$185 Million is the total value of Bay Harbor Wealth Management, LLC's 375 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 30.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TOTL | Sell | SPDR DoubleLine Total Return Tact ETFexchange traded fund | $5,075,000 | -5.1% | 103,601 | -4.6% | 2.74% | -14.3% |
| SPAB | Sell | SPDR Portfolio Aggregate Bond ETFexchange traded fund | $3,269,000 | -21.3% | 111,270 | -20.6% | 1.76% | -28.9% |
| AAPL | Sell | Apple Inc | $2,993,000 | +26.6% | 10,194 | -2.2% | 1.62% | +14.4% |
| USMV | Sell | iShares Edge MSCI Min Vol USAexchange traded fund | $2,462,000 | -14.8% | 37,537 | -16.8% | 1.33% | -23.1% |
| NEAR | Sell | iShares Short Maturity Bond ETFexchange traded fund | $2,158,000 | -26.2% | 42,952 | -26.0% | 1.16% | -33.3% |
| XLK | Sell | Technology Select Sector SPDR ETFexchange traded fund | $1,806,000 | +6.5% | 19,704 | -6.4% | 0.98% | -3.8% |
| RWR | Sell | SPDR Dow Jones REIT ETFexchange traded fund | $1,511,000 | -21.2% | 14,808 | -19.3% | 0.82% | -28.8% |
| RSP | Sell | Invesco S&P 500 Equal Weight ETFexchange traded fund | $1,076,000 | +6.0% | 9,297 | -1.0% | 0.58% | -4.3% |
| SPIP | Sell | SPDR Portfolio TIPS ETFexchange traded fund | $1,018,000 | -3.6% | 35,665 | -3.7% | 0.55% | -12.8% |
| JPST | Sell | JPMorgan Ultra-Short Income ETFexchange traded fund | $976,000 | -1.3% | 19,346 | -1.4% | 0.53% | -10.8% |
| VOO | Sell | Vanguard 500 ETFexchange traded fund | $939,000 | +8.3% | 3,176 | -0.2% | 0.51% | -2.1% |
| T | Sell | AT&T Inc | $654,000 | +1.6% | 16,735 | -2.1% | 0.35% | -8.3% |
| AOK | Sell | iShares Core Conservative Allocation ETFexchange traded fund | $599,000 | +0.7% | 16,539 | -0.9% | 0.32% | -9.3% |
| SPSM | Sell | SPDR Portfolio Small Cap ETFexchange traded fund | $565,000 | +2.0% | 17,313 | -6.2% | 0.30% | -7.9% |
| EBND | Sell | SPDR Blmbg Barclays Em Mkts Lcl Bd ETFexchange traded fund | $529,000 | -1.3% | 18,946 | -3.8% | 0.29% | -10.6% |
| IGSB | Sell | Ishares Tr Sh Tr Crport Etfexchange traded fund | $526,000 | -1.9% | 9,811 | -1.8% | 0.28% | -11.2% |
| LMBS | Sell | First Trust Low Duration Oppos ETFexchange traded fund | $495,000 | -0.6% | 9,555 | -0.2% | 0.27% | -10.4% |
| FTSL | Sell | First Trust Senior Loan ETFexchange traded fund | $493,000 | -1.6% | 10,294 | -2.6% | 0.27% | -11.0% |
| ABBV | Sell | AbbVie Inc | $472,000 | +18.9% | 5,332 | -0.2% | 0.26% | +7.6% |
| RWX | Sell | SPDR Dow Jones International RelEst ETFexchange traded fund | $466,000 | -7.0% | 12,010 | -5.3% | 0.25% | -15.7% |
| AOM | Sell | iShares Core Moderate Allocation ETFexchange traded fund | $466,000 | -16.0% | 11,622 | -17.8% | 0.25% | -24.1% |
| GWX | Sell | SPDR S&P International Small Cap ETFexchange traded fund | $445,000 | +1.4% | 13,977 | -6.5% | 0.24% | -8.4% |
