$35.4 Billion is the total value of COMMONWEALTH EQUITY SERVICES, LLC's 3396 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FF | FUTUREFUEL CORP | $3,949,000 | +14.4% | 271,793 | 0.0% | 0.01% | +10.0% | |
| TNET | TRINET GROUP INC | $1,293,000 | -3.3% | 16,597 | 0.0% | 0.00% | 0.0% | |
| BDEC | INNOVATOR ETFS TRs&p 500 buffer e | $1,083,000 | +4.3% | 34,033 | 0.0% | 0.00% | 0.0% | |
| MLI | MUELLER INDS INC | $1,034,000 | +17.8% | 25,009 | 0.0% | 0.00% | 0.0% | |
| NBN | NORTHEAST BK LEWISTON ME | $998,000 | +17.3% | 37,824 | 0.0% | 0.00% | 0.0% | |
| UVE | UNIVERSAL INS HLDGS INC | $947,000 | -5.1% | 66,100 | 0.0% | 0.00% | 0.0% | |
| PGJ | INVESCO EXCHANGE TRADED FD Tglobal drgn cn | $1,180,000 | -0.6% | 18,589 | 0.0% | 0.00% | -25.0% | |
| ATSG | AIR TRANSPORT SERVICES GRP I | $714,000 | -6.7% | 24,429 | 0.0% | 0.00% | 0.0% | |
| ATCX | ATLAS TECHNICAL CONSULTANTS | $765,000 | +45.2% | 75,000 | 0.0% | 0.00% | 0.0% | |
| DHIL | DIAMOND HILL INVT GROUP INC | $555,000 | +4.5% | 3,560 | 0.0% | 0.00% | 0.0% | |
| GABC | GERMAN AMERN BANCORP INC | $550,000 | +39.6% | 11,913 | 0.0% | 0.00% | +100.0% | |
| AAAU | GOLDMAN SACHS PHYSICAL GOLDunit | $658,000 | -10.2% | 38,745 | 0.0% | 0.00% | 0.0% | |
| ITT | ITT INC | $775,000 | +18.1% | 8,527 | 0.0% | 0.00% | 0.0% | |
| TIPZ | PIMCO ETF TRbroad us tips | $751,000 | -2.0% | 11,705 | 0.0% | 0.00% | 0.0% | |
| ROG | ROGERS CORP | $598,000 | +21.3% | 3,178 | 0.0% | 0.00% | +100.0% | |
| SPNE | SEASPINE HLDGS CORP | $630,000 | -0.3% | 36,225 | 0.0% | 0.00% | 0.0% | |
| LUNA | LUNA INNOVATIONS | $436,000 | +6.6% | 41,436 | 0.0% | 0.00% | 0.0% | |
| LOOP | LOOP INDS INC | $361,000 | -3.5% | 45,142 | 0.0% | 0.00% | 0.0% | |
| CLBK | COLUMBIA FINL INC | $397,000 | +12.1% | 22,763 | 0.0% | 0.00% | 0.0% | |
| CWST | CASELLA WASTE SYS INCcl a | $220,000 | +2.8% | 3,465 | 0.0% | 0.00% | 0.0% | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $398,000 | +3.1% | 26,519 | 0.0% | 0.00% | 0.0% | |
| WTI | W & T OFFSHORE INC | $237,000 | +65.7% | 66,085 | 0.0% | 0.00% | – | |
| AWH | ASPIRA WOMENS HEALTH INC | $189,000 | +1.1% | 28,000 | 0.0% | 0.00% | 0.0% | |
| ZIXI | ZIX CORP | $197,000 | -12.4% | 26,103 | 0.0% | 0.00% | 0.0% | |
| ASYS | AMTECH SYS INC | $437,000 | +85.2% | 37,049 | 0.0% | 0.00% | 0.0% | |
| HOLI | HOLLYSYS AUTOMATION TCHNGY L | $406,000 | -14.9% | 32,504 | 0.0% | 0.00% | 0.0% | |
| WTM | WHITE MTNS INS GROUP LTD | $236,000 | +11.3% | 212 | 0.0% | 0.00% | 0.0% | |
| NXN | NUVEEN N Y SELECT TAX FREE Ish ben int | $280,000 | +2.2% | 19,356 | 0.0% | 0.00% | 0.0% | |
| LKFN | LAKELAND FINL CORP | $296,000 | +29.3% | 4,282 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAP CORPnote 6.375% 3/0 | $482,000 | +5.0% | 448,000 | 0.0% | 0.00% | 0.0% | ||
| ISHG | ISHARES TR3yrtb etf | $203,000 | -4.2% | 2,493 | 0.0% | 0.00% | 0.0% | |
| RBB | RBB BANCORP | $347,000 | +31.9% | 17,144 | 0.0% | 0.00% | 0.0% | |
