$39.8 Billion is the total value of COMMONWEALTH EQUITY SERVICES, LLC's 3573 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | GENERAL ELECTRIC CO | $38,266,000 | – | 371,413 | +100.0% | 0.10% | – | |
| New | DIMENSIONAL ETF TRUSTworld ex us core | $23,938,000 | – | 924,999 | +100.0% | 0.06% | – | |
| JAAA | New | JANUS DETROIT STR TRhendrson aaa cl | $10,204,000 | – | 201,987 | +100.0% | 0.03% | – |
| New | DIMENSIONAL ETF TRUSTinternatnal val | $10,136,000 | – | 309,548 | +100.0% | 0.02% | – | |
| SPGM | New | SPDR INDEX SHS FDSportfli msci gbl | $8,644,000 | – | 157,917 | +100.0% | 0.02% | – |
| TLH | New | ISHARES TR10-20 yr trs etf | $4,035,000 | – | 27,441 | +100.0% | 0.01% | – |
| New | BATH & BODY WORKS INC | $2,673,000 | – | 42,408 | +100.0% | 0.01% | – | |
| New | LUCID GROUP INC | $2,975,000 | – | 117,230 | +100.0% | 0.01% | – | |
| YJUN | New | FIRST TR EXCHNG TRADED FD VIcboe vest intl | $2,532,000 | – | 127,158 | +100.0% | 0.01% | – |
| ATOM | New | ATOMERA INC | $2,376,000 | – | 102,912 | +100.0% | 0.01% | – |
| New | DUTCH BROS INCcl a | $2,233,000 | – | 51,556 | +100.0% | 0.01% | – | |
| PFIX | New | SIMPLIFY EXCHANGE TRADED FUNsimplify interst | $2,285,000 | – | 56,200 | +100.0% | 0.01% | – |
| DXPE | New | DXP ENTERPRISES INC | $2,125,000 | – | 71,875 | +100.0% | 0.01% | – |
| New | GXO LOGISTICS INCORPORATED | $2,029,000 | – | 25,868 | +100.0% | 0.01% | – | |
| EUDG | New | WISDOMTREE TReuro qtly div gr | $2,107,000 | – | 65,592 | +100.0% | 0.01% | – |
| TGH | New | TEXTAINER GROUP HOLDINGS LTD | $1,440,000 | – | 41,252 | +100.0% | 0.00% | – |
| JULZ | New | LISTED FD TRtrueshares strct | $1,611,000 | – | 49,351 | +100.0% | 0.00% | – |
| New | FIRST TR EXCHNG TRADED FD VIft cboe vest us | $1,601,000 | – | 54,114 | +100.0% | 0.00% | – | |
| FTRI | New | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $1,456,000 | – | 111,694 | +100.0% | 0.00% | – |
| New | ASHFORD HOSPITALITY TR INC | $1,424,000 | – | 96,759 | +100.0% | 0.00% | – | |
| KJUL | New | INNOVATOR ETFS TRus sml cp pwr b | $1,469,000 | – | 56,287 | +100.0% | 0.00% | – |
| LC | New | LENDINGCLUB CORP | $1,136,000 | – | 40,230 | +100.0% | 0.00% | – |
| QQQA | New | PROSHARES TRnasdaq100 dorsey | $1,080,000 | – | 25,213 | +100.0% | 0.00% | – |
| YOU | New | CLEAR SECURE INC | $1,098,000 | – | 26,761 | +100.0% | 0.00% | – |
| FCTR | New | FIRST TR EXCHANGE-TRADED FDlunt us factor | $1,062,000 | – | 31,251 | +100.0% | 0.00% | – |
| URA | New | GLOBAL X FDSglobal x uranium | $1,246,000 | – | 52,412 | +100.0% | 0.00% | – |
| DTM | New | DT MIDSTREAM INC | $1,213,000 | – | 26,240 | +100.0% | 0.00% | – |
| GSL | New | GLOBAL SHIP LEASE INC NEW | $1,063,000 | – | 44,857 | +100.0% | 0.00% | – |
| QED | New | INDEXIQ ETF TRhdg eve driv | $1,174,000 | – | 49,410 | +100.0% | 0.00% | – |
| SPD | New | SIMPLIFY EXCHANGE TRADED FUNus eqt pls dwnsd | $1,370,000 | – | 45,034 | +100.0% | 0.00% | – |
