$435 Million is the total value of COWEN AND COMPANY, LLC's 416 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 228.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MTCH | New | MATCH GROUP INC | $19,812,000 | – | 300,000 | +100.0% | 4.55% | – |
| XOM | Buy | EXXON MOBIL CORP | $19,666,000 | +2389.4% | 517,946 | +4474.3% | 4.52% | +6444.9% |
| DFNSU | Buy | LGL SYS ACQUISITION CORPunit 10/24/2024 | $14,077,000 | +1137.0% | 1,397,901 | +1152.9% | 3.23% | +3164.6% |
| AVDL | New | AVADEL PHARMACEUTICALS PLCsponsored adr | $10,767,000 | – | 1,517,296 | +100.0% | 2.47% | – |
| FIXX | New | HOMOLOGY MEDICINES INC | $7,405,000 | – | 476,488 | +100.0% | 1.70% | – |
| BHP | New | BHP GROUP LTDsponsored ads | $7,147,000 | – | 194,800 | +100.0% | 1.64% | – |
| SBE | Buy | SWITCHBACK ENERGY ACQUISTN C | $6,003,000 | +261.4% | 622,030 | +266.9% | 1.38% | +856.9% |
| GRAF | New | GRAF INDL CORP | $5,618,000 | – | 552,410 | +100.0% | 1.29% | – |
| XOM | Buy | EXXON MOBIL CORPput | $5,354,000 | +8398.4% | 581,800 | +3778.7% | 1.23% | +24480.0% |
| PACQ | Buy | PURE ACQUISITION CORPcl a | $5,260,000 | +1189.2% | 506,240 | +1187.4% | 1.21% | +3351.4% |
| CVS | New | CVS HEALTH CORP | $4,541,000 | – | 76,534 | +100.0% | 1.04% | – |
| ABUS | Buy | ARBUTUS BIOPHARMA CORP | $4,374,000 | +69.9% | 4,331,020 | +367.6% | 1.00% | +348.2% |
| ESTA | Buy | ESTABLISHMENT LABS HLDGS INC | $4,310,000 | +30.1% | 298,247 | +149.0% | 0.99% | +243.8% |
| CCX | New | CHURCHILL CAP CORP IIcl a | $4,122,000 | – | 414,269 | +100.0% | 0.95% | – |
| XGN | New | EXAGEN INC | $3,820,000 | – | 239,671 | +100.0% | 0.88% | – |
| CFFAU | Buy | CF FIN ACQUISITION CORPunit 04/30/2025 | $3,612,000 | +3213.8% | 330,200 | +3202.0% | 0.83% | +9111.1% |
| LHC | New | LEO HOLDINGS CORP | $3,564,000 | – | 346,002 | +100.0% | 0.82% | – |
| DEACW | Buy | DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202 | $3,436,000 | +1886.1% | 1,201,562 | +1559.0% | 0.79% | +5160.0% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $3,385,000 | – | 1,426,300 | +100.0% | 0.78% | – |
| KRE | New | SPDR SER TRput | $3,224,000 | – | 528,600 | +100.0% | 0.74% | – |
| TELA | Buy | TELA BIO INC | $3,171,000 | +926.2% | 405,507 | +1601.6% | 0.73% | +2596.3% |
| BBVA | New | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $3,060,000 | – | 1,000,000 | +100.0% | 0.70% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $3,039,000 | – | 15,624 | +100.0% | 0.70% | – |
| CLVS | New | CLOVIS ONCOLOGY INC | $2,958,000 | – | 465,132 | +100.0% | 0.68% | – |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored ads | $2,832,000 | – | 773,813 | +100.0% | 0.65% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $2,799,000 | – | 93,506 | +100.0% | 0.64% | – |
| AMRN | Buy | AMARIN CORP PLCput | $2,746,000 | +9707.1% | 189,600 | +16.7% | 0.63% | +31450.0% |
| BWAY | New | BRAINSWAY LTDsponsored ads | $2,734,000 | – | 344,354 | +100.0% | 0.63% | – |
| RPLAU | Buy | REPLAY ACQUISITION CORPunit 03/01/2024 | $2,736,000 | +794.1% | 278,884 | +844.8% | 0.63% | +2225.9% |
| NAV | New | NAVISTAR INTL CORP NEW | $2,728,000 | – | 165,458 | +100.0% | 0.63% | – |
| HHHH | New | WEALTHBRIDGE ACQUISITION LTD | $2,680,000 | – | 261,893 | +100.0% | 0.62% | – |
| CGC | Buy | CANOPY GROWTH CORP | $2,163,000 | +2.6% | 150,000 | +50.0% | 0.50% | +171.6% |
| LGC | Buy | LEGACY ACQUISITION CORP | $2,162,000 | +108.1% | 208,446 | +106.1% | 0.50% | +451.1% |