| RGCO | RGC RES INC | $384,000 | -6.6% | 17,317 | 0.0% | 0.00% | 0.0% | |
| RNET | RIGNET INC | $191,000 | +48.1% | 22,000 | 0.0% | 0.00% | – | |
| CUT | INVESCO EXCH TRADED FD TR IImsci gbl timbr | $216,000 | +6.9% | 6,030 | 0.0% | 0.00% | 0.0% | |
| IJUL | INNOVATOR ETFS TRmsci eafe pwr | $260,000 | +2.0% | 10,723 | 0.0% | 0.00% | 0.0% | |
| HEIA | HEICO CORP NEWcl a | $373,000 | -3.1% | 3,289 | 0.0% | 0.00% | 0.0% | |
| SAFM | SANDERSON FARMS INC | $358,000 | +18.2% | 2,298 | 0.0% | 0.00% | 0.0% | |
| GDYN | GRID DYNAMICS HLDGS INCcl a | $398,000 | +26.3% | 25,000 | 0.0% | 0.00% | 0.0% | |
| SGDJ | SPROTT ETF TRUSTjr gold miners e | $242,000 | -16.6% | 5,896 | 0.0% | 0.00% | 0.0% | |
| FGEN | FIBROGEN INC | $226,000 | -6.6% | 6,537 | 0.0% | 0.00% | 0.0% | |
| SUPN | SUPERNUS PHARMACEUTICALS INC | $250,000 | +4.2% | 9,578 | 0.0% | 0.00% | 0.0% | |
| ERIE | ERIE INDTY COcl a | $256,000 | -10.2% | 1,162 | 0.0% | 0.00% | 0.0% | |
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $252,000 | +2.0% | 247,000 | 0.0% | 0.00% | 0.0% | ||
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $268,000 | +22.9% | 24,127 | 0.0% | 0.00% | 0.0% | |
| BCOW | 1895 BANCORP OF WIS INC | $256,000 | +43.0% | 18,000 | 0.0% | 0.00% | 0.0% | |
| IVES | ETF MANAGERS TRwedbush etfmg | $219,000 | -7.6% | 4,564 | 0.0% | 0.00% | 0.0% | |
| EDAP | EDAP TMS S Asponsored adr | $397,000 | +62.7% | 47,325 | 0.0% | 0.00% | 0.0% | |
| TSC | TRISTATE CAP HLDGS INC | $426,000 | +32.7% | 18,483 | 0.0% | 0.00% | 0.0% | |
| DNLI | DENALI THERAPEUTICS INC | $226,000 | -31.9% | 3,969 | 0.0% | 0.00% | 0.0% | |
| CYH | COMMUNITY HEALTH SYS INC NEW | $219,000 | +82.5% | 16,224 | 0.0% | 0.00% | – | |
| AEY | ADDVANTAGE TECHNOLOGIES GROU | $26,000 | -13.3% | 10,330 | 0.0% | 0.00% | – | |
| PTN | PALATIN TECHNOLOGIES INC | $40,000 | +2.6% | 58,625 | 0.0% | 0.00% | – | |
| ASUR | ASURE SOFTWARE INC | $77,000 | +6.9% | 10,172 | 0.0% | 0.00% | – | |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $10,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| NSCOWS | NESCO HLDGS INC*w exp 01/01/202 | $93,000 | +111.4% | 46,500 | 0.0% | 0.00% | – | |
| EMX | EMX RTY CORP | $47,000 | -11.3% | 16,019 | 0.0% | 0.00% | – | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $95,000 | +3.3% | 88,000 | 0.0% | 0.00% | – | ||
| DRRX | DURECT CORP | $43,000 | -4.4% | 21,955 | 0.0% | 0.00% | – | |
| ARES CAPITAL CORPnote 3.750% 2/0 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| HMY | HARMONY GOLD MINING CO LTDsponsored adr | $90,000 | -7.2% | 20,780 | 0.0% | 0.00% | – | |
| BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $103,000 | +2.0% | 103,000 | 0.0% | 0.00% | – | ||
| DAKT | DAKTRONICS INC | $77,000 | +35.1% | 12,308 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $94,000 | 0.0% | 92,000 | 0.0% | 0.00% | – | ||
| CTSO | CYTOSORBENTS CORP | $149,000 | +9.6% | 17,185 | 0.0% | 0.00% | – | |
| GSS | GOLDEN STAR RES LTD CDA | $88,000 | -20.7% | 30,053 | 0.0% | 0.00% | – | |
