$1.15 Billion is the total value of COWEN AND COMPANY, LLC's 453 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KN | Exit | KNOWLES CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| XOP | Exit | SPDR SERIES TRUSTcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORPput | $0 | – | -11,800 | -100.0% | 0.00% | – |
| NCR | Exit | NCR CORP NEWcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| TSN | Exit | TYSON FOODS INCcall | $0 | – | -25,700 | -100.0% | 0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCcall | $0 | – | -32,800 | -100.0% | 0.00% | – |
| XLF | Exit | SELECT SECTOR SPDR TRput | $0 | – | -101,300 | -100.0% | -0.00% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| CPE | Exit | CALLON PETE CO DELcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| TOCA | Exit | TOCAGEN INCcall | $0 | – | -19,000 | -100.0% | -0.00% | – |
| NXGN | Exit | NEXTGEN HEALTHCARE INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| AXL | Exit | AMERICAN AXLE & MFG HLDGS INput | $0 | – | -16,000 | -100.0% | -0.00% | – |
| EXC | Exit | EXELON CORPput | $0 | – | -20,600 | -100.0% | -0.00% | – |
| DAL | Exit | DELTA AIR LINES INC DELcall | $0 | – | -27,200 | -100.0% | -0.00% | – |
| TWOU | Exit | 2U INCcall | $0 | – | -14,300 | -100.0% | -0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDput | $0 | – | -15,900 | -100.0% | -0.00% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF INcall | $0 | – | -51,900 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INCput | $0 | – | -139,800 | -100.0% | -0.00% | – |
| S | Exit | SPRINT CORPORATION | $0 | – | -900 | -100.0% | -0.00% | – |
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -24,800 | -100.0% | -0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INCcall | $0 | – | -151,000 | -100.0% | -0.00% | – |
| GPS | Exit | GAP INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FBNC | Exit | FIRST BANCORP N Ccall | $0 | – | -42,900 | -100.0% | -0.00% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORPcall | $0 | – | -45,900 | -100.0% | -0.00% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -65,500 | -100.0% | -0.00% | – |
| TSN | Exit | TYSON FOODS INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| KN | Exit | KNOWLES CORP | $0 | – | -800 | -100.0% | -0.00% | – |
| DFS | Exit | DISCOVER FINL SVCScall | $0 | – | -14,300 | -100.0% | -0.00% | – |
| HSACW | Exit | HEALTH SCIENCES ACQUSTN CORP*w exp 04/01/202 | $0 | – | -20,532 | -100.0% | -0.00% | – |
| CMCSA | Exit | COMCAST CORP NEWput | $0 | – | -78,000 | -100.0% | -0.00% | – |
| LKNCY | Exit | LUCKIN COFFEE INCput | $0 | – | -35,700 | -100.0% | -0.01% | – |
| AXL | Exit | AMERICAN AXLE & MFG HLDGS IN | $0 | – | -2,300 | -100.0% | -0.01% | – |
| ODP | Exit | OFFICE DEPOT INCput | $0 | – | -420,800 | -100.0% | -0.01% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INCput | $0 | – | -124,300 | -100.0% | -0.01% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INCput | $0 | – | -11,700 | -100.0% | -0.01% | – |
| EMR | Exit | EMERSON ELEC COcall | $0 | – | -28,400 | -100.0% | -0.01% | – |
| CGC | Exit | CANOPY GROWTH CORPcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
| TDACW | Exit | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $0 | – | -187,512 | -100.0% | -0.01% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -43,100 | -100.0% | -0.01% | – |
| XRT | Exit | SPDR SERIES TRUSTcall | $0 | – | -31,900 | -100.0% | -0.01% | – |
| EMR | Exit | EMERSON ELEC COput | $0 | – | -28,400 | -100.0% | -0.01% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INCcall | $0 | – | -95,000 | -100.0% | -0.01% | – |
| Exit | DERMTECH INC*w exp 08/29/202 | $0 | – | -280,292 | -100.0% | -0.01% | – | |
| DAL | Exit | DELTA AIR LINES INC DELput | $0 | – | -27,200 | -100.0% | -0.01% | – |
