$1.15 Billion is the total value of COWEN AND COMPANY, LLC's 453 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 80.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $73,000,000 | +4.1% | 9,851,605 | -3.9% | 6.34% | -64.3% |
SMMC | Sell | SOUTH MTN MERGER CORP | $2,972,000 | -5.8% | 301,078 | -6.5% | 0.26% | -67.8% |
TRGP | Sell | TARGA RES CORP | $2,060,000 | -48.9% | 50,441 | -49.7% | 0.18% | -82.5% |
FPAC | Sell | FAR PT ACQUISITION CORP | $1,901,000 | -75.7% | 184,001 | -76.0% | 0.16% | -91.7% |
MFG | Sell | MIZUHO FINL GROUP INCsponsored adr | $1,803,000 | -76.5% | 583,650 | -76.7% | 0.16% | -91.9% |
Sell | DERMTECH INC | $1,786,000 | +57.2% | 144,063 | -29.0% | 0.16% | -46.2% | |
DISCK | Sell | DISCOVERY INC | $1,525,000 | -38.1% | 50,000 | -50.0% | 0.13% | -78.9% |
THCA | Sell | TUSCAN HLDGS CORP II | $1,500,000 | -34.4% | 152,134 | -34.7% | 0.13% | -77.6% |
MOSC | Sell | MOSAIC ACQUISITION CORP | $1,119,000 | -45.8% | 108,843 | -45.6% | 0.10% | -81.5% |
GDX | Sell | VANECK VECTORS ETF TRUSTgold miners etf | $914,000 | -86.2% | 31,217 | -87.4% | 0.08% | -95.3% |
PACQU | Sell | PURE ACQUISITION CORPunit 04/13/2023 | $869,000 | -68.6% | 80,421 | -68.8% | 0.08% | -89.3% |
XOM | Sell | EXXON MOBIL CORP | $790,000 | -16.3% | 11,323 | -15.3% | 0.07% | -71.1% |
NPAUU | Sell | NEW PROVIDENCE ACQUISITIN COunit 09/01/2024 | $472,000 | -58.6% | 45,892 | -59.3% | 0.04% | -85.8% |
JFK | Sell | 8I ENTERPRISES ACQUISITIN CO | $376,000 | -54.0% | 37,480 | -54.1% | 0.03% | -84.1% |
TRGP | Sell | TARGA RES CORPput | $366,000 | -52.5% | 181,500 | -5.5% | 0.03% | -83.6% |
SCPEWS | Sell | SC HEALTH CORP*w exp 99/99/999 | $332,000 | -27.8% | 345,783 | -9.8% | 0.03% | -75.2% |
AVP | Sell | AVON PRODS INCcall | $273,000 | -65.3% | 404,200 | -38.1% | 0.02% | -87.9% |
CRSAU | Sell | CRESCENT ACQUISITION CORPunit 99/99/9999 | $259,000 | -20.8% | 25,114 | -22.0% | 0.02% | -73.5% |
MNCLW | Sell | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $243,000 | +37.3% | 324,174 | -17.5% | 0.02% | -53.3% |
DPHCU | Sell | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $236,000 | -80.2% | 23,047 | -80.3% | 0.02% | -93.1% |
BHVN | Sell | BIOHAVEN PHARMACTL HLDG CO L | $233,000 | -78.9% | 4,278 | -83.9% | 0.02% | -92.9% |
GRAFWS | Sell | GRAF INDL CORP*w exp 12/31/202 | $214,000 | +4.9% | 489,222 | -6.7% | 0.02% | -63.5% |
SAMAW | Sell | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $205,000 | +5.7% | 539,737 | -2.8% | 0.02% | -63.3% |
TDAC | Sell | TRIDENT ACQUISITIONS CORP | $195,000 | -98.4% | 18,500 | -98.4% | 0.02% | -99.4% |
IMMU | Sell | IMMUNOMEDICS INC | $192,000 | -61.9% | 9,051 | -76.2% | 0.02% | -86.7% |
HHHHU | Sell | WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999 | $176,000 | -0.6% | 16,850 | -1.2% | 0.02% | -66.7% |
RMNI | Sell | RIMINI STR INC DEL | $157,000 | -87.9% | 40,545 | -86.3% | 0.01% | -95.7% |
VAR | Sell | VARIAN MED SYS INC | $152,000 | -86.7% | 1,067 | -88.9% | 0.01% | -95.5% |
ANDAR | Sell | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $114,000 | -7.3% | 408,382 | -0.5% | 0.01% | -67.7% |
LGCWS | Sell | LEGACY ACQUISITION CORP*w exp 11/30/202 | $111,000 | +37.0% | 205,716 | -11.1% | 0.01% | -52.4% |
CCCWS | Sell | CLARIVATE ANALYTICS PLC*w exp 05/13/202 | $104,000 | -98.1% | 16,700 | -98.2% | 0.01% | -99.3% |
AVYA | Sell | AVAYA HLDGS CORP | $98,000 | -62.2% | 7,251 | -71.4% | 0.01% | -86.4% |
IMMU | Sell | IMMUNOMEDICS INCcall | $92,000 | -3.2% | 36,000 | -82.9% | 0.01% | -66.7% |
AVYA | Sell | AVAYA HLDGS CORPcall | $84,000 | +236.0% | 24,000 | -67.4% | 0.01% | +16.7% |
