ESSEX INVESTMENT MANAGEMENT CO LLC - Q3 2019 holdings

$693 Million is the total value of ESSEX INVESTMENT MANAGEMENT CO LLC's 468 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 77.0% .

 Value Shares↓ Weighting
MSFT BuyMICROSOFT CORP COM$14,804,000
+17.9%
106,479
+13.6%
2.14%
+24.0%
RTN BuyRAYTHEON CO COM NEW$11,690,000
+15.4%
59,583
+2.2%
1.69%
+21.3%
PEP BuyPEPSICO INC COM$11,209,000
+45.9%
81,756
+39.5%
1.62%
+53.4%
BABA BuyALIBABA GROUP HLDG LTD SPONSOR$11,075,000
+53.7%
66,225
+55.7%
1.60%
+61.7%
CIEN BuyCIENA CORP COM NEW$8,770,000
-3.2%
223,549
+1.5%
1.27%
+1.8%
VRTX BuyVERTEX PHARMACEUTICALS INC COM$8,755,000
+13.0%
51,679
+22.3%
1.26%
+18.9%
GDXJ BuyVANECK VECTORS ETF TR JR GOLD$8,318,000
+27.7%
229,386
+23.1%
1.20%
+34.3%
KO NewCOCA COLA CO COM$8,232,000151,208
+100.0%
1.19%
MS BuyMORGAN STANLEY COM NEW$6,802,000
+74.7%
159,410
+79.3%
0.98%
+83.9%
COWN BuyCOWEN INC CL A NEW$6,614,000
+107.5%
429,731
+131.8%
0.96%
+118.5%
GS BuyGOLDMAN SACHS GROUP INC COM$6,504,000
+59.7%
31,386
+57.6%
0.94%
+68.0%
NOC BuyNORTHROP GRUMMAN CORP COM$5,352,000
+138.1%
14,279
+105.3%
0.77%
+149.8%
BZH BuyBEAZER HOMES USA INC COM NEW$5,199,000
+99.3%
348,925
+28.5%
0.75%
+109.5%
CUTR BuyCUTERA INC COM$5,155,000
+70.3%
176,365
+21.1%
0.74%
+79.3%
PE BuyPARSLEY ENERGY INC CL A$5,110,000
+17520.7%
304,194
+20179.6%
0.74%
+18350.0%
TNDM BuyTANDEM DIABETES CARE INC COM N$5,064,000
+108.2%
85,858
+127.8%
0.73%
+118.9%
APTV BuyAPTIV PLC SHS$4,962,000
+9.1%
56,758
+0.9%
0.72%
+14.7%
OKTA BuyOKTA INC CL A$4,678,000
-14.7%
47,512
+7.0%
0.68%
-10.4%
DAL BuyDELTA AIR LINES INC DEL COM NE$4,303,000
+5.5%
74,699
+4.0%
0.62%
+10.9%
EOG BuyEOG RES INC COM$3,986,000
+13.6%
53,708
+42.6%
0.58%
+19.5%
RGLD BuyROYAL GOLD INC COM$3,831,000
+168.5%
31,093
+123.4%
0.55%
+182.1%
ATVI BuyACTIVISION BLIZZARD INC COM$3,815,000
+561.2%
72,087
+489.3%
0.55%
+597.5%
NEM BuyNEWMONT GOLDCORP CORPORATION C$3,803,000
+34.8%
100,300
+36.8%
0.55%
+41.9%
BYND NewBEYOND MEAT INC COM$3,703,00024,917
+100.0%
0.53%
GOOG BuyALPHABET INC CAP STK CL C$3,657,000
+426.2%
3,000
+366.6%
0.53%
+455.8%
ITRI BuyITRON INC COM$3,589,000
+23.4%
48,531
+4.4%
0.52%
+29.8%
NXPI BuyNXP SEMICONDUCTORS N V COM$3,443,000
+137.4%
31,548
+112.4%
0.50%
+149.7%
AAPL BuyAPPLE INC COM$3,369,000
+276.0%
15,043
+232.4%
0.49%
+295.1%
KGC BuyKINROSS GOLD CORP COM NO PAR$3,224,000
+48.6%
700,921
+25.4%
0.46%
+56.0%
FSLR BuyFIRST SOLAR INC COM$3,200,000
-9.4%
55,169
+2.6%
