/202$160,000170,616
+100.0%
0.04%
DLR NewDIGITAL RLTY TR INCcall$156,00010,200
+100.0%
0.04%
SAMAW BuySCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202$157,000
-23.4%
712,048
+31.9%
0.04%
+100.0%
RPLAWS BuyREPLAY ACQUISITION CORP*w exp 03/01/202$158,000
-4.8%
267,295
+34.9%
0.04%
+157.1%
HCACW NewHENNESSY CAP ACQUSTION CORP*w exp 09/05/202$153,000435,978
+100.0%
0.04%
ERI NewELDORADO RESORTS INC$152,00010,538
+100.0%
0.04%
CRBP NewCORBUS PHARMACEUTICALS HLDGS$147,00028,139
+100.0%
0.03%
DIS NewDISNEY WALT COcall$145,000345,500
+100.0%
0.03%
PTLA NewPORTOLA PHARMACEUTICALS INCput$144,00040,000
+100.0%
0.03%
CY NewCYPRESS SEMICONDUCTOR CORPcall$142,00020,000
+100.0%
0.03%
HCAC NewHENNESSY CAP ACQUSTION CORP$140,00013,836
+100.0%
0.03%
VTIQ BuyVECTOIQ ACQUISITION CORP$138,000
+2660.0%
1,173,985
+1.1%
0.03%
THWWW BuyTARGET HOSPITALITY CORP*w exp 03/15/202$135,000
-36.6%
693,409
+69.5%
0.03%
+63.2%
FAST BuyFASTENAL COcall$136,000
-43.3%
42,100
+5.2%
0.03%
+47.6%
IPV NewINTERPRIVATE ACQUISITION COR$125,00013,368
+100.0%
0.03%
LCII NewLCI INDSput$126,0006,500
+100.0%
0.03%
CZR NewCAESARS ENTMT CORPcall$126,000767,400
+100.0%
0.03%
CRSAW BuyCRESCENT ACQUISITION CORP*w exp 03/08/202$124,000
+29.2%
146,202
+22.2%
0.03%
+250.0%
TIVO NewTIVO CORP$120,00016,996
+100.0%
0.03%
NEM NewNEWMONT CORPcall$116,00038,500
+100.0%
0.03%
ZLAB NewZAI LAB LTDput$114,00017,500
+100.0%
0.03%
GNRSU NewGREENROSE ACQUISITION CORPunit 02/28/2024$109,00011,250
+100.0%
0.02%
LGCWS BuyLEGACY ACQUISITION CORP*w exp 11/30/202$110,000
-0.9%
441,658
+114.7%
0.02%
+150.0%
GMED NewGLOBUS MED INCcl a$103,0002,420
+100.0%
0.02%
CIICW NewCIIG MERGER CORP*w exp 12/31/202$105,000149,876
+100.0%
0.02%
GMED NewGLOBUS MED INCcall$105,00056,500
+100.0%
0.02%
KLRWS BuyKALEYRA INC*w exp 12/12/202$98,000
+27.3%
115,356
+69.8%
0.02%
+228.6%
GILD NewGILEAD SCIENCES INCcall$98,00014,000
+100.0%
0.02%
JIHWS NewJUNIPER INDL HLDGS INC*w exp 11/13/202$97,000173,211
+100.0%
0.02%
CMA BuyCOMERICA INCcall$97,000
+385.0%
310,000
+416.7%
0.02%
+1000.0%
HHHHR BuyWEALTHBRIDGE ACQUISITION LTDright 11/02/2023$85,000
+962.5%
183,350
+654.5%
0.02%
+1900.0%
ALACW BuyALBERTON ACQUISITION CORP*w exp 04/26/202$77,000
+54.0%
851,868
+3.3%
0.02%
+350.0%
EHC NewENCOMPASS HEALTH CORPcall$77,00014,000
+100.0%
0.02%
MDP NewMEREDITH CORP$79,0006,468
+100.0%
0.02%
MRTX BuyMIRATI THERAPEUTICS INCcall$80,000
+35.6%
28,000
+833.3%
0.02%
+260.0%
MFC NewMANULIFE FINL CORPcall$75,000300,000
+100.0%