SMMCW | Sell | SOUTH MTN MERGER CORP*w exp 06/20/202 | $82,000 | -64.0% | 91,544 | -65.9% | 0.01% | -87.9% |
IOVA | Sell | IOVANCE BIOTHERAPEUTICS INCcall | $65,000 | +30.0% | 18,500 | -73.9% | 0.01% | -53.8% |
ABC | Sell | AMERISOURCEBERGEN CORPput | $62,000 | -93.4% | 38,200 | -85.0% | 0.01% | -97.9% |
DVA | Sell | DAVITA INCcall | $52,000 | -86.7% | 2,300 | -97.3% | 0.01% | -94.9% |
APHA | Sell | APHRIA INCcall | $47,000 | +2250.0% | 35,000 | -64.2% | 0.00% | +300.0% |
LHCWS | Sell | LEO HOLDINGS CORP*w exp 02/07/202 | $41,000 | -14.6% | 62,216 | -3.3% | 0.00% | -66.7% |
TLRY | Sell | TILRAY INC | $43,000 | -98.1% | 2,524 | -97.2% | 0.00% | -99.3% |
ALACW | Sell | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $50,000 | -51.0% | 825,043 | -2.8% | 0.00% | -84.6% |
OPESW | Sell | OPES ACQUISITION CORP*w exp 03/13/202 | $34,000 | -68.8% | 190,709 | -68.5% | 0.00% | -89.3% |
T | Sell | AT&T INCcall | $22,000 | -94.3% | 50,000 | -50.0% | 0.00% | -98.0% |
AMRN | Sell | AMARIN CORP PLCput | $28,000 | +21.7% | 162,400 | -49.8% | 0.00% | -66.7% |
CHAPQ | Sell | CHAPARRAL ENERGY INC | $26,000 | +13.0% | 14,543 | -14.5% | 0.00% | -66.7% |
MUDSW | Sell | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $20,000 | -95.1% | 40,788 | -93.8% | 0.00% | -98.1% |
AMCIW | Sell | AMCI ACQUISITION CORP*w exp 05/20/202 | $6,000 | -45.5% | 20,400 | -37.0% | 0.00% | -66.7% |
DPHCW | Sell | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $11,000 | -38.9% | 14,285 | -30.9% | 0.00% | -80.0% |
AGBAW | Sell | AGBA ACQUISITION LTD*w exp 05/10/202 | $9,000 | -35.7% | 154,050 | -11.9% | 0.00% | -75.0% |
CFFAW | Sell | CF FIN ACQUISITION CORP*w exp 04/30/202 | $14,000 | -89.9% | 15,542 | -92.7% | 0.00% | -97.1% |
BJ | Sell | BJS WHSL CLUB HLDGS INCput | $16,000 | -51.5% | 54,400 | -2.2% | 0.00% | -87.5% |
GDX | Sell | VANECK VECTORS ETF TRUSTput | $1,000 | -99.8% | 40,000 | -87.7% | 0.00% | -100.0% |
VTIQ | Sell | VECTOIQ ACQUISITION CORP | $5,000 | -98.3% | 1,161,500 | -2.4% | 0.00% | -100.0% |
ZAYO | Sell | ZAYO GROUP HLDGS INCcall | $2,000 | -71.4% | 96,900 | -4.9% | 0.00% | -100.0% |
ZAYO | Sell | ZAYO GROUP HLDGS INCput | $1,000 | -85.7% | 6,300 | -84.6% | 0.00% | -100.0% |
KN | Exit | KNOWLES CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
BIOXWS | Sell | BIOCERES CROP SOLUTIONS CORP*w exp 03/14/202 | $4,000 | -89.2% | 22,981 | -79.0% | 0.00% | -100.0% |
GPAQW | Sell | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $5,000 | -82.8% | 13,600 | -81.1% | 0.00% | -100.0% |
HCCHR | Sell | HL ACQUISITIONS CORPright 07/17/2023 | $3,000 | -76.9% | 13,203 | -73.1% | 0.00% | -100.0% |
DVA | Sell | DAVITA INCput | $3,000 | -99.0% | 114,000 | -61.5% | 0.00% | -100.0% |
CNC | Sell | CENTENE CORP DELput | $1,000 | -97.3% | 25,000 | -66.7% | 0.00% | -100.0% |
BBBY | Sell | BED BATH & BEYOND INCput | $1,000 | -99.3% | 18,800 | -95.1% | 0.00% | -100.0% |
ABC | Sell | AMERISOURCEBERGEN CORPcall | $1,000 | -66.7% | 6,300 | -74.8% | 0.00% | -100.0% |
AGIO | Sell | AGIOS PHARMACEUTICALS INCput | $1,000 | -99.3% | 5,000 | -87.9% | 0.00% | -100.0% |
XOP | Exit | SPDR SERIES TRUSTcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
OXY | Exit | OCCIDENTAL PETE CORPput | $0 | – | -11,800 | -100.0% | 0.00% | – |
NCR | Exit | NCR CORP NEWcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
TSN | Exit | TYSON FOODS INCcall | $0 | – | -25,700 | -100.0% | 0.00% | – |
FOLD | Exit | AMICUS THERAPEUTICS INCcall | $0 | – | -32,800 | -100.0% | 0.00% | – |
XLF | Exit | SELECT SECTOR SPDR TRput | $0 | – | -101,300 | -100.0% | -0.00% | – |
ADVM | Exit | ADVERUM BIOTECHNOLOGIES INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
