$39.8 Billion is the total value of COMMONWEALTH EQUITY SERVICES, LLC's 3573 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HXL | HEXCEL CORP NEW | $6,267,000 | -4.8% | 105,529 | 0.0% | 0.02% | -5.9% | |
| LFEQ | VANECK ETF TRUSTlong/flat trend | $4,409,000 | +0.5% | 110,160 | 0.0% | 0.01% | 0.0% | |
| NEWR | NEW RELIC INC | $3,838,000 | +7.2% | 53,478 | 0.0% | 0.01% | +11.1% | |
| PAPR | INNOVATOR ETFS TRus eqt pwr buf | $3,373,000 | +0.4% | 118,051 | 0.0% | 0.01% | -11.1% | |
| MKCV | MCCORMICK & CO INC | $2,732,000 | -6.4% | 33,172 | 0.0% | 0.01% | 0.0% | |
| LPRO | OPEN LENDING CORP | $2,534,000 | -16.3% | 70,261 | 0.0% | 0.01% | -25.0% | |
| AZBA | AIM ETF PRODUCTS TRUSTus lrg cp buf20 | $1,876,000 | +0.4% | 70,754 | 0.0% | 0.01% | 0.0% | |
| ALG | ALAMO GROUP INC | $1,540,000 | -8.6% | 11,038 | 0.0% | 0.00% | 0.0% | |
| BDEC | INNOVATOR ETFS TRus eqty buf dec | $1,065,000 | +0.8% | 31,826 | 0.0% | 0.00% | 0.0% | |
| WK | WORKIVA INC | $999,000 | +26.6% | 7,093 | 0.0% | 0.00% | +50.0% | |
| MNRL | BRIGHAM MINERALS INC | $804,000 | -10.0% | 41,965 | 0.0% | 0.00% | 0.0% | |
| GDYN | GRID DYNAMICS HLDGS INCcl a | $788,000 | +94.6% | 27,000 | 0.0% | 0.00% | +100.0% | |
| UDEC | INNOVATOR ETFS TRus eqty ultra b | $667,000 | +0.5% | 22,532 | 0.0% | 0.00% | 0.0% | |
| INZY | INOZYME PHARMA INC | $762,000 | -32.0% | 65,781 | 0.0% | 0.00% | -33.3% | |
| KRA | KRATON CORP | $828,000 | +41.3% | 18,150 | 0.0% | 0.00% | +100.0% | |
| PCM | PCM FD INC | $829,000 | -4.4% | 73,107 | 0.0% | 0.00% | 0.0% | |
| PNF | PIMCO NEW YORK MUN INCOME FD | $955,000 | -3.5% | 76,374 | 0.0% | 0.00% | -33.3% | |
| ROM | PROSHARES TR | $887,000 | +3.3% | 8,928 | 0.0% | 0.00% | 0.0% | |
| HOLI | HOLLYSYS AUTOMATION TCHNGY L | $672,000 | +38.8% | 32,504 | 0.0% | 0.00% | +100.0% | |
| CACC | CREDIT ACCEP CORP MICH | $315,000 | +29.1% | 539 | 0.0% | 0.00% | 0.0% | |
| CVLG | COVENANT LOGISTICS GROUP INCcl a | $520,000 | +33.7% | 18,830 | 0.0% | 0.00% | 0.0% | |
| UI | UBIQUITI INC | $458,000 | -4.2% | 1,534 | 0.0% | 0.00% | 0.0% | |
| CLMT | CALUMET SPECIALTY PRODS PARTut ltd partner | $287,000 | +15.3% | 36,294 | 0.0% | 0.00% | 0.0% | |
| CALM | CAL MAINE FOODS INC | $595,000 | -0.2% | 16,474 | 0.0% | 0.00% | -50.0% | |
| VRNT | VERINT SYS INC | $269,000 | -0.7% | 6,015 | 0.0% | 0.00% | 0.0% | |
| BECN | BEACON ROOFING SUPPLY INC | $281,000 | -10.5% | 5,899 | 0.0% | 0.00% | 0.0% | |
| WTI | W & T OFFSHORE INC | $245,000 | -23.2% | 65,900 | 0.0% | 0.00% | 0.0% | |
| ASYS | AMTECH SYS INC | $423,000 | +18.5% | 37,049 | 0.0% | 0.00% | 0.0% | |
| BOB | ALPHA ARCHITECT ETF TRmerlyn ai best | $278,000 | -1.4% | 10,969 | 0.0% | 0.00% | 0.0% | |
| ALRM | ALARM COM HLDGS INC | $338,000 | -7.7% | 4,330 | 0.0% | 0.00% | 0.0% | |
| DBLV | ADVISORSHARES TRdoublelin val eq | $273,000 | -2.2% | 2,927 | 0.0% | 0.00% | 0.0% | |
| BCD | ABRDN ETFS | $419,000 | +6.6% | 12,743 | 0.0% | 0.00% | 0.0% | |
| SILC | SILICOM LTDord | $261,000 | -1.9% | 6,050 | 0.0% | 0.00% | 0.0% | |
| TSEM | TOWER SEMICONDUCTOR LTD | $383,000 | +1.6% | 12,829 | 0.0% | 0.00% | 0.0% | |