| AMG | New | AFFILIATED MANAGERS GROUP IN | $804,000 | – | 5,321 | +100.0% | 0.00% | – |
| AEO | New | AMERICAN EAGLE OUTFITTERS IN | $957,000 | – | 37,099 | +100.0% | 0.00% | – |
| ATLO | New | AMES NATL CORP | $675,000 | – | 29,151 | +100.0% | 0.00% | – |
| AXNX | New | AXONICS INC | $757,000 | – | 11,645 | +100.0% | 0.00% | – |
| CERS | New | CERUS CORP | $617,000 | – | 101,358 | +100.0% | 0.00% | – |
| CBAN | New | COLONY BANKCORP INC | $603,000 | – | 32,398 | +100.0% | 0.00% | – |
| New | CYXTERA TECHNOLOGIES INC | $966,000 | – | 104,539 | +100.0% | 0.00% | – | |
| AMOM | New | EXCHANGE LISTED FDS TRqraft ai us mmtm | $650,000 | – | 18,641 | +100.0% | 0.00% | – |
| TDTF | New | FLEXSHARES TRiboxx 5yr trgt | $716,000 | – | 25,662 | +100.0% | 0.00% | – |
| New | GINKGO BIOWORKS HOLDINGS INC | $891,000 | – | 76,905 | +100.0% | 0.00% | – | |
| HSRT | New | HARTFORD FDS EXCHANGE TRADEDshrt durtn etf | $763,000 | – | 18,645 | +100.0% | 0.00% | – |
| JBGS | New | JBG SMITH PPTYS | $711,000 | – | 24,017 | +100.0% | 0.00% | – |
| NBH | New | NEUBERGER BERMAN MUN FD INC | $946,000 | – | 58,984 | +100.0% | 0.00% | – |
| PRFT | New | PERFICIENT INC | $743,000 | – | 6,427 | +100.0% | 0.00% | – |
| RIV | New | RIVERNORTH OPPORTUNITIES FD | $752,000 | – | 44,284 | +100.0% | 0.00% | – |
| New | VICTORIAS SECRET AND CO | $872,000 | – | 15,783 | +100.0% | 0.00% | – | |
| DIDI | New | DIDI GLOBAL INCsponsored ads | $303,000 | – | 38,963 | +100.0% | 0.00% | – |
| New | CREDIT SUISSE AG NASSAU BRHlg cap grth enh | $200,000 | – | 285 | +100.0% | 0.00% | – | |
| TBK | New | TRIUMPH BANCORP INC | $227,000 | – | 2,276 | +100.0% | 0.00% | – |
| TRMK | New | TRUSTMARK CORP | $256,000 | – | 7,964 | +100.0% | 0.00% | – |
| HEAR | New | TURTLE BEACH CORP | $404,000 | – | 14,557 | +100.0% | 0.00% | – |
| USAC | New | USA COMPRESSION PARTNERS LP | $227,000 | – | 13,752 | +100.0% | 0.00% | – |
| CNOB | New | CONNECTONE BANCORP INC | $208,000 | – | 6,941 | +100.0% | 0.00% | – |
| COHU | New | COHU INC | $236,000 | – | 7,399 | +100.0% | 0.00% | – |
| CDAY | New | CERIDIAN HCM HLDG INC | $343,000 | – | 3,049 | +100.0% | 0.00% | – |
| CELH | New | CELSIUS HLDGS INC | $278,000 | – | 3,092 | +100.0% | 0.00% | – |
| PRTS | New | CARPARTS COM INC | $211,000 | – | 13,520 | +100.0% | 0.00% | – |
| New | CAMBER ENERGY INC | $421,000 | – | 110,300 | +100.0% | 0.00% | – | |
| WHD | New | CACTUS INCcl a | $438,000 | – | 11,637 | +100.0% | 0.00% | – |
| COG | New | CABOT OIL & GAS CORP | $210,000 | – | 9,689 | +100.0% | 0.00% | – |
| PMTS | New | CPI CARD GROUP INC | $232,000 | – | 6,702 | +100.0% | 0.00% | – |
| BCC | New | BOISE CASCADE CO DEL | $328,000 | – | 6,093 | +100.0% | 0.00% | – |
| BFTR | New | BLACKROCK ETF TRUSTfuture invtr etf | $200,000 | – | 4,015 | +100.0% | 0.00% | – |
| BLDE | New | BLADE AIR MOBILITY INC | $215,000 | – | 20,696 | +100.0% | 0.00% | – |
| VTNR | New | VERTEX ENERGY INC | $451,000 | – | 86,180 | +100.0% | 0.00% | – |