0.46%
-4.7%
TWTR BuyTWITTER INC COM$3,132,000
+24.4%
76,008
+5.4%
0.45%
+31.0%
AZN BuyASTRAZENECA PLC SPONSORED ADR$3,009,000
+32.0%
67,501
+22.2%
0.43%
+38.7%
ERII BuyENERGY RECOVERY INC COM$2,992,000
-2.2%
322,932
+10.0%
0.43%
+2.9%
QTRX BuyQUANTERIX CORP COM$2,851,000
+39.5%
129,837
+114.8%
0.41%
+47.1%
JD BuyJD COM INC SPON ADR CL A$2,732,000
+16.9%
96,843
+25.5%
0.39%
+22.7%
MTDR BuyMATADOR RES CO COM$2,685,000
+31.4%
162,438
+58.0%
0.39%
+38.1%
RUN BuySUNRUN INC COM$2,626,000
-5.8%
157,210
+5.8%
0.38%
-0.8%
WPM BuyWHEATON PRECIOUS METALS CORP C$2,524,000
+32.3%
96,177
+21.9%
0.36%
+38.9%
CDXS BuyCODEXIS INC COM$2,487,000
-11.8%
181,314
+18.5%
0.36%
-7.2%
TSLA NewTESLA INC COM$2,387,0009,911
+100.0%
0.34%
ESTC NewELASTIC N V ORD SHS$2,384,00028,959
+100.0%
0.34%
TRMB BuyTRIMBLE INC COM$2,371,000
+13.9%
61,093
+32.3%
0.34%
+19.6%
CLDR BuyCLOUDERA INC COM$2,202,000
+571.3%
248,568
+299.1%
0.32%
+606.7%
BAC BuyBANK AMER CORP COM$2,188,000
+93.3%
75,000
+92.2%
0.32%
+103.9%
CRON BuyCRONOS GROUP INC COM$2,146,000
+9.5%
237,108
+93.4%
0.31%
+15.2%
BIIB NewBIOGEN INC COM$2,142,0009,200
+100.0%
0.31%
PRSP NewPERSPECTA INC COM$2,089,00079,969
+100.0%
0.30%
EA BuyELECTRONIC ARTS INC COM$2,033,000
+23.7%
20,788
+28.1%
0.29%
+29.6%
DGII NewDIGI INTL INC COM$1,885,000138,428
+100.0%
0.27%
KRNT BuyKORNIT DIGITAL LTD SHS$1,816,000
+17.7%
58,993
+21.0%
0.26%
+23.6%
FANG BuyDIAMONDBACK ENERGY INC COM$1,798,000
+57.2%
20,000
+90.5%
0.26%
+65.6%
GNMK NewGENMARK DIAGNOSTICS INC COM$1,737,000286,618
+100.0%
0.25%
INWK NewINNERWORKINGS INC COM$1,720,000388,181
+100.0%
0.25%
CODA BuyCODA OCTOPUS GROUP INC COM NEW$1,721,000
+187.3%
209,585
+356.5%
0.25%
+202.4%
JWN NewNORDSTROM INC COM$1,684,00050,000
+100.0%
0.24%
IMMR NewIMMERSION CORP COM$1,672,000218,533
+100.0%
0.24%
AXDX BuyACCELERATE DIAGNOSTICS INC COM$1,659,000
+7.8%
89,347
+32.9%
0.24%
+13.3%
MUX BuyMCEWEN MNG INC COM$1,653,000
+128.0%
1,059,470
+155.9%
0.24%
+141.4%
ATEC BuyALPHATEC HOLDINGS INC COM NEW$1,558,000
+53.5%
310,422
+38.8%
0.22%
+61.9%
TUFN BuyTUFIN SOFTWARE TECHNOLOGIS LTD$1,522,000
+126.5%
92,457
+256.4%
0.22%
+139.1%
EGOV NewNIC INC COM$1,505,00072,888
+100.0%
0.22%
JNUG BuyDIREXION SHS ETF TR DAILY JR G$1,481,000
+24.3%
25,923
+30.5%
0.21%
+31.3%
HASI BuyHANNON ARMSTRONG SUST INFR CAP$1,467,000
+22.5%
50,324
+18.4%
0.21%
+29.3%
KE NewKIMBALL ELECTRONICS INC COM$1,449,00099,858
+100.0%
0.21%
CRWD NewCROWDSTRIKE HLDGS INC CL A$1,414,00024,257
