$652 Million is the total value of SMITH, MOORE & CO.'s 416 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ANTM | ANTHEM INC | $1,463,000 | -2.4% | 3,925 | 0.0% | 0.22% | -1.3% | |
| IGM | ISHARES TRexpnd tec sc etf | $1,375,000 | -0.1% | 3,405 | 0.0% | 0.21% | +1.4% | |
| IWB | ISHARES TRrus 1000 etf | $1,371,000 | -0.1% | 5,671 | 0.0% | 0.21% | +1.0% | |
| GOOG | ALPHABET INCcap stk cl c | $1,162,000 | +6.3% | 436 | 0.0% | 0.18% | +7.3% | |
| ETAC | E MERGE TECHNOLOGY ACQUISITI | $1,141,000 | +0.6% | 116,155 | 0.0% | 0.17% | +1.8% | |
| SPLG | SPDR SER TRportfolio s&p500 | $1,049,000 | +0.3% | 20,780 | 0.0% | 0.16% | +1.3% | |
| AMCR | AMCOR PLCord | $916,000 | +1.1% | 79,050 | 0.0% | 0.14% | +2.9% | |
| MPLX | MPLX LP | $911,000 | -3.9% | 32,010 | 0.0% | 0.14% | -2.8% | |
| MOS | MOSAIC CO NEW | $742,000 | +11.9% | 20,768 | 0.0% | 0.11% | +13.0% | |
| SPEM | SPDR INDEX SHS FDSportfolio emg mk | $701,000 | -6.5% | 16,494 | 0.0% | 0.11% | -5.3% | |
| SPMD | SPDR SER TRportfolio s&p400 | $692,000 | -2.1% | 14,982 | 0.0% | 0.11% | -0.9% | |
| NFLX | NETFLIX INC | $662,000 | +15.5% | 1,085 | 0.0% | 0.10% | +17.4% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $647,000 | +5.5% | 91,638 | 0.0% | 0.10% | +7.6% | |
| IYH | ISHARES TRus hlthcare etf | $626,000 | +1.1% | 2,270 | 0.0% | 0.10% | +3.2% | |
| NTR | NUTRIEN LTD | $553,000 | +7.0% | 8,523 | 0.0% | 0.08% | +7.7% | |
| TFX | TELEFLEX INCORPORATED | $546,000 | -6.3% | 1,450 | 0.0% | 0.08% | -5.7% | |
| WFC | WELLS FARGO CO NEW | $425,000 | +2.7% | 9,148 | 0.0% | 0.06% | +4.8% | |
| ROKU | ROKU INC | $423,000 | -31.8% | 1,350 | 0.0% | 0.06% | -30.1% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $411,000 | -1.9% | 1 | 0.0% | 0.06% | 0.0% | |
| PMVC | PMV CONSUMER ACQUISITION COR | $391,000 | +0.5% | 39,880 | 0.0% | 0.06% | +1.7% | |
| RCLFU | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $395,000 | -1.2% | 39,900 | 0.0% | 0.06% | 0.0% | |
| SPDW | SPDR INDEX SHS FDSportfolio devlpd | $385,000 | -1.5% | 10,625 | 0.0% | 0.06% | 0.0% | |
| FOXWU | FOXWAYNE ENTERPRIS AQSTN CORunit 01/12/2026 | $375,000 | -1.6% | 36,500 | 0.0% | 0.06% | 0.0% | |
| GDV | GABELLI DIVID & INCOME TR | $374,000 | -1.8% | 14,495 | 0.0% | 0.06% | 0.0% | |
| MGC | VANGUARD WORLD FDmega cap index | $375,000 | 0.0% | 2,462 | 0.0% | 0.06% | +1.8% | |
| TLGAU | TLG ACQUISITION ONE CORPunit 99/99/9999 | $342,000 | 0.0% | 34,500 | 0.0% | 0.05% | 0.0% | |
| QQQJ | INVESCO EXCH TRADED FD TR IInasdaqnxtgen100 | $332,000 | -4.0% | 10,050 | 0.0% | 0.05% | -1.9% | |
| FDL | FIRST TR MORNINGSTAR DIVID L | $335,000 | -1.2% | 10,226 | 0.0% | 0.05% | 0.0% | |
