$92.5 Billion is the total value of BARCLAYS PLC's 11036 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 107.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HIFS | Exit | HINGHAM INSTN SVGS MASS | $0 | – | -18 | -100.0% | 0.00% | – |
| SLM | Exit | SLM CORPput | $0 | – | -6,000 | -100.0% | 0.00% | – |
| TBRA | Exit | TOBIRA THERAPEUTICS INC | $0 | – | -56 | -100.0% | 0.00% | – |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -23 | -100.0% | 0.00% | – |
| Exit | MICRON TECHNOLOGY INCbond | $0 | – | -226,000 | -100.0% | 0.00% | – | |
| INAP | Exit | INTERNAP CORP | $0 | – | -3,000 | -100.0% | 0.00% | – |
| NATH | Exit | NATHANS FAMOUS INC NEW | $0 | – | -38 | -100.0% | 0.00% | – |
| ESTE | Exit | EARTHSTONE ENERGY INC | $0 | – | -28 | -100.0% | 0.00% | – |
| ZSL | Exit | PROSHARES TR IIfund | $0 | – | -1,602 | -100.0% | 0.00% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLCput | $0 | – | -61,100 | -100.0% | 0.00% | – |
| Exit | XILINX INCbond | $0 | – | -59,000 | -100.0% | 0.00% | – | |
| UIS | Exit | UNISYS CORPput | $0 | – | -8,800 | -100.0% | 0.00% | – |
| AYA | Exit | AMAYA INC | $0 | – | -17,090 | -100.0% | 0.00% | – |
| EWI | Exit | ISHAREScall | $0 | – | -4,100 | -100.0% | 0.00% | – |
| BCRHF | Exit | BLUE CAP REINS HLDGS LTD | $0 | – | -75 | -100.0% | 0.00% | – |
| TLN | Exit | TALEN ENERGY CORPcall | $0 | – | -444 | -100.0% | 0.00% | – |
| SPAR | Exit | SPARTAN MTRS INC | $0 | – | -3,473 | -100.0% | 0.00% | – |
| SGI | Exit | SILICON GRAPHICS INTL CORP | $0 | – | -25,011 | -100.0% | 0.00% | – |
| JOBS | Exit | 51JOB INCadr | $0 | – | -52 | -100.0% | 0.00% | – |
| BKF | Exit | ISHARESfund | $0 | – | -7,369 | -100.0% | 0.00% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INC | $0 | – | -5,893 | -100.0% | 0.00% | – |
| AMRC | Exit | AMERESCO INC | $0 | – | -160 | -100.0% | 0.00% | – |
| NRTSF | Exit | NOBILIS HEALTH CORP | $0 | – | -589 | -100.0% | 0.00% | – |
| PFNX | Exit | PFENEX INC | $0 | – | -115 | -100.0% | 0.00% | – |
| GRSH | Exit | GORES HLDGS INC | $0 | – | -11,506 | -100.0% | 0.00% | – |
| STEM | Exit | STEMCELLS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| WCC | Exit | WESCO INTL INCcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| SPIL | Exit | SILICONWARE PRECISION INDS Ladr | $0 | – | -243 | -100.0% | 0.00% | – |
| AMJ | Exit | JPMORGAN CHASE & COfund | $0 | – | -153 | -100.0% | 0.00% | – |
| CCK | Exit | CROWN HOLDINGS INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -15,159 | -100.0% | 0.00% | – |
| UTEK | Exit | ULTRATECH INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| MIDU | Exit | DIREXION SHS ETF TRfund | $0 | – | -680 | -100.0% | 0.00% | – |
| AAVVF | Exit | ADVANTAGE OIL & GAS LTD | $0 | – | -16,563 | -100.0% | 0.00% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEWtrus | $0 | – | -17,027 | -100.0% | 0.00% | – |
| TS | Exit | TENARIS S Acall | $0 | – | -1,300 | -100.0% | 0.00% | – |
| DSKX | Exit | DS HEALTHCARE GROUP INC | $0 | – | -3 | -100.0% | 0.00% | – |
| RS | Exit | RELIANCE STEEL & ALUMINUM COcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| GLFMQ | Exit | GULFMARK OFFSHORE INC | $0 | – | -7,196 | -100.0% | 0.00% | – |
| NYLD | Exit | NRG YIELD INCcall | $0 | – | -11,500 | -100.0% | 0.00% | – |
| WPX | Exit | WPX ENERGY INCput | $0 | – | -16,800 | -100.0% | 0.00% | – |
| KNL | Exit | KNOLL INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| SFLY | Exit | SHUTTERFLY INCput | $0 | – | -4,500 | -100.0% | 0.00% | – |
| VCYT | Exit | VERACYTE INC | $0 | – | -119 | -100.0% | 0.00% | – |
| DJCO | Exit | DAILY JOURNAL CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INCput | $0 | – | -5,500 | -100.0% | 0.00% | – |
| AXGN | Exit | AXOGEN INC | $0 | – | -2 | -100.0% | 0.00% | – |
| APPF | Exit | APPFOLIO INC | $0 | – | -1,148 | -100.0% | 0.00% | – |
| BCOMF | Exit | B COMMUNICATIONS LTD | $0 | – | -4,745 | -100.0% | 0.00% | – |
| CISG | Exit | CNINSURE INCadr | $0 | – | -68 | -100.0% | 0.00% | – |
| BMS | Exit | BEMIS INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| EDIV | Exit | SPDR INDEX SHS FDSfund | $0 | – | -11 | -100.0% | 0.00% | – |
| DSPG | Exit | DSP GROUP INC | $0 | – | -265 | -100.0% | 0.00% | – |
| CO | Exit | CHINA CORD BLOOD CORP | $0 | – | -3,440 | -100.0% | 0.00% | – |
| VECO | Exit | VEECO INSTRS INC DELcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| DEI | Exit | DOUGLAS EMMETT INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEWput | $0 | – | -26,400 | -100.0% | 0.00% | – |
| ISRL | Exit | ISRAMCO INC | $0 | – | -7 | -100.0% | 0.00% | – |
| ESSA | Exit | ESSA BANCORP INC | $0 | – | -103 | -100.0% | 0.00% | – |
| Exit | VERISIGN INCbond | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| ORM | Exit | OWENS RLTY MTG INCtrus | $0 | – | -125 | -100.0% | 0.00% | – |
| HTCH | Exit | HUTCHINSON TECHNOLOGY INC | $0 | – | -1,908 | -100.0% | 0.00% | – |
| VXZ | Exit | BARCLAYS BK PLCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| BSF | Exit | BEAR ST FINL INC | $0 | – | -224 | -100.0% | 0.00% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS INCput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| Exit | SOUFUN HLDGS LTDbond | $0 | – | -212,000 | -100.0% | 0.00% | – | |
| TSU | Exit | TIM PARTICIPACOES S Aadr | $0 | – | -6,220 | -100.0% | 0.00% | – |
| TISUQ | Exit | ORCHIDS PAPER PRODS CO DEL | $0 | – | -775 | -100.0% | 0.00% | – |
| EPM | Exit | EVOLUTION PETROLEUM CORP | $0 | – | -178 | -100.0% | 0.00% | – |
| Exit | RAMBUS INC DELbond | $0 | – | -21,000 | -100.0% | 0.00% | – | |
| GIG | Exit | GIGPEAK INC | $0 | – | -526 | -100.0% | 0.00% | – |
| Exit | BROOKDALE SR LIVING INCbond | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| BOOM | Exit | DYNAMIC MATLS CORP | $0 | – | -148 | -100.0% | 0.00% | – |
