CERTUITY, LLC - Q3 2020 holdings

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$253 Million is the total value of CERTUITY, LLC's 201 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 46.7% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
SPY BuySPDR S&P 500 ETF TRtr unit$42,451,000
+9.8%
126,761
+1.1%
16.75%
-7.0%
AAPL BuyAPPLE INC$26,218,000
+33.4%
226,388
+320.3%
10.34%
+13.1%
QQQ BuyINVESCO QQQ TRunit ser 1$13,831,000
+86.5%
49,782
+66.2%
5.46%
+58.0%
IWF BuyISHARES TRrus 1000 grw etf$6,139,000
+19.9%
28,304
+6.1%
2.42%
+1.6%
IVV BuyISHARES TRcore s&p500 etf$5,959,000
+49.9%
17,733
+38.2%
2.35%
+27.1%
AMZN BuyAMAZON COM INC$4,263,000
+53.9%
1,354
+34.9%
1.68%
+30.5%
XLK BuySELECT SECTOR SPDR TRtechnology$4,003,000
+21.9%
34,305
+9.2%
1.58%
+3.3%
VEA BuyVANGUARD TAX-MANAGED INTL FDftse dev mkt etf$3,881,000
+25.1%
94,889
+18.7%
1.53%
+6.0%
MSFT BuyMICROSOFT CORP$3,178,000
+43.3%
15,110
+38.7%
1.25%
+21.5%
FB BuyFACEBOOK INCcl a$3,015,000
+33.3%
11,512
+15.6%
1.19%
+13.1%
ICSH BuyISHARES TRultr sh trm bd$2,864,000
+17.0%
56,641
+17.0%
1.13%
-0.8%
SPY BuySPDR S&P 500 ETF TRput$2,643,000
+36.0%
7,900
+25.4%
1.04%
+15.4%
AAPL BuyAPPLE INCput$2,443,000
-14.2%
21,100
+170.5%
0.96%
-27.2%
SCHF BuySCHWAB STRATEGIC TRintl eqty etf$2,346,000
+5.6%
74,710
+0.1%
0.93%
-10.4%
GOOGL BuyALPHABET INCcap stk cl a$2,130,000
+7.5%
1,453
+4.0%
0.84%
-8.9%
GLD BuySPDR GOLD TR$2,122,000
+29.8%
11,982
+22.6%
0.84%
+10.0%
XLV BuySELECT SECTOR SPDR TRsbi healthcare$2,034,000
+5.7%
19,279
+0.3%
0.80%
-10.4%
VGT BuyVANGUARD WORLD FDSinf tech etf$2,019,000
+63.0%
6,483
+45.8%
0.80%
+38.1%
BRKB BuyBERKSHIRE HATHAWAY INC DELcl b new$1,960,000
+38.7%
9,205
+16.3%
0.77%
+17.5%
VTI BuyVANGUARD INDEX FDStotal stk mkt$1,853,000
+9.2%
10,879
+0.3%
0.73%
-7.5%
VIOO NewVANGUARD ADMIRAL FDS INCsmllcp 600 idx$1,840,000–14,250
+100.0%
0.73%–
NAC BuyNUVEEN CA QUALTY MUN INCOME$1,801,000
+2.0%
123,711
+0.0%
0.71%
-13.5%
V BuyVISA INC$1,305,000
+50.2%
6,526
+45.1%
0.52%
+27.2%
XBI BuySPDR SER TRs&p biotech$1,271,000
+31.3%
11,405
+31.9%
0.50%
+11.3%
TSLA BuyTESLA INC$1,227,000
+105.9%
2,861
+418.3%
0.48%
+74.7%
VUG BuyVANGUARD INDEX FDSgrowth etf$1,170,000
+237.2%
5,139
+199.0%
0.46%
+185.2%
CVX BuyCHEVRON CORP NEW$1,133,000
-8.5%
15,730
+13.4%
0.45%
-22.4%
GOOG BuyALPHABET INCcap stk cl c$1,108,000
+29.1%
754
+24.2%
0.44%
+9.5%
DIS BuyDISNEY WALT CO$944,000
+27.1%
7,609
+14.2%
0.37%
+7.5%
IAU BuyISHARES GOLD TRUSTishares$872,000