| VST | New | VISTRA CORP | $354,000 | – | 20,745 | +100.0% | 0.00% | – |
| ACV | New | VIRTUS ALLIANZGI DIVERSIFIED | $201,000 | – | 5,936 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BANK PLCipth sr b s&p | $359,000 | – | 12,916 | +100.0% | 0.00% | – |
| BPRN | New | BANK PRINCETON NEW JERSEY | $586,000 | – | 19,626 | +100.0% | 0.00% | – |
| TBBK | New | BANCORP INC DEL | $205,000 | – | 8,080 | +100.0% | 0.00% | – |
| AXSM | New | AXSOME THERAPEUTICS INC | $491,000 | – | 14,905 | +100.0% | 0.00% | – |
| New | WEBER INCcl a | $313,000 | – | 17,850 | +100.0% | 0.00% | – | |
| AUPH | New | AURINIA PHARMACEUTICALS INC | $237,000 | – | 10,744 | +100.0% | 0.00% | – |
| DXJS | New | WISDOMTREE TRjpn scap hdg eqt | $203,000 | – | 4,474 | +100.0% | 0.00% | – |
| EPS | New | WISDOMTREE TRus largecap fund | $224,000 | – | 4,873 | +100.0% | 0.00% | – |
| ARCH | New | ARCH RESOURCES INCcl a | $292,000 | – | 3,151 | +100.0% | 0.00% | – |
| WH | New | WYNDHAM HOTELS & RESORTS INC | $203,000 | – | 2,631 | +100.0% | 0.00% | – |
| AVDV | New | AMERICAN CENTY ETF TRintl smcp vlu | $326,000 | – | 5,061 | +100.0% | 0.00% | – |
| ZIP | New | ZIPRECRUITER INCcl a | $261,000 | – | 9,485 | +100.0% | 0.00% | – |
| AMBA | New | AMBARELLA INC | $329,000 | – | 2,115 | +100.0% | 0.00% | – |
| NTB | New | BANK OF NT BUTTERFIELD&SON L | $221,000 | – | 6,238 | +100.0% | 0.00% | – |
| AZBO | New | AIM ETF PRODUCTS TRUSTus lrg cp bufr20 | $567,000 | – | 21,071 | +100.0% | 0.00% | – |
| SIG | New | SIGNET JEWELERS LIMITED | $249,000 | – | 3,154 | +100.0% | 0.00% | – |
| ACIW | New | ACI WORLDWIDE INC | $317,000 | – | 10,347 | +100.0% | 0.00% | – |
| XLRN | New | ACCELERON PHARMA INC | $232,000 | – | 1,349 | +100.0% | 0.00% | – |
| PPLT | New | ABERDEEN STD PLATINUM ETF TR | $235,000 | – | 2,609 | +100.0% | 0.00% | – |
| ABCL | New | ABCELLERA BIOLOGICS INC | $393,000 | – | 19,624 | +100.0% | 0.00% | – |
| New | RISKIFIED LTD | $309,000 | – | 13,551 | +100.0% | 0.00% | – | |
| ZIM | New | ZIM INTEGRATED SHIPPING SERV | $314,000 | – | 6,206 | +100.0% | 0.00% | – |
| AMN | New | AMN HEALTHCARE SVCS INC | $240,000 | – | 2,096 | +100.0% | 0.00% | – |
| MMAT | New | META MATERIALS INC | $387,000 | – | 67,041 | +100.0% | 0.00% | – |
| MXL | New | MAXLINEAR INC | $327,000 | – | 6,658 | +100.0% | 0.00% | – |
| New | MATTERPORT INC | $268,000 | – | 14,184 | +100.0% | 0.00% | – | |
| MRVI | New | MARAVAI LIFESCIENCES HLDGS I | $253,000 | – | 5,166 | +100.0% | 0.00% | – |
| MSGS | New | MADISON SQUARE GRDN SPRT CORcl a | $200,000 | – | 1,077 | +100.0% | 0.00% | – |
| MGP | New | MGM GROWTH PPTYS LLC | $223,000 | – | 5,840 | +100.0% | 0.00% | – |
| SEPZ | New | LISTED FD TRtrueshares struc | $385,000 | – | 12,844 | +100.0% | 0.00% | – |
| New | LIGHTSPEED COMMERCE INC | $334,000 | – | 3,468 | +100.0% | 0.00% | – | |
| LGH | New | NORTHERN LTS FD TR IIIhcm defen 500 | $265,000 | – | 6,633 | +100.0% | 0.00% | – |
