$1.15 Billion is the total value of COWEN AND COMPANY, LLC's 453 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SAN | BANCO SANTANDER SAadr | $6,487,000 | +3.0% | 1,566,986 | 0.0% | 0.56% | -64.7% | |
| BBL | BHP GROUP PLCsponsored adr | $4,272,000 | +9.7% | 90,868 | 0.0% | 0.37% | -62.4% | |
| GNLN | GREENLANE HLDGS INCcl a | $1,096,000 | -3.9% | 336,686 | 0.0% | 0.10% | -67.1% | |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $973,000 | +0.5% | 92,157 | 0.0% | 0.08% | -65.4% | |
| CVNA | CARVANA COcall | $768,000 | +107.0% | 25,000 | 0.0% | 0.07% | -28.7% | |
| BBBY | BED BATH & BEYOND INCcall | $270,000 | +390.9% | 51,500 | 0.0% | 0.02% | +64.3% | |
| KGC | KINROSS GOLD CORPcall | $258,000 | +1.6% | 190,000 | 0.0% | 0.02% | -65.6% | |
| FAST | FASTENAL COcall | $240,000 | +57.9% | 40,000 | 0.0% | 0.02% | -46.2% | |
| JD | JD COM INCcall | $153,000 | +121.7% | 57,600 | 0.0% | 0.01% | -27.8% | |
| CSCO | CISCO SYS INCput | $61,000 | -75.1% | 130,000 | 0.0% | 0.01% | -91.9% | |
| XOM | EXXON MOBIL CORPput | $63,000 | -21.2% | 15,000 | 0.0% | 0.01% | -75.0% | |
| AGBAR | AGBA ACQUISITION LTDright 05/10/2024 | $33,000 | +17.9% | 149,402 | 0.0% | 0.00% | -57.1% | |
| RBZHF | REEBONZ HLDG LTD | $35,000 | +12.9% | 29,942 | 0.0% | 0.00% | -62.5% | |
| RDUS | RADIUS HEALTH INCcall | $21,000 | -85.7% | 20,000 | 0.0% | 0.00% | -94.6% | |
| ANDAW | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $18,000 | +5.9% | 86,810 | 0.0% | 0.00% | -50.0% | |
| FAST | FASTENAL COput | $9,000 | -43.8% | 5,000 | 0.0% | 0.00% | -75.0% | |
| HHHHR | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $8,000 | +60.0% | 24,300 | 0.0% | 0.00% | 0.0% | |
| BRPAW | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $10,000 | 0.0% | 58,586 | 0.0% | 0.00% | -66.7% | |
| XLU | SELECT SECTOR SPDR TRput | $5,000 | -93.9% | 100,000 | 0.0% | 0.00% | -100.0% | |
| OXY | OCCIDENTAL PETE CORPcall | $3,000 | -96.1% | 184,400 | 0.0% | 0.00% | -100.0% | |
| TPB | TURNING PT BRANDS INCcall | $1,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | |
| ANDA | ANDINA ACQUISITION CORP III | $4,000 | 0.0% | 409,967 | 0.0% | 0.00% | -100.0% | |
| CHK | CHESAPEAKE ENERGY CORPcall | $2,000 | 0.0% | 481,200 | 0.0% | 0.00% | -100.0% | |
| AVP | AVON PRODS INCput | $2,000 | -60.0% | 40,000 | 0.0% | 0.00% | -100.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.