+7.4%
48,455
+1.4%
0.34%
-9.0%
V BuyVISA INCput$860,000
+242.6%
4,300
+230.8%
0.34%
+189.7%
JNJ BuyJOHNSON & JOHNSON$858,000
+18.3%
5,763
+11.7%
0.34%
+0.6%
IWC BuyISHARES TRmicro-cap etf$854,000
+4.0%
9,438
+0.3%
0.34%
-11.8%
CRM BuySALESFORCE COM INC$847,000
+136.6%
3,372
+76.4%
0.33%
+100.0%
NVDA BuyNVIDIA CORPORATION$845,000
+236.7%
1,560
+136.4%
0.33%
+184.6%
PYPL BuyPAYPAL HLDGS INC$838,000
+71.4%
4,255
+51.7%
0.33%
+45.2%
MA BuyMASTERCARD INCORPORATEDcl a$815,000
+15.0%
2,409
+0.5%
0.32%
-2.4%
JPM BuyJPMORGAN CHASE & CO$802,000
+19.7%
8,336
+17.0%
0.32%
+1.3%
NOC BuyNORTHROP GRUMMAN CORP$781,000
+5.4%
2,475
+2.7%
0.31%
-10.7%
FDN NewFIRST TR EXCHANGE-TRADED FDdj internt idx$774,000–4,108
+100.0%
0.30%–
COST BuyCOSTCO WHSL CORP NEW$728,000
+57.2%
2,052
+34.5%
0.29%
+32.9%
QQQ NewINVESCO QQQ TRput$722,000–2,600
+100.0%
0.28%–
MSFT BuyMICROSOFT CORPput$714,000
+29.8%
3,400
+25.9%
0.28%
+10.2%
BABA BuyALIBABA GROUP HLDG LTDsponsored ads$711,000
+135.4%
2,417
+72.8%
0.28%
+99.3%
DHR BuyDANAHER CORPORATION$707,000
+36.0%
3,282
+11.7%
0.28%
+15.3%
VZ BuyVERIZON COMMUNICATIONS INC$699,000
+18.3%
11,758
+9.8%
0.28%
+0.4%
TXN BuyTEXAS INSTRS INC$673,000
+21.7%
4,711
+8.1%
0.27%
+3.5%
ZM BuyZOOM VIDEO COMMUNICATIONS INcl a$658,000
+97.6%
1,400
+6.5%
0.26%
+67.7%
QCOM BuyQUALCOMM INC$613,000
+49.5%
5,207
+16.0%
0.24%
+26.7%
NKE BuyNIKE INCcl b$591,000
+126.4%
4,709
+77.0%
0.23%
+92.6%
VOO BuyVANGUARD INDEX FDS$584,000
+14.5%
1,899
+5.6%
0.23%
-3.0%
STWD BuySTARWOOD PPTY TR INC$568,000
+2.9%
37,618
+2.0%
0.22%
-12.8%
UNH BuyUNITEDHEALTH GROUP INC$546,000
+115.0%
1,751
+103.1%
0.22%
+82.2%
HD BuyHOME DEPOT INC$544,000
+37.4%
1,960
+23.9%
0.22%
+16.8%
BMY BuyBRISTOL-MYERS SQUIBB CO$523,000
+66.0%
8,682
+62.1%
0.21%
+40.1%
EPD BuyENTERPRISE PRODS PARTNERS L$502,000
-9.1%
31,811
+4.7%
0.20%
-23.0%
PG BuyPROCTER AND GAMBLE CO$465,000
+71.0%
3,345
+47.2%
0.18%
+44.1%
TTD BuyTHE TRADE DESK INC$465,000
+43.5%
896
+12.6%
0.18%
+21.2%
CMCSA BuyCOMCAST CORP NEWcl a$464,000
+36.5%
10,040
+15.1%
0.18%
+15.8%
MET BuyMETLIFE INC$459,000
+7.0%
12,343
+5.0%
0.18%
-9.5%
ARCC BuyARES CAPITAL CORP$457,000
+37.7%
32,777
+42.8%
0.18%
+16.1%
ORCL BuyORACLE CORP$446,000
+17.7%
7,474
+8.9%
0.18%0.0%
SPAB BuySPDR SER TRportfolio agrgte$446,000
+20.2%
14,469
+20.2%
0.18%
+1.7%
NRZ BuyNEW RESIDENTIAL INVT CORP$438,000
+8.4%
55,100
+1.2%
0.17%
-8.0%
PEP BuyPEPSICO INC$438,000
+27.0%
3,161
+21.3%
0.17%
+7.5%