| MBIN | MERCHANTS BANCORP IND | $269,000 | +0.7% | 6,820 | 0.0% | 0.00% | 0.0% | |
| MUX | MCEWEN MNG INC | $254,000 | -24.6% | 244,597 | 0.0% | 0.00% | 0.0% | |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $439,000 | +18.3% | 10,211 | 0.0% | 0.00% | 0.0% | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $361,000 | +1.7% | 5,925 | 0.0% | 0.00% | 0.0% | |
| LUNA | LUNA INNOVATIONS INC | $393,000 | -12.3% | 41,436 | 0.0% | 0.00% | 0.0% | |
| JUNZ | LISTED FD TRtrueshares struc | $440,000 | +0.2% | 17,278 | 0.0% | 0.00% | 0.0% | |
| LGND | LIGAND PHARMACEUTICALS INC | $214,000 | +5.9% | 1,542 | 0.0% | 0.00% | 0.0% | |
| WWJD | NORTHERN LTS FD TR IVintrntinl esg | $213,000 | -2.7% | 6,263 | 0.0% | 0.00% | 0.0% | |
| MRSK | NORTHERN LIGHTS FD TR | $243,000 | +0.8% | 7,775 | 0.0% | 0.00% | 0.0% | |
| LKFN | LAKELAND FINL CORP | $308,000 | +15.8% | 4,328 | 0.0% | 0.00% | 0.0% | |
| KNSL | KINSALE CAP GROUP INC | $272,000 | -1.8% | 1,683 | 0.0% | 0.00% | 0.0% | |
| JHSC | JOHN HANCOCK EXCHANGE TRADEDmultifactr sml | $386,000 | -1.0% | 11,182 | 0.0% | 0.00% | 0.0% | |
| OFLX | OMEGA FLEX INC | $242,000 | -2.8% | 1,700 | 0.0% | 0.00% | 0.0% | |
| IXP | ISHARES TR | $235,000 | -2.1% | 2,783 | 0.0% | 0.00% | 0.0% | |
| FXF | INVESCO CURRENCYSHARES SWISSswiss franc | $237,000 | -1.2% | 2,453 | 0.0% | 0.00% | 0.0% | |
| CSD | INVESCO EXCHANGE TRADED FD Ts&p spin off | $406,000 | -2.6% | 6,472 | 0.0% | 0.00% | 0.0% | |
| UJUN | INNOVATOR ETFS TRus eqt ultra bf | $216,000 | 0.0% | 7,551 | 0.0% | 0.00% | 0.0% | |
| BNOV | INNOVATOR ETFS TRus eqty buf nov | $304,000 | +1.0% | 9,497 | 0.0% | 0.00% | 0.0% | |
| DDM | PROSHARES TR | $257,000 | -3.7% | 3,705 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $289,000 | 0.0% | 283,000 | 0.0% | 0.00% | 0.0% | ||
| INGR | INGREDION INC | $525,000 | -1.7% | 5,907 | 0.0% | 0.00% | 0.0% | |
| RBB | RBB BANCORP | $432,000 | +4.1% | 17,144 | 0.0% | 0.00% | 0.0% | |
| RAVN | RAVEN INDS INC | $229,000 | -0.4% | 3,980 | 0.0% | 0.00% | 0.0% | |
| GNR | SPDR INDEX SHS FDSglb nat resrce | $411,000 | -3.1% | 8,007 | 0.0% | 0.00% | 0.0% | |
| GABC | GERMAN AMERN BANCORP INC | $460,000 | +3.8% | 11,913 | 0.0% | 0.00% | 0.0% | |
| SAL | SALISBURY BANCORP INC | $372,000 | +0.3% | 7,317 | 0.0% | 0.00% | 0.0% | |
| FFBW | FFBW INC MD | $596,000 | +5.7% | 49,536 | 0.0% | 0.00% | 0.0% | |
| SIBN | SI-BONE INC | $565,000 | -32.0% | 26,410 | 0.0% | 0.00% | -50.0% | |
| ENVA | ENOVA INTL INC | $245,000 | +1.2% | 7,100 | 0.0% | 0.00% | 0.0% | |
| ITEQ | ETF MANAGERS TRbluestar israel | $348,000 | -5.9% | 5,288 | 0.0% | 0.00% | 0.0% | |
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $250,000 | -0.4% | 247,000 | 0.0% | 0.00% | 0.0% | ||
| THTX | THERATECHNOLOGIES INC | $111,000 | -3.5% | 29,700 | 0.0% | 0.00% | – | |
| IDRA | IDERA PHARMACEUTICALS INC | $89,000 | -13.6% | 86,662 | 0.0% | 0.00% | – | |
| NNBR | NN INC | $59,000 | -28.0% | 11,265 | 0.0% | 0.00% | – | |