CPE | Exit | CALLON PETE CO DELcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
TOCA | Exit | TOCAGEN INCcall | $0 | – | -19,000 | -100.0% | -0.00% | – |
NXGN | Exit | NEXTGEN HEALTHCARE INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
AXL | Exit | AMERICAN AXLE & MFG HLDGS INput | $0 | – | -16,000 | -100.0% | -0.00% | – |
EXC | Exit | EXELON CORPput | $0 | – | -20,600 | -100.0% | -0.00% | – |
DAL | Exit | DELTA AIR LINES INC DELcall | $0 | – | -27,200 | -100.0% | -0.00% | – |
TWOU | Exit | 2U INCcall | $0 | – | -14,300 | -100.0% | -0.00% | – |
BITA | Exit | BITAUTO HLDGS LTDput | $0 | – | -15,900 | -100.0% | -0.00% | – |
PACB | Exit | PACIFIC BIOSCIENCES CALIF INcall | $0 | – | -51,900 | -100.0% | -0.00% | – |
AMD | Exit | ADVANCED MICRO DEVICES INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
SIRI | Exit | SIRIUS XM HLDGS INCput | $0 | – | -139,800 | -100.0% | -0.00% | – |
S | Exit | SPRINT CORPORATION | $0 | – | -900 | -100.0% | -0.00% | – |
BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -24,800 | -100.0% | -0.00% | – |
PVTL | Exit | PIVOTAL SOFTWARE INCcall | $0 | – | -151,000 | -100.0% | -0.00% | – |
GPS | Exit | GAP INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
FBNC | Exit | FIRST BANCORP N Ccall | $0 | – | -42,900 | -100.0% | -0.00% | – |
VZ | Exit | VERIZON COMMUNICATIONS INCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
BPMC | Exit | BLUEPRINT MEDICINES CORPcall | $0 | – | -45,900 | -100.0% | -0.00% | – |
GM | Exit | GENERAL MTRS COcall | $0 | – | -65,500 | -100.0% | -0.00% | – |
TSN | Exit | TYSON FOODS INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
KN | Exit | KNOWLES CORP | $0 | – | -800 | -100.0% | -0.00% | – |
DFS | Exit | DISCOVER FINL SVCScall | $0 | – | -14,300 | -100.0% | -0.00% | – |
HSACW | Exit | HEALTH SCIENCES ACQUSTN CORP*w exp 04/01/202 | $0 | – | -20,532 | -100.0% | -0.00% | – |
CMCSA | Exit | COMCAST CORP NEWput | $0 | – | -78,000 | -100.0% | -0.00% | – |
LKNCY | Exit | LUCKIN COFFEE INCput | $0 | – | -35,700 | -100.0% | -0.01% | – |
AXL | Exit | AMERICAN AXLE & MFG HLDGS IN | $0 | – | -2,300 | -100.0% | -0.01% | – |
ODP | Exit | OFFICE DEPOT INCput | $0 | – | -420,800 | -100.0% | -0.01% | – |
ALDR | Exit | ALDER BIOPHARMACEUTICALS INCput | $0 | – | -124,300 | -100.0% | -0.01% | – |
ALXN | Exit | ALEXION PHARMACEUTICALS INCput | $0 | – | -11,700 | -100.0% | -0.01% | – |
EMR | Exit | EMERSON ELEC COcall | $0 | – | -28,400 | -100.0% | -0.01% | – |
CGC | Exit | CANOPY GROWTH CORPcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
TDACW | Exit | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $0 | – | -187,512 | -100.0% | -0.01% | – |
IWM | Exit | ISHARES TRput | $0 | – | -43,100 | -100.0% | -0.01% | – |
XRT | Exit | SPDR SERIES TRUSTcall | $0 | – | -31,900 | -100.0% | -0.01% | – |
EMR | Exit | EMERSON ELEC COput | $0 | – | -28,400 | -100.0% | -0.01% | – |
CLVS | Exit | CLOVIS ONCOLOGY INCcall | $0 | – | -95,000 | -100.0% | -0.01% | – |
Exit | DERMTECH INC*w exp 08/29/202 | $0 | – | -280,292 | -100.0% | -0.01% | – | |
DAL | Exit | DELTA AIR LINES INC DELput | $0 | – | -27,200 | -100.0% | -0.01% | – |
REAL | Exit | THE REALREAL INCput | $0 | – | -15,700 | -100.0% | -0.01% | – |
SRRA | Exit | SIERRA ONCOLOGY INC | $0 | – | -100,000 | -100.0% | -0.01% | – |
LOB | Exit | LIVE OAK BANCSHARES INCcall | $0 | – | -80,000 | -100.0% | -0.01% | – |
GIGRT | Exit | GIGCAPITAL INCright 03/06/2020 | $0 | – | -43,900 | -100.0% | -0.01% | – |
KRE | Exit | SPDR SERIES TRUSTput | $0 | – | -75,000 | -100.0% | -0.01% | – |
OIH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