| NBACU | New | NEWBORN ACQUISITION CORPunit 99/99/9999 | $2,147,000 | – | 221,350 | +100.0% | 0.49% | – |
| ESSCU | New | EAST STONE ACQUISITION CORPunit 12/31/2026 | $2,113,000 | – | 215,660 | +100.0% | 0.48% | – |
| FHN | New | FIRST HORIZON NATL CORP | $2,114,000 | – | 262,319 | +100.0% | 0.48% | – |
| ALUS | New | ALUSSA ENERGY ACQUISITION CO | $2,040,000 | – | 212,535 | +100.0% | 0.47% | – |
| VRTWS | New | VERTIV HOLDINGS CO*w exp 06/12/202 | $2,021,000 | – | 1,122,589 | +100.0% | 0.46% | – |
| PRQR | Buy | PROQR THRAPEUTICS N V | $1,948,000 | +89.5% | 354,849 | +242.1% | 0.45% | +402.2% |
| S | New | SPRINT CORPORATION | $1,904,000 | – | 220,885 | +100.0% | 0.44% | – |
| PCG | Buy | PG&E CORP | $1,894,000 | +1062.0% | 210,695 | +1304.6% | 0.44% | +3007.1% |
| MFG | Buy | MIZUHO FINL GROUP INCsponsored adr | $1,837,000 | +1.9% | 795,350 | +36.3% | 0.42% | +168.8% |
| PAEWW | New | PAE INC*w exp 09/11/202 | $1,792,000 | – | 1,202,686 | +100.0% | 0.41% | – |
| NIO | New | NIO INCput | $1,725,000 | – | 500,000 | +100.0% | 0.40% | – |
| CGC | Buy | CANOPY GROWTH CORPput | $1,661,000 | +262.7% | 150,000 | +50.0% | 0.38% | +852.5% |
| GRUB | New | GRUBHUB INC | $1,643,000 | – | 40,337 | +100.0% | 0.38% | – |
| LFAC | New | LF CAP ACQUISITION CORPcl a | $1,589,000 | – | 153,518 | +100.0% | 0.36% | – |
| ABBV | New | ABBVIE INC | $1,521,000 | – | 19,960 | +100.0% | 0.35% | – |
| TLRY | Buy | TILRAY INCput | $1,475,000 | +517.2% | 1,037,700 | +1211.9% | 0.34% | +1514.3% |
| QURE | New | UNIQURE NV | $1,452,000 | – | 30,599 | +100.0% | 0.33% | – |
| CCACU | New | CITIC CAPITAL ACQUISITION COunit 99/99/9999 | $1,424,000 | – | 144,420 | +100.0% | 0.33% | – |
| NIO | New | NIO INCspon ads | $1,390,000 | – | 500,000 | +100.0% | 0.32% | – |
| SCVXU | New | SCVX CORPunit 99/99/9999 | $1,390,000 | – | 139,419 | +100.0% | 0.32% | – |
| BEP | New | BROOKFIELD RENEWABLE PARTNERpartnership unit | $1,386,000 | – | 22,924 | +100.0% | 0.32% | – |
| IMVTW | Buy | IMMUNOVANT INC*w exp 12/18/202 | $1,378,000 | +181.2% | 574,286 | +134.2% | 0.32% | +634.9% |
| VTIQW | Buy | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $1,323,000 | +444.4% | 678,554 | +64.8% | 0.30% | +1347.6% |
| AGN | New | ALLERGAN PLC | $1,288,000 | – | 7,274 | +100.0% | 0.30% | – |
| APYX | Buy | APYX MED CORP | $1,274,000 | -36.2% | 354,879 | +50.4% | 0.29% | +69.4% |
| MTCH | Buy | MATCH GROUP INCput | $1,230,000 | +472.1% | 50,000 | +100.0% | 0.28% | +1384.2% |
| DMYTU | New | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $1,169,000 | – | 118,900 | +100.0% | 0.27% | – |
| TDAC | Buy | TRIDENT ACQUISITIONS CORP | $1,163,000 | +496.4% | 107,510 | +481.1% | 0.27% | +1470.6% |
| OXY | New | OCCIDENTAL PETE CORPput | $1,110,000 | – | 1,000,000 | +100.0% | 0.26% | – |
| IBTX | New | INDEPENDENT BK GROUP INC | $1,084,000 | – | 45,775 | +100.0% | 0.25% | – |
| FSRVU | Buy | FINSERV ACQUISITION CORPunit 12/31/2026 | $1,085,000 | +923.6% | 107,653 | +939.3% | 0.25% | +2666.7% |
| OAC | New | OAKTREE ACQUISITION CORP | $1,078,000 | – | 107,762 | +100.0% | 0.25% | – |
| CZR | New | CAESARS ENTMT CORPput | $1,055,000 | – | 739,000 | +100.0% | 0.24% | – |
| NPAUU | Buy | NEW PROVIDENCE ACQUISITIONunit 09/01/2024 | $1,027,000 | +117.6% | 100,000 | +117.9% | 0.24% | +475.6% |
| QDEL | New | QUIDEL CORP | $1,010,000 | – | 10,324 | +100.0% | 0.23% | – |
| BWA | New | BORGWARNER INC | $1,008,000 | – | 41,342 | +100.0% | 0.23% | – |