| MDY | Sell | SPDR S&P MidCap 400 ETFexchange traded fund | $433,000 | -0.7% | 1,154 | -6.6% | 0.23% | -10.3% |
| PM | Sell | Philip Morris International Inc | $404,000 | +9.8% | 4,750 | -0.3% | 0.22% | -0.9% |
| BP | Sell | BP PLC ADR | $386,000 | +2.1% | 10,225 | -0.1% | 0.21% | -8.0% |
| CM | Sell | Canadian Imperial Bank of Commerce | $379,000 | +2.2% | 4,557 | -0.2% | 0.20% | -7.7% |
| CVX | Sell | Chevron Corp | $379,000 | -49.7% | 3,142 | -52.7% | 0.20% | -54.4% |
| D | Sell | Dominion Resources Inc | $360,000 | +2.0% | 4,341 | -0.3% | 0.19% | -8.1% |
| HEDJ | Sell | Wisdomtree Europe Hedged Equity ETFexchange traded fund | $339,000 | +4.0% | 4,803 | -0.9% | 0.18% | -6.2% |
| OUSA | Sell | O'Shares FTSE US Quality Dividend ETFexchange traded fund | $337,000 | +5.0% | 9,214 | -0.2% | 0.18% | -5.2% |
| AOR | Sell | iShares Core Growth Allocation ETFexchange traded fund | $322,000 | -18.9% | 6,737 | -21.8% | 0.17% | -26.6% |
| KO | Sell | Coca-Cola Co | $314,000 | -7.4% | 5,666 | -9.8% | 0.17% | -16.3% |
| MSFT | Sell | Microsoft Corp | $308,000 | +9.6% | 1,952 | -4.6% | 0.17% | -1.2% |
| FLRN | Sell | SPDR Blmbg Barclays Inv Grd Flt Rt ETFexchange traded fund | $292,000 | -0.3% | 9,505 | -0.1% | 0.16% | -9.7% |
| LQD | Sell | iShares iBoxx Investment Grade Corporate Bond ETFexchange traded fund | $284,000 | -59.5% | 2,218 | -59.7% | 0.15% | -63.5% |
| BMY | Sell | Bristol-Myers Squibb Company | $237,000 | -10.9% | 3,693 | -29.4% | 0.13% | -19.5% |
| ADBE | Sell | Adobe Systems Inc | $236,000 | +12.9% | 716 | -5.3% | 0.13% | +1.6% |
| SO | Sell | Southern Co | $228,000 | -18.0% | 3,585 | -20.1% | 0.12% | -25.9% |
| VTR | Sell | Ventas Inc | $183,000 | -33.0% | 3,177 | -14.1% | 0.10% | -39.3% |
| PEP | Sell | PepsiCo Inc | $169,000 | -36.5% | 1,239 | -35.5% | 0.09% | -42.8% |
| UPS | Sell | United Parcel Service Inc Class B | $169,000 | -33.2% | 1,441 | -34.1% | 0.09% | -39.7% |
| LYB | Sell | LyondellBasell Industries NV | $167,000 | +11.3% | 1,770 | -0.8% | 0.09% | 0.0% |
| BTI | Sell | British American Tobacco PLC | $151,000 | +21.8% | 3,563 | -0.0% | 0.08% | +10.8% |
| KMB | Sell | Kimberly-Clark Corp | $146,000 | -3.3% | 1,063 | -1.2% | 0.08% | -12.2% |
| FB | Sell | Facebook Inc A | $124,000 | +2.5% | 603 | -10.8% | 0.07% | -6.9% |
| CMCSA | Sell | Comcast Corp Class A | $110,000 | -1.8% | 2,437 | -2.7% | 0.06% | -11.9% |
| BAC | Sell | Bank of America Corporation | $93,000 | +19.2% | 2,634 | -4.1% | 0.05% | +6.4% |
| FXL | Sell | First Trust Technology AlphaDEX ETFexchange traded fund | $85,000 | -7.6% | 1,167 | -17.3% | 0.05% | -16.4% |
| LRCX | Sell | Lam Research Corp | $79,000 | +11.3% | 271 | -10.9% | 0.04% | +2.4% |
