COWEN AND COMPANY, LLC - Q4 2019 holdings

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$1.15 Billion is the total value of COWEN AND COMPANY, LLC's 453 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .

All

			Value		Shares		↓ Weighting
AAPL	New	APPLE INC	$157,690,000	–	537,000	+100.0%	13.70%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$102,673,000	–	319,000	+100.0%	8.92%	–
FRC	New	FIRST REP BK SAN FRANCISCO C	$42,282,000	–	360,000	+100.0%	3.67%	–
XBI	New	SPDR SERIES TRUSTs&p biotech	$38,044,000	–	400,000	+100.0%	3.30%	–
XLY	New	SELECT SECTOR SPDR TRsbi cons discr	$37,626,000	–	300,000	+100.0%	3.27%	–
USB	New	US BANCORP DEL	$34,981,000	–	590,000	+100.0%	3.04%	–
CVNA	New	CARVANA COcl a	$19,975,000	–	217,000	+100.0%	1.74%	–
TFC	New	TRUIST FINL CORP	$17,971,000	–	320,000	+100.0%	1.56%	–
CIEN	New	CIENA CORP	$16,222,000	–	380,000	+100.0%	1.41%	–
ARQL	New	ARQULE INC	$8,942,000	–	447,999	+100.0%	0.78%	–
SSPK	New	SILVER SPIKE ACQUISITION COR	$8,857,000	–	893,762	+100.0%	0.77%	–
IAC	New	IAC INTERACTIVECORP	$8,345,000	–	33,500	+100.0%	0.72%	–
DVA	New	DAVITA INC	$7,666,000	–	102,168	+100.0%	0.67%	–
SPLV	New	INVESCO EXCHNG TRADED FD TRs&p500 low vol	$7,619,000	–	130,600	+100.0%	0.66%	–
NMR	New	NOMURA HLDGS INCsponsored adr	$6,907,000	–	1,338,500	+100.0%	0.60%	–
OASPQ	New	OASIS PETE INC NEW	$6,520,000	–	2,000,000	+100.0%	0.57%	–
DVN	New	DEVON ENERGY CORP NEW	$6,253,000	–	240,774	+100.0%	0.54%	–
KLR	New	KALEYRA INC	$5,254,000	–	618,103	+100.0%	0.46%	–
NIHD	New	NII HLDGS INC	$4,176,000	–	1,924,557	+100.0%	0.36%	–
EHTH	New	EHEALTH INCcall	$3,387,000	–	90,200	+100.0%	0.29%	–
ESTA	New	ESTABLISHMENT LABS HLDGS INC	$3,312,000	–	119,754	+100.0%	0.29%	–
SMH	New	VANECK VECTORS ETF TRUSTsemiconductor et	$2,980,000	–	21,072	+100.0%	0.26%	–
HCA	New	HCA HEALTHCARE INC	$2,840,000	–	19,211	+100.0%	0.25%	–
ADVM	New	ADVERUM BIOTECHNOLOGIES INC	$2,725,000	–	236,583	+100.0%	0.24%	–
EIDX	New	EIDOS THERAPEUTICS INC	$2,694,000	–	46,949	+100.0%	0.23%	–
TIF	New	TIFFANY & CO NEW	$2,655,000	–	19,867	+100.0%	0.23%	–
SPCEWS	New	VIRGIN GALACTIC HOLDINGS INC*w exp 11/25/202	$2,657,000	–	805,128	+100.0%	0.23%	–
ALUSU	New	ALUSSA ENERGY ACQUISITION COunit 10/31/2026	$2,626,000	–	260,500	+100.0%	0.23%	–
ABUS	New	ARBUTUS BIOPHARMA CORP	$2,575,000	–	926,200	+100.0%	0.22%	–
MRTX	New	MIRATI THERAPEUTICS INC	$2,569,000	–	19,938	+100.0%	0.22%	–
QQQ	New	INVESCO QQQ TRcall	$2,496,000	–	528,900	+100.0%	0.22%	–
EXPC	New	EXPERIENCE INVESTMENT CORP	$2,492,000	–	253,498	+100.0%	0.22%	–
KSS	New	KOHLS CORPput	$2,315,000	–	482,400	+100.0%	0.20%	–