| REAL | Exit | THE REALREAL INCput | $0 | – | -15,700 | -100.0% | -0.01% | – |
| SRRA | Exit | SIERRA ONCOLOGY INC | $0 | – | -100,000 | -100.0% | -0.01% | – |
| LOB | Exit | LIVE OAK BANCSHARES INCcall | $0 | – | -80,000 | -100.0% | -0.01% | – |
| GIGRT | Exit | GIGCAPITAL INCright 03/06/2020 | $0 | – | -43,900 | -100.0% | -0.01% | – |
| KRE | Exit | SPDR SERIES TRUSTput | $0 | – | -75,000 | -100.0% | -0.01% | – |
| OIH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
| QNST | Exit | QUINSTREET INCcall | $0 | – | -40,300 | -100.0% | -0.01% | – |
| ONCE | Exit | SPARK THERAPEUTICS INCcall | $0 | – | -14,000 | -100.0% | -0.01% | – |
| CHS | Exit | CHICOS FAS INCput | $0 | – | -612,200 | -100.0% | -0.01% | – |
| TXMD | Exit | THERAPEUTICSMD INC | $0 | – | -13,100 | -100.0% | -0.01% | – |
| HOME | Exit | AT HOME GROUP INCcall | $0 | – | -39,800 | -100.0% | -0.01% | – |
| PCRX | Exit | PACIRA BIOSCIENCEScall | $0 | – | -15,000 | -100.0% | -0.01% | – |
| XEC | Exit | CIMAREX ENERGY COcall | $0 | – | -64,000 | -100.0% | -0.01% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -8,800 | -100.0% | -0.01% | – |
| LKNCY | Exit | LUCKIN COFFEE INCsponsored ads | $0 | – | -3,500 | -100.0% | -0.02% | – |
| MET | Exit | METLIFE INCcall | $0 | – | -170,000 | -100.0% | -0.02% | – |
| WPG | Exit | WASHINGTON PRIME GROUP NEWput | $0 | – | -112,300 | -100.0% | -0.02% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -333,300 | -100.0% | -0.02% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTput | $0 | – | -198,600 | -100.0% | -0.02% | – |
| CNC | Exit | CENTENE CORP DELcall | $0 | – | -223,500 | -100.0% | -0.02% | – |
| IRM | Exit | IRON MTN INC NEWput | $0 | – | -10,000 | -100.0% | -0.02% | – |
| XOP | Exit | SPDR SERIES TRUSTput | $0 | – | -47,800 | -100.0% | -0.02% | – |
| CHDN | Exit | CHURCHILL DOWNS INCcall | $0 | – | -15,500 | -100.0% | -0.02% | – |
| GLACR | Exit | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $0 | – | -138,426 | -100.0% | -0.02% | – |
| EXC | Exit | EXELON CORPcall | $0 | – | -49,400 | -100.0% | -0.02% | – |
| WH | Exit | WYNDHAM HOTELS & RESORTS INCput | $0 | – | -32,400 | -100.0% | -0.02% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -1,026 | -100.0% | -0.02% | – |
| KKR | Exit | KKR & CO INCput | $0 | – | -85,000 | -100.0% | -0.02% | – |
| APHA | Exit | APHRIA INCput | $0 | – | -20,100 | -100.0% | -0.02% | – |
| CCX | Exit | CHURCHILL CAP CORP IIcl a | $0 | – | -10,339 | -100.0% | -0.03% | – |
| SQ | Exit | SQUARE INCcall | $0 | – | -67,500 | -100.0% | -0.03% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $0 | – | -129,205 | -100.0% | -0.03% | – |
| WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -24,950 | -100.0% | -0.03% | – |
| TWOU | Exit | 2U INCput | $0 | – | -59,400 | -100.0% | -0.03% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INCput | $0 | – | -15,000 | -100.0% | -0.03% | – |
| INSU | Exit | INSURANCE ACQUISITION CORPcl a | $0 | – | -10,530 | -100.0% | -0.03% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -54,800 | -100.0% | -0.03% | – |
| EWH | Exit | ISHARES INCput | $0 | – | -244,000 | -100.0% | -0.03% | – |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -123,393 | -100.0% | -0.03% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -10,172 | -100.0% | -0.03% | – |
| IPOAU | Exit | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $0 | – | -10,001 | -100.0% | -0.03% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -104,030 | -100.0% | -0.03% | – |
| STNLW | Exit | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $0 | – | -317,423 | -100.0% | -0.03% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -12,811 | -100.0% | -0.03% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -13,495 | -100.0% | -0.03% | – |