+100.0%
0.20%
ELF NewE L F BEAUTY INC COM$1,414,00080,730
+100.0%
0.20%
NUGT NewDIREXION SHS ETF TR DLY GOLD I$1,397,00050,140
+100.0%
0.20%
AQUA NewEVOQUA WATER TECHNOLOGIES CORP$1,368,00080,383
+100.0%
0.20%
RDNT NewRADNET INC COM$1,352,00094,154
+100.0%
0.20%
NIU NewNIU TECHNOLOGIES ADS$1,347,000159,545
+100.0%
0.19%
STMP NewSTAMPS COM INC COM NEW$1,340,00018,000
+100.0%
0.19%
ALB NewALBEMARLE CORP COM$1,331,00019,150
+100.0%
0.19%
AVAV NewAEROVIRONMENT INC COM$1,324,00024,721
+100.0%
0.19%
CONE NewCYRUSONE INC COM$1,281,00016,200
+100.0%
0.18%
LIQT BuyLIQTECH INTL INC COM$1,242,000
-12.2%
157,201
+10.1%
0.18%
-7.7%
TTWO BuyTAKE-TWO INTERACTIVE SOFTWARE$1,236,000
+106.0%
9,864
+86.5%
0.18%
+117.1%
FNV BuyFRANCO NEVADA CORP COM$1,229,000
+73.8%
13,486
+62.0%
0.18%
+82.5%
AMOT NewALLIED MOTION TECHNOLOGIES INC$1,206,00034,168
+100.0%
0.17%
KN NewKNOWLES CORP COM$1,198,00058,905
+100.0%
0.17%
PTLA NewPORTOLA PHARMACEUTICALS INC CO$1,137,00042,386
+100.0%
0.16%
CRDA BuyCRAWFORD & CO CL A$1,072,000
+53.4%
98,551
+48.5%
0.16%
+61.5%
PBYI NewPUMA BIOTECHNOLOGY INC COM$1,033,00096,000
+100.0%
0.15%
XYL BuyXYLEM INC COM$1,002,000
+8.8%
12,580
+14.3%
0.14%
+15.1%
ZG NewZILLOW GROUP INC CL A$998,00033,792
+100.0%
0.14%
NTR BuyNUTRIEN LTD COM$963,000
+15.6%
19,305
+23.8%
0.14%
+21.9%
SWN NewSOUTHWESTERN ENERGY CO COM$961,000497,901
+100.0%
0.14%
CSTL NewCASTLE BIOSCIENCES INC COM$963,00053,238
+100.0%
0.14%
BIDU NewBAIDU INC SPON ADR REP A$959,0009,335
+100.0%
0.14%
NOVA NewSUNNOVA ENERGY INTL INC COM$946,00088,027
+100.0%
0.14%
WTS BuyWATTS WATER TECHNOLOGIES INC C$941,000
+16.5%
10,043
+15.9%
0.14%
+22.5%
AMBA NewAMBARELLA INC SHS$943,00015,000
+100.0%
0.14%
ITI BuyITERIS INC COM$934,000
+45.5%
162,614
+30.9%
0.14%
+53.4%
GDX BuyVANECK VECTORS ETF TR GOLD MIN$938,000
+27.8%
35,113
+22.3%
0.14%
+33.7%
GMED BuyGLOBUS MED INC CL A$933,000
+37.0%
18,243
+13.3%
0.14%
+45.2%
EQT NewEQT CORP COM$901,00084,718
+100.0%
0.13%
WAB BuyWABTEC CORP COM$886,000
+13.0%
12,336
+13.0%
0.13%
+18.5%
TWOU Buy2U INC COM$866,000
+52.2%
53,178
+251.5%
0.12%
+60.3%
TER BuyTERADYNE INC COM$842,000
+46.4%
14,532
+21.0%
0.12%
+54.4%
TTOO NewT2 BIOSYSTEMS INC COM$830,000332,149
+100.0%
0.12%
ENPH NewENPHASE ENERGY INC COM$816,00036,703
+100.0%
0.12%
SOHU NewSOHU COM LTD SPONSORED ADS$805,00079,249
+100.0%
0.12%
NTIC BuyNORTHERN TECH INTL CORP COM$749,000
+0.3%
61,092
+100.0%
0.11%
+4.9%
NEP BuyNEXTERA ENERGY PARTNERS LP COM$725,000