HYAC	New	HAYMAKER ACQUISITION CORP II	$2,196,000	–	218,500	+100.0%	0.19%	–
PTON	New	PELOTON INTERACTIVE INC	$2,198,000	–	77,400	+100.0%	0.19%	–
C	New	CITIGROUP INC	$2,194,000	–	27,469	+100.0%	0.19%	–
CLF	New	CLEVELAND CLIFFS INC	$2,126,000	–	253,116	+100.0%	0.18%	–
CGC	New	CANOPY GROWTH CORP	$2,109,000	–	100,000	+100.0%	0.18%	–
TWTR	New	TWITTER INC	$2,039,000	–	63,629	+100.0%	0.18%	–
MDLA	New	MEDALLIA INC	$2,031,000	–	65,300	+100.0%	0.18%	–
APYX	New	APYX MED CORP	$1,996,000	–	235,986	+100.0%	0.17%	–
APXT	New	APEX TECHNOLOGY ACQUISITN CO	$1,886,000	–	191,053	+100.0%	0.16%	–
FMCI	New	FORUM MERGER II CORPcl a	$1,783,000	–	174,636	+100.0%	0.16%	–
MJ	New	ETF MANAGERS TRetfmg altr hrvst	$1,676,000	–	97,887	+100.0%	0.15%	–
SBE	New	SWITCHBACK ENERGY ACQUISITIO	$1,661,000	–	169,540	+100.0%	0.14%	–
BAC	New	BANK AMER CORP	$1,628,000	–	46,215	+100.0%	0.14%	–
UTHR	New	UNITED THERAPEUTICS CORP DEL	$1,563,000	–	17,742	+100.0%	0.14%	–
LATN	New	UNION ACQUISITION CORP II	$1,378,000	–	139,925	+100.0%	0.12%	–
MNCLU	New	MONOCLE ACQUISITION CORPunit 99/99/9999	$1,369,000	–	126,166	+100.0%	0.12%	–
PAACU	New	PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026	$1,288,000	–	125,001	+100.0%	0.11%	–
ABBV	New	ABBVIE INCcall	$1,286,000	–	80,000	+100.0%	0.11%	–
THCBU	New	TUSCAN HOLDINGS CORPunit 99/99/9999	$1,273,000	–	121,200	+100.0%	0.11%	–
THCX	New	SPINNAKER ETF SERIEScannabis etf	$1,254,000	–	100,000	+100.0%	0.11%	–
CIICU	New	CIIG MERGER CORPunit 12/31/2026	$1,212,000	–	119,304	+100.0%	0.10%	–
MNCL	New	MONOCLE ACQUISITION CORP	$1,176,000	–	384,865	+100.0%	0.10%	–
DFNSU	New	LGL SYS ACQUISITION CORPunit 10/24/2024	$1,138,000	–	111,575	+100.0%	0.10%	–
CCXU	New	CHURCHILL CAP CORP IIunit 99/99/9999	$1,118,000	–	103,705	+100.0%	0.10%	–
HCCOU	New	HEALTHCARE MERGER CORPunit 12/17/2021	$1,058,000	–	102,259	+100.0%	0.09%	–
PRQR	New	PROQR THRAPEUTICS N V	$1,028,000	–	103,727	+100.0%	0.09%	–
SRACU	New	STABLE RD ACQUISITION CORPunit 05/15/2026	$1,000,000	–	97,213	+100.0%	0.09%	–
NLOK	New	NORTONLIFELOCK INC	$999,000	–	39,150	+100.0%	0.09%	–
ABC	New	AMERISOURCEBERGEN CORP	$1,002,000	–	11,790	+100.0%	0.09%	–
JIH	New	JUNIPER INDL HLDGS INC	$978,000	–	99,800	+100.0%	0.08%	–
MU	New	MICRON TECHNOLOGY INCcall	$960,000	–	122,000	+100.0%	0.08%	–
GRNVU	New	GREENVISION ACQUISITION CORPunit 10/28/2024	$902,000	–	89,397	+100.0%	0.08%	–
CCH	New	COLLIER CREEK HOLDINGS	$889,000	–	86,504	+100.0%	0.08%	–
THBR	New	THUNDER BRDG ACQUISTION II L	$888,000	–	89,278	+100.0%	0.08%	–
EQM	New	EQM MIDSTREAM PARTNERS LPunit ltd partn	$819,000	–	27,390	+100.0%	0.07%	–