| HSACU | Exit | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $0 | – | -12,572 | -100.0% | -0.03% | – |
| XEC | Exit | CIMAREX ENERGY COput | $0 | – | -40,600 | -100.0% | -0.03% | – |
| XHB | Exit | SPDR SERIES TRUSTcall | $0 | – | -81,700 | -100.0% | -0.04% | – |
| BITA | Exit | BITAUTO HLDGS LTDsponsored ads | $0 | – | -9,365 | -100.0% | -0.04% | – |
| PCRX | Exit | PACIRA BIOSCIENCES | $0 | – | -3,979 | -100.0% | -0.04% | – |
| KR | Exit | KROGER COcall | $0 | – | -50,000 | -100.0% | -0.04% | – |
| LACQW | Exit | LEISURE ACQUISITION CORP*w exp 12/05/201 | $0 | – | -202,229 | -100.0% | -0.04% | – |
| LKQ | Exit | LKQ CORPcall | $0 | – | -25,000 | -100.0% | -0.04% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -26,500 | -100.0% | -0.04% | – |
| HOME | Exit | AT HOME GROUP INC | $0 | – | -17,100 | -100.0% | -0.04% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTsh ben int | $0 | – | -30,000 | -100.0% | -0.04% | – |
| HIIQ | Exit | HEALTH INS INNOVATIONS INCput | $0 | – | -50,000 | -100.0% | -0.04% | – |
| CECO | Exit | CAREER EDUCATION CORPput | $0 | – | -61,300 | -100.0% | -0.04% | – |
| ARMK | Exit | ARAMARKcall | $0 | – | -50,000 | -100.0% | -0.05% | – |
| NFCWS | Exit | NEW FRONTIER CORP*w exp 99/99/999 | $0 | – | -180,690 | -100.0% | -0.05% | – |
| AUY | Exit | YAMANA GOLD INCcall | $0 | – | -160,100 | -100.0% | -0.05% | – |
| XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -55,500 | -100.0% | -0.05% | – |
| KKR | Exit | KKR & CO INCcl a | $0 | – | -7,737 | -100.0% | -0.05% | – |
| DFBHW | Exit | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $0 | – | -143,922 | -100.0% | -0.05% | – |
| BRPM | Exit | B RILEY PRINCIPAL MERGER CORcl a | $0 | – | -21,467 | -100.0% | -0.05% | – |
| AGNC | Exit | AGNC INVT CORPput | $0 | – | -387,300 | -100.0% | -0.06% | – |
| RWGEWS | Exit | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $0 | – | -369,489 | -100.0% | -0.06% | – |
| RVLV | Exit | REVOLVE GROUP INCput | $0 | – | -50,000 | -100.0% | -0.06% | – |
| CECO | Exit | CAREER EDUCATION CORP | $0 | – | -14,417 | -100.0% | -0.06% | – |
| PCG | Exit | PG&E CORPput | $0 | – | -52,500 | -100.0% | -0.06% | – |
| EXC | Exit | EXELON CORP | $0 | – | -4,854 | -100.0% | -0.06% | – |
| SSPKU | Exit | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $0 | – | -23,137 | -100.0% | -0.06% | – |
| CONE | Exit | CYRUSONE INCcall | $0 | – | -28,200 | -100.0% | -0.06% | – |
| ONCE | Exit | SPARK THERAPEUTICS INCput | $0 | – | -50,900 | -100.0% | -0.06% | – |
| BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -659,818 | -100.0% | -0.06% | – |
| DB | Exit | DEUTSCHE BANK AGput | $0 | – | -160,000 | -100.0% | -0.06% | – |
| MUR | Exit | MURPHY OIL CORPput | $0 | – | -217,500 | -100.0% | -0.06% | – |
| APHA | Exit | APHRIA INC | $0 | – | -48,901 | -100.0% | -0.06% | – |
| CCHU | Exit | COLLIER CREEK HOLDINGSunit 99/99/9999 | $0 | – | -23,682 | -100.0% | -0.06% | – |
| BROG | Exit | TWELVE SEAS INVESTMENT COMPA | $0 | – | -24,663 | -100.0% | -0.06% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -145,306 | -100.0% | -0.06% | – |
| LH | Exit | LABORATORY CORP AMER HLDGSput | $0 | – | -168,000 | -100.0% | -0.07% | – |
| GMHI | Exit | GORES METROPOULOS INC | $0 | – | -27,022 | -100.0% | -0.07% | – |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -27,200 | -100.0% | -0.07% | – |
| TTE | Exit | TOTAL S Asponsored ads | $0 | – | -5,566 | -100.0% | -0.07% | – |
| WFC | Exit | WELLS FARGO CO NEWcall | $0 | – | -80,000 | -100.0% | -0.07% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -100,000 | -100.0% | -0.08% | – |
| BROGU | Exit | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $0 | – | -28,541 | -100.0% | -0.08% | – |