| IONS | New | IONIS PHARMACEUTICALS INC | $983,000 | – | 20,797 | +100.0% | 0.23% | – |
| GRNVU | Buy | GREENVISION ACQUISITION CORPunit 10/28/2024 | $977,000 | +8.3% | 98,212 | +9.9% | 0.22% | +187.2% |
| PCG | Buy | PG&E CORPcall | $957,000 | +1307.4% | 787,500 | +763.5% | 0.22% | +3566.7% |
| GLEO | New | GALILEO ACQUISITION CORP | $942,000 | – | 97,307 | +100.0% | 0.22% | – |
| AGBA | New | AGBA ACQUISITION LTD | $906,000 | – | 89,750 | +100.0% | 0.21% | – |
| TECD | New | TECH DATA CORPput | $896,000 | – | 262,800 | +100.0% | 0.21% | – |
| AMRN | Buy | AMARIN CORP PLCspons adr new | $880,000 | -74.7% | 220,000 | +35.7% | 0.20% | -33.1% |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $854,000 | – | 57,805 | +100.0% | 0.20% | – |
| KSS | Buy | KOHLS CORP | $827,000 | +551.2% | 56,701 | +2168.0% | 0.19% | +1627.3% |
| ORSNU | New | ORISUN ACQUISITION CORPunit 99/99/9999 | $816,000 | – | 80,000 | +100.0% | 0.19% | – |
| BLU | New | BELLUS HEALTH INC NEW | $815,000 | – | 81,650 | +100.0% | 0.19% | – |
| QD | Buy | QUDIAN INCput | $800,000 | +177.8% | 304,800 | +5.9% | 0.18% | +636.0% |
| JIHU | New | JUNIPER INDL HLDGS INCunit 11/13/2026 | $745,000 | – | 73,356 | +100.0% | 0.17% | – |
| LOGM | New | LOGMEIN INC | $709,000 | – | 8,519 | +100.0% | 0.16% | – |
| LIVK | New | LIV CAP ACQUISITION CORPcl a | $690,000 | – | 72,500 | +100.0% | 0.16% | – |
| GRUB | New | GRUBHUB INCput | $671,000 | – | 55,200 | +100.0% | 0.15% | – |
| LSACU | New | LIFESCI ACQUISITION CORPunit 03/31/2025 | $652,000 | – | 65,175 | +100.0% | 0.15% | – |
| LPX | New | LOUISIANA PAC CORP | $634,000 | – | 36,919 | +100.0% | 0.15% | – |
| SRPT | Buy | SAREPTA THERAPEUTICS INCput | $615,000 | +75.2% | 20,500 | +1.5% | 0.14% | +370.0% |
| AON | New | AON PLC | $614,000 | – | 3,721 | +100.0% | 0.14% | – |
| BNTX | New | BIONTECH SEsponsored ads | $584,000 | – | 10,000 | +100.0% | 0.13% | – |
| CCHWS | Buy | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $552,000 | +29.3% | 408,921 | +33.2% | 0.13% | +243.2% |
| FCX | New | FREEPORT-MCMORAN INCput | $548,000 | – | 212,500 | +100.0% | 0.13% | – |
| HCCO | New | HEALTHCARE MERGER CORP | $530,000 | – | 54,032 | +100.0% | 0.12% | – |
| GME | New | GAMESTOP CORP NEWcl a | $525,000 | – | 150,000 | +100.0% | 0.12% | – |
| FPACWS | New | FAR PT ACQUISITION CORP*w exp 06/01/202 | $498,000 | – | 922,869 | +100.0% | 0.11% | – |
| MDP | New | MEREDITH CORPput | $490,000 | – | 69,500 | +100.0% | 0.11% | – |
| FEACU | New | FLYING EAGLE ACQUISITION CORunit 99/99/9999 | $452,000 | – | 45,356 | +100.0% | 0.10% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INCput | $430,000 | – | 50,000 | +100.0% | 0.10% | – |
| LPX | New | LOUISIANA PAC CORPput | $429,000 | – | 33,000 | +100.0% | 0.10% | – |
| ARYAW | Buy | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $422,000 | +52.9% | 229,212 | +42.2% | 0.10% | +304.2% |
| LCII | New | LCI INDS | $422,000 | – | 6,312 | +100.0% | 0.10% | – |
| TRNEWS | Buy | TRINE ACQUISITION CORP*w exp 03/31/202 | $420,000 | +85.8% | 699,864 | +194.8% | 0.10% | +380.0% |
| UPS | New | UNITED PARCEL SERVICE INCcall | $415,000 | – | 112,300 | +100.0% | 0.10% | – |
| DSKEW | Buy | DASEKE INC*w exp 02/27/202 | $414,000 | +233.9% | 4,599,131 | +337.9% | 0.10% | +763.6% |
| CPAA | New | CONYERS PK II ACQUISITION CO | $403,000 | – | 40,676 | +100.0% | 0.09% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $405,000 | – | 59,984 | +100.0% | 0.09% | – |