SFTW	New	OSPREY TECHNLGY AQUISTION CO	$815,000	–	83,626	+100.0%	0.07%	–
SPY	New	SPDR S&P 500 ETF TRcall	$803,000	–	46,700	+100.0%	0.07%	–
OXY	New	OCCIDENTAL PETE CORP	$759,000	–	18,419	+100.0%	0.07%	–
LCII	New	LCI INDScall	$761,000	–	97,000	+100.0%	0.07%	–
FIT	New	FITBIT INCput	$761,000	–	1,694,300	+100.0%	0.07%	–
LIVKU	New	LIV CAP ACQUISITION CORPunit 99/99/9999	$742,000	–	73,708	+100.0%	0.06%	–
ICPT	New	INTERCEPT PHARMACEUTICALS IN	$732,000	–	5,909	+100.0%	0.06%	–
VIAC	New	VIACOMCBS INCcl b	$719,000	–	17,140	+100.0%	0.06%	–
MCMJ	New	MERIDA MERGER CORP I	$690,000	–	70,805	+100.0%	0.06%	–
SPCE	New	VIRGIN GALACTIC HOLDINGS INCcall	$688,000	–	316,900	+100.0%	0.06%	–
EDTXU	New	EDTECHX HLDGS ACQUISITION COunit 12/31/2025	$683,000	–	64,900	+100.0%	0.06%	–
ITCI	New	INTRA CELLULAR THERAPIES INCcall	$631,000	–	25,900	+100.0%	0.06%	–
AXSM	New	AXSOME THERAPEUTICS INCcall	$560,000	–	8,100	+100.0%	0.05%	–
A	New	AGILENT TECHNOLOGIES INCcall	$557,000	–	286,600	+100.0%	0.05%	–
EEM	New	ISHARES TRcall	$502,000	–	336,700	+100.0%	0.04%	–
CMA	New	COMERICA INC	$495,000	–	6,897	+100.0%	0.04%	–
IMVTW	New	IMMUNOVANT INC*w exp 12/18/202	$490,000	–	245,198	+100.0%	0.04%	–
FIT	New	FITBIT INCcall	$485,000	–	2,547,100	+100.0%	0.04%	–
CGC	New	CANOPY GROWTH CORPput	$458,000	–	100,000	+100.0%	0.04%	–
THCB	New	TUSCAN HOLDINGS CORP	$435,000	–	43,700	+100.0%	0.04%	–
REPH	New	RECRO PHARMA INC	$442,000	–	24,134	+100.0%	0.04%	–
INST	New	INSTRUCTURE INC	$422,000	–	8,759	+100.0%	0.04%	–
CCHWS	New	COLLIER CREEK HOLDINGS*w exp 99/99/999	$427,000	–	307,048	+100.0%	0.04%	–
SPY	New	SPDR S&P 500 ETF TRput	$415,000	–	500,100	+100.0%	0.04%	–
SRPT	New	SAREPTA THERAPEUTICS INC	$406,000	–	3,145	+100.0%	0.04%	–
AUY	New	YAMANA GOLD INC	$405,000	–	102,500	+100.0%	0.04%	–
PACQ	New	PURE ACQUISITION CORPcl a	$408,000	–	39,323	+100.0%	0.04%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$402,000	–	10,000	+100.0%	0.04%	–
CPS	New	COOPER STD HLDGS INC	$388,000	–	11,699	+100.0%	0.03%	–
TLRY	New	TILRAY INCcall	$363,000	–	206,400	+100.0%	0.03%	–
AXSM	New	AXSOME THERAPEUTICS INC	$365,000	–	3,536	+100.0%	0.03%	–
FORR	New	FORRESTER RESH INC	$365,000	–	8,764	+100.0%	0.03%	–
TELL	New	TELLURIAN INC NEW	$364,000	–	50,000	+100.0%	0.03%	–
PTON	New	PELOTON INTERACTIVE INCput	$355,000	–	50,000	+100.0%	0.03%	–
SRPT	New	SAREPTA THERAPEUTICS INCput	$351,000	–	20,200	+100.0%	0.03%	–
SCHW	New	THE CHARLES SCHWAB CORPORATI	$343,000	–	7,215	+100.0%	0.03%	–
VST	New	VISTRA ENERGY CORP	$345,000	–	15,000	+100.0%	0.03%	–
NEPT	New	NEPTUNE WELLNESS SOLUTIONS Iput	$336,000	–	160,000	+100.0%	0.03%	–