| BBOX | Exit | BLACK BOX CORP DEL | $0 | – | -171 | -100.0% | 0.00% | – |
| NVRO | Exit | NEVRO CORPcall | $0 | – | -2,800 | -100.0% | 0.00% | – |
| AMRI | Exit | ALBANY MOLECULAR RESH INCput | $0 | – | -900 | -100.0% | 0.00% | – |
| Exit | FOREST CITY ENTERPRISES INCbond | $0 | – | -282,000 | -100.0% | 0.00% | – | |
| EFV | Exit | ISHARES TRfund | $0 | – | -72 | -100.0% | 0.00% | – |
| HNP | Exit | HUANENG PWR INTL INCadr | $0 | – | -5,287 | -100.0% | 0.00% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -86,093 | -100.0% | 0.00% | – |
| Exit | HORNBECK OFFSHORE SVCS INC Nbond | $0 | – | -72,000 | -100.0% | 0.00% | – | |
| JMP | Exit | JMP GROUP LLC | $0 | – | -2,248 | -100.0% | 0.00% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| GCBC | Exit | GREENE COUNTY BANCORP INC | $0 | – | -38 | -100.0% | 0.00% | – |
| WGRP | Exit | WILLBROS GROUP INC DEL | $0 | – | -271 | -100.0% | 0.00% | – |
| IDX | Exit | VANECK VECTORS ETF TRfund | $0 | – | -28 | -100.0% | 0.00% | – |
| HACK | Exit | ETF MANAGERS TRcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| NGVT | Exit | INGEVITY CORPput | $0 | – | -192 | -100.0% | 0.00% | – |
| MMYT | Exit | MAKEMYTRIP LIMITED MAURITIUS | $0 | – | -1,900 | -100.0% | 0.00% | – |
| IAT | Exit | ISHARES TRcall | $0 | – | -2,900 | -100.0% | 0.00% | – |
| LMAT | Exit | LEMAITRE VASCULAR INC | $0 | – | -1 | -100.0% | 0.00% | – |
| TMUSP | Exit | T MOBILE US INCconv | $0 | – | -3,408 | -100.0% | 0.00% | – |
| EVEPQ | Exit | EV ENERGY PARTNERS LPput | $0 | – | -2,600 | -100.0% | 0.00% | – |
| NSP | Exit | INSPERITY INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| EZPW | Exit | EZCORP INCput | $0 | – | -7,000 | -100.0% | 0.00% | – |
| AINV | Exit | APOLLO INVT CORPcall | $0 | – | -4,300 | -100.0% | 0.00% | – |
| Exit | IMPAX LABORATORIES INCbond | $0 | – | -18,000 | -100.0% | 0.00% | – | |
| GFF | Exit | GRIFFON CORPcall | $0 | – | -3,600 | -100.0% | 0.00% | – |
| TECL | Exit | DIREXION SHS ETF TRfund | $0 | – | -4,560 | -100.0% | 0.00% | – |
| LUK | Exit | LEUCADIA NATL CORPput | $0 | – | -4,200 | -100.0% | 0.00% | – |
| SGY | Exit | STONE ENERGY CORPcall | $0 | – | -1,590 | -100.0% | 0.00% | – |
| RIGP | Exit | TRANSOCEAN PARTNERS LLC | $0 | – | -278 | -100.0% | 0.00% | – |
| CLS | Exit | CELESTICA INCcall | $0 | – | -1,700 | -100.0% | 0.00% | – |
| LWAY | Exit | LIFEWAY FOODS INC | $0 | – | -37 | -100.0% | 0.00% | – |
| AON | Exit | AON PLCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| CCNE | Exit | CNB FINL CORP PA | $0 | – | -1,582 | -100.0% | 0.00% | – |
| PTX | Exit | PERNIX THERAPEUTICS HLDGS IN | $0 | – | -576 | -100.0% | 0.00% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTDput | $0 | – | -15,300 | -100.0% | 0.00% | – |
| PFIS | Exit | PEOPLES FINL SVCS CORP | $0 | – | -87 | -100.0% | 0.00% | – |
| ONB | Exit | OLD NATL BANCORP INDcall | $0 | – | -100 | -100.0% | 0.00% | – |
| TMK | Exit | TORCHMARK CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
| LN | Exit | LINE CORPput | $0 | – | -700 | -100.0% | 0.00% | – |
| DBP | Exit | POWERSHS DB MULTI SECT COMMcall | $0 | – | -600 | -100.0% | 0.00% | – |
| FPI | Exit | FARMLAND PARTNERS INCtrus | $0 | – | -73 | -100.0% | 0.00% | – |
| SKUL | Exit | SKULLCANDY INCcall | $0 | – | -17,100 | -100.0% | 0.00% | – |
| Exit | INCYTE CORPbond | $0 | – | -104,000 | -100.0% | 0.00% | – | |
| TECS | Exit | DIREXION SHS ETF TRcall | $0 | – | -100 | -100.0% | 0.00% | – |
| IJH | Exit | ISHARES TRcall | $0 | – | -100 | -100.0% | 0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORPput | $0 | – | -100 | -100.0% | 0.00% | – |
| EXK | Exit | ENDEAVOUR SILVER CORPput | $0 | – | -3,600 | -100.0% | 0.00% | – |
| CHMG | Exit | CHEMUNG FINL CORP | $0 | – | -40 | -100.0% | 0.00% | – |
| HNR | Exit | HARVEST NATURAL RESOURCES INcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| OMN | Exit | OMNOVA SOLUTIONS INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| CORI | Exit | CORIUM INTL INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| RSTI | Exit | ROFIN SINAR TECHNOLOGIES INC | $0 | – | -7,253 | -100.0% | 0.00% | – |
| CFFI | Exit | C & F FINL CORP | $0 | – | -40 | -100.0% | 0.00% | – |
| BBU | Exit | BROOKFIELD BUSINESS PARTNERScall | $0 | – | -2 | -100.0% | 0.00% | – |
| WSO | Exit | WATSCO INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EOCA | Exit | ENDESA AMERS SAadr | $0 | – | -94 | -100.0% | 0.00% | – |
| EWU | Exit | ISHARES TRput | $0 | – | -21,100 | -100.0% | 0.00% | – |
| ACOR | Exit | ACORDA THERAPEUTICS INCcall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| MOBI | Exit | SKY-MOBI LTDadr | $0 | – | -83 | -100.0% | 0.00% | – |
| LXK | Exit | LEXMARK INTL INCcall | $0 | – | -7,000 | -100.0% | 0.00% | – |
| Exit | IRONWOOD PHARMACEUTICALS INCbond | $0 | – | -217,000 | -100.0% | 0.00% | – | |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -17,129 | -100.0% | 0.00% | – |
| IDT | Exit | IDT CORPcall | $0 | – | -700 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -191 | -100.0% | 0.00% | – |
| PSO | Exit | PEARSON PLCadr | $0 | – | -73 | -100.0% | 0.00% | – |
| RJF | Exit | RAYMOND JAMES FINANCIAL INCput | $0 | – | -3,900 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -40 | -100.0% | 0.00% | – |
| GWRS | Exit | GLOBAL WTR RES INC | $0 | – | -52 | -100.0% | 0.00% | – |
| CFNB | Exit | CALIFORNIA FIRST NTNL BANCOR | $0 | – | -30 | -100.0% | 0.00% | – |
| XCOMQ | Exit | XTERA COMMUNICATIONS INC | $0 | – | -1,236 | -100.0% | 0.00% | – |
| XOMA | Exit | XOMA CORP DEL | $0 | – | -4 | -100.0% | 0.00% | – |
| ASYS | Exit | AMTECH SYS INC | $0 | – | -900 | -100.0% | 0.00% | – |
| MWW | Exit | MONSTER WORLDWIDE INCput | $0 | – | -7,200 | -100.0% | 0.00% | – |