| JPM | Sell | JPMorgan Chase & Co | $76,000 | +16.9% | 544 | -4.1% | 0.04% | +5.1% |
| MRK | Sell | Merck & Co Inc | $75,000 | +2.7% | 825 | -4.2% | 0.04% | -9.1% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $70,000 | +25.0% | 525 | -4.2% | 0.04% | +15.2% |
| VTI | Sell | Vanguard Total Stock Market ETFexchange traded fund | $63,000 | -42.2% | 383 | -47.0% | 0.03% | -47.7% |
| FLOT | Sell | iShares Floating Rate Bond ETFexchange traded fund | $63,000 | -88.0% | 1,233 | -88.1% | 0.03% | -89.2% |
| INTC | Sell | Intel Corp | $62,000 | +10.7% | 1,038 | -6.1% | 0.03% | 0.0% |
| HRC | Sell | Hill-Rom Holdings Inc | $62,000 | -13.9% | 546 | -22.6% | 0.03% | -23.3% |
| HD | Sell | The Home Depot Inc | $60,000 | -9.1% | 276 | -5.5% | 0.03% | -17.9% |
| BBY | Sell | Best Buy Co Inc | $57,000 | +23.9% | 649 | -5.8% | 0.03% | +14.8% |
| CDW | Sell | CDW Corp | $55,000 | +3.8% | 383 | -11.8% | 0.03% | -6.2% |
| DIS | Sell | Walt Disney Co | $54,000 | 0.0% | 375 | -8.8% | 0.03% | -9.4% |
| NSC | Sell | Norfolk Southern Corp | $53,000 | +8.2% | 272 | -4.9% | 0.03% | 0.0% |
| MA | Sell | Mastercard Inc A | $52,000 | 0.0% | 173 | -9.9% | 0.03% | -9.7% |
| RTN | Sell | Raytheon Co | $51,000 | +6.2% | 234 | -6.4% | 0.03% | -3.4% |
| ACN | Sell | Accenture PLC A | $50,000 | +4.2% | 236 | -7.5% | 0.03% | -6.9% |
| WM | Sell | Waste Management Inc | $50,000 | -7.4% | 442 | -5.8% | 0.03% | -15.6% |
| ETN | Sell | Eaton Corp PLC | $50,000 | +13.6% | 525 | -6.7% | 0.03% | +3.8% |
| V | Sell | Visa Inc Class A | $48,000 | -2.0% | 254 | -9.3% | 0.03% | -10.3% |
| ZBRA | Sell | Zebra Technologies Corp | $49,000 | +14.0% | 190 | -11.2% | 0.03% | 0.0% |
| DHI | Sell | D.R. Horton Inc | $49,000 | -7.5% | 930 | -7.7% | 0.03% | -18.8% |
| FXH | Sell | First Trust Health Care AlphaDEX ETFexchange traded fund | $49,000 | -34.7% | 577 | -42.7% | 0.03% | -42.2% |
| SYY | Sell | Sysco Corp | $47,000 | +2.2% | 546 | -6.2% | 0.02% | -7.4% |
| MS | Sell | Morgan Stanley | $45,000 | +18.4% | 887 | -5.1% | 0.02% | +4.3% |
| MET | Sell | MetLife Inc | $44,000 | +7.3% | 864 | -6.1% | 0.02% | -4.0% |
| SYK | Sell | Stryker Corp | $43,000 | -8.5% | 204 | -8.5% | 0.02% | -17.9% |
| CFG | Sell | Citizens Financial Group Inc | $42,000 | +13.5% | 1,028 | -5.3% | 0.02% | +4.5% |
| TMUS | Sell | T-Mobile US Inc | $43,000 | -4.4% | 544 | -4.2% | 0.02% | -14.8% |
| AXP | Sell | American Express Co | $42,000 | +2.4% | 340 | -5.3% | 0.02% | -8.0% |
| DAL | Sell | Delta Air Lines Inc | $42,000 | 0.0% | 724 | -6.9% | 0.02% | -8.0% |
| STWD | Sell | Starwood Property Trust Inc | $40,000 | -4.8% | 1,616 | -6.8% | 0.02% | -12.0% |
| UNH | Sell | UnitedHealth Group Inc | $41,000 | +20.6% | 139 | -9.7% | 0.02% | +10.0% |