SBUX BuySTARBUCKS CORP$436,000
+33.3%
5,075
+14.1%
0.17%
+13.2%
MRK BuyMERCK & CO. INC$427,000
+58.1%
5,146
+47.3%
0.17%
+33.3%
DIA BuySPDR DOW JONES INDL AVERAGEut ser 1$412,000
+9.0%
1,484
+1.4%
0.16%
-7.4%
APD BuyAIR PRODS & CHEMS INC$406,000
+34.4%
1,363
+9.0%
0.16%
+13.5%
CSCO BuyCISCO SYS INC$392,000
-0.3%
9,963
+18.2%
0.16%
-15.3%
ADBE NewADOBE SYSTEMS INCORPORATED$376,000–766
+100.0%
0.15%–
ABBV BuyABBVIE INC$370,000
+3.4%
4,224
+15.9%
0.15%
-12.6%
SQ NewSQUARE INCcl a$367,000–2,253
+100.0%
0.14%–
GLD NewSPDR GOLD TRcall$354,000–2,000
+100.0%
0.14%–
WMT NewWALMART INC$354,000–2,531
+100.0%
0.14%–
ANET BuyARISTA NETWORKS INC$352,000
+9.0%
1,699
+10.6%
0.14%
-7.3%
LHX BuyL3HARRIS TECHNOLOGIES INC$341,000
+9.6%
2,006
+9.4%
0.14%
-6.9%
MDT BuyMEDTRONIC PLC$338,000
+33.6%
3,251
+18.0%
0.13%
+12.7%
ORCC BuyOWL ROCK CAPITAL CORPORATION$327,000
+47.3%
27,089
+50.3%
0.13%
+25.2%
INTC BuyINTEL CORP$318,000
+86.0%
6,134
+114.6%
0.12%
+56.2%
IWO BuyISHARES TRrus 2000 grw etf$313,000
+20.4%
1,414
+12.6%
0.12%
+2.5%
AMZN NewAMAZON COM INCput$315,000–100
+100.0%
0.12%–
YUM BuyYUM BRANDS INC$310,000
+9.2%
3,393
+3.7%
0.12%
-7.6%
AVGO BuyBROADCOM INC$304,000
+35.7%
835
+17.8%
0.12%
+15.4%
ADSK BuyAUTODESK INC$300,000
+1.4%
1,298
+4.8%
0.12%
-14.5%
QCOM NewQUALCOMM INCput$294,000–2,500
+100.0%
0.12%–
BKNG NewBOOKING HOLDINGS INC$291,000–170
+100.0%
0.12%–
SHOP BuySHOPIFY INCcl a$286,000
+22.2%
280
+13.4%
0.11%
+3.7%
NFLX NewNETFLIX INC$280,000–560
+100.0%
0.11%–
BK BuyBANK NEW YORK MELLON CORP$276,000
-10.7%
8,035
+0.4%
0.11%
-24.3%
AMGN BuyAMGEN INC$275,000
+28.5%
1,083
+19.3%
0.11%
+9.0%
HON BuyHONEYWELL INTL INC$277,000
+14.5%
1,681
+0.5%
0.11%
-3.5%
PFE NewPFIZER INC$271,000–7,387
+100.0%
0.11%–
ITW BuyILLINOIS TOOL WKS INC$267,000
+23.6%
1,383
+11.9%
0.10%
+4.0%
AMAT BuyAPPLIED MATLS INC$266,000
+28.5%
4,466
+30.2%
0.10%
+9.4%
VIG NewVANGUARD SPECIALIZED FUNDSdiv app etf$266,000–2,066
+100.0%
0.10%–
AGG BuyISHARES TRcore us aggbd et$259,000
+0.4%
2,197
+0.5%
0.10%
-15.0%
AMD NewADVANCED MICRO DEVICES INC$258,000–3,147
+100.0%
0.10%–
BTEC NewPRINCIPAL EXCHANGE-TRADED FDhelthcare indx$257,000–5,400
+100.0%
0.10%–
ABT NewABBOTT LABS$254,000–2,332
+100.0%
0.10%–
HACK NewETF MANAGERS TRprime cybr scrty$254,000–5,458
+100.0%
0.10%–
IPO NewRENAISSANCE CAP GREENWICH FDipo etf$251,000–4,800
+100.0%
0.10%–
PNC BuyPNC FINL SVCS GROUP INC$251,000
+14.1%
2,284
+9.4%
0.10%
-2.9%
EDUT NewGLOBAL X FDSeducation etf$248,000–15,200