| CECO | Exit | CAREER EDUCATION CORPput | $0 | – | -3,000 | -100.0% | 0.00% | – |
| BLMT | Exit | BSB BANCORP INC MD | $0 | – | -101 | -100.0% | 0.00% | – |
| GTN | Exit | GRAY TELEVISION INCput | $0 | – | -1,800 | -100.0% | 0.00% | – |
| IGLD | Exit | INTERNET GOLD-GOLDEN LINES L | $0 | – | -22,122 | -100.0% | 0.00% | – |
| GLL | Exit | PROSHARES TR IIput | $0 | – | -100 | -100.0% | 0.00% | – |
| VLTC | Exit | VOLTARI CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| OIS | Exit | OIL STS INTL INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| COB | Exit | COMMUNITYONE BANCORP | $0 | – | -157 | -100.0% | 0.00% | – |
| CIX | Exit | COMPX INTERNATIONAL INC | $0 | – | -20 | -100.0% | 0.00% | – |
| ICBK | Exit | COUNTY BANCORP INC | $0 | – | -60 | -100.0% | 0.00% | – |
| Exit | RYLAND GROUP INCbond | $0 | – | -60,000 | -100.0% | 0.00% | – | |
| Exit | BIOMARIN PHARMACEUTICAL INCbond | $0 | – | -145,000 | -100.0% | 0.00% | – | |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -175 | -100.0% | 0.00% | – |
| DEF | Exit | CLAYMORE EXCHANGE TRD FD TRfund | $0 | – | -375 | -100.0% | 0.00% | – |
| PICK | Exit | ISHARESfund | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ENPH | Exit | ENPHASE ENERGY INC | $0 | – | -20,900 | -100.0% | 0.00% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEWcall | $0 | – | -3,200 | -100.0% | 0.00% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -137 | -100.0% | 0.00% | – |
| FCAM | Exit | FIAT CHRYSLER AUTOMOBILES Nbond | $0 | – | -100,370 | -100.0% | 0.00% | – |
| ELY | Exit | CALLAWAY GOLF COput | $0 | – | -400 | -100.0% | 0.00% | – |
| SCZ | Exit | ISHARES TRfund | $0 | – | -16 | -100.0% | 0.00% | – |
| NVTRQ | Exit | NUVECTRA CORP | $0 | – | -66 | -100.0% | 0.00% | – |
| CNNX | Exit | CONE MIDSTREAM PARTNERS LP | $0 | – | -1,686 | -100.0% | 0.00% | – |
| PLPC | Exit | PREFORMED LINE PRODS CO | $0 | – | -16 | -100.0% | 0.00% | – |
| MATN | Exit | MATEON THERAPEUTICS INC | $0 | – | -105 | -100.0% | 0.00% | – |
| HLX | Exit | HELIX ENERGY SOLUTIONS GRP Iput | $0 | – | -54,300 | -100.0% | 0.00% | – |
| USMD | Exit | USMD HLDGS INC | $0 | – | -15 | -100.0% | 0.00% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| TX | Exit | TERNIUM SAput | $0 | – | -3,400 | -100.0% | 0.00% | – |
| CPSS | Exit | CONSUMER PORTFOLIO SVCS INC | $0 | – | -2,192 | -100.0% | 0.00% | – |
| Exit | STARWOOD PPTY TR INCbond | $0 | – | -169,000 | -100.0% | 0.00% | – | |
| EPC | Exit | EDGEWELL PERS CARE COput | $0 | – | -4,700 | -100.0% | 0.00% | – |
| GXC | Exit | SPDR INDEX SHS FDScall | $0 | – | -100 | -100.0% | 0.00% | – |
| UNB | Exit | UNION BANKSHARES INC | $0 | – | -48 | -100.0% | 0.00% | – |
| PAGP | Exit | PLAINS GP HLDGS L Pcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCadr | $0 | – | -146 | -100.0% | 0.00% | – |
| TLN | Exit | TALEN ENERGY CORP | $0 | – | -3,997 | -100.0% | 0.00% | – |
| NGVT | Exit | INGEVITY CORPcall | $0 | – | -1,456 | -100.0% | 0.00% | – |
| LMNR | Exit | LIMONEIRA CO | $0 | – | -147 | -100.0% | 0.00% | – |
| AXE | Exit | ANIXTER INTL INCput | $0 | – | -3,900 | -100.0% | 0.00% | – |
| WBMD | Exit | WEBMD HEALTH CORPput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| XRM | Exit | XERIUM TECHNOLOGIES INC | $0 | – | -990 | -100.0% | 0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INC | $0 | – | -1,700 | -100.0% | 0.00% | – |
| GRIF | Exit | GRIFFIN INL RLTY INC | $0 | – | -10 | -100.0% | 0.00% | – |
| SPNS | Exit | SAPIENS INTL CORP N V | $0 | – | -302 | -100.0% | 0.00% | – |
| TEN | Exit | TENNECO INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | CORNERSTONE ONDEMAND INCbond | $0 | – | -206,000 | -100.0% | 0.00% | – | |
| OOMA | Exit | OOMA INC | $0 | – | -74 | -100.0% | 0.00% | – |
| RSP | Exit | RYDEX ETF TRUSTput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| KVHI | Exit | KVH INDS INC | $0 | – | -188 | -100.0% | 0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| VAW | Exit | VANGUARD WORLD FDSfund | $0 | – | -2 | -100.0% | 0.00% | – |
| IJH | Exit | ISHARES TRput | $0 | – | -1,800 | -100.0% | 0.00% | – |
| Exit | RPM INTL INCbond | $0 | – | -34,000 | -100.0% | 0.00% | – | |
| NVTA | Exit | INVITAE CORP | $0 | – | -143 | -100.0% | 0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDadr | $0 | – | -9,539 | -100.0% | 0.00% | – |
| PCY | Exit | POWERSHARES ETF TR IIfund | $0 | – | -2,700 | -100.0% | 0.00% | – |
| ROM | Exit | PROSHARES TRput | $0 | – | -200 | -100.0% | 0.00% | – |
| SKUL | Exit | SKULLCANDY INCput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| Exit | YY INCbond | $0 | – | -186,000 | -100.0% | 0.00% | – | |
| HNNA | Exit | HENNESSY ADVISORS INC | $0 | – | -36 | -100.0% | 0.00% | – |
| ONB | Exit | OLD NATL BANCORP INDput | $0 | – | -600 | -100.0% | 0.00% | – |
| SDLP | Exit | SEADRILL PARTNERS LLC | $0 | – | -49,480 | -100.0% | 0.00% | – |
| JAX | Exit | J ALEXANDERS HLDGS INC | $0 | – | -7,167 | -100.0% | 0.00% | – |
| CBB | Exit | CINCINNATI BELL INC NEW | $0 | – | -88,763 | -100.0% | 0.00% | – |
| RAX | Exit | RACKSPACE HOSTING INCput | $0 | – | -6,700 | -100.0% | 0.00% | – |
| SIEN | Exit | SIENTRA INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| DWSN | Exit | DAWSON GEOPHYSICAL CO NEW | $0 | – | -252 | -100.0% | 0.00% | – |
| AE | Exit | ADAMS RES & ENERGY INC | $0 | – | -26 | -100.0% | 0.00% | – |
| MUFG | Exit | MITSUBISHI UFJ FINL GROUP INput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| IMUC | Exit | IMMUNOCELLULAR THERAPEUTICS | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | WHITING PETE CORP NEWbond | $0 | – | -55,000 | -100.0% | 0.00% | – | |
| BBL | Exit | BHP BILLITON PLCadr | $0 | – | -750 | -100.0% | 0.00% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO Scall | $0 | – | -100 | -100.0% | 0.00% | – |
