$380 Million is the total value of Sargent Investment Group, LLC's 210 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 18.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CDMO | Sell | AVID BIOSERVICES INC | $15,995,000 | +49.5% | 877,382 | -5.4% | 4.21% | +24.6% |
| SQ | Sell | SQUARE INCcl a | $12,626,000 | +2.2% | 55,607 | -2.0% | 3.33% | -14.7% |
| CG | Sell | CARLYLE GROUP INC | $11,518,000 | +12.2% | 313,325 | -4.0% | 3.03% | -6.4% |
| BX | Sell | BLACKSTONE GROUP INC | $10,562,000 | +8.5% | 141,717 | -5.6% | 2.78% | -9.5% |
| JPST | Sell | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $5,477,000 | -4.7% | 107,920 | -4.6% | 1.44% | -20.5% |
| ARCC | Sell | ARES CAPITAL CORP | $5,315,000 | +7.2% | 284,073 | -3.3% | 1.40% | -10.7% |
| MITK | Sell | MITEK SYS INC | $5,246,000 | -40.6% | 359,815 | -27.6% | 1.38% | -50.5% |
| NVAX | Sell | NOVAVAX INC | $3,984,000 | +52.0% | 21,974 | -6.5% | 1.05% | +26.7% |
| DEA | Sell | EASTERLY GOVT PPTYS INC | $3,419,000 | -16.5% | 164,928 | -8.7% | 0.90% | -30.3% |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $3,234,000 | +10.8% | 232,325 | -1.3% | 0.85% | -7.6% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $2,695,000 | -3.2% | 96,508 | -10.5% | 0.71% | -19.2% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $2,114,000 | -1.9% | 50,080 | -12.3% | 0.56% | -18.1% |
| TSLX | Sell | SIXTH STREET SPECIALTY LENDN | $1,666,000 | -3.6% | 79,210 | -4.9% | 0.44% | -19.6% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,447,000 | -6.9% | 4,104 | -0.6% | 0.38% | -22.4% |
| FDL | Sell | FIRST TR MORNINGSTAR DIVID L | $1,389,000 | -0.4% | 42,458 | -9.9% | 0.37% | -16.8% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $1,373,000 | -6.3% | 26,885 | -5.6% | 0.36% | -21.8% |
| BA | Sell | BOEING CO | $1,356,000 | +18.8% | 5,324 | -0.2% | 0.36% | -0.8% |
| QCOM | Sell | QUALCOMM INC | $1,335,000 | -13.5% | 10,067 | -0.6% | 0.35% | -27.7% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,230,000 | -4.4% | 3,800 | -10.1% | 0.32% | -20.4% |
| UBSI | Sell | UNITED BANKSHARES INC WEST V | $1,061,000 | +6.7% | 27,490 | -10.4% | 0.28% | -11.1% |
| SBUX | Sell | STARBUCKS CORP | $1,041,000 | -1.2% | 9,525 | -3.3% | 0.27% | -17.7% |
| INTC | Sell | INTEL CORP | $956,000 | +26.5% | 14,945 | -1.5% | 0.25% | +5.4% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $932,000 | -12.1% | 1,960 | -7.5% | 0.24% | -26.9% |
| FXL | Sell | FIRST TR EXCHANGE TRADED FDtech alphadex | $897,000 | +0.9% | 7,890 | -0.8% | 0.24% | -16.0% |
| XOM | Sell | EXXON MOBIL CORP | $857,000 | +33.3% | 15,347 | -1.7% | 0.23% | +11.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $807,000 | +3.7% | 2,168 | -2.3% | 0.21% | -13.4% |
| BAC | Sell | BK OF AMERICA CORP | $775,000 | +27.5% | 20,023 | -0.2% | 0.20% | +6.2% |
| TSLA | Sell | TESLA INC | $755,000 | -7.8% | 1,130 | -2.6% | 0.20% | -23.2% |
| MMM | Sell | 3M CO | $728,000 | -2.4% | 3,780 | -11.4% | 0.19% | -18.6% |
| INTU | Sell | INTUIT | $720,000 | +0.4% | 1,880 | -0.4% | 0.19% | -15.9% |
| ZTS | Sell | ZOETIS INCcl a | $712,000 | -5.2% | 4,523 | -0.3% | 0.19% | -20.7% |
| DIS | Sell | DISNEY WALT CO | $701,000 | -5.3% | 3,798 | -7.0% | 0.18% | -20.9% |
| AXP | Sell | AMERICAN EXPRESS CO | $648,000 | +15.1% | 4,584 | -1.6% | 0.17% | -3.9% |
| IHIT | Sell | INVESCO HIGH INCOME 2023 TAR | $605,000 | -61.5% | 65,442 | -64.9% | 0.16% | -67.9% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $558,000 | +24.0% | 16,948 | -2.0% | 0.15% | +3.5% |