0.02%
THCBW BuyTUSCAN HOLDINGS CORP*w exp 04/01/202$72,000
+213.0%
185,720
+382.1%
0.02%
+750.0%
DLR NewDIGITAL RLTY TR INCput$68,00023,400
+100.0%
0.02%
DPHCW BuyDIAMONDPEAK HLDGS COR*w exp 02/22/202$71,000
+545.5%
157,258
+1000.9%
0.02%
+1500.0%
THBRW BuyTHUNDER BRDG ACQUISTION II L*w exp 11/30/202$69,000
-4.2%
98,501
+23.6%
0.02%
+166.7%
SAQNW NewSOFTWARE ACQUISITION GROUP I*w exp 10/01/202$70,000127,751
+100.0%
0.02%
SPAQWS BuySPARTAN ENERGY ACQUISITION C*w exp 08/27/202$62,000
-4.6%
123,728
+5.0%
0.01%
+133.3%
SRACW NewSTABLE RD ACQUISITION CORP*w exp 05/15/202$60,00079,456
+100.0%
0.01%
SCVXWS NewSCVX CORP*w exp 99/99/999$60,000150,000
+100.0%
0.01%
VVNTWS NewVIVINT SMART HOME INC*w exp 01/17/202$62,00044,552
+100.0%
0.01%
RDUS NewRADIUS HEALTH INC$58,0004,433
+100.0%
0.01%
CPAAW BuyCONYERS PK II ACQUISITION CO*w exp 07/18/202$55,000
+19.6%
38,135
+56.3%
0.01%
+225.0%
ANDAR BuyANDINA ACQUISITION CORP IIIright 07/31/2020$54,000
-52.6%
436,982
+7.0%
0.01%
+20.0%
MUDSW BuyMUDRICK CAP ACQUISITION CORP*w exp 02/12/202$54,000
+170.0%
153,856
+277.2%
0.01%
+500.0%
JFKKW New8I ENTERPRISES ACQUISITION C*w exp 10/29/202$51,000122,000
+100.0%
0.01%
EXPCW BuyEXPERIENCE INVT CORP*w exp 09/01/202$53,000
+152.4%
72,196
+170.7%
0.01%
+500.0%
LCAHW BuyLANDCADIA HLDGS II INC*w exp 05/09/202$52,000
+48.6%
129,649
+163.6%
0.01%
+300.0%
AMHCW NewAMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202$48,00074,103
+100.0%
0.01%
CNC NewCENTENE CORP DELcall$49,00020,000
+100.0%
0.01%
HUN NewHUNTSMAN CORPput$48,00060,000
+100.0%
0.01%
INOV NewINOVALON HLDGS INCcall$46,00026,700
+100.0%
0.01%
MCMJW BuyMERIDA MERGER CORP I*w exp 11/07/202$47,0000.0%94,922
+0.3%
0.01%
+175.0%
PRDO NewPERDOCEO ED CORPput$50,00028,000
+100.0%
0.01%
PTACW NewPROPTECH ACQUISITION CORP*w exp 05/26/202$50,00071,475
+100.0%
0.01%
RDUS NewRADIUS HEALTH INCput$47,0004,000
+100.0%
0.01%
SMH NewVANECK VECTORS ETF TRcall$45,00011,000
+100.0%
0.01%
CHPMW NewCHP MERGER CORP*w exp 11/22/202$43,00080,293
+100.0%
0.01%
FFIV NewF5 NETWORKS INCput$44,00011,000
+100.0%
0.01%
FAST BuyFASTENAL COput$45,000
+400.0%
10,000
+100.0%
0.01%
+900.0%
AAP NewADVANCE AUTO PARTS INC$42,000445
+100.0%
0.01%
TLT NewISHARES TRput$45,00014,500
+100.0%
0.01%
PAACW BuyPROFICIENT ALPHA ACQUSTN COR*w exp 04/30/202$41,000
-46.1%
797,513
+56.4%
0.01%
+28.6%
INOV NewINOVALON HLDGS INCput$40,00026,700
+100.0%
0.01%
BGNE NewBEIGENE LTDcall$34,00010,800
+100.0%
0.01%
CY NewCYPRESS SEMICONDUCTOR CORPput$29,00042,500
