$21.5 Billion is the total value of COMMONWEALTH EQUITY SERVICES, LLC's 2814 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PBBI | PB BANCORP INC | $4,326,000 | -1.7% | 290,340 | 0.0% | 0.02% | +17.6% | |
| MKCV | MCCORMICK & CO INC | $2,554,000 | -16.8% | 17,936 | 0.0% | 0.01% | 0.0% | |
| CABO | CABLE ONE INC | $1,720,000 | +10.5% | 1,046 | 0.0% | 0.01% | +33.3% | |
| ATSG | AIR TRANSPORT SERVICES GRP I | $830,000 | -22.1% | 45,426 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $576,000 | -0.3% | 577,000 | 0.0% | 0.00% | +50.0% | ||
| CROC | PROSHARES TR II | $360,000 | +29.0% | 5,000 | 0.0% | 0.00% | +100.0% | |
| DHIL | DIAMOND HILL INVESTMENT GROU | $339,000 | -35.8% | 3,760 | 0.0% | 0.00% | 0.0% | |
| CLBK | COLUMBIA FINL INC | $435,000 | -15.0% | 30,263 | 0.0% | 0.00% | 0.0% | |
| PWOD | PENNS WOODS BANCORP INC | $393,000 | -31.7% | 16,184 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0 | $380,000 | -20.0% | 448,000 | 0.0% | 0.00% | 0.0% | ||
| SPPP | SPROTT PHYSICAL PLAT PALLADunit | $384,000 | +7.6% | 24,857 | 0.0% | 0.00% | +100.0% | |
| ATGE | ADTALEM GLOBAL ED INC | $496,000 | -23.5% | 18,550 | 0.0% | 0.00% | 0.0% | |
| SIBN | SI BONE INC | $493,000 | -44.5% | 41,315 | 0.0% | 0.00% | -33.3% | |
| ASYS | AMTECH SYS INC | $161,000 | -39.2% | 37,049 | 0.0% | 0.00% | 0.0% | |
| AXE | ANIXTER INTL INC | $239,000 | -4.4% | 2,721 | 0.0% | 0.00% | 0.0% | |
| BQH | BLACKROCK NY MUNICIPAL BOND | $145,000 | -7.6% | 10,392 | 0.0% | 0.00% | 0.0% | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $237,000 | -6.7% | 17,949 | 0.0% | 0.00% | 0.0% | |
| CTSO | CYTOSORBENTS CORP | $123,000 | +101.6% | 15,985 | 0.0% | 0.00% | – | |
| CEV | EATON VNCE CALFRN MUN INC TRsh ben int | $244,000 | -1.6% | 18,400 | 0.0% | 0.00% | 0.0% | |
| BCOW | 1895 BANCORP OF WIS INC | $173,000 | -27.0% | 22,000 | 0.0% | 0.00% | 0.0% | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $181,000 | -39.1% | 21,474 | 0.0% | 0.00% | 0.0% | |
| FEO | FIRST TR/ABERDEEN EMERG OPT | $113,000 | -30.7% | 11,432 | 0.0% | 0.00% | 0.0% | |
| SPFF | GLOBAL X FDSglbx suprinc etf | $166,000 | -17.8% | 17,275 | 0.0% | 0.00% | 0.0% | |
| HEIA | HEICO CORP NEWcl a | $214,000 | -28.7% | 3,358 | 0.0% | 0.00% | 0.0% | |
| LUNA | LUNA INNOVATIONS | $221,000 | -16.0% | 36,088 | 0.0% | 0.00% | 0.0% | |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $168,000 | -48.5% | 11,108 | 0.0% | 0.00% | 0.0% | |
| OVLY | OAK VALLEY BANCORP OAKDALE C | $220,000 | -19.1% | 13,992 | 0.0% | 0.00% | 0.0% | |
| PQG | PQ GROUP HLDGS INC | $114,000 | -36.7% | 10,500 | 0.0% | 0.00% | 0.0% | |
| RBB | RBB BANCORP | $235,000 | -35.1% | 17,144 | 0.0% | 0.00% | 0.0% | |
| SVBI | SEVERN BANCORP ANNAPOLIS MD | $215,000 | -31.1% | 33,527 | 0.0% | 0.00% | 0.0% | |
| TSC | TRISTATE CAP HLDGS INC | $178,000 | -63.1% | 18,483 | 0.0% | 0.00% | -50.0% | |
| TBI | TRUEBLUE INC | $242,000 | -46.9% | 18,973 | 0.0% | 0.00% | -50.0% | |
| WHLRP | WHEELER REAL ESTATE INVT TRcv pfd ser b | $163,000 | -43.8% | 26,450 | 0.0% | 0.00% | 0.0% | |
| MHLD | MAIDEN HOLDINGS LTD | $178,000 | +21.1% | 196,500 | 0.0% | 0.00% | 0.0% | |
| OSS | ONE STOP SYS INC | $72,000 | -28.7% | 50,000 | 0.0% | 0.00% | – | |
| WELLS FARGO & COmtnf 6/0 | $19,000 | -9.5% | 10,000 | 0.0% | 0.00% | – | ||
| GSS | GOLDEN STAR RES LTD CDA | $32,000 | -34.7% | 12,873 | 0.0% | 0.00% | – | |
| AUMN | GOLDEN MINERALS CO | $61,000 | -32.2% | 290,889 | 0.0% | 0.00% | – | |
| EVOK | EVOKE PHARMA INC | $37,000 | -28.8% | 32,387 | 0.0% | 0.00% | – | |
| EPIX | ESSA PHARMA INC | $84,000 | -27.0% | 21,020 | 0.0% | 0.00% | – | |
| ENCORE CAP GROUP INCnote 2.875% 3/1 | $22,000 | -8.3% | 25,000 | 0.0% | 0.00% | – | ||