| EWM | Exit | ISHARESfund | $0 | – | -20,207 | -100.0% | 0.00% | – |
| DBB | Exit | POWERSHS DB MULTI SECT COMMput | $0 | – | -8,800 | -100.0% | 0.00% | – |
| XBKS | Exit | XENITH BANKSHARES INC NEW | $0 | – | -627 | -100.0% | 0.00% | – |
| UNTCQ | Exit | UNIT CORPput | $0 | – | -900 | -100.0% | 0.00% | – |
| NBN | Exit | NORTHEAST BANCORP | $0 | – | -454 | -100.0% | 0.00% | – |
| CPHD | Exit | CEPHEIDput | $0 | – | -4,900 | -100.0% | 0.00% | – |
| DIG | Exit | PROSHARES TRput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| Exit | CEMEX SAB DE CVbond | $0 | – | -61,000 | -100.0% | 0.00% | – | |
| IWF | Exit | ISHARES TRput | $0 | – | -700 | -100.0% | 0.00% | – |
| GAIA | Exit | GAIA INC NEW | $0 | – | -728 | -100.0% | 0.00% | – |
| MGLN | Exit | MAGELLAN HEALTH INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MWW | Exit | MONSTER WORLDWIDE INCcall | $0 | – | -66,900 | -100.0% | 0.00% | – |
| CECO | Exit | CAREER EDUCATION CORPcall | $0 | – | -800 | -100.0% | 0.00% | – |
| CYD | Exit | CHINA YUCHAI INTL LTD | $0 | – | -30 | -100.0% | 0.00% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRIL I | $0 | – | -188 | -100.0% | 0.00% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EWU | Exit | ISHARES TRcall | $0 | – | -800 | -100.0% | 0.00% | – |
| BBU | Exit | BROOKFIELD BUSINESS PARTNERSput | $0 | – | -14 | -100.0% | 0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPbond | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| FTV | Exit | FORTIVE CORPcall | $0 | – | -8,250 | -100.0% | 0.00% | – |
| AEE | Exit | AMEREN CORPput | $0 | – | -300 | -100.0% | 0.00% | – |
| FLTX | Exit | FLEETMATICS GROUP PLC | $0 | – | -1,516 | -100.0% | 0.00% | – |
| CWAY | Exit | COASTWAY BANCORP INC | $0 | – | -270 | -100.0% | 0.00% | – |
| ST | Exit | SENSATA TECHNOLOGIES HLDG NVcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| TIVO | Exit | TIVO CORPput | $0 | – | -1,590 | -100.0% | 0.00% | – |
| EPIQ | Exit | EPIQ SYS INC | $0 | – | -1,740 | -100.0% | 0.00% | – |
| RWX | Exit | SPDR INDEX SHS FDSfund | $0 | – | -20 | -100.0% | 0.00% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| COWN | Exit | COWEN GROUP INC NEW | $0 | – | -63,169 | -100.0% | 0.00% | – |
| BBX | Exit | BBX CAP CORP | $0 | – | -38 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INCcall | $0 | – | -354 | -100.0% | 0.00% | – |
| TOUR | Exit | TUNIU CORPadr | $0 | – | -4,416 | -100.0% | 0.00% | – |
| BRSWQ | Exit | BRISTOW GROUP INCput | $0 | – | -3,100 | -100.0% | 0.00% | – |
| Exit | MICRON TECHNOLOGY INCbond | $0 | – | -87,000 | -100.0% | 0.00% | – | |
| LGCY | Exit | LEGACY RESVS LP | $0 | – | -56,762 | -100.0% | 0.00% | – |
| NCT | Exit | NEWCASTLE INVT CORP NEWtrus | $0 | – | -815 | -100.0% | 0.00% | – |
| EXP | Exit | EAGLE MATERIALS INCput | $0 | – | -1,800 | -100.0% | 0.00% | – |
| HIBB | Exit | HIBBETT SPORTS INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| REV | Exit | REVLON INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | XPO LOGISTICS INCbond | $0 | – | -102,000 | -100.0% | 0.00% | – | |
| GHM | Exit | GRAHAM CORP | $0 | – | -119 | -100.0% | 0.00% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| APOG | Exit | APOGEE ENTERPRISES INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| GHL | Exit | GREENHILL & CO INCput | $0 | – | -3,600 | -100.0% | 0.00% | – |
| SKUL | Exit | SKULLCANDY INC | $0 | – | -4,400 | -100.0% | 0.00% | – |
| IEZ | Exit | ISHARES TRput | $0 | – | -500 | -100.0% | 0.00% | – |
| MDRX | Exit | ALLSCRIPTS HEALTHCARE SOLUTNput | $0 | – | -4,300 | -100.0% | 0.00% | – |
| SEMI | Exit | SUNEDISON SEMICONDUCTOR LTD | $0 | – | -13,683 | -100.0% | 0.00% | – |
| PHO | Exit | POWERSHARES ETF TRUSTfund | $0 | – | -13,469 | -100.0% | 0.00% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORPcall | $0 | – | -16,200 | -100.0% | 0.00% | – |
| MEMPQ | Exit | MEMORIAL PRODTN PARTNERS LP | $0 | – | -71,408 | -100.0% | 0.00% | – |
| GLOG | Exit | GASLOG LTD | $0 | – | -5,980 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO INC | $0 | – | -908 | -100.0% | 0.00% | – |
| MOFG | Exit | MIDWESTONE FINL GROUP INC NE | $0 | – | -52 | -100.0% | 0.00% | – |
| STRZA | Exit | STARZcall | $0 | – | -100 | -100.0% | 0.00% | – |
| PGND | Exit | PRESS GANEY HLDGS INC | $0 | – | -963 | -100.0% | 0.00% | – |
| MDGN | Exit | MEDGENICS INC | $0 | – | -171 | -100.0% | 0.00% | – |
| RLGT | Exit | RADIANT LOGISTICS INC | $0 | – | -237 | -100.0% | 0.00% | – |
| PIP | Exit | PHARMATHENE INC | $0 | – | -390 | -100.0% | 0.00% | – |
| DMD | Exit | DEMAND MEDIA INC | $0 | – | -6,383 | -100.0% | 0.00% | – |
| BOKF | Exit | BOK FINL CORPput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| SWH | Exit | STANLEY BLACK & DECKER INCconv | $0 | – | -2,177 | -100.0% | 0.00% | – |
| CPL | Exit | CPFL ENERGIA S Aadr | $0 | – | -137 | -100.0% | 0.00% | – |
| TLN | Exit | TALEN ENERGY CORPput | $0 | – | -60 | -100.0% | 0.00% | – |
| BHB | Exit | BAR HBR BANKSHARES | $0 | – | -75 | -100.0% | 0.00% | – |
| BLBD | Exit | BLUE BIRD CORP | $0 | – | -35 | -100.0% | 0.00% | – |
| CPRT | Exit | COPART INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| EWI | Exit | ISHARESput | $0 | – | -10,400 | -100.0% | 0.00% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -1,123 | -100.0% | 0.00% | – |
| RXDX | Exit | IGNYTA INC | $0 | – | -267 | -100.0% | 0.00% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -285 | -100.0% | 0.00% | – |
| ACNB | Exit | ACNB CORP | $0 | – | -75 | -100.0% | 0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDadr | $0 | – | -66,400 | -100.0% | 0.00% | – |
| FC | Exit | FRANKLIN COVEY CO | $0 | – | -64 | -100.0% | 0.00% | – |
| CDTX | Exit | CIDARA THERAPEUTICS INC | $0 | – | -93 | -100.0% | 0.00% | – |