+100.0%
0.01%
GBT NewGLOBAL BLOOD THERAPEUTICS INcall$32,00010,600
+100.0%
0.01%
AMT NewAMERICAN TOWER CORP NEWcall$26,00040,000
+100.0%
0.01%
LACQW NewLEISURE ACQUISITION CORP*w exp 12/05/201$24,000140,224
+100.0%
0.01%
ERI NewELDORADO RESORTS INCcall$24,000100,000
+100.0%
0.01%
SAND NewSANDSTORM GOLD LTDcall$26,00028,300
+100.0%
0.01%
FSRVW NewFINSERV ACQUISITION CORP*w exp 12/31/202$27,00045,429
+100.0%
0.01%
NSCOWS BuyNESCO HLDGS INC*w exp 01/01/202$27,000
-48.1%
151,480
+36.1%
0.01%
+20.0%
GLEOWS BuyGALILEO ACQUISITION CORP*w exp 10/31/202$25,000
+257.1%
99,400
+576.2%
0.01%
+500.0%
GSMGW NewGLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202$27,000343,800
+100.0%
0.01%
HHHHW NewWEALTHBRIDGE ACQUISITION LTD*w exp 01/31/202$21,000170,250
+100.0%
0.01%
RF NewREGIONS FINANCIAL CORP NEWcall$20,00030,000
+100.0%
0.01%
PRDO NewPERDOCEO ED CORPcall$23,00072,000
+100.0%
0.01%
SHLLWS BuyTORTOISE ACQUISITION CORP*w exp 03/04/202$22,000
+37.5%
80,000
+130.4%
0.01%
+400.0%
TLT NewISHARES TRcall$23,00014,500
+100.0%
0.01%
NOW NewSERVICENOW INC$18,00062
+100.0%
0.00%
CLVS NewCLOVIS ONCOLOGY INCcall$18,000180,000
+100.0%
0.00%
LL NewLUMBER LIQUIDATORS HLDGS INCcall$16,00022,500
+100.0%
0.00%
THCAW BuyTUSCAN HLDGS CORP II*w exp 99/99/999$17,000
-22.7%
69,543
+40.5%
0.00%
+100.0%
OCUL NewOCULAR THERAPEUTIX INCcall$16,00032,900
+100.0%
0.00%
LATNW NewUNION ACQUISITION CORP II*w exp 04/01/202$13,00050,391
+100.0%
0.00%
JD NewJD COM INCput$13,00020,000
+100.0%
0.00%
IONS NewIONIS PHARMACEUTICALS INCcall$13,0002,000
+100.0%
0.00%
GBT NewGLOBAL BLOOD THERAPEUTICS INput$11,00024,000
+100.0%
0.00%
GNW NewGENWORTH FINL INCcall$15,000100,300
+100.0%
0.00%
FLXN NewFLEXION THERAPEUTICS INCcall$14,00044,200
+100.0%
0.00%
CHAPQ BuyCHAPARRAL ENERGY INC$15,000
-42.3%
32,692
+124.8%
0.00%
+50.0%
QDEL NewQUIDEL CORPcall$12,000900
+100.0%
0.00%
LIVKW NewLIV CAP ACQUISITION CORP*w exp 12/13/202$13,00050,000
+100.0%
0.00%
BRPAR BuyBIG ROCK PARTNERS ACQUISI COright 12/01/2022$15,000
-51.6%
118,618
+0.5%
0.00%0.0%
HUN NewHUNTSMAN CORPcall$7,00060,000
+100.0%
0.00%
LPX NewLOUISIANA PAC CORPcall$9,00041,100
+100.0%
0.00%
OPESW BuyOPES ACQUISITION CORP*w exp 03/13/202$10,000
-70.6%
191,809
+0.6%
0.00%
-33.3%
SSINQ NewSTAGE STORES INC$9,00025,000
+100.0%
0.00%
AMCIW BuyAMCI ACQUISITION CORP*w exp 05/20/202$10,000
+66.7%
56,785
+178.4%
0.00%
+100.0%
QDEL NewQUIDEL CORPput$7,00012,300
+100.0%
0.00%
BPMC NewBLUEPRINT MEDICINES CORPcall$9,0002,300