+100.0%
0.10%–
TSM NewTAIWAN SEMICONDUCTOR MFG LTDsponsored ads$246,000–3,036
+100.0%
0.10%–
IEF BuyISHARES TRbarclays 7 10 yr$244,000
+0.4%
1,999
+0.3%
0.10%
-15.0%
NOW NewSERVICENOW INC$244,000–503
+100.0%
0.10%–
SHY BuyISHARES TR1 3 yr treas bd$242,0000.0%2,802
+0.2%
0.10%
-15.9%
BAC BuyBK OF AMERICA CORP$235,000
+5.9%
9,736
+4.0%
0.09%
-9.7%
ALK NewALASKA AIR GROUP INC$236,000–6,452
+100.0%
0.09%–
FB NewFACEBOOK INCput$236,000–900
+100.0%
0.09%–
PVH NewPVH CORPORATION$232,000–3,882
+100.0%
0.09%–
EL NewLAUDER ESTEE COS INCcl a$231,000–1,058
+100.0%
0.09%–
TWTR NewTWITTER INC$223,000–5,001
+100.0%
0.09%–
CAT NewCATERPILLAR INC DEL$222,000–1,488
+100.0%
0.09%–
LMT NewLOCKHEED MARTIN CORP$220,000–575
+100.0%
0.09%–
DKNG NewDRAFTKINGS INC$220,000–3,734
+100.0%
0.09%–
PRU NewPRUDENTIAL FINL INC$210,000–3,303
+100.0%
0.08%–
NDAQ NewNASDAQ INC$207,000–1,684
+100.0%
0.08%–
DLN NewWISDOMTREE TRus largecap divd$200,000–2,058
+100.0%
0.08%–
AAAU NewPERTH MINT PHYSICAL GOLD ETFunit$197,000–10,500
+100.0%
0.08%–
BA BuyBOEING CO$190,000
-0.5%
1,150
+10.4%
0.08%
-15.7%
DRV NewDIREXION SHS ETF TRdaily msci real$174,000–12,185
+100.0%
0.07%–
T NewAT&T INC$170,000–5,955
+100.0%
0.07%–
BABA NewALIBABA GROUP HLDG LTDput$118,000–400
+100.0%
0.05%–
ACNDU NewASCENDANT DIGITAL ACQUISITIOunit 99/99/9999$105,000–10,000
+100.0%
0.04%–
BOWXU NewBOWX ACQUISITION CORPunit 08/03/2025$103,000–10,000
+100.0%
0.04%–
FSTU NewFAST ACQUISITION CORPunit 99/99/9999$100,000–10,000
+100.0%
0.04%–
SNR BuyNEW SR INVT GROUP INC$83,000
+12.2%
20,650
+1.5%
0.03%
-2.9%
T NewAT&T INCcall$58,000–2,000
+100.0%
0.02%–
NVDA NewNVIDIA CORPORATIONcall$54,000–100
+100.0%
0.02%–
PFE NewPFIZER INCcall$11,000–300
+100.0%
0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-10-30
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR16Q3 202318.6%
APPLE INC16Q3 202310.3%
SPDR S&P MIDCAP 400 ETF TR16Q3 20236.8%
INVESCO QQQ TR16Q3 20235.9%
ISHARES TR16Q3 20235.2%
ISHARES TR16Q3 20233.8%
ISHARES TR16Q3 20234.1%
ISHARES TR16Q3 20233.9%
ISHARES TR16Q3 20233.2%
CHEVRON CORP NEW16Q3 20233.9%

View CERTUITY, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-15
13F-HR2024-02-05
13F-HR2023-11-03
13F-HR2023-08-09
13F-HR2023-05-11
13F-HR2023-02-13
13F-HR2022-11-08
13F-HR2022-08-03
13F-HR2022-05-06
13F-HR/A2022-02-28

View CERTUITY, LLC's complete filings history.

All filings

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