| New | LI-CYCLE HOLDINGS CORP | $469,000 | – | 40,114 | +100.0% | 0.00% | – | |
| NUHY | New | NUSHARES ETF TResg hi tld crp | $233,000 | – | 9,466 | +100.0% | 0.00% | – |
| BBCA | New | J P MORGAN EXCHANGE-TRADED Fbetabuilders cda | $204,000 | – | 3,252 | +100.0% | 0.00% | – |
| BBJP | New | J P MORGAN EXCHANGE-TRADED Fbetabuldrs japan | $359,000 | – | 6,128 | +100.0% | 0.00% | – |
| BBEU | New | J P MORGAN EXCHANGE-TRADED Fbetabuilders eur | $313,000 | – | 5,486 | +100.0% | 0.00% | – |
| OMF | New | ONEMAIN HLDGS INC | $220,000 | – | 3,985 | +100.0% | 0.00% | – |
| OXM | New | OXFORD INDS INC | $250,000 | – | 2,774 | +100.0% | 0.00% | – |
| IECS | New | ISHARES U S ETF TRconsumer stpls | $238,000 | – | 7,500 | +100.0% | 0.00% | – |
| PSCX | New | PACER FDS TRswan sos cns dec | $224,000 | – | 10,200 | +100.0% | 0.00% | – |
| LQDI | New | ISHARES U S ETF TRinflation hedg | $223,000 | – | 7,468 | +100.0% | 0.00% | – |
| PDSB | New | PDS BIOTECHNOLOGY CORP | $240,000 | – | 16,120 | +100.0% | 0.00% | – |
| EEMS | New | ISHARES INCem mkt sm-cp etf | $227,000 | – | 3,756 | +100.0% | 0.00% | – |
| PAG | New | PENSKE AUTOMOTIVE GRP INC | $241,000 | – | 2,395 | +100.0% | 0.00% | – |
| UDN | New | INVESCO DB US DLR INDEX TRbearish fd | $300,000 | – | 14,580 | +100.0% | 0.00% | – |
| FXE | New | INVESCO CURRENCYSHARES EURO | $266,000 | – | 2,467 | +100.0% | 0.00% | – |
| RGI | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $321,000 | – | 1,759 | +100.0% | 0.00% | – |
| UFO | New | PROCURE ETF TRUST IIspace etf | $267,000 | – | 8,807 | +100.0% | 0.00% | – |
| IPAR | New | INTER PARFUMS INC | $220,000 | – | 2,951 | +100.0% | 0.00% | – |
| USEP | New | INNOVATOR ETFS TRus eqty ultra b | $380,000 | – | 13,699 | +100.0% | 0.00% | – |
| NJUL | New | INNOVATOR ETFS TRgrwt100 pwr buf | $517,000 | – | 11,155 | +100.0% | 0.00% | – |
| RWT | New | REDWOOD TR INC | $200,000 | – | 15,539 | +100.0% | 0.00% | – |
| New | ROBINHOOD MKTS INC | $356,000 | – | 8,483 | +100.0% | 0.00% | – | |
| HEES | New | H & E EQUIPMENT SERVICES INC | $208,000 | – | 6,018 | +100.0% | 0.00% | – |
| GBX | New | GREENBRIER COS INC | $221,000 | – | 5,163 | +100.0% | 0.00% | – |
| HIPS | New | GRANITESHARES ETF TRhips us high inc | $240,000 | – | 15,709 | +100.0% | 0.00% | – |
| GHYB | New | GOLDMAN SACHS ETF TRaccess hig yld | $202,000 | – | 4,035 | +100.0% | 0.00% | – |
| AIQ | New | GLOBAL X FDSartificial etf | $252,000 | – | 8,337 | +100.0% | 0.00% | – |
| GNOM | New | GLOBAL X FDSgenomic biotech | $213,000 | – | 9,629 | +100.0% | 0.00% | – |
| TIPX | New | SPDR SER TRblomberg 1 10 yr | $492,000 | – | 23,348 | +100.0% | 0.00% | – |
| NFRA | New | FLEXSHARES TRstoxx globr inf | $218,000 | – | 3,909 | +100.0% | 0.00% | – |
| SAFT | New | SAFETY INS GROUP INC | $230,000 | – | 2,913 | +100.0% | 0.00% | – |
| SAR | New | SARATOGA INVT CORP | $281,000 | – | 9,780 | +100.0% | 0.00% | – |