| FIS | Sell | Fidelity National Information Services Inc | $40,000 | -4.8% | 285 | -10.7% | 0.02% | -12.0% |
| MDLZ | Sell | Mondelez International Inc Class A | $41,000 | -8.9% | 752 | -9.0% | 0.02% | -18.5% |
| WMT | Sell | Wal-Mart Stores Inc | $39,000 | -7.1% | 329 | -8.1% | 0.02% | -16.0% |
| VOX | Sell | Vanguard Telecommunication Services ETFexchange traded fund | $39,000 | -11.4% | 417 | -17.4% | 0.02% | -19.2% |
| PKG | Sell | Packaging Corp of America | $27,000 | 0.0% | 242 | -5.8% | 0.02% | -6.2% |
| OKE | Sell | ONEOK Inc | $28,000 | -6.7% | 364 | -14.6% | 0.02% | -16.7% |
| JNJ | Sell | Johnson & Johnson | $28,000 | -12.5% | 191 | -20.7% | 0.02% | -21.1% |
| EEM | Sell | iShares MSCI Emerging Marketsexchange traded fund | $25,000 | -43.2% | 552 | -48.6% | 0.01% | -50.0% |
| MPC | Sell | Marathon Petroleum Corp | $24,000 | -11.1% | 398 | -11.0% | 0.01% | -18.8% |
| XLRE | Sell | Real Estate Select Sector SPDRexchange traded fund | $24,000 | -98.6% | 618 | -98.6% | 0.01% | -98.7% |
| AMT | Sell | American Tower Corp | $22,000 | -50.0% | 96 | -50.5% | 0.01% | -53.8% |
| PLD | Sell | Prologis Inc | $21,000 | -41.7% | 235 | -43.6% | 0.01% | -50.0% |
| NOBL | Sell | ProShares S&P 500 Dividend Aristocratsexchange traded fund | $18,000 | -10.0% | 233 | -15.0% | 0.01% | -16.7% |
| MINT | Sell | PIMCO Enhanced Short Maturity Active ETFexchange traded fund | $14,000 | -50.0% | 140 | -49.1% | 0.01% | -52.9% |
| KAI | Sell | Kadant Inc | $14,000 | -6.7% | 132 | -23.3% | 0.01% | -11.1% |
| XLE | Sell | Select Sector Spdr Trust Shs Ben Int Energyexchange traded fund | $11,000 | -15.4% | 183 | -17.6% | 0.01% | -25.0% |
| MUB | Sell | iShares National Muni Bond ETFexchange traded fund | $10,000 | -92.7% | 88 | -92.7% | 0.01% | -93.9% |
| VXUS | Sell | Vanguard Total International Stock ETFexchange traded fund | $7,000 | -78.1% | 131 | -78.9% | 0.00% | -78.9% |
| EXC | Sell | Exelon Corp | $7,000 | -84.8% | 159 | -83.1% | 0.00% | -85.2% |
| IJR | Sell | iShares Core S&P Small-Capexchange traded fund | $6,000 | -97.6% | 71 | -97.7% | 0.00% | -97.9% |
| BND | Sell | Vanguard Total Bond Market ETFexchange traded fund | $4,000 | -87.1% | 43 | -88.3% | 0.00% | -89.5% |
| STX | Sell | Seagate Technology PLC | $3,000 | -25.0% | 50 | -37.5% | 0.00% | 0.0% |
| GE | Sell | General Electric Co | $2,000 | -50.0% | 158 | -66.0% | 0.00% | -50.0% |
| FVC | Sell | First Trust Dorsey Wright Dynamic Foc 5exchange traded fund | $1,000 | -95.5% | 36 | -95.6% | 0.00% | -92.3% |
| REGL | Sell | ProShares S&P MidCap 400 Dividend Arstexchange traded fund | $2,000 | -66.7% | 28 | -72.0% | 0.00% | -75.0% |
| IVW | Sell | iShares S&P 500 Growthexchange traded fund | $0 | -100.0% | 2 | -98.8% | 0.00% | -100.0% |
| C | Exit | Citigroup Inc | $0 | – | -6 | -100.0% | 0.00% | – |