TWTR	New	TWITTER INCput	$334,000	–	127,500	+100.0%	0.03%	–
RPLAU	New	REPLAY ACQUISITION CORPunit 03/01/2024	$306,000	–	29,518	+100.0%	0.03%	–
TELA	New	TELA BIO INC	$309,000	–	23,831	+100.0%	0.03%	–
SSPKW	New	SILVER SPIKE ACQUISITION COR*w exp 08/02/202	$307,000	–	768,500	+100.0%	0.03%	–
FXI	New	ISHARES TRcall	$315,000	–	272,400	+100.0%	0.03%	–
BWMC	New	BOXWOOD MERGER CORP	$294,000	–	28,900	+100.0%	0.03%	–
QD	New	QUDIAN INCput	$288,000	–	287,900	+100.0%	0.02%	–
SONG	New	AKAZOO SA	$284,000	–	53,804	+100.0%	0.02%	–
SMMCU	New	SOUTH MTN MERGER CORPunit 99/99/9999	$291,000	–	28,000	+100.0%	0.02%	–
MU	New	MICRON TECHNOLOGY INCput	$281,000	–	56,100	+100.0%	0.02%	–
TENB	New	TENABLE HLDGS INC	$277,000	–	11,572	+100.0%	0.02%	–
MDLA	New	MEDALLIA INCput	$281,000	–	65,300	+100.0%	0.02%	–
ZGNX	New	ZOGENIX INC	$270,000	–	5,176	+100.0%	0.02%	–
GRSHW	New	GORES HOLDINGS III INC*w exp 09/11/202	$249,000	–	160,809	+100.0%	0.02%	–
AUPH	New	AURINIA PHARMACEUTICALS INCcall	$254,000	–	25,000	+100.0%	0.02%	–
MPC	New	MARATHON PETE CORPput	$249,000	–	50,000	+100.0%	0.02%	–
FSCT	New	FORESCOUT TECHNOLOGIES INC	$226,000	–	6,879	+100.0%	0.02%	–
APXTW	New	APEX TECHNOLOGY ACQUISITN CO*w exp 09/18/202	$228,000	–	198,102	+100.0%	0.02%	–
PTACU	New	PROPTECH ACQUISITION CORPORAunit 10/01/2026	$231,000	–	22,526	+100.0%	0.02%	–
PICU	New	PIVOTAL INVT CORP IIunit 06/01/2025	$219,000	–	21,435	+100.0%	0.02%	–
BROG	New	BROOGE HLDGS LTD	$221,000	–	25,000	+100.0%	0.02%	–
MTCH	New	MATCH GROUP INCput	$215,000	–	25,000	+100.0%	0.02%	–
PTON	New	PELOTON INTERACTIVE INCcall	$209,000	–	64,400	+100.0%	0.02%	–
RDNT	New	RADNET INC	$212,000	–	10,456	+100.0%	0.02%	–
CTACW	New	CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202	$212,000	–	96,362	+100.0%	0.02%	–
SBEWS	New	SWITCHBACK ENERGY ACQUISITIO*w exp 07/25/202	$195,000	–	325,015	+100.0%	0.02%	–
UTHR	New	UNITED THERAPEUTICS CORP DELput	$179,000	–	24,400	+100.0%	0.02%	–
TIF	New	TIFFANY & CO NEWput	$185,000	–	984,700	+100.0%	0.02%	–
NEPT	New	NEPTUNE WELLNESS SOLUTIONS I	$180,000	–	65,329	+100.0%	0.02%	–
EIDX	New	EIDOS THERAPEUTICS INCcall	$180,000	–	33,800	+100.0%	0.02%	–
TIBRW	New	TIBERIUS ACQUISITION CORP*w exp 02/28/202	$183,000	–	160,300	+100.0%	0.02%	–
ACTTW	New	ACT II GLOBAL ACQUISITION CO*w exp 04/30/202	$173,000	–	172,888	+100.0%	0.02%	–
EEM	New	ISHARES TRput	$176,000	–	2,794,500	+100.0%	0.02%	–
EFA	New	ISHARES TRcall	$177,000	–	321,300	+100.0%	0.02%	–
NFIN	New	NETFIN ACQUISITION CORP	$169,000	–	17,000	+100.0%	0.02%	–
LNC	New	LINCOLN NATL CORP IND	$174,000	–	2,942	+100.0%	0.02%	–