| DSEP | New | FIRST TR EXCHNG TRADED FD VIft cboe vest us | $494,000 | – | 15,418 | +100.0% | 0.00% | – |
| MCEF | New | FIRST TR EXCHNG TRADED FD VImun cef in opt | $274,000 | – | 13,159 | +100.0% | 0.00% | – |
| FCEF | New | FIRST TR EXCHNG TRADED FD VIcef incm oppty | $216,000 | – | 8,767 | +100.0% | 0.00% | – |
| IGLD | New | FIRST TR EXCHANGE-TRADED FDcboe vest gold | $237,000 | – | 11,982 | +100.0% | 0.00% | – |
| SXT | New | SENSIENT TECHNOLOGIES CORP | $200,000 | – | 2,206 | +100.0% | 0.00% | – |
| S | New | SENTINELONE INCcl a | $313,000 | – | 5,857 | +100.0% | 0.00% | – |
| FMIL | New | FIDELITY COVINGTON TRUSTnew millennium | $419,000 | – | 14,735 | +100.0% | 0.00% | – |
| SBOW | New | SILVERBOW RES INC | $252,000 | – | 10,303 | +100.0% | 0.00% | – |
| ARMR | New | EXCHANGE LISTED FDS TRarmor us eqt idx | $414,000 | – | 16,978 | +100.0% | 0.00% | – |
| BITQ | New | EXCHANGE TRADED CONCEPTS TRbitwise crypto | $205,000 | – | 9,485 | +100.0% | 0.00% | – |
| New | SIMPLIFY EXCHANGE TRADED FUNtail risk strat | $299,000 | – | 12,106 | +100.0% | 0.00% | – | |
| EVGO | New | EVGO INC | $222,000 | – | 27,288 | +100.0% | 0.00% | – |
| EVER | New | EVERQUOTE INC | $228,000 | – | 12,250 | +100.0% | 0.00% | – |
| SNBR | New | SLEEP NUMBER CORP | $237,000 | – | 2,538 | +100.0% | 0.00% | – |
| New | ENOVIX CORPORATION | $266,000 | – | 14,099 | +100.0% | 0.00% | – | |
| New | SOMALOGIC INC | $247,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | 1895 BANCORP OF WIS INC | $544,000 | – | 49,838 | +100.0% | 0.00% | – | |
| New | ECOVYST INC | $239,000 | – | 20,500 | +100.0% | 0.00% | – | |
| ZEST | New | ECOARK HLDGS INC | $268,000 | – | 51,213 | +100.0% | 0.00% | – |
| EAR | New | EARGO INC | $217,000 | – | 32,338 | +100.0% | 0.00% | – |
| MSTB | New | ETF SER SOLUTIONSlha mkt st tactl | $282,000 | – | 9,325 | +100.0% | 0.00% | – |
| DOCS | New | DOXIMITY INCcl a | $202,000 | – | 2,504 | +100.0% | 0.00% | – |
| WFH | New | DIREXION SHS ETF TRwork from home | $238,000 | – | 3,226 | +100.0% | 0.00% | – |
| IDEX | New | IDEANOMICS INC | $21,000 | – | 10,948 | +100.0% | 0.00% | – |
| IMAC | New | IMAC HLDGS INC | $118,000 | – | 80,000 | +100.0% | 0.00% | – |
| RDHL | New | REDHILL BIOPHARMA LTDsponsored ads | $53,000 | – | 11,687 | +100.0% | 0.00% | – |
| New | HYZON MOTORS INC | $89,000 | – | 12,957 | +100.0% | 0.00% | – | |
| NAKD | New | NAKED BRAND GROUP LIMITED | $11,000 | – | 16,294 | +100.0% | 0.00% | – |
| NOV | New | NOV INC | $155,000 | – | 11,886 | +100.0% | 0.00% | – |
| DNN | New | DENISON MINES CORP | $33,000 | – | 22,939 | +100.0% | 0.00% | – |
| FRBK | New | REPUBLIC FIRST BANCORP INC | $34,000 | – | 11,311 | +100.0% | 0.00% | – |
| FIXX | New | HOMOLOGY MEDICINES INC | $92,000 | – | 11,762 | +100.0% | 0.00% | – |
| HVBT | New | HIVE BLOCKCHAIN TECHNLGIES L | $37,000 | – | 14,220 | +100.0% | 0.00% | – |