| GME | New | GAMESTOP CORP NEWput | $385,000 | – | 150,000 | +100.0% | 0.09% | – |
| X | New | UNITED STATES STL CORP NEWput | $376,000 | – | 71,100 | +100.0% | 0.09% | – |
| QGEN | New | QIAGEN NV | $374,000 | – | 8,993 | +100.0% | 0.09% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INCput | $370,000 | – | 55,800 | +100.0% | 0.08% | – |
| AMCI | New | AMCI ACQUISITION CORPclass a | $371,000 | – | 36,476 | +100.0% | 0.08% | – |
| BREW | New | CRAFT BREW ALLIANCE INC | $357,000 | – | 23,932 | +100.0% | 0.08% | – |
| SRPT | Buy | SAREPTA THERAPEUTICS INC | $351,000 | -13.5% | 3,589 | +14.1% | 0.08% | +131.4% |
| TLT | New | ISHARES TR20 yr tr bd etf | $346,000 | – | 2,100 | +100.0% | 0.08% | – |
| CCXXU | New | CHURCHILL CAP CORP IIIunit 03/01/2027 | $330,000 | – | 32,967 | +100.0% | 0.08% | – |
| CHPM | New | CHP MERGER CORP | $319,000 | – | 32,899 | +100.0% | 0.07% | – |
| FICO | New | FAIR ISAAC CORPcall | $319,000 | – | 53,500 | +100.0% | 0.07% | – |
| DISH | New | DISH NETWORK CORPORATIONcl a | $318,000 | – | 15,889 | +100.0% | 0.07% | – |
| NFIN | Buy | NETFIN ACQUISITION CORP | $314,000 | +85.8% | 31,891 | +87.6% | 0.07% | +380.0% |
| OACWS | Buy | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $308,000 | +250.0% | 295,859 | +220.3% | 0.07% | +787.5% |
| SFTWWS | Buy | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $309,000 | +653.7% | 367,459 | +698.6% | 0.07% | +1675.0% |
| WCC | New | WESCO INTL INCput | $308,000 | – | 12,700 | +100.0% | 0.07% | – |
| SBEWS | Buy | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $304,000 | +55.9% | 488,104 | +50.2% | 0.07% | +311.8% |
| NEM | New | NEWMONT CORPput | $306,000 | – | 63,100 | +100.0% | 0.07% | – |
| DISH | New | DISH NETWORK CORPORATIONput | $295,000 | – | 20,000 | +100.0% | 0.07% | – |
| NOW | New | SERVICENOW INCcall | $292,000 | – | 25,400 | +100.0% | 0.07% | – |
| IONS | New | IONIS PHARMACEUTICALS INCput | $292,000 | – | 27,700 | +100.0% | 0.07% | – |
| CVS | New | CVS HEALTH CORPput | $293,000 | – | 122,700 | +100.0% | 0.07% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP | $292,000 | – | 4,999 | +100.0% | 0.07% | – |
| NOW | New | SERVICENOW INCput | $268,000 | – | 15,100 | +100.0% | 0.06% | – |
| CHNG | Buy | CHANGE HEALTHCARE INCput | $268,000 | +712.1% | 102,500 | +2.5% | 0.06% | +1966.7% |
| SWCH | New | SWITCH INCcl a | $255,000 | – | 17,649 | +100.0% | 0.06% | – |
| LAUR | New | LAUREATE EDUCATION INCput | $253,000 | – | 50,000 | +100.0% | 0.06% | – |
| X | New | UNITED STATES STL CORP NEW | $245,000 | – | 38,763 | +100.0% | 0.06% | – |
| ACTTW | Buy | ACT II GLOBAL ACQUISITION CO*w exp 04/30/202 | $242,000 | +39.9% | 345,636 | +99.9% | 0.06% | +273.3% |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $243,000 | – | 10,430 | +100.0% | 0.06% | – |
| BHF | New | BRIGHTHOUSE FINL INC | $239,000 | – | 9,872 | +100.0% | 0.06% | – |
| FTACW | Buy | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $240,000 | -39.8% | 400,474 | +37.8% | 0.06% | +57.1% |
| NVST | New | ENVISTA HOLDINGS CORPORATIONcall | $231,000 | – | 250,000 | +100.0% | 0.05% | – |
| CLVS | New | CLOVIS ONCOLOGY INCput | $229,000 | – | 160,200 | +100.0% | 0.05% | – |
| FMCIU | New | FORUM MERGER II CORPunit 09/30/2025 | $227,000 | – | 21,952 | +100.0% | 0.05% | – |
| FICO | New | FAIR ISAAC CORPput | $225,000 | – | 19,200 | +100.0% | 0.05% | – |
| HYACU | New | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $226,000 | – | 22,401 | +100.0% | 0.05% | – |