| GRPU | Exit | GRANITE REAL ESTATE INVT TR | $0 | – | -2,244 | -100.0% | 0.00% | – |
| GSOL | Exit | GLOBAL SOURCES LTD | $0 | – | -103 | -100.0% | 0.00% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIfund | $0 | – | -1,195 | -100.0% | 0.00% | – |
| CPSI | Exit | COMPUTER PROGRAMS & SYS INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| IBCP | Exit | INDEPENDENT BANK CORP MICH | $0 | – | -6 | -100.0% | 0.00% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INC | $0 | – | -11,500 | -100.0% | 0.00% | – |
| REM | Exit | ISHARES TRfund | $0 | – | -6,200 | -100.0% | 0.00% | – |
| CELJF | Exit | CELLCOM ISRAEL LTD | $0 | – | -16,100 | -100.0% | 0.00% | – |
| ACXM | Exit | ACXIOM CORPput | $0 | – | -700 | -100.0% | 0.00% | – |
| SFHY | Exit | WISDOMTREE TRfund | $0 | – | -4,600 | -100.0% | 0.00% | – |
| DUG | Exit | PROSHARES TRput | $0 | – | -5,200 | -100.0% | 0.00% | – |
| GBLI | Exit | GLOBAL INDEMNITY PLC | $0 | – | -224 | -100.0% | 0.00% | – |
| TBK | Exit | TRIUMPH BANCORP INC | $0 | – | -98 | -100.0% | 0.00% | – |
| SNSS | Exit | SUNESIS PHARMACEUTICALS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| WFD | Exit | WESTFIELD FINANCIAL INC NEW | $0 | – | -198 | -100.0% | 0.00% | – |
| WPX | Exit | WPX ENERGY INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| Exit | COBALT INTL ENERGY INCbond | $0 | – | -47,000 | -100.0% | 0.00% | – | |
| PFMT | Exit | PERFORMANT FINL CORP | $0 | – | -125 | -100.0% | 0.00% | – |
| GCO | Exit | GENESCO INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| DMLP | Exit | DORCHESTER MINERALS LP | $0 | – | -26,623 | -100.0% | 0.00% | – |
| WINSF | Exit | WINS FIN HLDGS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| VHI | Exit | VALHI INC NEW | $0 | – | -313 | -100.0% | 0.00% | – |
| CAB | Exit | CABELAS INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VALU | Exit | VALUE LINE INC | $0 | – | -16 | -100.0% | 0.00% | – |
| UTEK | Exit | ULTRATECH INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| SHBI | Exit | SHORE BANCSHARES INC | $0 | – | -157 | -100.0% | 0.00% | – |
| ERUS | Exit | ISHARES INCfund | $0 | – | -194 | -100.0% | 0.00% | – |
| NATL | Exit | NATIONAL INTERSTATE CORP | $0 | – | -156 | -100.0% | 0.00% | – |
| BLOX | Exit | INFOBLOX INCput | $0 | – | -7,600 | -100.0% | 0.00% | – |
| PPS | Exit | POST PPTYS INCtrus | $0 | – | -5,030 | -100.0% | 0.00% | – |
| SGA | Exit | SAGA COMMUNICATIONS INC | $0 | – | -46 | -100.0% | 0.00% | – |
| GI | Exit | ENDOCHOICE HLDGS INC | $0 | – | -7,935 | -100.0% | 0.00% | – |
| Exit | EMERGENT BIOSOLUTIONS INCbond | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| DTSI | Exit | DTS INC | $0 | – | -7,848 | -100.0% | 0.00% | – |
| Exit | CITRIX SYS INCbond | $0 | – | -305,000 | -100.0% | 0.00% | – | |
| Exit | WEBMD HEALTH CORPbond | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| RRD | Exit | DONNELLEY R R & SONS COcall | $0 | – | -6,600 | -100.0% | 0.00% | – |
| ETAK | Exit | ELEPHANT TALK COMM CORP | $0 | – | -12 | -100.0% | 0.00% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| MIFI | Exit | NOVATEL WIRELESS INC | $0 | – | -6,142 | -100.0% | 0.00% | – |
| GBDC | Exit | GOLUB CAP BDC INC | $0 | – | -4,858 | -100.0% | 0.00% | – |
| TX | Exit | TERNIUM SAadr | $0 | – | -12,222 | -100.0% | 0.00% | – |
| EUFN | Exit | ISHARESfund | $0 | – | -123 | -100.0% | 0.00% | – |
| CASC | Exit | CASCADIAN THERAPEUTICS INC | $0 | – | -2,816 | -100.0% | 0.00% | – |
| NVIV | Exit | INVIVO THERAPEUTICS HLDGS CO | $0 | – | -3,402 | -100.0% | 0.00% | – |
| ALDW | Exit | ALON USA PARTNERS LP | $0 | – | -193 | -100.0% | 0.00% | – |
| TCF | Exit | TCF FINL CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| HIBB | Exit | HIBBETT SPORTS INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| IYM | Exit | ISHARES TRfund | $0 | – | -1,949 | -100.0% | 0.00% | – |
| GTXI | Exit | GTX INC DEL | $0 | – | -28 | -100.0% | 0.00% | – |
| IILG | Exit | INTERVAL LEISURE GROUP INCcall | $0 | – | -12,259 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INCput | $0 | – | -127 | -100.0% | 0.00% | – |
| GNVC | Exit | GENVEC INC | $0 | – | -200 | -100.0% | 0.00% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -116,232 | -100.0% | 0.00% | – |
| DXD | Exit | PROSHARES TRput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| ZEUS | Exit | OLYMPIC STEEL INCput | $0 | – | -3,300 | -100.0% | 0.00% | – |
| EVDY | Exit | EVERYDAY HEALTH INC | $0 | – | -178 | -100.0% | 0.00% | – |
| ALCO | Exit | ALICO INC | $0 | – | -40 | -100.0% | 0.00% | – |
| EWP | Exit | ISHARESfund | $0 | – | -15,200 | -100.0% | 0.00% | – |
| RELL | Exit | RICHARDSON ELECTRS LTD | $0 | – | -900 | -100.0% | 0.00% | – |
| SBGL | Exit | SIBANYE GOLD LTDput | $0 | – | -7,800 | -100.0% | 0.00% | – |
| Exit | MGIC INVT CORP WISbond | $0 | – | -115,000 | -100.0% | 0.00% | – | |
| MNRO | Exit | MONRO MUFFLER BRAKE INCcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CHT | Exit | CHUNGHWA TELECOM CO LTDadr | $0 | – | -4,836 | -100.0% | 0.00% | – |
| MODN | Exit | MODEL N INC | $0 | – | -139 | -100.0% | 0.00% | – |
| DUST | Exit | DIREXION SHS ETF TRfund | $0 | – | -2,312 | -100.0% | 0.00% | – |
| IWO | Exit | ISHARES TRfund | $0 | – | -1,146 | -100.0% | 0.00% | – |
| HLS | Exit | HEALTHSOUTH CORPcall | $0 | – | -7,300 | -100.0% | 0.00% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -429 | -100.0% | 0.00% | – |
| Exit | PROOFPOINT INCbond | $0 | – | -362,000 | -100.0% | 0.00% | – | |
| WLFC | Exit | WILLIS LEASE FINANCE CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| INT | Exit | WORLD FUEL SVCS CORPcall | $0 | – | -7,200 | -100.0% | 0.00% | – |
| SNAK | Exit | INVENTURE FOODS INC | $0 | – | -119 | -100.0% | 0.00% | – |