QNST | Exit | QUINSTREET INCcall | $0 | – | -40,300 | -100.0% | -0.01% | – |
ONCE | Exit | SPARK THERAPEUTICS INCcall | $0 | – | -14,000 | -100.0% | -0.01% | – |
CHS | Exit | CHICOS FAS INCput | $0 | – | -612,200 | -100.0% | -0.01% | – |
TXMD | Exit | THERAPEUTICSMD INC | $0 | – | -13,100 | -100.0% | -0.01% | – |
HOME | Exit | AT HOME GROUP INCcall | $0 | – | -39,800 | -100.0% | -0.01% | – |
PCRX | Exit | PACIRA BIOSCIENCEScall | $0 | – | -15,000 | -100.0% | -0.01% | – |
XEC | Exit | CIMAREX ENERGY COcall | $0 | – | -64,000 | -100.0% | -0.01% | – |
IWM | Exit | ISHARES TRcall | $0 | – | -8,800 | -100.0% | -0.01% | – |
LKNCY | Exit | LUCKIN COFFEE INCsponsored ads | $0 | – | -3,500 | -100.0% | -0.02% | – |
MET | Exit | METLIFE INCcall | $0 | – | -170,000 | -100.0% | -0.02% | – |
WPG | Exit | WASHINGTON PRIME GROUP NEWput | $0 | – | -112,300 | -100.0% | -0.02% | – |
CELG | Exit | CELGENE CORPput | $0 | – | -333,300 | -100.0% | -0.02% | – |
PEI | Exit | PENNSYLVANIA RL ESTATE INVTput | $0 | – | -198,600 | -100.0% | -0.02% | – |
CNC | Exit | CENTENE CORP DELcall | $0 | – | -223,500 | -100.0% | -0.02% | – |
IRM | Exit | IRON MTN INC NEWput | $0 | – | -10,000 | -100.0% | -0.02% | – |
XOP | Exit | SPDR SERIES TRUSTput | $0 | – | -47,800 | -100.0% | -0.02% | – |
CHDN | Exit | CHURCHILL DOWNS INCcall | $0 | – | -15,500 | -100.0% | -0.02% | – |
GLACR | Exit | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $0 | – | -138,426 | -100.0% | -0.02% | – |
EXC | Exit | EXELON CORPcall | $0 | – | -49,400 | -100.0% | -0.02% | – |
WH | Exit | WYNDHAM HOTELS & RESORTS INCput | $0 | – | -32,400 | -100.0% | -0.02% | – |
ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -1,026 | -100.0% | -0.02% | – |
KKR | Exit | KKR & CO INCput | $0 | – | -85,000 | -100.0% | -0.02% | – |
APHA | Exit | APHRIA INCput | $0 | – | -20,100 | -100.0% | -0.02% | – |
CCX | Exit | CHURCHILL CAP CORP IIcl a | $0 | – | -10,339 | -100.0% | -0.03% | – |
SQ | Exit | SQUARE INCcall | $0 | – | -67,500 | -100.0% | -0.03% | – |
HCACW | Exit | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $0 | – | -129,205 | -100.0% | -0.03% | – |
WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -24,950 | -100.0% | -0.03% | – |
TWOU | Exit | 2U INCput | $0 | – | -59,400 | -100.0% | -0.03% | – |
CLVS | Exit | CLOVIS ONCOLOGY INCput | $0 | – | -15,000 | -100.0% | -0.03% | – |
INSU | Exit | INSURANCE ACQUISITION CORPcl a | $0 | – | -10,530 | -100.0% | -0.03% | – |
HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -54,800 | -100.0% | -0.03% | – |
EWH | Exit | ISHARES INCput | $0 | – | -244,000 | -100.0% | -0.03% | – |
FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -123,393 | -100.0% | -0.03% | – |
FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -10,172 | -100.0% | -0.03% | – |
IPOAU | Exit | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $0 | – | -10,001 | -100.0% | -0.03% | – |
FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -104,030 | -100.0% | -0.03% | – |
STNLW | Exit | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $0 | – | -317,423 | -100.0% | -0.03% | – |
LHC | Exit | LEO HOLDINGS CORP | $0 | – | -12,811 | -100.0% | -0.03% | – |
HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -13,495 | -100.0% | -0.03% | – |
HSACU | Exit | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $0 | – | -12,572 | -100.0% | -0.03% | – |
XEC | Exit | CIMAREX ENERGY COput | $0 | – | -40,600 | -100.0% | -0.03% | – |
XHB | Exit | SPDR SERIES TRUSTcall | $0 | – | -81,700 | -100.0% | -0.04% | – |
BITA | Exit | BITAUTO HLDGS LTDsponsored ads | $0 | – | -9,365 | -100.0% | -0.04% | – |
PCRX | Exit | PACIRA BIOSCIENCES | $0 | – | -3,979 | -100.0% | -0.04% | – |