| FFIV | New | F5 NETWORKS INCcall | $227,000 | – | 30,100 | +100.0% | 0.05% | – |
| IOVA | Buy | IOVANCE BIOTHERAPEUTICS INCcall | $224,000 | +244.6% | 94,800 | +412.4% | 0.05% | +750.0% |
| TCO | New | TAUBMAN CTRS INCput | $221,000 | – | 143,500 | +100.0% | 0.05% | – |
| IPVWS | New | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $214,000 | – | 339,048 | +100.0% | 0.05% | – |
| ZLAB | New | ZAI LAB LTDcall | $210,000 | – | 17,500 | +100.0% | 0.05% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $200,000 | – | 336,500 | +100.0% | 0.05% | – |
| VAR | Buy | VARIAN MED SYS INC | $199,000 | +30.9% | 1,940 | +81.8% | 0.05% | +253.8% |
| CHNG | New | CHANGE HEALTHCARE INC | $197,000 | – | 19,714 | +100.0% | 0.04% | – |
| FMCIW | Buy | FORUM MERGER II CORP*w exp 09/30/202 | $191,000 | +19.4% | 707,929 | +103.8% | 0.04% | +214.3% |
| BMYRT | Buy | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $190,000 | +102.1% | 50,000 | +60.2% | 0.04% | +450.0% |
| PTON | Buy | PELOTON INTERACTIVE INCcall | $189,000 | -9.6% | 132,300 | +105.4% | 0.04% | +138.9% |
| PTLA | New | PORTOLA PHARMACEUTICALS INC | $186,000 | – | 26,081 | +100.0% | 0.04% | – |
| NESRW | New | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $183,000 | – | 554,597 | +100.0% | 0.04% | – |
| TLRY | Buy | TILRAY INCcall | $181,000 | -50.1% | 393,600 | +90.7% | 0.04% | +31.2% |
| PAACR | Buy | PROFICIENT ALPHA ACQUSTN CORright 04/30/2026 | $166,000 | +225.5% | 831,731 | +176.1% | 0.04% | +850.0% |
| ACAM | New | ACAMAR PARTNERS ACQSITION COcl a | $165,000 | – | 16,731 | +100.0% | 0.04% | – |
| GILD | New | GILEAD SCIENCES INC | $166,000 | – | 2,222 | +100.0% | 0.04% | – |
| UPS | New | UNITED PARCEL SERVICE INCput | $167,000 | – | 60,300 | +100.0% | 0.04% | – |
| SMMCW | Buy | SOUTH MTN MERGER CORP*w exp 06/20/202 | $165,000 | +101.2% | 175,969 | +92.2% | 0.04% | +442.9% |
| SFTWU | New | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $160,000 | – | 16,432 | +100.0% | 0.04% | – |
| HCCOW | New | HEALTHCARE MERGER CORP*w exp 12/17/202 | $160,000 | – | 170,616 | +100.0% | 0.04% | – |
| DLR | New | DIGITAL RLTY TR INCcall | $156,000 | – | 10,200 | +100.0% | 0.04% | – |
| SAMAW | Buy | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $157,000 | -23.4% | 712,048 | +31.9% | 0.04% | +100.0% |
| RPLAWS | Buy | REPLAY ACQUISITION CORP*w exp 03/01/202 | $158,000 | -4.8% | 267,295 | +34.9% | 0.04% | +157.1% |
| HCACW | New | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $153,000 | – | 435,978 | +100.0% | 0.04% | – |
| ERI | New | ELDORADO RESORTS INC | $152,000 | – | 10,538 | +100.0% | 0.04% | – |
| CRBP | New | CORBUS PHARMACEUTICALS HLDGS | $147,000 | – | 28,139 | +100.0% | 0.03% | – |
| DIS | New | DISNEY WALT COcall | $145,000 | – | 345,500 | +100.0% | 0.03% | – |
| PTLA | New | PORTOLA PHARMACEUTICALS INCput | $144,000 | – | 40,000 | +100.0% | 0.03% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPcall | $142,000 | – | 20,000 | +100.0% | 0.03% | – |
| HCAC | New | HENNESSY CAP ACQUSTION CORP | $140,000 | – | 13,836 | +100.0% | 0.03% | – |
| VTIQ | Buy | VECTOIQ ACQUISITION CORP | $138,000 | +2660.0% | 1,173,985 | +1.1% | 0.03% | – |
| THWWW | Buy | TARGET HOSPITALITY CORP*w exp 03/15/202 | $135,000 | -36.6% | 693,409 | +69.5% | 0.03% | +63.2% |
| FAST | Buy | FASTENAL COcall | $136,000 | -43.3% | 42,100 | +5.2% | 0.03% | +47.6% |
| IPV | New | INTERPRIVATE ACQUISITION COR | $125,000 | – | 13,368 | +100.0% | 0.03% | – |