| AUMN | GOLDEN MINERALS CO | $176,000 | -13.3% | 267,389 | 0.0% | 0.00% | -100.0% | |
| YTRA | YATRA ONLINE INC | $28,000 | +21.7% | 12,375 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $22,000 | +144.4% | 18,500 | 0.0% | 0.00% | – | |
| LXRX | LEXICON PHARMACEUTICALS INC | $83,000 | +72.9% | 14,169 | 0.0% | 0.00% | – | |
| ZSAN | ZOSANO PHARMA CORP | $12,000 | +140.0% | 10,221 | 0.0% | 0.00% | – | |
| AMPE | AMPIO PHARMACEUTICALS INC | $59,000 | +7.3% | 35,044 | 0.0% | 0.00% | – | |
| SIGA | SIGA TECHNOLOGIES INC | $66,000 | -10.8% | 10,290 | 0.0% | 0.00% | – | |
| BXRX | BAUDAX BIO INC | $29,000 | +26.1% | 23,025 | 0.0% | 0.00% | – | |
| PXLW | PIXELWORKS INC | $44,000 | +15.8% | 13,523 | 0.0% | 0.00% | – | |
| SMTX | SMTC CORP | $76,000 | +22.6% | 12,660 | 0.0% | 0.00% | – | |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $45,000 | +2.3% | 45,000 | 0.0% | 0.00% | – | ||
| PQG | PQ GROUP HLDGS INC | $175,000 | +17.4% | 10,500 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $132,000 | -19.5% | 17,936 | 0.0% | 0.00% | – | |
| NNBR | NN INC | $79,000 | +6.8% | 11,265 | 0.0% | 0.00% | – | |
| SOUTHWEST AIRLS COnote 1.250% 5/0 | $17,000 | +21.4% | 10,000 | 0.0% | 0.00% | – | ||
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | $21,000 | +10.5% | 12,041 | 0.0% | 0.00% | – | |
| GSG | ISHARES S&P GSCI COMMODITY-unit ben int | $149,000 | +12.9% | 10,706 | 0.0% | 0.00% | – | |
| ALTG | ALTA EQUIPMENT GROUP INC | $130,000 | +32.7% | 10,000 | 0.0% | 0.00% | – | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $33,000 | +3.1% | 33,000 | 0.0% | 0.00% | – | ||
| COLOR STAR TECHNOLOGY CO LTD | $17,000 | +142.9% | 10,000 | 0.0% | 0.00% | – | ||
| REDWOOD TR INCnote 4.750% 8/1 | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| REED | REEDS INC | $13,000 | +116.7% | 11,350 | 0.0% | 0.00% | – | |
| TRX | TANZANIAN GOLD CORP | $10,000 | -16.7% | 18,500 | 0.0% | 0.00% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.2% |
| ISHARES TR | 24 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 24 | Q3 2023 | 2.8% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.3% |
| SPDR S&P 500 ETF TR | 24 | Q3 2023 | 1.7% |
| ISHARES TR | 24 | Q3 2023 | 2.9% |
| AMAZON COM INC | 24 | Q3 2023 | 2.0% |
| VANGUARD INDEX FDS | 24 | Q3 2023 | 2.2% |
| ISHARES TR | 24 | Q3 2023 | 2.6% |
| BERKSHIRE HATHAWAY INC DEL | 24 | Q3 2023 | 1.3% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Credit Opportunities Corp. | February 22, 2023 | 10,104,494 | 5.1% |
| FS Investment CORP | February 09, 2018 | 11,151,906 | 4.5% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| X-17A-5 | 2024-02-28 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2024-02-06 |
| SC 13G/A | 2023-12-06 |
| SC 13G/A | 2023-11-03 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-11 |
| X-17A-5 | 2023-02-27 |
View COMMONWEALTH EQUITY SERVICES, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.