KR | Exit | KROGER COcall | $0 | – | -50,000 | -100.0% | -0.04% | – |
LACQW | Exit | LEISURE ACQUISITION CORP*w exp 12/05/201 | $0 | – | -202,229 | -100.0% | -0.04% | – |
LKQ | Exit | LKQ CORPcall | $0 | – | -25,000 | -100.0% | -0.04% | – |
SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -26,500 | -100.0% | -0.04% | – |
HOME | Exit | AT HOME GROUP INC | $0 | – | -17,100 | -100.0% | -0.04% | – |
PEI | Exit | PENNSYLVANIA RL ESTATE INVTsh ben int | $0 | – | -30,000 | -100.0% | -0.04% | – |
HIIQ | Exit | HEALTH INS INNOVATIONS INCput | $0 | – | -50,000 | -100.0% | -0.04% | – |
CECO | Exit | CAREER EDUCATION CORPput | $0 | – | -61,300 | -100.0% | -0.04% | – |
ARMK | Exit | ARAMARKcall | $0 | – | -50,000 | -100.0% | -0.05% | – |
NFCWS | Exit | NEW FRONTIER CORP*w exp 99/99/999 | $0 | – | -180,690 | -100.0% | -0.05% | – |
AUY | Exit | YAMANA GOLD INCcall | $0 | – | -160,100 | -100.0% | -0.05% | – |
XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -55,500 | -100.0% | -0.05% | – |
KKR | Exit | KKR & CO INCcl a | $0 | – | -7,737 | -100.0% | -0.05% | – |
DFBHW | Exit | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $0 | – | -143,922 | -100.0% | -0.05% | – |
BRPM | Exit | B RILEY PRINCIPAL MERGER CORcl a | $0 | – | -21,467 | -100.0% | -0.05% | – |
AGNC | Exit | AGNC INVT CORPput | $0 | – | -387,300 | -100.0% | -0.06% | – |
RWGEWS | Exit | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $0 | – | -369,489 | -100.0% | -0.06% | – |
RVLV | Exit | REVOLVE GROUP INCput | $0 | – | -50,000 | -100.0% | -0.06% | – |
CECO | Exit | CAREER EDUCATION CORP | $0 | – | -14,417 | -100.0% | -0.06% | – |
PCG | Exit | PG&E CORPput | $0 | – | -52,500 | -100.0% | -0.06% | – |
EXC | Exit | EXELON CORP | $0 | – | -4,854 | -100.0% | -0.06% | – |
SSPKU | Exit | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $0 | – | -23,137 | -100.0% | -0.06% | – |
CONE | Exit | CYRUSONE INCcall | $0 | – | -28,200 | -100.0% | -0.06% | – |
ONCE | Exit | SPARK THERAPEUTICS INCput | $0 | – | -50,900 | -100.0% | -0.06% | – |
BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -659,818 | -100.0% | -0.06% | – |
DB | Exit | DEUTSCHE BANK AGput | $0 | – | -160,000 | -100.0% | -0.06% | – |
MUR | Exit | MURPHY OIL CORPput | $0 | – | -217,500 | -100.0% | -0.06% | – |
APHA | Exit | APHRIA INC | $0 | – | -48,901 | -100.0% | -0.06% | – |
CCHU | Exit | COLLIER CREEK HOLDINGSunit 99/99/9999 | $0 | – | -23,682 | -100.0% | -0.06% | – |
BROG | Exit | TWELVE SEAS INVESTMENT COMPA | $0 | – | -24,663 | -100.0% | -0.06% | – |
ODP | Exit | OFFICE DEPOT INC | $0 | – | -145,306 | -100.0% | -0.06% | – |
LH | Exit | LABORATORY CORP AMER HLDGSput | $0 | – | -168,000 | -100.0% | -0.07% | – |
GMHI | Exit | GORES METROPOULOS INC | $0 | – | -27,022 | -100.0% | -0.07% | – |
BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -27,200 | -100.0% | -0.07% | – |
TTE | Exit | TOTAL S Asponsored ads | $0 | – | -5,566 | -100.0% | -0.07% | – |
WFC | Exit | WELLS FARGO CO NEWcall | $0 | – | -80,000 | -100.0% | -0.07% | – |
XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -100,000 | -100.0% | -0.08% | – |
BROGU | Exit | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $0 | – | -28,541 | -100.0% | -0.08% | – |
HEI | Exit | HEICO CORP NEW | $0 | – | -2,500 | -100.0% | -0.08% | – |
LACQ | Exit | LEISURE ACQUISITION CORP | $0 | – | -31,100 | -100.0% | -0.08% | – |
BAC | Exit | BANK AMER CORPcall | $0 | – | -50,000 | -100.0% | -0.08% | – |
MORN | Exit | MORNINGSTAR INC | $0 | – | -2,250 | -100.0% | -0.08% | – |
PSA | Exit | PUBLIC STORAGE | $0 | – | -1,350 | -100.0% | -0.08% | – |