| HEI | Exit | HEICO CORP NEW | $0 | – | -2,500 | -100.0% | -0.08% | – |
| LACQ | Exit | LEISURE ACQUISITION CORP | $0 | – | -31,100 | -100.0% | -0.08% | – |
| BAC | Exit | BANK AMER CORPcall | $0 | – | -50,000 | -100.0% | -0.08% | – |
| MORN | Exit | MORNINGSTAR INC | $0 | – | -2,250 | -100.0% | -0.08% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -1,350 | -100.0% | -0.08% | – |
| BFAM | Exit | BRIGHT HORIZONS FAM SOL IN D | $0 | – | -2,200 | -100.0% | -0.08% | – |
| BAH | Exit | BOOZ ALLEN HAMILTON HLDG CORcl a | $0 | – | -4,750 | -100.0% | -0.08% | – |
| AMAT | Exit | APPLIED MATLS INCcall | $0 | – | -55,000 | -100.0% | -0.08% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -2,000 | -100.0% | -0.09% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INC | $0 | – | -18,200 | -100.0% | -0.09% | – |
| V | Exit | VISA INC | $0 | – | -2,000 | -100.0% | -0.09% | – |
| TPB | Exit | TURNING PT BRANDS INCput | $0 | – | -20,000 | -100.0% | -0.09% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -1,550 | -100.0% | -0.09% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -1,800 | -100.0% | -0.09% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -3,050 | -100.0% | -0.09% | – |
| AVP | Exit | AVON PRODS INC | $0 | – | -78,988 | -100.0% | -0.09% | – |
| VRSK | Exit | VERISK ANALYTICS INC | $0 | – | -2,200 | -100.0% | -0.09% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -3,000 | -100.0% | -0.09% | – |
| ECL | Exit | ECOLAB INC | $0 | – | -1,750 | -100.0% | -0.09% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -4,050 | -100.0% | -0.09% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -4,150 | -100.0% | -0.09% | – |
| RMD | Exit | RESMED INC | $0 | – | -2,600 | -100.0% | -0.09% | – |
| REAL | Exit | THE REALREAL INC | $0 | – | -15,700 | -100.0% | -0.09% | – |
| CME | Exit | CME GROUP INC | $0 | – | -1,650 | -100.0% | -0.09% | – |
| BRO | Exit | BROWN & BROWN INC | $0 | – | -9,800 | -100.0% | -0.09% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE IN | $0 | – | -3,850 | -100.0% | -0.09% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -1,650 | -100.0% | -0.09% | – |
| APD | Exit | AIR PRODS & CHEMS INC | $0 | – | -1,600 | -100.0% | -0.09% | – |
| ATR | Exit | APTARGROUP INC | $0 | – | -3,000 | -100.0% | -0.09% | – |
| WPC | Exit | W P CAREY INC | $0 | – | -4,000 | -100.0% | -0.09% | – |
| ISCA | Exit | INTERNATIONAL SPEEDWAY CORPcl a | $0 | – | -8,000 | -100.0% | -0.09% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -1,650 | -100.0% | -0.09% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -19,150 | -100.0% | -0.09% | – |
| KO | Exit | COCA COLA CO | $0 | – | -6,550 | -100.0% | -0.09% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -4,100 | -100.0% | -0.09% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -8,150 | -100.0% | -0.09% | – |
| BKI | Exit | BLACK KNIGHT INC | $0 | – | -5,800 | -100.0% | -0.09% | – |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -5,500 | -100.0% | -0.09% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -3,100 | -100.0% | -0.09% | – |
| DOX | Exit | AMDOCS LTD | $0 | – | -5,550 | -100.0% | -0.09% | – |
| EQR | Exit | EQUITY RESIDENTIALsh ben int | $0 | – | -4,250 | -100.0% | -0.09% | – |
| TYL | Exit | TYLER TECHNOLOGIES INC | $0 | – | -1,400 | -100.0% | -0.09% | – |
| IPOAWS | Exit | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $0 | – | -147,171 | -100.0% | -0.09% | – |
| DHR | Exit | DANAHER CORPORATION | $0 | – | -2,550 | -100.0% | -0.09% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -2,650 | -100.0% | -0.09% | – |
| WRB | Exit | BERKLEY W R CORP | $0 | – | -5,050 | -100.0% | -0.09% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -950 | -100.0% | -0.09% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -8,100 | -100.0% | -0.09% | – |