+100.0%
0.00%
AAP NewADVANCE AUTO PARTS INCcall$4,00030,000
+100.0%
0.00%
YOLO BuyADVISORSHARES TRcall$5,000
-16.7%
39,800
+4.7%
0.00%0.0%
CHNG NewCHANGE HEALTHCARE INCcall$3,00025,000
+100.0%
0.00%
VTIQ NewVECTOIQ ACQUISITION CORPput$6,00043,200
+100.0%
0.00%
XOM NewEXXON MOBIL CORPcall$4,0003,100
+100.0%
0.00%
BRPAW BuyBIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202$4,000
-60.0%
58,686
+0.2%
0.00%0.0%
ETFC NewE TRADE FINANCIAL CORPcall$3,00099,900
+100.0%
0.00%
TDACW NewTRIDENT ACQUISITIONS CORP*w exp 05/09/202$6,00060,833
+100.0%
0.00%
CRCQQ NewCALIFORNIA RES CORPcall$4,00070,000
+100.0%
0.00%
PFE NewPFIZER INCcall$1,00050,000
+100.0%
0.00%
NEM NewNEWMONT CORP$1,00027
+100.0%
0.00%
FCX NewFREEPORT-MCMORAN INCcall$2,000193,100
+100.0%
0.00%
FSCT NewFORESCOUT TECHNOLOGIES INCput$2,00045,000
+100.0%
0.00%
CNC NewCENTENE CORP DEL$1,00011
+100.0%
0.00%
BPMC NewBLUEPRINT MEDICINES CORPput$2,000700
+100.0%
0.00%
AMRN BuyAMARIN CORP PLCcall$1,000
-92.3%
82,700
+232.1%
0.00%
-100.0%
ACOR NewACORDA THERAPEUTICS INCcall$1,00025,000
+100.0%
0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-05-11
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SUMITOMO MITSUI FINL GROUP I16Q2 202317.8%
ESTABLISHMENT LABS HLDGS INC16Q3 20236.9%
AVADEL PHARMACEUTICALS PLC15Q3 20234.0%
EXAGEN INC15Q3 20231.5%
INVESCO QQQ TR14Q3 202326.4%
APYX MEDICAL CORPORATION14Q1 20232.2%
BRAINSWAY LTD12Q4 20221.0%
GREENLANE HLDGS INC12Q2 20220.3%
SPDR S&P 500 ETF TR12Q3 20230.4%
SUNDIAL GROWERS INC12Q2 20220.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
COWEN AND COMPANY, LLC Q1 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Ares Management CorpJuly 31, 20232,102,5934.5%
Progress Acquisition Corp.May 16, 2023115,18412.0%
SciPlay CorpSold outFebruary 28, 202300.0%
Innoviz Technologies Ltd.November 02, 2022220,0000.2%
AVADEL PHARMACEUTICALS PLCSold outJanuary 21, 202200.0%
Churchill Capital Corp VIJanuary 21, 202212,6000.0%
Workhorse Group Inc.November 12, 2021344,7120.2%
Hennessy Capital Investment Corp. VIOctober 04, 20215,9530.0%
Lifesci Acquisition II Corp.September 16, 20217,7760.1%
YogaWorks, Inc.February 14, 2018935,0005.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-03
SC 13G/A2024-04-02
32024-03-15
32024-03-15
42024-03-15
42024-03-15
SC 13G2024-03-11
FOCUSN2024-02-29
X-17A-52024-02-29
32024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

Compare quarters

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