BFAM | Exit | BRIGHT HORIZONS FAM SOL IN D | $0 | – | -2,200 | -100.0% | -0.08% | – |
BAH | Exit | BOOZ ALLEN HAMILTON HLDG CORcl a | $0 | – | -4,750 | -100.0% | -0.08% | – |
AMAT | Exit | APPLIED MATLS INCcall | $0 | – | -55,000 | -100.0% | -0.08% | – |
MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -2,000 | -100.0% | -0.09% | – |
AXDX | Exit | ACCELERATE DIAGNOSTICS INC | $0 | – | -18,200 | -100.0% | -0.09% | – |
V | Exit | VISA INC | $0 | – | -2,000 | -100.0% | -0.09% | – |
TPB | Exit | TURNING PT BRANDS INCput | $0 | – | -20,000 | -100.0% | -0.09% | – |
AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -1,550 | -100.0% | -0.09% | – |
ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -1,800 | -100.0% | -0.09% | – |
YUM | Exit | YUM BRANDS INC | $0 | – | -3,050 | -100.0% | -0.09% | – |
AVP | Exit | AVON PRODS INC | $0 | – | -78,988 | -100.0% | -0.09% | – |
VRSK | Exit | VERISK ANALYTICS INC | $0 | – | -2,200 | -100.0% | -0.09% | – |
WM | Exit | WASTE MGMT INC DEL | $0 | – | -3,000 | -100.0% | -0.09% | – |
ECL | Exit | ECOLAB INC | $0 | – | -1,750 | -100.0% | -0.09% | – |
RSG | Exit | REPUBLIC SVCS INC | $0 | – | -4,050 | -100.0% | -0.09% | – |
MRK | Exit | MERCK & CO INC | $0 | – | -4,150 | -100.0% | -0.09% | – |
RMD | Exit | RESMED INC | $0 | – | -2,600 | -100.0% | -0.09% | – |
REAL | Exit | THE REALREAL INC | $0 | – | -15,700 | -100.0% | -0.09% | – |
CME | Exit | CME GROUP INC | $0 | – | -1,650 | -100.0% | -0.09% | – |
BRO | Exit | BROWN & BROWN INC | $0 | – | -9,800 | -100.0% | -0.09% | – |
ICE | Exit | INTERCONTINENTAL EXCHANGE IN | $0 | – | -3,850 | -100.0% | -0.09% | – |
MCD | Exit | MCDONALDS CORP | $0 | – | -1,650 | -100.0% | -0.09% | – |
APD | Exit | AIR PRODS & CHEMS INC | $0 | – | -1,600 | -100.0% | -0.09% | – |
ATR | Exit | APTARGROUP INC | $0 | – | -3,000 | -100.0% | -0.09% | – |
WPC | Exit | W P CAREY INC | $0 | – | -4,000 | -100.0% | -0.09% | – |
ISCA | Exit | INTERNATIONAL SPEEDWAY CORPcl a | $0 | – | -8,000 | -100.0% | -0.09% | – |
SYK | Exit | STRYKER CORP | $0 | – | -1,650 | -100.0% | -0.09% | – |
ARCC | Exit | ARES CAP CORP | $0 | – | -19,150 | -100.0% | -0.09% | – |
KO | Exit | COCA COLA CO | $0 | – | -6,550 | -100.0% | -0.09% | – |
BAX | Exit | BAXTER INTL INC | $0 | – | -4,100 | -100.0% | -0.09% | – |
FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -8,150 | -100.0% | -0.09% | – |
BKI | Exit | BLACK KNIGHT INC | $0 | – | -5,800 | -100.0% | -0.09% | – |
INFO | Exit | IHS MARKIT LTD | $0 | – | -5,500 | -100.0% | -0.09% | – |
CVX | Exit | CHEVRON CORP NEW | $0 | – | -3,100 | -100.0% | -0.09% | – |
DOX | Exit | AMDOCS LTD | $0 | – | -5,550 | -100.0% | -0.09% | – |
EQR | Exit | EQUITY RESIDENTIALsh ben int | $0 | – | -4,250 | -100.0% | -0.09% | – |
TYL | Exit | TYLER TECHNOLOGIES INC | $0 | – | -1,400 | -100.0% | -0.09% | – |
IPOAWS | Exit | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $0 | – | -147,171 | -100.0% | -0.09% | – |
DHR | Exit | DANAHER CORPORATION | $0 | – | -2,550 | -100.0% | -0.09% | – |
MSFT | Exit | MICROSOFT CORP | $0 | – | -2,650 | -100.0% | -0.09% | – |
WRB | Exit | BERKLEY W R CORP | $0 | – | -5,050 | -100.0% | -0.09% | – |
LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -950 | -100.0% | -0.09% | – |
HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -8,100 | -100.0% | -0.09% | – |
NVR | Exit | NVR INC | $0 | – | -100 | -100.0% | -0.09% | – |
NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -3,400 | -100.0% | -0.09% | – |
TFSL | Exit | TFS FINL CORP | $0 | – | -20,650 | -100.0% | -0.09% | – |
OKE | Exit | ONEOK INC NEW | $0 | – | -5,100 | -100.0% | -0.10% | – |