| STAR | Exit | ISTAR INCput | $0 | – | -28,600 | -100.0% | 0.00% | – |
| HNH | Exit | HANDY & HARMAN LTD | $0 | – | -7,803 | -100.0% | 0.00% | – |
| PSGLQ | Exit | PERFORMANCE SPORTS GROUP LTD | $0 | – | -276 | -100.0% | 0.00% | – |
| ACLS | Exit | AXCELIS TECHNOLOGIES INC | $0 | – | -4,978 | -100.0% | 0.00% | – |
| TUBE | Exit | TUBEMOGUL INC | $0 | – | -357 | -100.0% | 0.00% | – |
| MJCO | Exit | MAJESCO | $0 | – | -38 | -100.0% | 0.00% | – |
| VTI | Exit | VANGUARD INDEX FDSfund | $0 | – | -12 | -100.0% | 0.00% | – |
| CR | Exit | CRANE COput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| STRZA | Exit | STARZput | $0 | – | -1,600 | -100.0% | 0.00% | – |
| LEI | Exit | LUCAS ENERGY INC | $0 | – | -114 | -100.0% | 0.00% | – |
| AEGR | Exit | AEGERION PHARMACEUTICALS INC | $0 | – | -1,598 | -100.0% | 0.00% | – |
| MHGC | Exit | MORGANS HOTEL GROUP CO | $0 | – | -11,776 | -100.0% | 0.00% | – |
| BPMX | Exit | BIOPHARMX CORP | $0 | – | -270 | -100.0% | 0.00% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTD | $0 | – | -15,574 | -100.0% | 0.00% | – |
| Exit | STANDARD PAC CORP NEWbond | $0 | – | -28,000 | -100.0% | 0.00% | – | |
| VR | Exit | VALIDUS HOLDINGS LTDcall | $0 | – | -300 | -100.0% | 0.00% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORPput | $0 | – | -19,500 | -100.0% | 0.00% | – |
| EDZ | Exit | DIREXION SHS ETF TRfund | $0 | – | -4,335 | -100.0% | 0.00% | – |
| GENC | Exit | GENCOR INDS INC | $0 | – | -49 | -100.0% | 0.00% | – |
| IEZ | Exit | ISHARES TRcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| MDRX | Exit | ALLSCRIPTS HEALTHCARE SOLUTNcall | $0 | – | -29,100 | -100.0% | 0.00% | – |
| DK | Exit | DELEK US HLDGS INCcall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| MPX | Exit | MARINE PRODS CORP | $0 | – | -168 | -100.0% | 0.00% | – |
| CIB | Exit | BANCOLOMBIA S Aadr | $0 | – | -816 | -100.0% | 0.00% | – |
| CIO | Exit | CITY OFFICE REIT INCtrus | $0 | – | -135 | -100.0% | 0.00% | – |
| MCF | Exit | CONTANGO OIL & GAS COMPANYcall | $0 | – | -300 | -100.0% | 0.00% | – |
| APPY | Exit | VENAXIS INC | $0 | – | -446 | -100.0% | 0.00% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -6,483 | -100.0% | 0.00% | – |
| PVG | Exit | PRETIUM RES INC | $0 | – | -77 | -100.0% | 0.00% | – |
| USL | Exit | UNITED STS 12 MONTH OIL FD Lput | $0 | – | -300 | -100.0% | 0.00% | – |
| CNBKA | Exit | CENTURY BANCORP INC MASS | $0 | – | -38 | -100.0% | 0.00% | – |
| WMS | Exit | ADVANCED DRAIN SYS INC DELput | $0 | – | -9,700 | -100.0% | 0.00% | – |
| CALL | Exit | MAGICJACK VOCALTEC LTD | $0 | – | -53 | -100.0% | 0.00% | – |
| CRK | Exit | COMSTOCK RES INCput | $0 | – | -3,600 | -100.0% | 0.00% | – |
| IFGL | Exit | ISHARES TRfund | $0 | – | -9 | -100.0% | 0.00% | – |
| NTGR | Exit | NETGEAR INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| ENS | Exit | ENERSYSput | $0 | – | -300 | -100.0% | 0.00% | – |
| PNY | Exit | PIEDMONT NAT GAS INC | $0 | – | -19,699 | -100.0% | -0.00% | – |
| AY | Exit | ATLANTICA YIELD PLCput | $0 | – | -30,400 | -100.0% | -0.00% | – |
| RPTP | Exit | RAPTOR PHARMACEUTICAL CORPcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOMEfund | $0 | – | -50,003 | -100.0% | -0.00% | – |
| Exit | ARES CAP CORPbond | $0 | – | -646,000 | -100.0% | -0.00% | – | |
| Exit | BLACKSTONE MTG TR INCbond | $0 | – | -1,050,000 | -100.0% | -0.00% | – | |
| RXI | Exit | ISHARES TRfund | $0 | – | -9,750 | -100.0% | -0.00% | – |
| CPHD | Exit | CEPHEIDcall | $0 | – | -22,000 | -100.0% | -0.00% | – |
| CKEC | Exit | CARMIKE CINEMAS INC | $0 | – | -14,326 | -100.0% | -0.00% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTDcall | $0 | – | -25,100 | -100.0% | -0.00% | – |
| BLOX | Exit | INFOBLOX INCcall | $0 | – | -40,800 | -100.0% | -0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONbond | $0 | – | -851,000 | -100.0% | -0.00% | – | |
| IYW | Exit | ISHARES TRfund | $0 | – | -10,050 | -100.0% | -0.00% | – |
| Exit | LAM RESEARCH CORPbond | $0 | – | -623,000 | -100.0% | -0.00% | – | |
| WLH | Exit | LYON WILLIAM HOMEScall | $0 | – | -56,000 | -100.0% | -0.00% | – |
| QGEN | Exit | QIAGEN NVput | $0 | – | -20,100 | -100.0% | -0.00% | – |
| PSTI | Exit | PLURISTEM THERAPEUTICS INC | $0 | – | -597,450 | -100.0% | -0.00% | – |
| IYH | Exit | ISHARES TRfund | $0 | – | -5,750 | -100.0% | -0.00% | – |
| Exit | INTERACTIVE INTELLIGENCE GRObond | $0 | – | -410,000 | -100.0% | -0.00% | – | |
| TYFDL | Exit | TYSON FOODS INCconv | $0 | – | -7,150 | -100.0% | -0.00% | – |
| OTIC | Exit | OTONOMY INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| LUXTY | Exit | LUXOTTICA GROUP S P Aadr | $0 | – | -16,253 | -100.0% | -0.00% | – |
| EUO | Exit | PROSHARES TR IIfund | $0 | – | -20,361 | -100.0% | -0.00% | – |
| EME | Exit | EMCOR GROUP INCcall | $0 | – | -14,500 | -100.0% | -0.00% | – |
| APIC | Exit | APIGEE CORP | $0 | – | -28,367 | -100.0% | -0.00% | – |
| Exit | JDS UNIPHASE CORPbond | $0 | – | -855,000 | -100.0% | -0.00% | – | |
| SLG | Exit | SL GREEN RLTY CORPput | $0 | – | -6,000 | -100.0% | -0.00% | – |
| IM | Exit | INGRAM MICRO INC | $0 | – | -25,849 | -100.0% | -0.00% | – |
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -134,502 | -100.0% | -0.00% | – |
| AVY | Exit | AVERY DENNISON CORPcall | $0 | – | -13,500 | -100.0% | -0.00% | – |
| Exit | ALLEGHENY TECHNOLOGIES INCbond | $0 | – | -510,000 | -100.0% | -0.00% | – | |
| KRA | Exit | KRATON CORPORATIONput | $0 | – | -37,500 | -100.0% | -0.00% | – |
| NVAX | Exit | NOVAVAX INCcall | $0 | – | -493,200 | -100.0% | -0.00% | – |
| BTI | Exit | BRITISH AMERN TOB PLCcall | $0 | – | -7,900 | -100.0% | -0.00% | – |
| WPXP | Exit | WPX ENERGY INCconv | $0 | – | -8,600 | -100.0% | -0.00% | – |