+7955.6%
13,721
+7009.3%
0.10%
+10400.0%
TERP NewTERRAFORM PWR INC COM CL A$719,00039,455
+100.0%
0.10%
SFIX BuySTITCH FIX INC COM CL A$717,000
+170.6%
37,223
+349.4%
0.10%
+186.1%
PEGI NewPATTERN ENERGY GROUP INC CL A$694,00025,779
+100.0%
0.10%
BWEN BuyBROADWIND ENERGY INC COM NEW$689,000
+65.2%
407,652
+117.2%
0.10%
+73.7%
IPOA NewSOCIAL CAP HEDOSOPHIA HLDGS CO$675,00063,125
+100.0%
0.10%
AY NewATLANTICA YIELD PLC SHS$673,00027,917
+100.0%
0.10%
LNN BuyLINDSAY CORP COM$651,000
+33.1%
7,012
+18.0%
0.09%
+40.3%
NGM NewNGM BIOPHARMACEUTICALS INC COM$621,00044,805
+100.0%
0.09%
DOCU NewDOCUSIGN INC COM$619,00010,000
+100.0%
0.09%
AYI BuyACUITY BRANDS INC COM$607,000
+6.7%
4,501
+9.1%
0.09%
+12.8%
IOVA NewIOVANCE BIOTHERAPEUTICS INC CO$587,00032,232
+100.0%
0.08%
CMT BuyCORE MOLDING TECHNOLOGIES INC$576,000
+10.1%
89,868
+28.4%
0.08%
+15.3%
DS NewDRIVE SHACK INC COM$576,000133,723
+100.0%
0.08%
MWA BuyMUELLER WTR PRODS INC COM SER$557,000
+34.9%
49,538
+17.9%
0.08%
+40.4%
TPIC BuyTPI COMPOSITES INC COM$557,000
-10.3%
29,730
+18.3%
0.08%
-5.9%
GPL BuyGREAT PANTHER MINING LTD COM$549,000
+28.6%
778,500
+55.7%
0.08%
+33.9%
SRTS NewSENSUS HEATLHCARE INC COM$540,00090,000
+100.0%
0.08%
BMRN BuyBIOMARIN PHARMACEUTICAL INC CO$523,000
-7.9%
7,753
+16.9%
0.08%
-3.8%
RRC BuyRANGE RES CORP COM$502,000
+230.3%
131,434
+505.2%
0.07%
+242.9%
OXY NewOCCIDENTAL PETE CORP COM$489,00011,007
+100.0%
0.07%
ST BuySENSATA TECHNOLOGIES HLDNG PLC$486,000
+26.9%
9,707
+24.3%
0.07%
+32.1%
TNP NewTSAKOS ENERGY NAVIGATION LTD S$478,000161,866
+100.0%
0.07%
VGZ BuyVISTA GOLD CORP COM NEW$464,000
+95.0%
611,138
+95.1%
0.07%
+103.0%
ASA NewASA GOLD AND PRECIOUS MTLS LMT$455,00037,816
+100.0%
0.07%
BMI BuyBADGER METER INC COM$447,000
+6.2%
8,319
+17.8%
0.06%
+12.1%
RAVN BuyRAVEN INDS INC COM$440,000
+29.4%
13,164
+39.1%
0.06%
+36.2%
VC BuyVISTEON CORP COM NEW$432,000
+89.5%
5,228
+34.3%
0.06%
+100.0%
JNCE NewJOUNCE THERAPEUTICS INC COM$360,000108,204
+100.0%
0.05%
BASI NewBIOANALYTICAL SYS INC COM$340,00094,700
+100.0%
0.05%
DTEA NewDAVIDSTEA INC COM$342,000166,216
+100.0%
0.05%
VFF NewVILLAGE FARMS INTL INC COM$323,00035,662
+100.0%
0.05%
VG BuyVONAGE HLDGS CORP COM$310,000
+49.0%
27,396
+49.3%
0.04%
+55.2%
QUMU NewQUMU CORP COM$302,00092,671
+100.0%
0.04%
USIO NewUSIO INC COM$307,000152,651
+100.0%
0.04%
NSCO NewNESCO HLDGS INC COM$296,00049,442
+100.0%
0.04%
AMRS BuyAMYRIS INC COM NEW$297,000
+135.7%
62,445
+76.8%
0.04%
+152.9%