BABA	New	ALIBABA GROUP HLDG LTDput	$176,000	–	32,700	+100.0%	0.02%	–
	New	PRIORITY TECHNOLOGY HLDGS IN	$177,000	–	72,337	+100.0%	0.02%	–
RPLAWS	New	REPLAY ACQUISITION CORP*w exp 03/01/202	$166,000	–	198,185	+100.0%	0.01%	–
AMHCU	New	AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026	$162,000	–	16,062	+100.0%	0.01%	–
NPA	New	NEW PROVIDENCE ACQUISITIN CO	$164,000	–	16,573	+100.0%	0.01%	–
PCG	New	PG&E CORP	$163,000	–	15,000	+100.0%	0.01%	–
OACU	New	OAKTREE ACQUISITION CORPunit 99/99/9999	$150,000	–	14,701	+100.0%	0.01%	–
DVN	New	DEVON ENERGY CORP NEWcall	$135,000	–	195,500	+100.0%	0.01%	–
CERN	New	CERNER CORP	$142,000	–	1,938	+100.0%	0.01%	–
ACHN	New	ACHILLION PHARMACEUTICALS INput	$140,000	–	722,200	+100.0%	0.01%	–
TELL	New	TELLURIAN INC NEWput	$139,000	–	50,000	+100.0%	0.01%	–
IBB	New	ISHARES TRcall	$129,000	–	50,000	+100.0%	0.01%	–
KSS	New	KOHLS CORP	$127,000	–	2,500	+100.0%	0.01%	–
XLU	New	SELECT SECTOR SPDR TRsbi int-utils	$125,000	–	1,941	+100.0%	0.01%	–
EHTH	New	EHEALTH INCput	$132,000	–	22,500	+100.0%	0.01%	–
VAR	New	VARIAN MED SYS INCput	$122,000	–	22,500	+100.0%	0.01%	–
VAR	New	VARIAN MED SYS INCcall	$124,000	–	20,000	+100.0%	0.01%	–
SAGE	New	SAGE THERAPEUTICS INCcall	$120,000	–	18,000	+100.0%	0.01%	–
SHLL	New	TORTOISE ACQUISITION CORPcl a	$118,000	–	11,767	+100.0%	0.01%	–
SMH	New	VANECK VECTORS ETF TRUSTput	$117,000	–	135,000	+100.0%	0.01%	–
FOSL	New	FOSSIL GROUP INCcall	$114,000	–	157,600	+100.0%	0.01%	–
HHC	New	HOWARD HUGHES CORPcall	$99,000	–	55,400	+100.0%	0.01%	–
NFINW	New	NETFIN ACQUISITION CORP*w exp 08/01/202	$101,000	–	336,327	+100.0%	0.01%	–
FSRVU	New	FINSERV ACQUISITION CORPunit 12/31/2026	$106,000	–	10,358	+100.0%	0.01%	–
AR	New	ANTERO RES CORP	$101,000	–	35,475	+100.0%	0.01%	–
CFFAU	New	CF FIN ACQUISITION CORPunit 04/30/2025	$109,000	–	10,000	+100.0%	0.01%	–
OACWS	New	OAKTREE ACQUISITION CORP*w exp 99/99/999	$88,000	–	92,383	+100.0%	0.01%	–
BMYRT	New	BRISTOL MYERS SQUIBB COright 99/99/9999	$94,000	–	31,205	+100.0%	0.01%	–
MRTX	New	MIRATI THERAPEUTICS INCput	$88,000	–	14,700	+100.0%	0.01%	–
BWMCW	New	BOXWOOD MERGER CORP*w exp 11/26/202	$92,000	–	148,747	+100.0%	0.01%	–
SWCH	New	SWITCH INCcall	$92,000	–	90,000	+100.0%	0.01%	–
SWCH	New	SWITCH INCput	$97,000	–	90,000	+100.0%	0.01%	–
RRC	New	RANGE RES CORP	$83,000	–	17,092	+100.0%	0.01%	–
GRNVW	New	GREENVISION ACQUISITION CORP*w exp 10/28/202	$83,000	–	592,500	+100.0%	0.01%	–
A	New	AGILENT TECHNOLOGIES INC	$86,000	–	1,006	+100.0%	0.01%	–
KLRWS	New	KALEYRA INC*w exp 12/12/202	$77,000	–	67,944	+100.0%	0.01%	–
PG	New	PROCTER & GAMBLE COput	$76,000	–	50,000	+100.0%	0.01%	–