| Exit | SPIRIT RLTY CAP INC NEWbond | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| Exit | MICRON TECHNOLOGY INCbond | $0 | – | -506,000 | -100.0% | -0.00% | – | |
| Exit | ON SEMICONDUCTOR CORPbond | $0 | – | -653,000 | -100.0% | -0.00% | – | |
| EWS | Exit | ISHARESfund | $0 | – | -47,921 | -100.0% | -0.00% | – |
| SONC | Exit | SONIC CORPput | $0 | – | -18,300 | -100.0% | -0.00% | – |
| HTHT | Exit | CHINA LODGING GROUP LTDadr | $0 | – | -24,006 | -100.0% | -0.00% | – |
| RRD | Exit | DONNELLEY R R & SONS COput | $0 | – | -52,400 | -100.0% | -0.00% | – |
| IILG | Exit | INTERVAL LEISURE GROUP INC | $0 | – | -66,063 | -100.0% | -0.00% | – |
| IWS | Exit | ISHARES TRfund | $0 | – | -6,435 | -100.0% | -0.00% | – |
| LXK | Exit | LEXMARK INTL INCput | $0 | – | -12,000 | -100.0% | -0.00% | – |
| QHCCQ | Exit | QUORUM HEALTH CORP | $0 | – | -134,889 | -100.0% | -0.00% | – |
| ONCE | Exit | SPARK THERAPEUTICS INCput | $0 | – | -14,600 | -100.0% | -0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDput | $0 | – | -132,800 | -100.0% | -0.00% | – |
| Exit | COLONY CAP INCbond | $0 | – | -884,000 | -100.0% | -0.00% | – | |
| MAG | Exit | MAG SILVER CORP | $0 | – | -43,443 | -100.0% | -0.00% | – |
| ERX | Exit | DIREXION SHS ETF TRfund | $0 | – | -18,906 | -100.0% | -0.00% | – |
| IYG | Exit | ISHARES TRfund | $0 | – | -14,000 | -100.0% | -0.00% | – |
| Exit | TWITTER INCbond | $0 | – | -1,402,000 | -100.0% | -0.00% | – | |
| SAAS | Exit | INCONTACT INC | $0 | – | -89,666 | -100.0% | -0.00% | – |
| IWP | Exit | ISHARES TRfund | $0 | – | -5,264 | -100.0% | -0.00% | – |
| RDWR | Exit | RADWARE LTDcall | $0 | – | -53,200 | -100.0% | -0.00% | – |
| CCIPRA | Exit | CROWN CASTLE INTL CORP NEWconv | $0 | – | -9,305 | -100.0% | -0.00% | – |
| RRD | Exit | DONNELLEY R R & SONS CO | $0 | – | -48,748 | -100.0% | -0.00% | – |
| YCS | Exit | PROSHARES TR IIfund | $0 | – | -17,053 | -100.0% | -0.00% | – |
| Exit | ISIS PHARMACEUTICALS INC DELbond | $0 | – | -551,000 | -100.0% | -0.00% | – | |
| E | Exit | ENI S P Aadr | $0 | – | -21,401 | -100.0% | -0.00% | – |
| LGF | Exit | LIONS GATE ENTMNT CORPcall | $0 | – | -44,300 | -100.0% | -0.00% | – |
| Exit | MOLINA HEALTHCARE INCbond | $0 | – | -440,000 | -100.0% | -0.00% | – | |
| VTAE | Exit | VITAE PHARMACEUTICALS INC | $0 | – | -43,855 | -100.0% | -0.00% | – |
| AVGTF | Exit | AVG TECHNOLOGIES N V | $0 | – | -40,645 | -100.0% | -0.00% | – |
| N | Exit | NETSUITE INC | $0 | – | -4,916 | -100.0% | -0.00% | – |
| BFAM | Exit | BRIGHT HORIZONS FAM SOL IN Dcall | $0 | – | -23,000 | -100.0% | -0.00% | – |
| DCUC | Exit | DOMINION RES INC VA NEWconv | $0 | – | -33,292 | -100.0% | -0.00% | – |
| Exit | WORKDAY INCbond | $0 | – | -1,582,000 | -100.0% | -0.00% | – | |
| Exit | TAKE-TWO INTERACTIVE SOFTWARbond | $0 | – | -1,022,000 | -100.0% | -0.00% | – | |
| BLOX | Exit | INFOBLOX INC | $0 | – | -77,550 | -100.0% | -0.00% | – |
| LGF | Exit | LIONS GATE ENTMNT CORP | $0 | – | -105,119 | -100.0% | -0.00% | – |
| QLD | Exit | PROSHARES TRfund | $0 | – | -21,892 | -100.0% | -0.00% | – |
| Q104PS | Exit | PARKWAY PPTYS INCtrus | $0 | – | -108,234 | -100.0% | -0.00% | – |
| ANSS | Exit | ANSYS INCcall | $0 | – | -23,800 | -100.0% | -0.00% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES CORPcall | $0 | – | -128,900 | -100.0% | -0.00% | – |
| CVT | Exit | CVENT INC | $0 | – | -45,394 | -100.0% | -0.00% | – |
| KRA | Exit | KRATON CORPORATIONcall | $0 | – | -53,500 | -100.0% | -0.00% | – |
| LGF | Exit | LIONS GATE ENTMNT CORPput | $0 | – | -96,200 | -100.0% | -0.00% | – |
| Exit | AKAMAI TECHNOLOGIES INCbond | $0 | – | -1,602,000 | -100.0% | -0.00% | – | |
| ININ | Exit | INTERACTIVE INTELLIGENCE GRO | $0 | – | -27,753 | -100.0% | -0.00% | – |
| PRTK | Exit | PARATEK PHARMACEUTICALS INCcall | $0 | – | -105,000 | -100.0% | -0.00% | – |
| WPC | Exit | W P CAREY INCcall | $0 | – | -24,900 | -100.0% | -0.00% | – |
| GZTGF | Exit | GAZIT GLOBE LTD | $0 | – | -222,169 | -100.0% | -0.00% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORPtrus | $0 | – | -116,446 | -100.0% | -0.00% | – |
| Exit | ARRAY BIOPHARMA INCbond | $0 | – | -1,985,000 | -100.0% | -0.00% | – | |
| AA | Exit | ALCOA INCput | $0 | – | -238,900 | -100.0% | -0.00% | – |
| DERM | Exit | DERMIRA INCput | $0 | – | -92,500 | -100.0% | -0.00% | – |
| SAGE | Exit | SAGE THERAPEUTICS INCput | $0 | – | -57,300 | -100.0% | -0.00% | – |
| Exit | MICRON TECHNOLOGY INCbond | $0 | – | -2,700,000 | -100.0% | -0.00% | – | |
| AMSG | Exit | AMSURG CORP | $0 | – | -46,139 | -100.0% | -0.00% | – |
| Exit | NXP SEMICONDUCTORS N Vbond | $0 | – | -1,966,000 | -100.0% | -0.00% | – | |
| Exit | FINISAR CORPbond | $0 | – | -2,549,000 | -100.0% | -0.00% | – | |
| RPTP | Exit | RAPTOR PHARMACEUTICAL CORP | $0 | – | -253,084 | -100.0% | -0.00% | – |
| Exit | STILLWATER MNG CObond | $0 | – | -2,325,000 | -100.0% | -0.00% | – | |
| EWT | Exit | ISHAREScall | $0 | – | -165,900 | -100.0% | -0.00% | – |
| ITCI | Exit | INTRA CELLULAR THERAPIES INCput | $0 | – | -180,000 | -100.0% | -0.00% | – |
| Exit | ROVI CORPbond | $0 | – | -2,892,000 | -100.0% | -0.00% | – | |
| RAX | Exit | RACKSPACE HOSTING INCcall | $0 | – | -89,100 | -100.0% | -0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FDfund | $0 | – | -373,600 | -100.0% | -0.00% | – |
| EVHC | Exit | ENVISION HEALTHCARE HLDGS IN | $0 | – | -143,429 | -100.0% | -0.00% | – |
| SCTY | Exit | SOLARCITY CORP | $0 | – | -199,610 | -100.0% | -0.00% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INCput | $0 | – | -91,800 | -100.0% | -0.00% | – |
| Exit | PRICELINE GRP INCbond | $0 | – | -2,879,000 | -100.0% | -0.00% | – | |
| AA | Exit | ALCOA INCcall | $0 | – | -386,400 | -100.0% | -0.00% | – |