| NVR | Exit | NVR INC | $0 | – | -100 | -100.0% | -0.09% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -3,400 | -100.0% | -0.09% | – |
| TFSL | Exit | TFS FINL CORP | $0 | – | -20,650 | -100.0% | -0.09% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -5,100 | -100.0% | -0.10% | – |
| SCI | Exit | SERVICE CORP INTL | $0 | – | -7,800 | -100.0% | -0.10% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -6,250 | -100.0% | -0.10% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -1,650 | -100.0% | -0.10% | – |
| CPRT | Exit | COPART INC | $0 | – | -4,800 | -100.0% | -0.10% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCcall | $0 | – | -30,100 | -100.0% | -0.10% | – |
| AABA | Exit | ALTABA INC | $0 | – | -20,000 | -100.0% | -0.10% | – |
| MCK | Exit | MCKESSON CORPput | $0 | – | -44,500 | -100.0% | -0.10% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -2,800 | -100.0% | -0.10% | – |
| PAAC | Exit | PROFICIENT ALPHA ACQUSTN COR | $0 | – | -40,231 | -100.0% | -0.10% | – |
| INSUU | Exit | INSURANCE ACQUISITION CORPunit 03/31/2024 | $0 | – | -38,545 | -100.0% | -0.10% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -6,627 | -100.0% | -0.10% | – |
| ENIA | Exit | ENEL AMERICAS S Asponsored adr | $0 | – | -44,600 | -100.0% | -0.10% | – |
| PVTWS | Exit | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $0 | – | -313,174 | -100.0% | -0.11% | – |
| SBEU | Exit | SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999 | $0 | – | -42,619 | -100.0% | -0.11% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -19,114 | -100.0% | -0.11% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INC | $0 | – | -23,937 | -100.0% | -0.11% | – |
| ALLK | Exit | ALLAKOS INCcall | $0 | – | -17,500 | -100.0% | -0.12% | – |
| TPGH | Exit | TPG PACE HLDGS CORPcl a | $0 | – | -46,699 | -100.0% | -0.12% | – |
| ACTT | Exit | ACT II GLOBAL ACQUISITION CO | $0 | – | -51,295 | -100.0% | -0.13% | – |
| EDTX | Exit | EDTECHX HLDGS ACQUISITION CO | $0 | – | -50,000 | -100.0% | -0.13% | – |
| XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -23,301 | -100.0% | -0.13% | – |
| RWGE | Exit | REGALWOOD GLOBAL ENERGY LTD | $0 | – | -50,299 | -100.0% | -0.13% | – |
| GRSH | Exit | GORES HOLDINGS III INCclass a | $0 | – | -52,998 | -100.0% | -0.14% | – |
| C | Exit | CITIGROUP INCcall | $0 | – | -28,000 | -100.0% | -0.14% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -18,810 | -100.0% | -0.14% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -10,200 | -100.0% | -0.15% | – |
| LH | Exit | LABORATORY CORP AMER HLDGScall | $0 | – | -94,800 | -100.0% | -0.15% | – |
| LKQ | Exit | LKQ CORP | $0 | – | -20,136 | -100.0% | -0.16% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -47,900 | -100.0% | -0.17% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -7,845 | -100.0% | -0.17% | – |
| LACQU | Exit | LEISURE ACQUISITION CORPunit 99/99/9999 | $0 | – | -64,711 | -100.0% | -0.18% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -72,058 | -100.0% | -0.18% | – |
| OSTK | Exit | OVERSTOCK COM INC DEL | $0 | – | -67,500 | -100.0% | -0.18% | – |
| CROX | Exit | CROCS INC | $0 | – | -26,310 | -100.0% | -0.18% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCput | $0 | – | -52,100 | -100.0% | -0.19% | – |
| TWOU | Exit | 2U INC | $0 | – | -48,626 | -100.0% | -0.20% | – |
| THBRU | Exit | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $0 | – | -83,491 | -100.0% | -0.22% | – |
| HST | Exit | HOST HOTELS & RESORTS INC | $0 | – | -50,000 | -100.0% | -0.22% | – |
| OSTK | Exit | OVERSTOCK COM INC DELput | $0 | – | -67,500 | -100.0% | -0.22% | – |
| REED | Exit | REEDS INC | $0 | – | -690,776 | -100.0% | -0.23% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INC | $0 | – | -27,852 | -100.0% | -0.23% | – |
