$466 Million is the total value of CERTUITY, LLC's 294 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ARKK | Exit | ARK ETF TRcall | $0 | – | -100 | -100.0% | -0.00% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCput | $0 | – | -100 | -100.0% | -0.01% | – |
| SENS | Exit | SENSEONICS HLDGS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -12,464 | -100.0% | -0.01% | – |
| SOS | Exit | SOS LIMITEDspnsord ads new | $0 | – | -35,500 | -100.0% | -0.02% | – |
| EBON | Exit | EBANG INTL HLDGS INC | $0 | – | -39,350 | -100.0% | -0.02% | – |
| AAQC | Exit | ACCELERATE ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -10,000 | -100.0% | -0.02% | – |
| FINM | Exit | MARLIN TECHNOLOGY CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MOTV | Exit | MOTIVE CAPITAL CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NCV | Exit | VIRTUS ALLIANZGI CONVERTIBLE | $0 | – | -16,918 | -100.0% | -0.02% | – |
| JRO | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -10,081 | -100.0% | -0.02% | – |
| KINZ | Exit | KINS TECHNOLOGY GROUP INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| GSQD | Exit | G SQUARED ASCEND I INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -22,844 | -100.0% | -0.02% | – |
| PMVC | Exit | PMV CONSUMER ACQUISITION COR | $0 | – | -10,000 | -100.0% | -0.02% | – |
| LGV | Exit | LONGVIEW ACQUISITION CORP II | $0 | – | -10,000 | -100.0% | -0.02% | – |
| SLCR | Exit | SILVER CREST ACQUISITION COR | $0 | – | -10,000 | -100.0% | -0.02% | – |
| AFIB | Exit | ACUTUS MED INC | $0 | – | -17,328 | -100.0% | -0.03% | – |
| EDUT | Exit | GLOBAL X FDSeducation etf | $0 | – | -15,212 | -100.0% | -0.03% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWsponsored adr | $0 | – | -10,997 | -100.0% | -0.03% | – |
| PSQ | Exit | PROSHARES TRshort qqq new | $0 | – | -14,410 | -100.0% | -0.04% | – |
| DRV | Exit | DIREXION SHS ETF TRdaily msci real | $0 | – | -35,685 | -100.0% | -0.04% | – |
| TXN | Exit | TEXAS INSTRS INCput | $0 | – | -1,000 | -100.0% | -0.04% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -2,278 | -100.0% | -0.04% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -1,119 | -100.0% | -0.04% | – |
| SEM | Exit | SELECT MED HLDGS CORP | $0 | – | -5,750 | -100.0% | -0.04% | – |
| SPEM | Exit | SPDR INDEX SHS FDSportfolio emg mk | $0 | – | -4,957 | -100.0% | -0.04% | – |
| PWB | Exit | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $0 | – | -2,799 | -100.0% | -0.04% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -2,752 | -100.0% | -0.04% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -2,839 | -100.0% | -0.04% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -12,432 | -100.0% | -0.04% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -1,497 | -100.0% | -0.04% | – |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -7,294 | -100.0% | -0.04% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -4,493 | -100.0% | -0.04% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -633 | -100.0% | -0.04% | – |
| EFV | Exit | ISHARES TReafe value etf | $0 | – | -4,250 | -100.0% | -0.04% | – |
| SNBR | Exit | SLEEP NUMBER CORP | $0 | – | -2,332 | -100.0% | -0.04% | – |
| PLD | Exit | PROLOGIS INC. | $0 | – | -1,746 | -100.0% | -0.04% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncl a | $0 | – | -312 | -100.0% | -0.04% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE IN | $0 | – | -1,939 | -100.0% | -0.04% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -4,114 | -100.0% | -0.04% | – |
| PPL | Exit | PPL CORP | $0 | – | -8,276 | -100.0% | -0.05% | – |
| DGRO | Exit | ISHARES TRcore div grwth | $0 | – | -4,531 | -100.0% | -0.05% | – |
| HDV | Exit | ISHARES TRcore high dv etf | $0 | – | -2,429 | -100.0% | -0.05% | – |