LAZY NewLAZYDAYS HLDGS INC COM$299,00062,764
+100.0%
0.04%
GVA BuyGRANITE CONSTR INC COM$237,000
+10.2%
7,365
+65.4%
0.03%
+13.3%
QTWO NewQ2 HLDGS INC COM$228,0002,896
+100.0%
0.03%
AIRI NewAIR INDS GROUP COM NEW$198,000151,128
+100.0%
0.03%
OSS NewONE STOP SYS INC COM$172,00058,500
+100.0%
0.02%
CLXT BuyCALYXT INC COM$127,000
-13.0%
22,436
+91.4%
0.02%
-10.0%
IGMS NewIGM BIOSCIENCES INC COM$89,0005,000
+100.0%
0.01%
SNDL NewSUNDIAL GROWERS INC COM$72,00015,000
+100.0%
0.01%
TIGCF NewTRIUMPH GOLD CORP COM$72,000300,000
+100.0%
0.01%
EVSI NewENVISION SOLAR INTL INC COM$68,00011,800
+100.0%
0.01%
CTVA BuyCORTEVA INC COM$52,000
+62.5%
1,860
+69.4%
0.01%
+100.0%
TYG BuyTORTOISE ENERGY INFRA CORP COM$17,000
-5.6%
834
+3.0%
0.00%0.0%
NewSTONE RIDGE TR II RNS RSK PR I$12,0001,457
+100.0%
0.00%
USLVF NewCREDIT SUISSE NASSAU BRH VELCT$4,00050
+100.0%
0.00%
HCKT BuyHACKETT GROUP INC COM$00
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-10-22
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
GOLDMAN SACHS GROUP INC COM42Q3 20231.6%
INTUIT COM42Q3 20231.6%
PAYCHEX INC COM42Q3 20230.7%
QUANTA SVCS INC COM42Q3 20230.7%
PROCTER & GAMBLE CO COM42Q3 20230.4%
COLGATE PALMOLIVE CO COM42Q3 20230.4%
BADGER METER INC COM42Q3 20230.7%
VERIZON COMMUNICATIONS INC COM42Q3 20230.4%
GALLAGHER ARTHUR J & CO COM42Q3 20230.5%
MATADOR RES CO COM42Q3 20230.4%

View ESSEX INVESTMENT MANAGEMENT CO LLC's complete holdings history.

Latest significant ownerships (13-D/G)
ESSEX INVESTMENT MANAGEMENT CO LLC Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Crumbs Bake Shop, Inc.June 08, 2012249,0624.5%
57th Street General Acquisition CorpAugust 10, 2011781,66517.4%
AMTECH SYSTEMS INCJanuary 25, 2010726,5618.1%
BioScrip, Inc.January 25, 20102,169,8325.5%
GSE SYSTEMS INCJanuary 25, 20101,015,0145.4%
LECROY CORPJanuary 25, 2010851,1976.8%
TRANSCEND SERVICES INCJanuary 25, 2010761,1887.4%
BIOLASE TECHNOLOGY INCFebruary 13, 20091,912,7107.9%
CHINDEX INTERNATIONAL INCFebruary 13, 2009696,5065.2%
Wonder Auto Technology, IncFebruary 13, 20091,778,0186.6%

View ESSEX INVESTMENT MANAGEMENT CO LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-03
13F-HR2024-02-08
13F-HR2023-11-09
13F-HR2023-08-14
13F-HR2023-05-04
13F-HR2023-02-03
13F-HR2022-11-14
13F-HR2022-08-12
13F-HR2022-05-09
13F-HR2022-02-10

View ESSEX INVESTMENT MANAGEMENT CO LLC's complete filings history.

Compare quarters

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