| LCII | New | LCI INDSput | $126,000 | – | 6,500 | +100.0% | 0.03% | – |
| CZR | New | CAESARS ENTMT CORPcall | $126,000 | – | 767,400 | +100.0% | 0.03% | – |
| CRSAW | Buy | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $124,000 | +29.2% | 146,202 | +22.2% | 0.03% | +250.0% |
| TIVO | New | TIVO CORP | $120,000 | – | 16,996 | +100.0% | 0.03% | – |
| NEM | New | NEWMONT CORPcall | $116,000 | – | 38,500 | +100.0% | 0.03% | – |
| ZLAB | New | ZAI LAB LTDput | $114,000 | – | 17,500 | +100.0% | 0.03% | – |
| GNRSU | New | GREENROSE ACQUISITION CORPunit 02/28/2024 | $109,000 | – | 11,250 | +100.0% | 0.02% | – |
| LGCWS | Buy | LEGACY ACQUISITION CORP*w exp 11/30/202 | $110,000 | -0.9% | 441,658 | +114.7% | 0.02% | +150.0% |
| GMED | New | GLOBUS MED INCcl a | $103,000 | – | 2,420 | +100.0% | 0.02% | – |
| CIICW | New | CIIG MERGER CORP*w exp 12/31/202 | $105,000 | – | 149,876 | +100.0% | 0.02% | – |
| GMED | New | GLOBUS MED INCcall | $105,000 | – | 56,500 | +100.0% | 0.02% | – |
| KLRWS | Buy | KALEYRA INC*w exp 12/12/202 | $98,000 | +27.3% | 115,356 | +69.8% | 0.02% | +228.6% |
| GILD | New | GILEAD SCIENCES INCcall | $98,000 | – | 14,000 | +100.0% | 0.02% | – |
| JIHWS | New | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $97,000 | – | 173,211 | +100.0% | 0.02% | – |
| CMA | Buy | COMERICA INCcall | $97,000 | +385.0% | 310,000 | +416.7% | 0.02% | +1000.0% |
| HHHHR | Buy | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $85,000 | +962.5% | 183,350 | +654.5% | 0.02% | +1900.0% |
| ALACW | Buy | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $77,000 | +54.0% | 851,868 | +3.3% | 0.02% | +350.0% |
| EHC | New | ENCOMPASS HEALTH CORPcall | $77,000 | – | 14,000 | +100.0% | 0.02% | – |
| MDP | New | MEREDITH CORP | $79,000 | – | 6,468 | +100.0% | 0.02% | – |
| MRTX | Buy | MIRATI THERAPEUTICS INCcall | $80,000 | +35.6% | 28,000 | +833.3% | 0.02% | +260.0% |
| MFC | New | MANULIFE FINL CORPcall | $75,000 | – | 300,000 | +100.0% | 0.02% | – |
| THCBW | Buy | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $72,000 | +213.0% | 185,720 | +382.1% | 0.02% | +750.0% |
| DLR | New | DIGITAL RLTY TR INCput | $68,000 | – | 23,400 | +100.0% | 0.02% | – |
| DPHCW | Buy | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $71,000 | +545.5% | 157,258 | +1000.9% | 0.02% | +1500.0% |
| THBRW | Buy | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $69,000 | -4.2% | 98,501 | +23.6% | 0.02% | +166.7% |
| SAQNW | New | SOFTWARE ACQUISITION GROUP I*w exp 10/01/202 | $70,000 | – | 127,751 | +100.0% | 0.02% | – |
| SPAQWS | Buy | SPARTAN ENERGY ACQUISITION C*w exp 08/27/202 | $62,000 | -4.6% | 123,728 | +5.0% | 0.01% | +133.3% |
| SRACW | New | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $60,000 | – | 79,456 | +100.0% | 0.01% | – |
| SCVXWS | New | SCVX CORP*w exp 99/99/999 | $60,000 | – | 150,000 | +100.0% | 0.01% | – |
| VVNTWS | New | VIVINT SMART HOME INC*w exp 01/17/202 | $62,000 | – | 44,552 | +100.0% | 0.01% | – |
| RDUS | New | RADIUS HEALTH INC | $58,000 | – | 4,433 | +100.0% | 0.01% | – |
| CPAAW | Buy | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $55,000 | +19.6% | 38,135 | +56.3% | 0.01% | +225.0% |
| ANDAR | Buy | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $54,000 | -52.6% | 436,982 | +7.0% | 0.01% | +20.0% |
| MUDSW | Buy | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $54,000 | +170.0% | 153,856 | +277.2% | 0.01% | +500.0% |