| KLAC | Exit | KLA CORP | $0 | – | -688 | -100.0% | -0.05% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -6,815 | -100.0% | -0.05% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -3,557 | -100.0% | -0.05% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -626 | -100.0% | -0.05% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -5,736 | -100.0% | -0.05% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -1,233 | -100.0% | -0.05% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -1,646 | -100.0% | -0.05% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -445 | -100.0% | -0.05% | – |
| BTZ | Exit | BLACKROCK CR ALLOCATION INCO | $0 | – | -16,636 | -100.0% | -0.05% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -4,178 | -100.0% | -0.05% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -1,301 | -100.0% | -0.05% | – |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -6,256 | -100.0% | -0.05% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEW | $0 | – | -2,119 | -100.0% | -0.06% | – |
| ALSN | Exit | ALLISON TRANSMISSION HLDGS I | $0 | – | -7,794 | -100.0% | -0.06% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -1,596 | -100.0% | -0.06% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -3,017 | -100.0% | -0.06% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -3,726 | -100.0% | -0.06% | – |
| OLN | Exit | OLIN CORP | $0 | – | -6,020 | -100.0% | -0.06% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -13,758 | -100.0% | -0.06% | – |
| ARKW | Exit | ARK ETF TRnext gnrtn inter | $0 | – | -118,026 | -100.0% | -0.06% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -1,435 | -100.0% | -0.06% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -3,117 | -100.0% | -0.06% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -3,973 | -100.0% | -0.06% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -2,191 | -100.0% | -0.06% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -3,838 | -100.0% | -0.06% | – |
| BE | Exit | BLOOM ENERGY CORP | $0 | – | -16,736 | -100.0% | -0.06% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -9,380 | -100.0% | -0.06% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -17,483 | -100.0% | -0.06% | – |
| BMEZ | Exit | BLACKROCK HEALTH SCIENCS TR | $0 | – | -11,775 | -100.0% | -0.06% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -1,679 | -100.0% | -0.06% | – |
| VYM | Exit | VANGUARD WHITEHALL FDShigh div yld | $0 | – | -3,113 | -100.0% | -0.06% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -5,972 | -100.0% | -0.06% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,463 | -100.0% | -0.06% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -867 | -100.0% | -0.06% | – |
| VER | Exit | VEREIT INC | $0 | – | -7,261 | -100.0% | -0.06% | – |
| PGR | Exit | PROGRESSIVE CORP | $0 | – | -3,600 | -100.0% | -0.06% | – |
| VXX | Exit | BARCLAYS BANK PLCipth sr b s&p | $0 | – | -11,844 | -100.0% | -0.07% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -6,403 | -100.0% | -0.07% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -100 | -100.0% | -0.07% | – |
| MDLA | Exit | MEDALLIA INC | $0 | – | -9,717 | -100.0% | -0.07% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -4,582 | -100.0% | -0.07% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -3,003 | -100.0% | -0.07% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -1,068 | -100.0% | -0.07% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -2,029 | -100.0% | -0.07% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -9,750 | -100.0% | -0.07% | – |
| NOC | Exit | NORTHROP GRUMMAN CORPput | $0 | – | -1,000 | -100.0% | -0.07% | – |
| NOBL | Exit | PROSHARES TRs&p 500 dv arist | $0 | – | -4,179 | -100.0% | -0.07% | – |
| VLO | Exit | VALERO ENERGY CORP | $0 | – | -5,474 | -100.0% | -0.08% | – |
| SSSS | Exit | SURO CAPITAL CORP | $0 | – | -29,890 | -100.0% | -0.08% | – |