| RMGU | Exit | RMG ACQUISITION CORPunit 99/99/9999 | $0 | – | -89,978 | -100.0% | -0.23% | – |
| PAYS | Exit | PAYSIGN INC | $0 | – | -100,000 | -100.0% | -0.26% | – |
| QDEL | Exit | QUIDEL CORP | $0 | – | -16,605 | -100.0% | -0.26% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -98,529 | -100.0% | -0.26% | – |
| TMCXW | Exit | TRINITY MERGER CORP*w exp 05/11/202 | $0 | – | -839,953 | -100.0% | -0.27% | – |
| GIGU | Exit | GIGCAPITAL INCunit 03/06/2025 | $0 | – | -90,592 | -100.0% | -0.27% | – |
| ATH | Exit | ATHENE HLDG LTDcl a | $0 | – | -26,000 | -100.0% | -0.28% | – |
| TZAC | Exit | TENZING ACQUISITION CORP | $0 | – | -108,121 | -100.0% | -0.28% | – |
| SAMA | Exit | SCHULTZE SPL PURP ACQUSTN CO | $0 | – | -111,861 | -100.0% | -0.28% | – |
| RVLV | Exit | REVOLVE GROUP INCcl a | $0 | – | -50,000 | -100.0% | -0.30% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -90,000 | -100.0% | -0.30% | – |
| KBLM | Exit | KBL MERGER CORP IV | $0 | – | -113,537 | -100.0% | -0.30% | – |
| DB | Exit | DEUTSCHE BANK AGnamen akt | $0 | – | -160,000 | -100.0% | -0.30% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -17,936 | -100.0% | -0.30% | – |
| HIIQ | Exit | HEALTH INS INNOVATIONS INC | $0 | – | -50,000 | -100.0% | -0.32% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITON CO | $0 | – | -127,481 | -100.0% | -0.33% | – |
| NFINU | Exit | NETFIN ACQUISITION CORPunit 08/01/2024 | $0 | – | -148,465 | -100.0% | -0.38% | – |
| TOTA | Exit | TOTTENHAM ACQUISITION I LTD | $0 | – | -146,473 | -100.0% | -0.38% | – |
| SCPE | Exit | SC HEALTH CORP | $0 | – | -157,664 | -100.0% | -0.39% | – |
| T | Exit | AT&T INC | $0 | – | -40,996 | -100.0% | -0.39% | – |
| ALAC | Exit | ALBERTON ACQUISITION CORP | $0 | – | -154,116 | -100.0% | -0.40% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -405,200 | -100.0% | -0.41% | – |
| TDACU | Exit | TRIDENT ACQUISITIONS CORPunit 05/09/2023 | $0 | – | -163,733 | -100.0% | -0.44% | – |
| NFC | Exit | NEW FRONTIER CORP | $0 | – | -179,350 | -100.0% | -0.46% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -123,900 | -100.0% | -0.51% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -99,805 | -100.0% | -0.56% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -16,800 | -100.0% | -0.58% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -23,364 | -100.0% | -0.59% | – |
| PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -229,249 | -100.0% | -0.59% | – |
| HHHH | Exit | WEALTHBRIDGE ACQUISITION LTD | $0 | – | -231,322 | -100.0% | -0.60% | – |
| RPLA | Exit | REPLAY ACQUISITION CORP | $0 | – | -239,494 | -100.0% | -0.60% | – |
| MUFG | Exit | MITSUBISHI UFJ FINL GROUP INsponsored ads | $0 | – | -551,800 | -100.0% | -0.71% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -61,819 | -100.0% | -0.75% | – |
| PD | Exit | PAGERDUTY INC | $0 | – | -110,000 | -100.0% | -0.79% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -29,150 | -100.0% | -0.80% | – |
| FSLY | Exit | FASTLY INCcl a | $0 | – | -150,000 | -100.0% | -0.91% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INput | $0 | – | -126,400 | -100.0% | -1.00% | – |
| STNL | Exit | SENTINEL ENERGY SVCS INCcl a | $0 | – | -461,349 | -100.0% | -1.20% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -166,154 | -100.0% | -1.75% | – |
| OPES | Exit | OPES ACQUISITION CORP | $0 | – | -973,539 | -100.0% | -2.56% | – |
| BYND | Exit | BEYOND MEAT INC | $0 | – | -115,000 | -100.0% | -4.34% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCcl a | $0 | – | -302,100 | -100.0% | -4.47% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -431,400 | -100.0% | -8.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.