| IAG | IAMGOLD CORP | $63,000 | -24.1% | 28,263 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 4.750% 8/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| NEW YORK MTG TR INCnote 6.250% 1/1 | $45,000 | 0.0% | 45,000 | 0.0% | 0.00% | – | ||
| DIFFUSION PHARMACEUTICALS IN | $5,000 | -28.6% | 10,143 | 0.0% | 0.00% | – | ||
| ZIXI | ZIX CORP | $184,000 | 0.0% | 26,103 | 0.0% | 0.00% | – | |
| REI | RING ENERGY INC | $46,000 | -2.1% | 15,900 | 0.0% | 0.00% | – | |
| DARE | DARE BIOSCIENCE INC | $43,000 | -10.4% | 25,875 | 0.0% | 0.00% | – | |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $10,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| DAKT | DAKTRONICS INC | $66,000 | -18.5% | 12,308 | 0.0% | 0.00% | – | |
| HMY | HARMONY GOLD MINING CO LTDsponsored adr | $64,000 | -15.8% | 20,434 | 0.0% | 0.00% | – | |
| TVAC | THAYER VENTURES ACQU CORP | $101,000 | +1.0% | 10,000 | 0.0% | 0.00% | – | |
| AAU | ALMADEN MINERALS LTD | $9,000 | -18.2% | 23,345 | 0.0% | 0.00% | – | |
| CTOSWS | CUSTOM TRUCK ONE SOURCE INC*w exp 01/01/202 | $101,000 | -5.6% | 46,500 | 0.0% | 0.00% | – | |
| TMDI | TITAN MED INC | $74,000 | -10.8% | 48,858 | 0.0% | 0.00% | – | |
| CFB | CROSSFIRST BANKSHARES INC | $162,000 | -5.3% | 12,500 | 0.0% | 0.00% | – | |
| TGA | TRANSGLOBE ENERGY CORP | $74,000 | +13.8% | 34,000 | 0.0% | 0.00% | – | |
| GLDG | GOLDMINING INC | $25,000 | -19.4% | 21,932 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $93,000 | -1.1% | 92,000 | 0.0% | 0.00% | – | ||
| GSS | GOLDEN STAR RES LTD CDA | $71,000 | -16.5% | 30,053 | 0.0% | 0.00% | – | |
| GLYC | GLYCOMIMETICS INC | $21,000 | -8.7% | 10,000 | 0.0% | 0.00% | – | |
| VTGN | VISTAGEN THERAPEUTICS INC | $64,000 | -13.5% | 23,535 | 0.0% | 0.00% | – | |
| TTOO | T2 BIOSYSTEMS INC | $56,000 | -23.3% | 61,510 | 0.0% | 0.00% | – | |
| COLOR STAR TECHNOLOGY CO LTD | $5,000 | -50.0% | 10,000 | 0.0% | 0.00% | – | ||
| NXTD | NXT-ID INC | $10,000 | -52.4% | 24,353 | 0.0% | 0.00% | – | |
| UPH | UPHEALTH INC | $45,000 | -53.6% | 14,525 | 0.0% | 0.00% | – | |
| OVLY | OAK VY BANCORP OAKDALE CALIF | $180,000 | -3.2% | 10,282 | 0.0% | 0.00% | – | |
| CNSP | CNS PHARMACEUTICALS INC | $29,000 | -25.6% | 20,000 | 0.0% | 0.00% | – | |
| JCICU | JACK CREEK INVESTMENT CORPunit 10/01/2023 | $105,000 | 0.0% | 10,490 | 0.0% | 0.00% | – | |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | $32,000 | +3.2% | 12,041 | 0.0% | 0.00% | – | |
| ALRN | AILERON THERAPEUTICS INC | $11,000 | -15.4% | 11,000 | 0.0% | 0.00% | – | |
| FEO | FIRST TR / ABERDEEN EMERGING | $166,000 | -4.0% | 11,472 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $25,000 | -19.4% | 39,784 | 0.0% | 0.00% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $35,000 | +9.4% | 30,000 | 0.0% | 0.00% | – | ||
| CZWI | CITIZENS CMNTY BANCORP INC M | $182,000 | +0.6% | 13,252 | 0.0% | 0.00% | – | |
| ATHX | ATHERSYS INC NEW | $101,000 | -7.3% | 76,284 | 0.0% | 0.00% | – | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $33,000 | -5.7% | 33,000 | 0.0% | 0.00% | – | ||
| SIGA | SIGA TECHNOLOGIES INC | $76,000 | +18.8% | 10,290 | 0.0% | 0.00% | – | |