| HIMX | New | HIMAX TECHNOLOGIES INCsponsored adr | $137,000 | – | 12,856 | +100.0% | 0.00% | – |
| HGLB | New | HIGHLAND GLOBAL ALLOCATION F | $93,000 | – | 10,237 | +100.0% | 0.00% | – |
| BIOL | New | BIOLASE INC | $31,000 | – | 49,396 | +100.0% | 0.00% | – |
| New | RIVERNORTH DOUBLELINE STRATEright 10/01/2021 | $0 | – | 52,140 | +100.0% | 0.00% | – | |
| BCDA | New | BIOCARDIA INC | $51,000 | – | 16,492 | +100.0% | 0.00% | – |
| New | HELLO GROUP INCads | $140,000 | – | 13,241 | +100.0% | 0.00% | – | |
| HLX | New | HELIX ENERGY SOLUTIONS GRP I | $44,000 | – | 11,454 | +100.0% | 0.00% | – |
| ACVA | New | ACV AUCTIONS INC | $184,000 | – | 10,319 | +100.0% | 0.00% | – |
| New | TEXAS COMMUNITY BANCSHARES I | $157,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BERKSHIRE GREY INC | $87,000 | – | 12,480 | +100.0% | 0.00% | – | |
| VIEW | New | VIEW INC | $69,000 | – | 12,899 | +100.0% | 0.00% | – |
| New | CYXTERA TECHNOLOGIES INC*w exp 09/10/202 | $102,000 | – | 49,966 | +100.0% | 0.00% | – | |
| CLXPF | New | CYBIN INC | $26,000 | – | 12,200 | +100.0% | 0.00% | – |
| GNLN | New | GREENLANE HLDGS INCcl a | $66,000 | – | 28,202 | +100.0% | 0.00% | – |
| New | CULLMAN BANCORP INC | $128,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $69,000 | – | 19,964 | +100.0% | 0.00% | – |
| ALTY | New | GLOBAL X FDSsuper div altr | $133,000 | – | 10,055 | +100.0% | 0.00% | – |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $194,000 | – | 134,059 | +100.0% | 0.00% | – |
| RNRG | New | GLOBAL X FDSrenewable energy | $164,000 | – | 10,517 | +100.0% | 0.00% | – |
| AESE | New | ALLIED ESPORTS ENTMT INC | $18,000 | – | 10,425 | +100.0% | 0.00% | – |
| SB | New | SAFE BULKERS INC | $183,000 | – | 35,477 | +100.0% | 0.00% | – |
| NCMI | New | NATIONAL CINEMEDIA INC | $70,000 | – | 19,927 | +100.0% | 0.00% | – |
| New | VOLTA INC | $96,000 | – | 11,183 | +100.0% | 0.00% | – | |
| GALT | New | GALECTIN THERAPEUTICS INC | $46,000 | – | 11,902 | +100.0% | 0.00% | – |
| ATI | New | ALLEGHENY TECHNOLOGIES INC | $175,000 | – | 10,576 | +100.0% | 0.00% | – |
| GCV | New | GABELLI CONV & INC SECS FD I | $67,000 | – | 11,081 | +100.0% | 0.00% | – |
| GEO | New | GEO GROUP INC NEW | $127,000 | – | 17,132 | +100.0% | 0.00% | – |
| WISH | New | CONTEXTLOGIC INC | $131,000 | – | 24,118 | +100.0% | 0.00% | – |
| SCOR | New | COMSCORE INC | $55,000 | – | 14,150 | +100.0% | 0.00% | – |
| CVGI | New | COMMERCIAL VEH GROUP INC | $130,000 | – | 13,750 | +100.0% | 0.00% | – |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $128,000 | – | 13,362 | +100.0% | 0.00% | – |
| KPTI | New | KARYOPHARM THERAPEUTICS INC | $74,000 | – | 12,740 | +100.0% | 0.00% | – |
| New | AVALO THERAPEUTICS INC | $113,000 | – | 52,000 | +100.0% | 0.00% | – | |
| AZAO | New | AIM ETF PRODUCTS TRUSTus lrg cp bfr 10 | $199,000 | – | 6,924 | +100.0% | 0.00% | – |
| CLPT | New | CLEARPOINT NEURO INC | $185,000 | – | 10,460 | +100.0% | 0.00% | – |