| WAB | Exit | Westinghouse Air Brake Technologies Corp | $0 | – | -1 | -100.0% | 0.00% | – |
| WFTIQ | Exit | Weatherford International PLC | $0 | – | -7,398 | -100.0% | 0.00% | – |
| EWJ | Exit | iShares MSCI Japanexchange traded fund | $0 | – | -8 | -100.0% | 0.00% | – |
| TRV | Exit | The Travelers Companies Inc | $0 | – | -1 | -100.0% | 0.00% | – |
| VNQ | Sell | Vanguard REIT ETFexchange traded fund | $0 | -100.0% | 2 | -99.0% | 0.00% | -100.0% |
| BYDDY | Exit | BYD Co Ltd | $0 | – | -125 | -100.0% | -0.00% | – |
| NSP | Exit | Insperity Inc | $0 | – | -21 | -100.0% | -0.00% | – |
| LUV | Exit | Southwest Airlines Co | $0 | – | -21 | -100.0% | -0.00% | – |
| ZBH | Exit | Zimmer Biomet Holdings Inc | $0 | – | -5 | -100.0% | -0.00% | – |
| VTIP | Exit | Vanguard Short-Term Infl-Prot Secs ETFexchange traded fund | $0 | – | -24 | -100.0% | -0.00% | – |
| OMP | Exit | Oasis Midstream Partners LP | $0 | – | -46 | -100.0% | -0.00% | – |
| F | Exit | Ford Motor Co | $0 | – | -136 | -100.0% | -0.00% | – |
| WTFC | Exit | Wintrust Financial Corp | $0 | – | -25 | -100.0% | -0.00% | – |
| OAK | Exit | Oaktree Capital Group LLC | $0 | – | -17 | -100.0% | -0.00% | – |
| DDOG | Exit | DATADOG INC CL A | $0 | – | -100 | -100.0% | -0.00% | – |
| AGG | Exit | iShares Core US Aggregate Bondexchange traded fund | $0 | – | -36 | -100.0% | -0.00% | – |
| NVO | Exit | Novo Nordisk A/S | $0 | – | -75 | -100.0% | -0.00% | – |
| CELG | Exit | Celgene Corp | $0 | – | -50 | -100.0% | -0.00% | – |
| RIGS | Exit | RiverFront Strategic Income ETFexchange traded fund | $0 | – | -260 | -100.0% | -0.00% | – |
| EEMV | Exit | iShares Edge MSCI Min Vol Emerging Mktsexchange traded fund | $0 | – | -131 | -100.0% | -0.00% | – |
| IWM | Exit | iShares Russell 2000exchange traded fund | $0 | – | -45 | -100.0% | -0.00% | – |
| PWV | Exit | Invesco Dynamic Large Cap Value ETFexchange traded fund | $0 | – | -208 | -100.0% | -0.01% | – |
| SPHQ | Exit | Invesco S&P 500 Quality ETFexchange traded fund | $0 | – | -237 | -100.0% | -0.01% | – |
| CMBS | Exit | iShares CMBS ETFexchange traded fund | $0 | – | -188 | -100.0% | -0.01% | – |
| SPHD | Exit | Invesco S&P 500 High Div Low Vol ETFexchange traded fund | $0 | – | -228 | -100.0% | -0.01% | – |
| ANGL | Exit | VanEck Vectors Fallen Angel HiYld Bd ETFexchange traded fund | $0 | – | -415 | -100.0% | -0.01% | – |
| BBT | Exit | BB&T Corp | $0 | – | -280 | -100.0% | -0.01% | – |
| SCHF | Exit | Schwab International Equity ETFexchange traded fund | $0 | – | -443 | -100.0% | -0.01% | – |
| HYS | Exit | PIMCO 0-5 Year High Yield Corp Bd ETFexchange traded fund | $0 | – | -147 | -100.0% | -0.01% | – |
| PBA | Exit | Pembina Pipeline Corp | $0 | – | -546 | -100.0% | -0.01% | – |