| MTB | M & T BK CORP | $329,000 | +2.8% | 2,200 | 0.0% | 0.05% | +4.2% | |
| GF | NEW GERMANY FD INC | $326,000 | -2.4% | 16,502 | 0.0% | 0.05% | 0.0% | |
| VPU | VANGUARD WORLD FDSutilities etf | $326,000 | 0.0% | 2,346 | 0.0% | 0.05% | +2.0% | |
| TRV | TRAVELERS COMPANIES INC | $323,000 | +1.6% | 2,125 | 0.0% | 0.05% | +2.1% | |
| BCE | BCE INC | $314,000 | +1.6% | 6,272 | 0.0% | 0.05% | +2.1% | |
| MRVL | MARVELL TECHNOLOGY INC | $299,000 | +3.5% | 4,955 | 0.0% | 0.05% | +4.5% | |
| FPX | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $304,000 | -3.2% | 2,463 | 0.0% | 0.05% | -2.1% | |
| XLG | INVESCO EXCHANGE TRADED FD Ts&p 500 top 50 | $292,000 | +1.4% | 885 | 0.0% | 0.04% | +4.7% | |
| SPLP | STEEL PARTNERS HLDGS L Pltd prtrship u | $298,000 | -2.6% | 10,500 | 0.0% | 0.04% | -2.2% | |
| VSMV | VICTORY PORTFOLIOS II | $287,000 | 0.0% | 7,510 | 0.0% | 0.04% | +2.3% | |
| RGA | REINSURANCE GRP OF AMERICA I | $286,000 | -2.4% | 2,567 | 0.0% | 0.04% | 0.0% | |
| SCZ | ISHARES TReafe sml cp etf | $279,000 | +0.4% | 3,748 | 0.0% | 0.04% | +2.4% | |
| AON | AON PLC | $275,000 | +19.6% | 964 | 0.0% | 0.04% | +20.0% | |
| TSM | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $277,000 | -7.0% | 2,480 | 0.0% | 0.04% | -6.7% | |
| HYG | ISHARES TRiboxx hi yd etf | $259,000 | -0.8% | 2,963 | 0.0% | 0.04% | +2.6% | |
| WCLD | WISDOMTREE TR | $265,000 | +3.1% | 4,600 | 0.0% | 0.04% | +2.6% | |
| VOOV | VANGUARD ADMIRAL FDS INC500 val idx fd | $256,000 | -1.5% | 1,822 | 0.0% | 0.04% | 0.0% | |
| SCHD | SCHWAB STRATEGIC TRus dividend eq | $241,000 | -1.6% | 3,243 | 0.0% | 0.04% | 0.0% | |
| LNT | ALLIANT ENERGY CORP | $235,000 | +0.4% | 4,200 | 0.0% | 0.04% | +2.9% | |
| XBI | SPDR SER TRs&p biotech | $234,000 | -7.1% | 1,858 | 0.0% | 0.04% | -5.3% | |
| IYF | ISHARES TRu.s. finls etf | $228,000 | +1.8% | 2,767 | 0.0% | 0.04% | +2.9% | |
| IJK | ISHARES TRs&p mc 400gr etf | $228,000 | -2.1% | 2,880 | 0.0% | 0.04% | 0.0% | |
| USO | UNITED STS OIL FD LPunits | $230,000 | +5.5% | 4,369 | 0.0% | 0.04% | +6.1% | |
| MTUM | ISHARES TRmsci usa mmentm | $221,000 | +1.4% | 1,256 | 0.0% | 0.03% | +3.0% | |
| FIVG | ETF SER SOLUTIONSdefiance next | $225,000 | -4.7% | 6,200 | 0.0% | 0.03% | -5.6% | |
| DOCU | DOCUSIGN INC | $224,000 | -7.8% | 870 | 0.0% | 0.03% | -8.1% | |
| PPL | PPL CORP | $203,000 | -0.5% | 7,280 | 0.0% | 0.03% | 0.0% | |
| DOL | WISDOMTREE TRintl lrgcap dv | $202,000 | -3.3% | 4,239 | 0.0% | 0.03% | 0.0% | |
| NLY | ANNALY CAPITAL MANAGEMENT IN | $201,000 | -5.2% | 23,819 | 0.0% | 0.03% | -3.1% | |
| DEO | DIAGEO PLCspon adr new | $203,000 | +1.0% | 1,050 | 0.0% | 0.03% | +3.3% | |
| DSM | BNY MELLON STRATEGIC MUN BD | $200,000 | -2.9% | 25,000 | 0.0% | 0.03% | 0.0% | |