| EMX | EMX RTY CORP | $21,000 | -19.2% | 16,019 | 0.0% | 0.00% | – | |
| CORV | CORREVIO PHARMA CORP | $11,000 | -8.3% | 30,766 | 0.0% | 0.00% | – | |
| COLONY CAP INCnote 3.875% 1/1 | $32,000 | -20.0% | 41,000 | 0.0% | 0.00% | – | ||
| ZNOG | ZION OIL & GAS INC | $2,000 | 0.0% | 11,640 | 0.0% | 0.00% | – | |
| CPRX | CATALYST PHARMACEUTICALS INC | $62,000 | +1.6% | 16,315 | 0.0% | 0.00% | – | |
| BRT | BRT APARTMENTS CORP | $105,000 | -39.7% | 10,296 | 0.0% | 0.00% | -100.0% | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $26,000 | -3.7% | 30,000 | 0.0% | 0.00% | – | ||
| ARBOR RLTY TR INCnote 5.375%11/1 | $22,000 | -66.2% | 40,000 | 0.0% | 0.00% | – | ||
| AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $13,000 | -7.1% | 14,000 | 0.0% | 0.00% | – | ||
| CBH | ALLIANZGI CON INCM 2024 TARG | $91,000 | -20.2% | 11,900 | 0.0% | 0.00% | – | |
| AGEN | AGENUS INC | $24,000 | -41.5% | 10,121 | 0.0% | 0.00% | – | |
| CAMT | CAMTEK LTDord | $97,000 | -22.4% | 11,617 | 0.0% | 0.00% | – | |
| AGLE | AEGLEA BIOTHERAPEUTICS INC | $46,000 | -39.5% | 10,000 | 0.0% | 0.00% | – | |
| ADIL | ADIAL PHARMACEUTICALS INC | $13,000 | -48.0% | 10,635 | 0.0% | 0.00% | – | |
| ADMP | ADAMIS PHARMACEUTICALS CORP | $6,000 | -50.0% | 17,500 | 0.0% | 0.00% | – | |
| VOXX | VOXX INTL CORPcl a | $74,000 | -35.1% | 26,144 | 0.0% | 0.00% | – | |
| TGA | TRANSGLOBE ENERGY CORP | $13,000 | -74.5% | 37,500 | 0.0% | 0.00% | – | |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $10,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| TRX | TANZANIAN GOLD CORP | $9,000 | -18.2% | 18,500 | 0.0% | 0.00% | – | |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $16,000 | -30.4% | 15,000 | 0.0% | 0.00% | – | ||
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $68,000 | -12.8% | 77,000 | 0.0% | 0.00% | – | ||
| SMTX | SMTC CORP | $29,000 | -31.0% | 12,660 | 0.0% | 0.00% | – | |
| SIGA | SIGA TECHNOLOGIES INC | $49,000 | 0.0% | 10,290 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $33,000 | -5.7% | 17,936 | 0.0% | 0.00% | – | |
| NEOS | NEOS THERAPEUTICS INC | $10,000 | -50.0% | 13,600 | 0.0% | 0.00% | – | |
| VGZ | VISTA GOLD CORP | $9,000 | -35.7% | 20,000 | 0.0% | 0.00% | – | |
| VTGN | VISTAGEN THERAPEUTICS INC | $5,000 | -44.4% | 13,195 | 0.0% | 0.00% | – | |
| KALA | KALA PHARMACEUTICALS INC | $100,000 | +138.1% | 11,397 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $13,000 | -13.3% | 25,284 | 0.0% | 0.00% | – | |
| IHTA | INVESCO HIGH INCOME 2024 TAR | $76,000 | -29.6% | 10,400 | 0.0% | 0.00% | – | |
| INOD | INNODATA INC | $17,000 | -32.0% | 22,200 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.2% |
| ISHARES TR | 24 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 24 | Q3 2023 | 2.8% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.3% |
| SPDR S&P 500 ETF TR | 24 | Q3 2023 | 1.7% |
| ISHARES TR | 24 | Q3 2023 | 2.9% |
| AMAZON COM INC | 24 | Q3 2023 | 2.0% |
| VANGUARD INDEX FDS | 24 | Q3 2023 | 2.2% |
| ISHARES TR | 24 | Q3 2023 | 2.6% |
| BERKSHIRE HATHAWAY INC DEL | 24 | Q3 2023 | 1.3% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Credit Opportunities Corp. | February 22, 2023 | 10,104,494 | 5.1% |
| FS Investment CORP | February 09, 2018 | 11,151,906 | 4.5% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| X-17A-5 | 2024-02-28 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2024-02-06 |
| SC 13G/A | 2023-12-06 |
| SC 13G/A | 2023-11-03 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-11 |
| X-17A-5 | 2023-02-27 |
View COMMONWEALTH EQUITY SERVICES, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.