| SRCLP | Exit | STERICYCLE INCconv | $0 | – | -55,000 | -100.0% | -0.00% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -149,211 | -100.0% | -0.01% | – |
| Exit | WRIGHT MED GROUP INCbond | $0 | – | -4,559,000 | -100.0% | -0.01% | – | |
| HE | Exit | HAWAIIAN ELEC INDUSTRIESput | $0 | – | -161,000 | -100.0% | -0.01% | – |
| IILG | Exit | INTERVAL LEISURE GROUP INCput | $0 | – | -243,164 | -100.0% | -0.01% | – |
| MDCO | Exit | MEDICINES COcall | $0 | – | -130,400 | -100.0% | -0.01% | – |
| Exit | PROOFPOINT INCbond | $0 | – | -2,182,000 | -100.0% | -0.01% | – | |
| SAGE | Exit | SAGE THERAPEUTICS INCcall | $0 | – | -90,000 | -100.0% | -0.01% | – |
| LXK | Exit | LEXMARK INTL INC | $0 | – | -143,315 | -100.0% | -0.01% | – |
| Exit | ILLUMINA INCbond | $0 | – | -4,818,000 | -100.0% | -0.01% | – | |
| IMS | Exit | IMS HEALTH HLDGS INC | $0 | – | -163,553 | -100.0% | -0.01% | – |
| EWT | Exit | ISHARESput | $0 | – | -371,900 | -100.0% | -0.01% | – |
| STRZA | Exit | STARZ | $0 | – | -159,881 | -100.0% | -0.01% | – |
| RING | Exit | ISHARESfund | $0 | – | -448,258 | -100.0% | -0.01% | – |
| CRH | Exit | CRH PLCadr | $0 | – | -192,800 | -100.0% | -0.01% | – |
| CPHD | Exit | CEPHEID | $0 | – | -111,621 | -100.0% | -0.01% | – |
| VA | Exit | VIRGIN AMER INC | $0 | – | -126,034 | -100.0% | -0.01% | – |
| HPT | Exit | HOSPITALITY PPTYS TRcall | $0 | – | -222,000 | -100.0% | -0.01% | – |
| KITE | Exit | KITE PHARMA INCput | $0 | – | -120,000 | -100.0% | -0.01% | – |
| ITCI | Exit | INTRA CELLULAR THERAPIES INCcall | $0 | – | -490,200 | -100.0% | -0.01% | – |
| FXH | Exit | FIRST TR EXCHANGE TRADED FDput | $0 | – | -121,500 | -100.0% | -0.01% | – |
| TREE | Exit | LENDINGTREE INC NEWput | $0 | – | -80,000 | -100.0% | -0.01% | – |
| EWT | Exit | ISHARESfund | $0 | – | -521,095 | -100.0% | -0.01% | – |
| Exit | MOLINA HEALTHCARE INCbond | $0 | – | -5,184,000 | -100.0% | -0.01% | – | |
| AMTPRA | Exit | AMERICAN TOWER CORP NEWconv | $0 | – | -75,651 | -100.0% | -0.01% | – |
| MTGE | Exit | AMERICAN CAP MTG INVT CORPtrus | $0 | – | -535,498 | -100.0% | -0.01% | – |
| EVHC | Exit | ENVISION HEALTHCARE HLDGS INput | $0 | – | -392,400 | -100.0% | -0.01% | – |
| SCTY | Exit | SOLARCITY CORPcall | $0 | – | -515,900 | -100.0% | -0.01% | – |
| LVNTA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -268,554 | -100.0% | -0.01% | – |
| ITC | Exit | ITC HLDGS CORP | $0 | – | -231,947 | -100.0% | -0.01% | – |
| AVB | Exit | AVALONBAY CMNTYS INCcall | $0 | – | -67,400 | -100.0% | -0.01% | – |
| SPSB | Exit | SPDR SERIES TRUSTfund | $0 | – | -376,000 | -100.0% | -0.01% | – |
| TSRO | Exit | TESARO INCput | $0 | – | -187,300 | -100.0% | -0.02% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -1,483,836 | -100.0% | -0.02% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INCput | $0 | – | -358,400 | -100.0% | -0.02% | – |
| EWJ | Exit | ISHAREScall | $0 | – | -1,587,800 | -100.0% | -0.02% | – |
| SYT | Exit | SYNGENTA AGcall | $0 | – | -230,000 | -100.0% | -0.02% | – |
| SCTY | Exit | SOLARCITY CORPput | $0 | – | -1,086,400 | -100.0% | -0.02% | – |
| AA | Exit | ALCOA INC | $0 | – | -2,142,839 | -100.0% | -0.02% | – |
| STJ | Exit | ST JUDE MED INCput | $0 | – | -290,700 | -100.0% | -0.03% | – |
| EWU | Exit | ISHARES TRfund | $0 | – | -1,750,773 | -100.0% | -0.03% | – |
| IMPV | Exit | IMPERVA INCcall | $0 | – | -545,000 | -100.0% | -0.03% | – |
| LNKD | Exit | LINKEDIN CORPput | $0 | – | -156,800 | -100.0% | -0.03% | – |
| EWJ | Exit | ISHARESput | $0 | – | -2,771,000 | -100.0% | -0.04% | – |
| NLSN | Exit | NIELSEN HLDGS PLCput | $0 | – | -1,030,000 | -100.0% | -0.06% | – |
| EWJ | Exit | ISHARESfund | $0 | – | -10,481,589 | -100.0% | -0.15% | – |
| LNKD | Exit | LINKEDIN CORPcall | $0 | – | -734,100 | -100.0% | -0.16% | – |
| LNKD | Exit | LINKEDIN CORP | $0 | – | -1,164,635 | -100.0% | -0.25% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BARCLAYS BANK PLC #1
- Barclays Capital INC #8
- BARCLAYS CAPITAL SECURITIES LTD #9
- Barclays Bank (Suisse) SA #20
- HYMF INC #32
- Barclays Bank PLC (Barclays Capital Fund Solutions) #39
- Barclays Capital Derivative Funding #44
- Barclays Bank PLC, France #56
- BARCLAYS BANK PLC, HONG KONG #66
- Gerrard Investment Management LTD #99
- Absa Capital Securities (Pty) Ltd #41
- Barclays Merchant Bank (Singapore) Ltd #78
- Barclays Wealth Managers France SA #79
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P ETF TRUST | 42 | Q3 2023 | 9.1% |
| APPLE INC | 42 | Q3 2023 | 5.8% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.7% |
| AMAZON COM INC | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.6% |
| VISA INC | 42 | Q3 2023 | 1.7% |
View BARCLAYS PLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Build Acquisition Corp. | January 30, 2023 | 1,003,350 | 5.0% |
| Hawks Acquisition Corp | January 30, 2023 | 1,165,337 | 5.1% |
| INTEGRATED RAIL & RESOURCES ACQUISITION CORP | January 30, 2023 | 1,478,876 | 6.4% |
| InterPrivate III Financial Partners Inc. | January 30, 2023 | 1,711,085 | 6.4% |
| Jaguar Global Growth Corp I | January 30, 2023 | 1,160,375 | 5.0% |
| KnightSwan Acquisition Corp | January 30, 2023 | 1,257,564 | 5.5% |
| Levere Holdings Corp. | January 30, 2023 | 1,469,415 | 5.4% |
| Newbury Street Acquisition Corp | January 30, 2023 | 841,565 | 7.6% |
| Prime Number Acquisition I Corp. | January 30, 2023 | 451,200 | 5.3% |
| Seaport Global Acquisition II Corp. | January 30, 2023 | 1,095,131 | 7.6% |
View BARCLAYS PLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-06-21 |
| 6-K | 2024-06-03 |
| UPLOAD | 2024-05-17 |
| 13F-HR | 2024-05-15 |
| 6-K | 2024-05-15 |
| CORRESP | 2024-05-15 |
| 424B2 | 2024-05-10 |
| 6-K | 2024-05-10 |
| 6-K | 2024-05-09 |
| 6-K | 2024-05-09 |
View BARCLAYS PLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.