| PTN | PALATIN TECHNOLOGIES INC | $25,000 | -28.6% | 58,665 | 0.0% | 0.00% | – | |
| NBY | NOVABAY PHARMACEUTICALS INC | $6,000 | 0.0% | 10,030 | 0.0% | 0.00% | – | |
| EOLS | EVOLUS INC | $84,000 | -40.0% | 11,100 | 0.0% | 0.00% | – | |
| MEIP | MEI PHARMA INC | $110,000 | -3.5% | 40,000 | 0.0% | 0.00% | – | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $97,000 | +2.1% | 88,000 | 0.0% | 0.00% | – | ||
| ARES CAPITAL CORPnote 3.750% 2/0 | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | – | ||
| EXK | ENDEAVOUR SILVER CORP | $191,000 | -33.2% | 46,839 | 0.0% | 0.00% | -100.0% | |
| CVV | CVD EQUIP CORP | $108,000 | +1.9% | 23,765 | 0.0% | 0.00% | – | |
| ELMD | ELECTROMED INC | $112,000 | -4.3% | 10,417 | 0.0% | 0.00% | – | |
| SOUTHWEST AIRLS COnote 1.250% 5/0 | $14,000 | -6.7% | 10,000 | 0.0% | 0.00% | – | ||
| YTRA | YATRA ONLINE INC | $25,000 | -10.7% | 12,525 | 0.0% | 0.00% | – | |
| PHD | PIONEER FLOATING RATE FUND I | $137,000 | -4.2% | 12,000 | 0.0% | 0.00% | – | |
| STRR | STAR EQUITY HOLDINGS INC | $135,000 | -12.9% | 50,000 | 0.0% | 0.00% | – | |
| VPV | INVESCO PA VALUE MUN INC TR | $186,000 | -1.1% | 14,057 | 0.0% | 0.00% | – | |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $169,000 | +2.4% | 10,529 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $98,000 | -15.5% | 18,866 | 0.0% | 0.00% | – | |
| AMPE | AMPIO PHARMACEUTICALS INC | $59,000 | 0.0% | 35,626 | 0.0% | 0.00% | – | |
| EMX | EMX RTY CORP | $41,000 | -12.8% | 16,019 | 0.0% | 0.00% | – | |
| DRRX | DURECT CORP | $28,000 | -20.0% | 21,955 | 0.0% | 0.00% | – | |
| BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $93,000 | 0.0% | 93,000 | 0.0% | 0.00% | – | ||
| DLTH | DULUTH HLDGS INC | $174,000 | -34.1% | 12,831 | 0.0% | 0.00% | -100.0% | |
| MBIO | MUSTANG BIO INC | $28,000 | -17.6% | 10,525 | 0.0% | 0.00% | – | |
| QLGN | QUALIGEN THERAPEUTICS INC | $178,000 | -34.8% | 137,510 | 0.0% | 0.00% | -100.0% | |
| TGB | TASEKO MINES LTD | $37,000 | -9.8% | 19,595 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.2% |
| ISHARES TR | 24 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 24 | Q3 2023 | 2.8% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.3% |
| SPDR S&P 500 ETF TR | 24 | Q3 2023 | 1.7% |
| ISHARES TR | 24 | Q3 2023 | 2.9% |
| AMAZON COM INC | 24 | Q3 2023 | 2.0% |
| VANGUARD INDEX FDS | 24 | Q3 2023 | 2.2% |
| ISHARES TR | 24 | Q3 2023 | 2.6% |
| BERKSHIRE HATHAWAY INC DEL | 24 | Q3 2023 | 1.3% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Credit Opportunities Corp. | February 22, 2023 | 10,104,494 | 5.1% |
| FS Investment CORP | February 09, 2018 | 11,151,906 | 4.5% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| X-17A-5 | 2024-02-28 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2024-02-06 |
| SC 13G/A | 2023-12-06 |
| SC 13G/A | 2023-11-03 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-11 |
| X-17A-5 | 2023-02-27 |
View COMMONWEALTH EQUITY SERVICES, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.