| ORGN | New | ORIGIN MATERIALS INC | $81,000 | – | 12,040 | +100.0% | 0.00% | – |
| OTLK | New | OUTLOOK THERAPEUTICS INC | $46,000 | – | 21,522 | +100.0% | 0.00% | – |
| New | FIREEYE INCnote 1.625% 6/0 | $14,000 | – | 15,000 | +100.0% | 0.00% | – | |
| CTXR | New | CITIUS PHARMACEUTICALS INC | $69,000 | – | 34,316 | +100.0% | 0.00% | – |
| ASTR | New | ASTRA SPACE INC | $155,000 | – | 17,911 | +100.0% | 0.00% | – |
| AEVA | New | AEVA TECHNOLOGIES INC | $85,000 | – | 10,830 | +100.0% | 0.00% | – |
| UP | New | WHEELS UP EXPERIENCE INC | $101,000 | – | 15,455 | +100.0% | 0.00% | – |
| FPI | New | FARMLAND PARTNERS INC | $126,000 | – | 10,528 | +100.0% | 0.00% | – |
| CBIO | New | CATALYST BIOSCIENCES INC | $41,000 | – | 10,000 | +100.0% | 0.00% | – |
| CIF | New | MFS INTER HIGH INCOME FDsh ben int | $68,000 | – | 22,558 | +100.0% | 0.00% | – |
| BTU | New | PEABODY ENGR CORP | $171,000 | – | 11,568 | +100.0% | 0.00% | – |
| NXE | New | NEXGEN ENERGY LTD | $52,000 | – | 10,999 | +100.0% | 0.00% | – |
| New | ARCHER AVIATION INC | $102,000 | – | 11,560 | +100.0% | 0.00% | – | |
| PHUN | New | PHUNWARE INC | $31,000 | – | 33,731 | +100.0% | 0.00% | – |
| PNI | New | PIMCO NEW YORK MUN FD II | $136,000 | – | 11,773 | +100.0% | 0.00% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $23,000 | – | 10,850 | +100.0% | 0.00% | – |
| AMRS | New | AMYRIS INC | $141,000 | – | 10,273 | +100.0% | 0.00% | – |
| LWLG | New | LIGHTWAVE LOGIC INC | $148,000 | – | 15,735 | +100.0% | 0.00% | – |
| NGD | New | NEW GOLD INC CDA | $13,000 | – | 12,850 | +100.0% | 0.00% | – |
| MMMB | New | MAMAMANCINI S HLDGS INC | $59,000 | – | 24,500 | +100.0% | 0.00% | – |
| LOGC | New | LOGICBIO THERAPEUTICS INC | $58,000 | – | 12,836 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORP DELdeb 3.750% 2/1 | $21,000 | – | 28,238 | +100.0% | 0.00% | – | |
| DRD | New | DRDGOLD LIMITEDspon adr repstg | $98,000 | – | 12,185 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.2% |
| ISHARES TR | 24 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 24 | Q3 2023 | 2.8% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.3% |
| SPDR S&P 500 ETF TR | 24 | Q3 2023 | 1.7% |
| ISHARES TR | 24 | Q3 2023 | 2.9% |
| AMAZON COM INC | 24 | Q3 2023 | 2.0% |
| VANGUARD INDEX FDS | 24 | Q3 2023 | 2.2% |
| ISHARES TR | 24 | Q3 2023 | 2.6% |
| BERKSHIRE HATHAWAY INC DEL | 24 | Q3 2023 | 1.3% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Credit Opportunities Corp. | February 22, 2023 | 10,104,494 | 5.1% |
| FS Investment CORP | February 09, 2018 | 11,151,906 | 4.5% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| X-17A-5 | 2024-02-28 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2024-02-06 |
| SC 13G/A | 2023-12-06 |
| SC 13G/A | 2023-11-03 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-11 |
| X-17A-5 | 2023-02-27 |
View COMMONWEALTH EQUITY SERVICES, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.