SCHW	New	THE CHARLES SCHWAB CORPORATIput	$79,000	–	175,000	+100.0%	0.01%	–
ACHN	New	ACHILLION PHARMACEUTICALS INcall	$83,000	–	2,266,600	+100.0%	0.01%	–
EIDX	New	EIDOS THERAPEUTICS INCput	$71,000	–	34,600	+100.0%	0.01%	–
YOLO	New	ADVISORSHARES TRpure cannabis	$72,000	–	6,011	+100.0%	0.01%	–
SPAQWS	New	SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202	$65,000	–	117,879	+100.0%	0.01%	–
QD	New	QUDIAN INCadr	$65,000	–	13,779	+100.0%	0.01%	–
THBRW	New	THUNDER BRDG ACQUISTION II L*w exp 11/30/202	$72,000	–	79,680	+100.0%	0.01%	–
XME	New	SPDR SERIES TRUSTcall	$64,000	–	40,000	+100.0%	0.01%	–
BROGW	New	BROOGE HLDGS LTD*w exp 12/20/202	$73,000	–	98,434	+100.0%	0.01%	–
ARQL	New	ARQULE INCput	$62,000	–	489,800	+100.0%	0.01%	–
L100PS	New	ARCONIC INCcall	$60,000	–	28,500	+100.0%	0.01%	–
NSCOWS	New	NESCO HLDGS INC*w exp 01/01/202	$52,000	–	111,300	+100.0%	0.01%	–
CLF	New	CLEVELAND CLIFFS INCcall	$55,000	–	500,000	+100.0%	0.01%	–
MRTX	New	MIRATI THERAPEUTICS INCcall	$59,000	–	3,000	+100.0%	0.01%	–
MHK	New	MOHAWK INDS INC	$59,000	–	433	+100.0%	0.01%	–
SFTWWS	New	OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202	$41,000	–	46,014	+100.0%	0.00%	–
MCMJW	New	MERIDA MERGER CORP I*w exp 11/07/202	$47,000	–	94,622	+100.0%	0.00%	–
RRC	New	RANGE RES CORPcall	$45,000	–	48,200	+100.0%	0.00%	–
L100PS	New	ARCONIC INC	$47,000	–	1,535	+100.0%	0.00%	–
AGIO	New	AGIOS PHARMACEUTICALS INCcall	$42,000	–	5,000	+100.0%	0.00%	–
JNJ	New	JOHNSON & JOHNSONcall	$49,000	–	7,700	+100.0%	0.00%	–
CHNG	New	CHANGE HEALTHCARE INCput	$33,000	–	100,000	+100.0%	0.00%	–
NFHWS	New	NEW FRONTIER HEALTH CORP*w exp 11/30/202	$33,000	–	21,785	+100.0%	0.00%	–
GOGO	New	GOGO INCcall	$35,000	–	25,000	+100.0%	0.00%	–
MJ	New	ETF MANAGERS TRput	$34,000	–	150,000	+100.0%	0.00%	–
TIF	New	TIFFANY & CO NEWcall	$35,000	–	74,600	+100.0%	0.00%	–
	New	ORGANIGRAM HLDGS INCcall	$33,000	–	59,500	+100.0%	0.00%	–
ORSNR	New	ORISUN ACQUISITION CORPright 05/31/2024	$30,000	–	129,400	+100.0%	0.00%	–
WW	New	WW INTL INCcall	$30,000	–	25,000	+100.0%	0.00%	–
CLF	New	CLEVELAND CLIFFS INCput	$35,000	–	1,000,000	+100.0%	0.00%	–
SGEN	New	SEATTLE GENETICS INCcall	$29,000	–	12,900	+100.0%	0.00%	–
DVN	New	DEVON ENERGY CORP NEWput	$40,000	–	437,400	+100.0%	0.00%	–
A	New	AGILENT TECHNOLOGIES INCput	$22,000	–	24,700	+100.0%	0.00%	–
CERN	New	CERNER CORPcall	$18,000	–	31,300	+100.0%	0.00%	–
CMA	New	COMERICA INCcall	$20,000	–	60,000	+100.0%	0.00%	–
MJ	New	ETF MANAGERS TRcall	$26,000	–	157,100	+100.0%	0.00%	–
EXPCW	New	EXPERIENCE INVESTMENT CORP*w exp 09/01/202	$21,000	–	26,667	+100.0%	0.00%	–