| STLD | Exit | Steel Dynamics Inc | $0 | – | -696 | -100.0% | -0.01% | – |
| SRLN | Exit | SPDR Blackstone / GSO Senior Loan ETFexchange traded fund | $0 | – | -517 | -100.0% | -0.01% | – |
| IVE | Exit | iShares S&P 500 Valueexchange traded fund | $0 | – | -259 | -100.0% | -0.02% | – |
| CNP | Exit | CenterPoint Energy Inc | $0 | – | -1,090 | -100.0% | -0.02% | – |
| HYD | Exit | VanEck Vectors High-Yield Municipal ETFexchange traded fund | $0 | – | -535 | -100.0% | -0.02% | – |
| IWB | Exit | iShares Russell 1000exchange traded fund | $0 | – | -257 | -100.0% | -0.02% | – |
| XLI | Exit | Industrial Select Sector SPDR ETFexchange traded fund | $0 | – | -579 | -100.0% | -0.03% | – |
| SHM | Exit | SPDR Nuveen Blmbg Barclays ST MunBd ETFexchange traded fund | $0 | – | -1,193 | -100.0% | -0.04% | – |
| EFA | Exit | iShares MSCI EAFEexchange traded fund | $0 | – | -1,104 | -100.0% | -0.04% | – |
| TFI | Exit | SPDR Nuveen Blmbg Barclays Muni Bd ETFexchange traded fund | $0 | – | -1,859 | -100.0% | -0.06% | – |
| GVI | Exit | iShares Intermediate Govt/Crdt Bd ETFexchange traded fund | $0 | – | -927 | -100.0% | -0.06% | – |
| TTE | Exit | Total Sa | $0 | – | -4,385 | -100.0% | -0.14% | – |
| STI | Exit | SunTrust Banks Inc | $0 | – | -7,534 | -100.0% | -0.30% | – |
| MTUM | Exit | iShares Edge MSCI USA Momentum Fctr ETFexchange traded fund | $0 | – | -5,127 | -100.0% | -0.36% | – |
| XLC | Exit | Communication Services Sel Sect SPDR ETFexchange traded fund | $0 | – | -34,191 | -100.0% | -1.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Astor Investor Management, LLC #1
- Dana Investment Advisors, Inc. #2
- State Street Global Advisors Trust Co. #3
- Federated Investors Inc #4
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD FTSE DEVELOPED MARKETS ETF | 23 | Q2 2024 | 9.6% |
| VANGUARD GROWTH INDEX FUND | 23 | Q2 2024 | 10.1% |
| VANGUARD VALUE INDEX FUND | 23 | Q2 2024 | 8.0% |
| ISHARES CORE S&P 500 ETF | 23 | Q2 2024 | 14.5% |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | 23 | Q2 2024 | 7.6% |
| VANGUARD SHORT-TERM BOND INDEX FUND | 23 | Q2 2024 | 6.8% |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | 23 | Q2 2024 | 4.0% |
| VANGUARD INTERMEDIATE-TERM BOND INDEX FUND | 23 | Q2 2024 | 3.6% |
| VANGUARD LONG-TERM BOND INDEX FUND | 23 | Q2 2024 | 3.9% |
| VANGUARD FTSE EMERGING MARKETS ETF | 23 | Q2 2024 | 3.4% |
View Bay Harbor Wealth Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-07-24 |
| 13F-HR | 2024-04-22 |
| 13F-HR | 2024-01-26 |
| 13F-HR | 2023-10-25 |
| 13F-HR | 2023-07-19 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-05 |
| 13F-HR | 2022-04-19 |
View Bay Harbor Wealth Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.