SCI | Exit | SERVICE CORP INTL | $0 | – | -7,800 | -100.0% | -0.10% | – |
VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -6,250 | -100.0% | -0.10% | – |
NEE | Exit | NEXTERA ENERGY INC | $0 | – | -1,650 | -100.0% | -0.10% | – |
CPRT | Exit | COPART INC | $0 | – | -4,800 | -100.0% | -0.10% | – |
WCG | Exit | WELLCARE HEALTH PLANS INCcall | $0 | – | -30,100 | -100.0% | -0.10% | – |
AABA | Exit | ALTABA INC | $0 | – | -20,000 | -100.0% | -0.10% | – |
MCK | Exit | MCKESSON CORPput | $0 | – | -44,500 | -100.0% | -0.10% | – |
FFIV | Exit | F5 NETWORKS INC | $0 | – | -2,800 | -100.0% | -0.10% | – |
PAAC | Exit | PROFICIENT ALPHA ACQUSTN COR | $0 | – | -40,231 | -100.0% | -0.10% | – |
INSUU | Exit | INSURANCE ACQUISITION CORPunit 03/31/2024 | $0 | – | -38,545 | -100.0% | -0.10% | – |
MPC | Exit | MARATHON PETE CORP | $0 | – | -6,627 | -100.0% | -0.10% | – |
ENIA | Exit | ENEL AMERICAS S Asponsored adr | $0 | – | -44,600 | -100.0% | -0.10% | – |
PVTWS | Exit | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $0 | – | -313,174 | -100.0% | -0.11% | – |
SBEU | Exit | SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999 | $0 | – | -42,619 | -100.0% | -0.11% | – |
TPB | Exit | TURNING PT BRANDS INC | $0 | – | -19,114 | -100.0% | -0.11% | – |
ALDR | Exit | ALDER BIOPHARMACEUTICALS INC | $0 | – | -23,937 | -100.0% | -0.11% | – |
ALLK | Exit | ALLAKOS INCcall | $0 | – | -17,500 | -100.0% | -0.12% | – |
TPGH | Exit | TPG PACE HLDGS CORPcl a | $0 | – | -46,699 | -100.0% | -0.12% | – |
ACTT | Exit | ACT II GLOBAL ACQUISITION CO | $0 | – | -51,295 | -100.0% | -0.13% | – |
EDTX | Exit | EDTECHX HLDGS ACQUISITION CO | $0 | – | -50,000 | -100.0% | -0.13% | – |
XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -23,301 | -100.0% | -0.13% | – |
RWGE | Exit | REGALWOOD GLOBAL ENERGY LTD | $0 | – | -50,299 | -100.0% | -0.13% | – |
GRSH | Exit | GORES HOLDINGS III INCclass a | $0 | – | -52,998 | -100.0% | -0.14% | – |
C | Exit | CITIGROUP INCcall | $0 | – | -28,000 | -100.0% | -0.14% | – |
AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -18,810 | -100.0% | -0.14% | – |
DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -10,200 | -100.0% | -0.15% | – |
LH | Exit | LABORATORY CORP AMER HLDGScall | $0 | – | -94,800 | -100.0% | -0.15% | – |
LKQ | Exit | LKQ CORP | $0 | – | -20,136 | -100.0% | -0.16% | – |
HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -47,900 | -100.0% | -0.17% | – |
TSN | Exit | TYSON FOODS INCcl a | $0 | – | -7,845 | -100.0% | -0.17% | – |
LACQU | Exit | LEISURE ACQUISITION CORPunit 99/99/9999 | $0 | – | -64,711 | -100.0% | -0.18% | – |
PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -72,058 | -100.0% | -0.18% | – |
OSTK | Exit | OVERSTOCK COM INC DEL | $0 | – | -67,500 | -100.0% | -0.18% | – |
CROX | Exit | CROCS INC | $0 | – | -26,310 | -100.0% | -0.18% | – |
CRWD | Exit | CROWDSTRIKE HLDGS INCput | $0 | – | -52,100 | -100.0% | -0.19% | – |
TWOU | Exit | 2U INC | $0 | – | -48,626 | -100.0% | -0.20% | – |
THBRU | Exit | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $0 | – | -83,491 | -100.0% | -0.22% | – |
HST | Exit | HOST HOTELS & RESORTS INC | $0 | – | -50,000 | -100.0% | -0.22% | – |
OSTK | Exit | OVERSTOCK COM INC DELput | $0 | – | -67,500 | -100.0% | -0.22% | – |
REED | Exit | REEDS INC | $0 | – | -690,776 | -100.0% | -0.23% | – |
AGIO | Exit | AGIOS PHARMACEUTICALS INC | $0 | – | -27,852 | -100.0% | -0.23% | – |
RMGU | Exit | RMG ACQUISITION CORPunit 99/99/9999 | $0 | – | -89,978 | -100.0% | -0.23% | – |
PAYS | Exit | PAYSIGN INC | $0 | – | -100,000 | -100.0% | -0.26% | – |
QDEL | Exit | QUIDEL CORP | $0 | – | -16,605 | -100.0% | -0.26% | – |