INSUW	New	INSURANCE ACQUISITION CORP*w exp 03/31/202	$23,000	–	19,172	+100.0%	0.00%	–
LB	New	L BRANDS INCcall	$18,000	–	100,000	+100.0%	0.00%	–
LNC	New	LINCOLN NATL CORP INDput	$27,000	–	110,000	+100.0%	0.00%	–
MTZ	New	MASTEC INCcall	$25,000	–	21,100	+100.0%	0.00%	–
ORSNW	New	ORISUN ACQUISITION CORP*w exp 05/31/202	$27,000	–	498,500	+100.0%	0.00%	–
TWTR	New	TWITTER INCcall	$19,000	–	7,500	+100.0%	0.00%	–
ZGNX	New	ZOGENIX INCput	$21,000	–	7,000	+100.0%	0.00%	–
FLLCR	New	FELLAZO INCright 05/26/2026	$26,000	–	150,000	+100.0%	0.00%	–
EXAS	New	EXACT SCIENCES CORPput	$11,000	–	15,000	+100.0%	0.00%	–
EXAS	New	EXACT SCIENCES CORPcall	$11,000	–	15,000	+100.0%	0.00%	–
PFF	New	ISHARES TRput	$7,000	–	260,000	+100.0%	0.00%	–
EGHT	New	8X8 INC NEWput	$11,000	–	40,000	+100.0%	0.00%	–
GLEOWS	New	GALILEO ACQUISITION CORP*w exp 10/31/202	$7,000	–	14,700	+100.0%	0.00%	–
EDTXW	New	EDTECHX HLDGS ACQUISITION CO*w exp 12/31/202	$7,000	–	19,800	+100.0%	0.00%	–
HYG	New	ISHARES TRcall	$15,000	–	62,300	+100.0%	0.00%	–
DD	New	DUPONT DE NEMOURS INCcall	$8,000	–	33,600	+100.0%	0.00%	–
ICPT	New	INTERCEPT PHARMACEUTICALS INcall	$12,000	–	1,800	+100.0%	0.00%	–
RDNT	New	RADNET INCput	$9,000	–	25,200	+100.0%	0.00%	–
BRMKWS	New	BROADMARK RLTY CAP INC*w exp 11/15/202	$9,000	–	24,744	+100.0%	0.00%	–
HCA	New	HCA HEALTHCARE INCput	$9,000	–	9,100	+100.0%	0.00%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$6,000	–	100	+100.0%	0.00%	–
PHGEWS	New	BIOMX INC*w exp 10/16/202	$10,000	–	21,700	+100.0%	0.00%	–
IBB	New	ISHARES TRput	$6,000	–	80,000	+100.0%	0.00%	–
SHLLWS	New	TORTOISE ACQUISITION CORP*w exp 03/04/202	$16,000	–	34,720	+100.0%	0.00%	–
SNDL	New	SUNDIAL GROWERS INCcall	$9,000	–	22,400	+100.0%	0.00%	–
BJ	New	BJS WHSL CLUB HLDGS INC	$16,000	–	690	+100.0%	0.00%	–
UTHR	New	UNITED THERAPEUTICS CORP DELcall	$10,000	–	24,400	+100.0%	0.00%	–
EYE	New	NATIONAL VISION HLDGS INC	$7,000	–	201	+100.0%	0.00%	–
MHK	New	MOHAWK INDS INCput	$7,000	–	15,400	+100.0%	0.00%	–
KSS	New	KOHLS CORPcall	$13,000	–	33,300	+100.0%	0.00%	–
REPH	New	RECRO PHARMA INCput	$10,000	–	19,300	+100.0%	0.00%	–
AMRN	New	AMARIN CORP PLCcall	$13,000	–	24,900	+100.0%	0.00%	–
GOGO	New	GOGO INC	$13,000	–	1,992	+100.0%	0.00%	–
YOLO	New	ADVISORSHARES TRcall	$6,000	–	38,000	+100.0%	0.00%	–
GIXRT	New	GIGCAPITAL2 INCright 02/28/2026	$17,000	–	66,550	+100.0%	0.00%	–
GNW	New	GENWORTH FINL INCput	$13,000	–	179,100	+100.0%	0.00%	–
FSCT	New	FORESCOUT TECHNOLOGIES INCcall	$6,000	–	12,500	+100.0%	0.00%	–
GRNVR	New	GREENVISION ACQUISITION CORPright 06/01/2021	$5,000	–	25,000	+100.0%	0.00%	–