| JFKKW | New | 8I ENTERPRISES ACQUISITION C*w exp 10/29/202 | $51,000 | – | 122,000 | +100.0% | 0.01% | – |
| EXPCW | Buy | EXPERIENCE INVT CORP*w exp 09/01/202 | $53,000 | +152.4% | 72,196 | +170.7% | 0.01% | +500.0% |
| LCAHW | Buy | LANDCADIA HLDGS II INC*w exp 05/09/202 | $52,000 | +48.6% | 129,649 | +163.6% | 0.01% | +300.0% |
| AMHCW | New | AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202 | $48,000 | – | 74,103 | +100.0% | 0.01% | – |
| CNC | New | CENTENE CORP DELcall | $49,000 | – | 20,000 | +100.0% | 0.01% | – |
| HUN | New | HUNTSMAN CORPput | $48,000 | – | 60,000 | +100.0% | 0.01% | – |
| INOV | New | INOVALON HLDGS INCcall | $46,000 | – | 26,700 | +100.0% | 0.01% | – |
| MCMJW | Buy | MERIDA MERGER CORP I*w exp 11/07/202 | $47,000 | 0.0% | 94,922 | +0.3% | 0.01% | +175.0% |
| PRDO | New | PERDOCEO ED CORPput | $50,000 | – | 28,000 | +100.0% | 0.01% | – |
| PTACW | New | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $50,000 | – | 71,475 | +100.0% | 0.01% | – |
| RDUS | New | RADIUS HEALTH INCput | $47,000 | – | 4,000 | +100.0% | 0.01% | – |
| SMH | New | VANECK VECTORS ETF TRcall | $45,000 | – | 11,000 | +100.0% | 0.01% | – |
| CHPMW | New | CHP MERGER CORP*w exp 11/22/202 | $43,000 | – | 80,293 | +100.0% | 0.01% | – |
| FFIV | New | F5 NETWORKS INCput | $44,000 | – | 11,000 | +100.0% | 0.01% | – |
| FAST | Buy | FASTENAL COput | $45,000 | +400.0% | 10,000 | +100.0% | 0.01% | +900.0% |
| AAP | New | ADVANCE AUTO PARTS INC | $42,000 | – | 445 | +100.0% | 0.01% | – |
| TLT | New | ISHARES TRput | $45,000 | – | 14,500 | +100.0% | 0.01% | – |
| PAACW | Buy | PROFICIENT ALPHA ACQUSTN COR*w exp 04/30/202 | $41,000 | -46.1% | 797,513 | +56.4% | 0.01% | +28.6% |
| INOV | New | INOVALON HLDGS INCput | $40,000 | – | 26,700 | +100.0% | 0.01% | – |
| BGNE | New | BEIGENE LTDcall | $34,000 | – | 10,800 | +100.0% | 0.01% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPput | $29,000 | – | 42,500 | +100.0% | 0.01% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INcall | $32,000 | – | 10,600 | +100.0% | 0.01% | – |
| AMT | New | AMERICAN TOWER CORP NEWcall | $26,000 | – | 40,000 | +100.0% | 0.01% | – |
| LACQW | New | LEISURE ACQUISITION CORP*w exp 12/05/201 | $24,000 | – | 140,224 | +100.0% | 0.01% | – |
| ERI | New | ELDORADO RESORTS INCcall | $24,000 | – | 100,000 | +100.0% | 0.01% | – |
| SAND | New | SANDSTORM GOLD LTDcall | $26,000 | – | 28,300 | +100.0% | 0.01% | – |
| FSRVW | New | FINSERV ACQUISITION CORP*w exp 12/31/202 | $27,000 | – | 45,429 | +100.0% | 0.01% | – |
| NSCOWS | Buy | NESCO HLDGS INC*w exp 01/01/202 | $27,000 | -48.1% | 151,480 | +36.1% | 0.01% | +20.0% |
| GLEOWS | Buy | GALILEO ACQUISITION CORP*w exp 10/31/202 | $25,000 | +257.1% | 99,400 | +576.2% | 0.01% | +500.0% |
| GSMGW | New | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $27,000 | – | 343,800 | +100.0% | 0.01% | – |
| HHHHW | New | WEALTHBRIDGE ACQUISITION LTD*w exp 01/31/202 | $21,000 | – | 170,250 | +100.0% | 0.01% | – |
| RF | New | REGIONS FINANCIAL CORP NEWcall | $20,000 | – | 30,000 | +100.0% | 0.01% | – |
| PRDO | New | PERDOCEO ED CORPcall | $23,000 | – | 72,000 | +100.0% | 0.01% | – |
| SHLLWS | Buy | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $22,000 | +37.5% | 80,000 | +130.4% | 0.01% | +400.0% |
| TLT | New | ISHARES TRcall | $23,000 | – | 14,500 | +100.0% | 0.01% | – |
| NOW | New | SERVICENOW INC | $18,000 | – | 62 | +100.0% | 0.00% | – |