| SPPI | Sell | SPECTRUM PHARMACEUTICALS INC | $514,000 | -13.6% | 157,525 | -9.7% | 0.14% | -28.2% |
| FOF | Sell | COHEN & STEERS CLOSED END OP | $491,000 | +0.4% | 36,650 | -6.9% | 0.13% | -16.2% |
| F | Sell | FORD MTR CO DELcall | $454,000 | +182.0% | 303,400 | -2.1% | 0.12% | +135.3% |
| CFA | Sell | VICTORY PORTFOLIOS II | $454,000 | +2.0% | 6,772 | -5.2% | 0.12% | -14.9% |
| GLW | Sell | CORNING INC | $418,000 | +19.4% | 9,600 | -1.4% | 0.11% | -0.9% |
| CSCO | Sell | CISCO SYS INC | $394,000 | -5.5% | 7,611 | -18.3% | 0.10% | -21.2% |
| HON | Sell | HONEYWELL INTL INC | $380,000 | -2.3% | 1,752 | -4.1% | 0.10% | -18.7% |
| KO | Sell | COCA COLA CO | $373,000 | -15.8% | 7,083 | -12.4% | 0.10% | -30.0% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $362,000 | -12.8% | 1,635 | -19.7% | 0.10% | -27.5% |
| SASR | Sell | SANDY SPRING BANCORP INC | $347,000 | +19.7% | 8,000 | -11.1% | 0.09% | -1.1% |
| AVGO | Sell | BROADCOM INC | $347,000 | -4.1% | 748 | -9.4% | 0.09% | -20.2% |
| PM | Sell | PHILIP MORRIS INTL INC | $332,000 | +6.8% | 3,744 | -0.3% | 0.09% | -11.2% |
| JHB | Sell | NUVEEN CORPORATE INCM NOVEME | $318,000 | -27.2% | 33,900 | -28.6% | 0.08% | -39.1% |
| BOMN | Sell | BOSTON OMAHA CORP | $309,000 | -54.6% | 10,460 | -57.5% | 0.08% | -62.3% |
| LVS | Sell | LAS VEGAS SANDS CORP | $304,000 | +1.7% | 5,000 | -0.4% | 0.08% | -14.9% |
| BLL | Sell | BALL CORP | $284,000 | -15.2% | 3,350 | -6.9% | 0.08% | -29.2% |
| FGD | Sell | FIRST TR EXCHANGE TRADED FDdj glbl divid | $240,000 | -65.3% | 9,527 | -69.8% | 0.06% | -71.1% |
| VTHR | Sell | VANGUARD SCOTTSDALE FDSvng rus3000idx | $234,000 | -23.8% | 1,265 | -28.3% | 0.06% | -36.1% |
| FB | Sell | FACEBOOK INCcl a | $219,000 | -58.5% | 744 | -61.5% | 0.06% | -65.3% |
| IHTA | Sell | INVESCO HIGH INCOME 2024 TAR | $210,000 | -59.0% | 21,705 | -63.0% | 0.06% | -66.0% |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INC | $126,000 | -43.5% | 35,000 | -60.5% | 0.03% | -52.9% |
| EXEL | Exit | EXELIXIS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| DNLI | Exit | DENALI THERAPEUTICS INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| DD | Exit | DUPONT DE NEMOURS INCcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -200 | -100.0% | -0.00% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| XRX | Exit | XEROX HOLDINGS CORPcall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| CROX | Exit | CROCS INCcall | $0 | – | -10,000 | -100.0% | -0.04% | – |
| SNAP | Exit | SNAP INCcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| DNLI | Exit | DENALI THERAPEUTICS INC | $0 | – | -2,621 | -100.0% | -0.07% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -645 | -100.0% | -0.07% | – |
| M | Exit | MACYS INCcall | $0 | – | -100,000 | -100.0% | -0.07% | – |
| ETX | Exit | EATON VANCE MUN INCOME 2028 | $0 | – | -20,745 | -100.0% | -0.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 8.6% |
| UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
| AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
| EXELIXIS INC | 20 | Q3 2023 | 4.9% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
| AMAZON COM INC | 20 | Q3 2023 | 4.5% |
| MITEK SYS INC | 20 | Q3 2023 | 3.8% |
| JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
| ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-11 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.