TMCX | Exit | TRINITY MERGER CORP | $0 | – | -98,529 | -100.0% | -0.26% | – |
TMCXW | Exit | TRINITY MERGER CORP*w exp 05/11/202 | $0 | – | -839,953 | -100.0% | -0.27% | – |
GIGU | Exit | GIGCAPITAL INCunit 03/06/2025 | $0 | – | -90,592 | -100.0% | -0.27% | – |
ATH | Exit | ATHENE HLDG LTDcl a | $0 | – | -26,000 | -100.0% | -0.28% | – |
TZAC | Exit | TENZING ACQUISITION CORP | $0 | – | -108,121 | -100.0% | -0.28% | – |
SAMA | Exit | SCHULTZE SPL PURP ACQUSTN CO | $0 | – | -111,861 | -100.0% | -0.28% | – |
RVLV | Exit | REVOLVE GROUP INCcl a | $0 | – | -50,000 | -100.0% | -0.30% | – |
NFLX | Exit | NETFLIX INCput | $0 | – | -90,000 | -100.0% | -0.30% | – |
KBLM | Exit | KBL MERGER CORP IV | $0 | – | -113,537 | -100.0% | -0.30% | – |
DB | Exit | DEUTSCHE BANK AGnamen akt | $0 | – | -160,000 | -100.0% | -0.30% | – |
EMR | Exit | EMERSON ELEC CO | $0 | – | -17,936 | -100.0% | -0.30% | – |
HIIQ | Exit | HEALTH INS INNOVATIONS INC | $0 | – | -50,000 | -100.0% | -0.32% | – |
SPAQ | Exit | SPARTAN ENERGY ACQUISITON CO | $0 | – | -127,481 | -100.0% | -0.33% | – |
NFINU | Exit | NETFIN ACQUISITION CORPunit 08/01/2024 | $0 | – | -148,465 | -100.0% | -0.38% | – |
TOTA | Exit | TOTTENHAM ACQUISITION I LTD | $0 | – | -146,473 | -100.0% | -0.38% | – |
SCPE | Exit | SC HEALTH CORP | $0 | – | -157,664 | -100.0% | -0.39% | – |
T | Exit | AT&T INC | $0 | – | -40,996 | -100.0% | -0.39% | – |
ALAC | Exit | ALBERTON ACQUISITION CORP | $0 | – | -154,116 | -100.0% | -0.40% | – |
CHS | Exit | CHICOS FAS INC | $0 | – | -405,200 | -100.0% | -0.41% | – |
TDACU | Exit | TRIDENT ACQUISITIONS CORPunit 05/09/2023 | $0 | – | -163,733 | -100.0% | -0.44% | – |
NFC | Exit | NEW FRONTIER CORP | $0 | – | -179,350 | -100.0% | -0.46% | – |
AGNC | Exit | AGNC INVT CORP | $0 | – | -123,900 | -100.0% | -0.51% | – |
MUR | Exit | MURPHY OIL CORP | $0 | – | -99,805 | -100.0% | -0.56% | – |
MCK | Exit | MCKESSON CORP | $0 | – | -16,800 | -100.0% | -0.58% | – |
CELG | Exit | CELGENE CORP | $0 | – | -23,364 | -100.0% | -0.59% | – |
PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -229,249 | -100.0% | -0.59% | – |
HHHH | Exit | WEALTHBRIDGE ACQUISITION LTD | $0 | – | -231,322 | -100.0% | -0.60% | – |
RPLA | Exit | REPLAY ACQUISITION CORP | $0 | – | -239,494 | -100.0% | -0.60% | – |
MUFG | Exit | MITSUBISHI UFJ FINL GROUP INsponsored ads | $0 | – | -551,800 | -100.0% | -0.71% | – |
XEC | Exit | CIMAREX ENERGY CO | $0 | – | -61,819 | -100.0% | -0.75% | – |
PD | Exit | PAGERDUTY INC | $0 | – | -110,000 | -100.0% | -0.79% | – |
MDT | Exit | MEDTRONIC PLC | $0 | – | -29,150 | -100.0% | -0.80% | – |
FSLY | Exit | FASTLY INCcl a | $0 | – | -150,000 | -100.0% | -0.91% | – |
ZM | Exit | ZOOM VIDEO COMMUNICATIONS INput | $0 | – | -126,400 | -100.0% | -1.00% | – |
STNL | Exit | SENTINEL ENERGY SVCS INCcl a | $0 | – | -461,349 | -100.0% | -1.20% | – |
LSXMA | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -166,154 | -100.0% | -1.75% | – |
OPES | Exit | OPES ACQUISITION CORP | $0 | – | -973,539 | -100.0% | -2.56% | – |
BYND | Exit | BEYOND MEAT INC | $0 | – | -115,000 | -100.0% | -4.34% | – |
CRWD | Exit | CROWDSTRIKE HLDGS INCcl a | $0 | – | -302,100 | -100.0% | -4.47% | – |
ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -431,400 | -100.0% | -8.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
EXAGEN INC | 15 | Q3 2023 | 1.5% |
INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-05-03 |
SC 13G/A | 2024-04-02 |
3 | 2024-03-15 |
3 | 2024-03-15 |
4 | 2024-03-15 |
4 | 2024-03-15 |
SC 13G | 2024-03-11 |
FOCUSN | 2024-02-29 |
X-17A-5 | 2024-02-29 |
3 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.