| VOD | VODAFONE GROUP PLC NEWsponsored adr | $195,000 | -9.7% | 12,622 | 0.0% | 0.03% | -9.1% | |
| IGAC | IG ACQUISITION CORP | $196,000 | +0.5% | 20,000 | 0.0% | 0.03% | +3.4% | |
| SCLEU | BROADSCALE ACQUISITION CORPunit 02/02/2026 | $188,000 | -1.1% | 19,000 | 0.0% | 0.03% | 0.0% | |
| MIN | MFS INTER INCOME TRsh ben int | $190,000 | -3.1% | 52,394 | 0.0% | 0.03% | -3.3% | |
| JOFFU | JOFF FINTECH ACQUISITION CORunit 02/03/2026 | $178,000 | -1.1% | 18,000 | 0.0% | 0.03% | 0.0% | |
| WIA | WESTERN ASST INFLTN LKD INM | $157,000 | -1.3% | 11,372 | 0.0% | 0.02% | 0.0% | |
| PIAI | PRIME IMPACT ACQUISITION I | $153,000 | +0.7% | 15,615 | 0.0% | 0.02% | 0.0% | |
| JQC | NUVEEN CR STRATEGIES INCOME | $139,000 | -2.8% | 21,175 | 0.0% | 0.02% | -4.5% | |
| OMEG | OMEGA ALPHA SPACcl a | $129,000 | -2.3% | 13,250 | 0.0% | 0.02% | 0.0% | |
| LFTR | LEFTERIS ACQUISITION CORP | $127,000 | 0.0% | 13,000 | 0.0% | 0.02% | 0.0% | |
| GNACU | GROUP NINE ACQUISITION CORPunit 01/15/2026 | $122,000 | -1.6% | 12,300 | 0.0% | 0.02% | 0.0% | |
| DSAC | DUDDELL STREET ACQUISITN CORcl a | $109,000 | +0.9% | 11,100 | 0.0% | 0.02% | +6.2% | |
| LJAQU | LIGHTJUMP ACQUISITION CORPunit 01/06/2026 | $102,000 | 0.0% | 10,100 | 0.0% | 0.02% | +6.7% | |
| OEPWU | ONE EQUITY PARTNERS OPEN WTRunit 01/14/2026 | $99,000 | -1.0% | 10,000 | 0.0% | 0.02% | 0.0% | |
| EPWRU | EMPOWERMENT & INCLUSION CAPIunit 99/99/9999 | $100,000 | -1.0% | 10,000 | 0.0% | 0.02% | 0.0% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $46,000 | -2.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| MUX | MCEWEN MNG INC | $31,000 | -26.2% | 30,146 | 0.0% | 0.01% | -16.7% | |
| NAK | NORTHERN DYNASTY MINERALS LT | $5,000 | -16.7% | 11,355 | 0.0% | 0.00% | 0.0% | |
| LIBERTY MEDIA CORP DELdeb 4.000%11/1 | $8,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 40 | Q3 2023 | 12.0% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 9.2% |
| ISHARES TR | 40 | Q3 2023 | 5.3% |
| ISHARES TR | 40 | Q3 2023 | 6.6% |
| ISHARES TR | 40 | Q3 2023 | 5.7% |
| VANGUARD TAX-MANAGED INTL FD | 40 | Q3 2023 | 5.1% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 2.7% |
| VANGUARD INTL EQUITY INDEX F | 40 | Q3 2023 | 2.5% |
| SPDR SER TR | 40 | Q3 2023 | 2.8% |
| ISHARES TR | 40 | Q3 2023 | 1.7% |
View SMITH, MOORE & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| X-17A-5 | 2024-02-26 |
| 13F-HR | 2024-02-13 |
| 13F-HR/A | 2023-11-15 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-12 |
| X-17A-5 | 2023-02-21 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
View SMITH, MOORE & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.