| CLVS | New | CLOVIS ONCOLOGY INCcall | $18,000 | – | 180,000 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCcall | $16,000 | – | 22,500 | +100.0% | 0.00% | – |
| THCAW | Buy | TUSCAN HLDGS CORP II*w exp 99/99/999 | $17,000 | -22.7% | 69,543 | +40.5% | 0.00% | +100.0% |
| OCUL | New | OCULAR THERAPEUTIX INCcall | $16,000 | – | 32,900 | +100.0% | 0.00% | – |
| LATNW | New | UNION ACQUISITION CORP II*w exp 04/01/202 | $13,000 | – | 50,391 | +100.0% | 0.00% | – |
| JD | New | JD COM INCput | $13,000 | – | 20,000 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCcall | $13,000 | – | 2,000 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INput | $11,000 | – | 24,000 | +100.0% | 0.00% | – |
| GNW | New | GENWORTH FINL INCcall | $15,000 | – | 100,300 | +100.0% | 0.00% | – |
| FLXN | New | FLEXION THERAPEUTICS INCcall | $14,000 | – | 44,200 | +100.0% | 0.00% | – |
| CHAPQ | Buy | CHAPARRAL ENERGY INC | $15,000 | -42.3% | 32,692 | +124.8% | 0.00% | +50.0% |
| QDEL | New | QUIDEL CORPcall | $12,000 | – | 900 | +100.0% | 0.00% | – |
| LIVKW | New | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $13,000 | – | 50,000 | +100.0% | 0.00% | – |
| BRPAR | Buy | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $15,000 | -51.6% | 118,618 | +0.5% | 0.00% | 0.0% |
| HUN | New | HUNTSMAN CORPcall | $7,000 | – | 60,000 | +100.0% | 0.00% | – |
| LPX | New | LOUISIANA PAC CORPcall | $9,000 | – | 41,100 | +100.0% | 0.00% | – |
| OPESW | Buy | OPES ACQUISITION CORP*w exp 03/13/202 | $10,000 | -70.6% | 191,809 | +0.6% | 0.00% | -33.3% |
| SSINQ | New | STAGE STORES INC | $9,000 | – | 25,000 | +100.0% | 0.00% | – |
| AMCIW | Buy | AMCI ACQUISITION CORP*w exp 05/20/202 | $10,000 | +66.7% | 56,785 | +178.4% | 0.00% | +100.0% |
| QDEL | New | QUIDEL CORPput | $7,000 | – | 12,300 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORPcall | $9,000 | – | 2,300 | +100.0% | 0.00% | – |
| AAP | New | ADVANCE AUTO PARTS INCcall | $4,000 | – | 30,000 | +100.0% | 0.00% | – |
| YOLO | Buy | ADVISORSHARES TRcall | $5,000 | -16.7% | 39,800 | +4.7% | 0.00% | 0.0% |
| CHNG | New | CHANGE HEALTHCARE INCcall | $3,000 | – | 25,000 | +100.0% | 0.00% | – |
| VTIQ | New | VECTOIQ ACQUISITION CORPput | $6,000 | – | 43,200 | +100.0% | 0.00% | – |
| XOM | New | EXXON MOBIL CORPcall | $4,000 | – | 3,100 | +100.0% | 0.00% | – |
| BRPAW | Buy | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $4,000 | -60.0% | 58,686 | +0.2% | 0.00% | 0.0% |
| ETFC | New | E TRADE FINANCIAL CORPcall | $3,000 | – | 99,900 | +100.0% | 0.00% | – |
| TDACW | New | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $6,000 | – | 60,833 | +100.0% | 0.00% | – |
| CRCQQ | New | CALIFORNIA RES CORPcall | $4,000 | – | 70,000 | +100.0% | 0.00% | – |
| PFE | New | PFIZER INCcall | $1,000 | – | 50,000 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT CORP | $1,000 | – | 27 | +100.0% | 0.00% | – |
| FCX | New | FREEPORT-MCMORAN INCcall | $2,000 | – | 193,100 | +100.0% | 0.00% | – |
| FSCT | New | FORESCOUT TECHNOLOGIES INCput | $2,000 | – | 45,000 | +100.0% | 0.00% | – |
| CNC | New | CENTENE CORP DEL | $1,000 | – | 11 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORPput | $2,000 | – | 700 | +100.0% | 0.00% | – |
| AMRN | Buy | AMARIN CORP PLCcall | $1,000 | -92.3% | 82,700 | +232.1% | 0.00% | -100.0% |
| ACOR | New | ACORDA THERAPEUTICS INCcall | $1,000 | – | 25,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-05-22 |
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.