$778 Million is the total value of Sonora Investment Management Group, LLC's 209 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PTN | Exit | PALATIN TECHNOLOGIES INC | $0 | – | -17,000 | -100.0% | 0.00% | – |
| Exit | SHOPIFY INCnote 0.125%11/0 | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT IN | $0 | – | -18,474 | -100.0% | -0.01% | – |
| Exit | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | INSMED INCnote 0.750% 6/0 | $0 | – | -585,000 | -100.0% | -0.05% | – | |
| HR | Exit | HEALTHCARE RLTY TR | $0 | – | -19,125 | -100.0% | -0.05% | – |
| Exit | UBER TECHNOLOGIES INCnote 12/1 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
| Exit | LUMENTUM HLDGS INCnote 0.500%12/1 | $0 | – | -1,440,000 | -100.0% | -0.14% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $0 | – | -1,500,000 | -100.0% | -0.17% | – | |
| Exit | II-VI INCnote 0.250% 9/0 | $0 | – | -1,900,000 | -100.0% | -0.20% | – | |
| Exit | COUPA SOFTWARE INCnote 0.375% 6/1 | $0 | – | -3,125,000 | -100.0% | -0.22% | – | |
| Exit | EXACT SCIENCES CORPnote 1.000% 1/1 | $0 | – | -2,595,000 | -100.0% | -0.23% | – | |
| Exit | SPLUNK INCnote 1.125% 6/1 | $0 | – | -3,725,000 | -100.0% | -0.29% | – | |
| Exit | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $0 | – | -3,230,000 | -100.0% | -0.30% | – | |
| Exit | OMEROS CORPnote 5.250% 2/1 | $0 | – | -5,525,000 | -100.0% | -0.32% | – | |
| Exit | EXACT SCIENCES CORPnote 0.375% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.35% | – | |
| Exit | ETSY INCnote 0.125% 9/0 | $0 | – | -5,945,000 | -100.0% | -0.44% | – | |
| Exit | IONIS PHARMACEUTICALS INCnote 4/0 | $0 | – | -5,190,000 | -100.0% | -0.45% | – | |
| Exit | GRANITE CONSTR INCnote 2.750%11/0 | $0 | – | -4,985,000 | -100.0% | -0.52% | – | |
| Exit | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $0 | – | -3,590,000 | -100.0% | -0.58% | – | |
| Exit | INSMED INCnote 1.750% 1/1 | $0 | – | -6,700,000 | -100.0% | -0.60% | – | |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $0 | – | -6,550,000 | -100.0% | -0.62% | – | |
| Exit | PURE STORAGE INCnote 0.125% 4/1 | $0 | – | -6,750,000 | -100.0% | -0.72% | – | |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 1.250% 5/1 | $0 | – | -8,300,000 | -100.0% | -0.79% | – | |
| Exit | EVOLENT HEALTH INCnote 1.500%10/1 | $0 | – | -7,800,000 | -100.0% | -0.84% | – | |
| NEEPRP | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -182,344 | -100.0% | -0.86% | – |
| Exit | SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $0 | – | -9,635,000 | -100.0% | -0.89% | – | |
| DTP | Exit | DTE ENERGY COunit 11/01/2022 | $0 | – | -202,079 | -100.0% | -0.98% | – |
| Exit | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $0 | – | -14,155,000 | -100.0% | -1.26% | – | |
| Exit | NEW RELIC INCnote 0.500% 5/0 | $0 | – | -14,855,000 | -100.0% | -1.36% | – | |
| Exit | SUMMIT HOTEL PPTYSnote 1.500% 2/1 | $0 | – | -17,329,000 | -100.0% | -1.41% | – | |
| Exit | CHEFS WHSE INCnote 1.875%12/0 | $0 | – | -14,800,000 | -100.0% | -1.56% | – | |
| Exit | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $0 | – | -20,200,000 | -100.0% | -1.68% | – | |
| Exit | GREENBRIER COS INCnote 2.875% 2/0 | $0 | – | -21,709,000 | -100.0% | -2.03% | – | |
| Exit | SPIRIT AIRLS INCnote 1.000% 5/1 | $0 | – | -24,134,000 | -100.0% | -2.07% | – | |
| Exit | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $0 | – | -28,575,000 | -100.0% | -2.07% | – | |
| Exit | ALTERYX INCnote 1.000% 8/0 | $0 | – | -29,425,000 | -100.0% | -2.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 8 | Q3 2023 | 6.1% |
| MICROSOFT CORP | 8 | Q3 2023 | 5.1% |
| ALPHABET INC | 8 | Q3 2023 | 3.2% |
| QUALCOMM INC | 8 | Q3 2023 | 3.3% |
| VALERO ENERGY CORP | 8 | Q3 2023 | 2.1% |
| REPUBLIC SVCS INC | 8 | Q3 2023 | 2.0% |
| GALLAGHER ARTHUR J & CO | 8 | Q3 2023 | 1.9% |
| COSTCO WHSL CORP NEW | 8 | Q3 2023 | 1.9% |
| JOHNSON & JOHNSON | 8 | Q3 2023 | 2.0% |
| PFIZER INC | 8 | Q3 2023 | 2.1% |
View Sonora Investment Management Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-11 |
View Sonora Investment Management Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.