| NCA | Exit | NUVEEN CALIFORNIA MUNI VLU F | $0 | – | -37,931 | -100.0% | -0.08% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -6,779 | -100.0% | -0.08% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -840 | -100.0% | -0.08% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -2,437 | -100.0% | -0.08% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | -100.0% | -0.08% | – |
| KKR | Exit | KKR & CO INC | $0 | – | -6,827 | -100.0% | -0.08% | – |
| APD | Exit | AIR PRODS & CHEMS INC | $0 | – | -1,633 | -100.0% | -0.08% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -3,497 | -100.0% | -0.08% | – |
| SPAB | Exit | SPDR SER TRportfolio agrgte | $0 | – | -14,469 | -100.0% | -0.09% | – |
| DE | Exit | DEERE & CO | $0 | – | -1,313 | -100.0% | -0.09% | – |
| C | Exit | CITIGROUP INC | $0 | – | -6,320 | -100.0% | -0.09% | – |
| STEM | Exit | STEM INC | $0 | – | -18,998 | -100.0% | -0.09% | – |
| CEV | Exit | EATON VANCE CALIF MUN INCOMsh ben int | $0 | – | -33,600 | -100.0% | -0.09% | – |
| IDXX | Exit | IDEXX LABS INC | $0 | – | -744 | -100.0% | -0.09% | – |
| SGRY | Exit | SURGERY PARTNERS INC | $0 | – | -11,360 | -100.0% | -0.10% | – |
| SPYV | Exit | SPDR SER TRprtflo s&p500 vl | $0 | – | -12,378 | -100.0% | -0.10% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -2,380 | -100.0% | -0.10% | – |
| CASU | Exit | CASCADE ACQUISITION CORPunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.10% | – |
| AM | Exit | ANTERO MIDSTREAM CORP | $0 | – | -49,145 | -100.0% | -0.10% | – |
| LNC | Exit | LINCOLN NATL CORP IND | $0 | – | -7,674 | -100.0% | -0.10% | – |
| PZC | Exit | PIMCO CALIF MUN INCOME FD II | $0 | – | -50,000 | -100.0% | -0.11% | – |
| UPST | Exit | UPSTART HLDGS INC | $0 | – | -1,755 | -100.0% | -0.11% | – |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -2,000 | -100.0% | -0.11% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -14,684 | -100.0% | -0.12% | – |
| DKNG | Exit | DRAFTKINGS INC | $0 | – | -12,342 | -100.0% | -0.12% | – |
| MELI | Exit | MERCADOLIBRE INC | $0 | – | -355 | -100.0% | -0.12% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -15,170 | -100.0% | -0.12% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -5,321 | -100.0% | -0.13% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -4,800 | -100.0% | -0.14% | – |
| ILCG | Exit | ISHARES TRmorningstar grwt | $0 | – | -11,941 | -100.0% | -0.16% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -60,391 | -100.0% | -0.18% | – |
| NMIH | Exit | NMI HLDGS INCcl a | $0 | – | -48,739 | -100.0% | -0.22% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INCO | $0 | – | -83,432 | -100.0% | -0.23% | – |
| EVM | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -110,135 | -100.0% | -0.26% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT QLT MU | $0 | – | -85,574 | -100.0% | -0.28% | – |
| HEFA | Exit | ISHARES TRhdg msci eafe | $0 | – | -43,760 | -100.0% | -0.30% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -56,443 | -100.0% | -0.32% | – |
| EIX | Exit | EDISON INTL | $0 | – | -29,251 | -100.0% | -0.32% | – |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -122,494 | -100.0% | -0.38% | – |
| WMG | Exit | WARNER MUSIC GROUP CORP | $0 | – | -60,573 | -100.0% | -0.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2022-02-28
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 16 | Q3 2023 | 18.6% |
| APPLE INC | 16 | Q3 2023 | 10.3% |
| SPDR S&P MIDCAP 400 ETF TR | 16 | Q3 2023 | 6.8% |
| INVESCO QQQ TR | 16 | Q3 2023 | 5.9% |
| ISHARES TR | 16 | Q3 2023 | 5.2% |
| ISHARES TR | 16 | Q3 2023 | 3.8% |
| ISHARES TR | 16 | Q3 2023 | 4.1% |
| ISHARES TR | 16 | Q3 2023 | 3.9% |
| ISHARES TR | 16 | Q3 2023 | 3.2% |
| CHEVRON CORP NEW | 16 | Q3 2023 | 3.9% |
View CERTUITY, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
| 13F-HR/A | 2022-02-28 |
| 13F-HR | 2022-02-14 |
View CERTUITY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.