NLOK	New	NORTONLIFELOCK INCput	$3,000	–	100,000	+100.0%	0.00%	–
EYE	New	NATIONAL VISION HLDGS INCput	$2,000	–	17,600	+100.0%	0.00%	–
JNJ	New	JOHNSON & JOHNSONput	$4,000	–	7,700	+100.0%	0.00%	–
IYR	New	ISHARES TRcall	$5,000	–	75,000	+100.0%	0.00%	–
EWY	New	ISHARES INCput	$4,000	–	100,000	+100.0%	0.00%	–
IQ	New	IQIYI INCput	$1,000	–	59,800	+100.0%	0.00%	–
ICPT	New	INTERCEPT PHARMACEUTICALS INput	$3,000	–	34,900	+100.0%	0.00%	–
INST	New	INSTRUCTURE INCcall	$1,000	–	45,000	+100.0%	0.00%	–
EAF	New	GRAFTECH INTL LTDcall	$3,000	–	13,200	+100.0%	0.00%	–
EVH	New	EVOLENT HEALTH INCcall	$1,000	–	20,000	+100.0%	0.00%	–
BMY	New	BRISTOL MYERS SQUIBB COput	$2,000	–	111,100	+100.0%	0.00%	–
AUPH	New	AURINIA PHARMACEUTICALS INCput	$2,000	–	6,000	+100.0%	0.00%	–
BOLD	New	AUDENTES THERAPEUTICS INCput	$5,000	–	104,800	+100.0%	0.00%	–
BOLD	New	AUDENTES THERAPEUTICS INCcall	$1,000	–	46,000	+100.0%	0.00%	–
ABBV	New	ABBVIE INCput	$1,000	–	40,000	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-02-11

Signatures

The EDGAR filing(s) were signed by:

Steven Cohen — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	16	Q2 2023	17.8%
ESTABLISHMENT LABS HLDGS INC	16	Q3 2023	6.9%
AVADEL PHARMACEUTICALS PLC	15	Q3 2023	4.0%
EXAGEN INC	15	Q3 2023	1.5%
INVESCO QQQ TR	14	Q3 2023	26.4%
APYX MEDICAL CORPORATION	14	Q1 2023	2.2%
BRAINSWAY LTD	12	Q4 2022	1.0%
GREENLANE HLDGS INC	12	Q2 2022	0.3%
SPDR S&P 500 ETF TR	12	Q3 2023	0.4%
SUNDIAL GROWERS INC	12	Q2 2022	0.3%

View COWEN AND COMPANY, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

COWEN AND COMPANY, LLC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Ares Management Corp	July 31, 2023	2,102,593	4.5%
Progress Acquisition Corp.	May 16, 2023	115,184	12.0%
SciPlay Corp^{Sold out}	February 28, 2023	0	0.0%
Innoviz Technologies Ltd.	November 02, 2022	220,000	0.2%
AVADEL PHARMACEUTICALS PLC^{Sold out}	January 21, 2022	0	0.0%
Churchill Capital Corp VI	January 21, 2022	12,600	0.0%
Workhorse Group Inc.	November 12, 2021	344,712	0.2%
Hennessy Capital Investment Corp. VI	October 04, 2021	5,953	0.0%
Lifesci Acquisition II Corp.	September 16, 2021	7,776	0.1%
YogaWorks, Inc.	February 14, 2018	935,000	5.7%

View COWEN AND COMPANY, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-03
SC 13G/A	2024-04-02
3	2024-03-15
3	2024-03-15
4	2024-03-15
4	2024-03-15
SC 13G	2024-03-11
FOCUSN	2024-02-29
X-17A-5	2024-02-29
3	2024-02-23

View COWEN AND COMPANY, LLC's complete filings history.

All filings

View complete filings history.

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